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Disclosery

NUMG NUSHARES ETF TR

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NUVEEN ESG MIDCP (fund)

130 managers (130 13F filers) reported a position in NUMG shares at 2025-09-30, 6,294,286 shares in all. 9 filers opened a position and 8 filers sold out during the quarter.

Managers
130
13F filers
130
New
9
Added
31
Reduced
54
Sold out
8
Shares held by filers
6,294,286

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY1,122,462$54.6M<0.01%+13,19113F-HR/ATimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN782,868$38.1M0.01%-7,24013F-HRTimelineGroup
LPL Financial LLC569,110$27.7M0.01%+96,30813F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA494,311$24.1M<0.01%-22,27113F-HRTimelineGroup
TIAA TRUST, NATIONAL ASSOCIATIONin group TIAA465,259$22.6M0.05%-33,34013F-HRTimelineGroup
Bank of New York Mellon Corpin group Bank of New York Mellon Corp402,369$19.6M<0.01%+19,69013F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/298,876$14.5M<0.01%-48,84413F-HR/ATimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC277,743$13.5M<0.01%+9,70813F-HRTimelineGroup
UBS Group AGin group UBS Group AG204,744$9.97M<0.01%-19,61313F-HRTimelineGroup
AlTi Global, Inc.in group AlTi Global, Inc.153,430$7.47M0.18%-3,77813F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC124,085$6.04M0.01%-18,39013F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC103,961$5.06M<0.01%-94513F-HRTimelineGroup
Cetera Investment Advisers79,266$3.86M<0.01%-1,76613F-HRTimeline
Creative Planningin group Creative Planning77,496$3.77M<0.01%013F-HRTimelineGroup
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP63,738$3.11M<0.01%+8,72813F-HRTimelineGroup
WHITTIER TRUST CO62,623$3.08M0.04%013F-HRTimeline
Fiduciary Trust Coin group Fiduciary Trust Co63,303$3.08M0.03%013F-HRTimelineGroup
WHITTIER TRUST CO OF NEVADA INC60,176$2.96M0.06%-1,31513F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC54,286$2.64M<0.01%-3,15113F-HRTimelineGroup
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC45,840$2.23M<0.01%+8,31913F-HRTimelineGroup
Beacon Pointe Advisors, LLC41,099$2M0.02%+3,39513F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…39,288$1.91M<0.01%-50113F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…25,968$1.26M<0.01%+59913F-HRTimelineGroup
Revolve Wealth Partners, LLC24,565$1.2M0.14%+8313F-HRTimeline
VICUS CAPITAL23,085$1.12M0.09%+81813F-HRTimeline
rebel Financial LLC0$1.08M0.47%-22,01013F-HRTimelineAmount filed as zero, left out of ratios.
Dynamic Advisor Solutions LLC21,642$1.05M0.03%-1,15813F-HRTimeline
COMMERCE BANKin group COMMERCE BANK19,762$962K0.01%-27213F-HRTimelineGroup
Lido Advisors, LLCin group Lido Advisors, LLC17,432$849K<0.01%-83813F-HRTimelineGroup
IAG Wealth Partners, LLC17,212$838K0.1%-20013F-HRTimeline
High Note Wealth, LLC16,607$808K0.16%-16813F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…16,321$797K<0.01%-1,25013F-HRTimeline
Mirae Asset Global Investments Co., Ltd.in group Mirae Asset Global Investment…16,300$793K<0.01%+4,10013F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO16,178$788K<0.01%-17,76113F-HR/ATimelineGroup
WealthShield Partners, LLC15,999$779K0.09%-30013F-HRTimeline
Cerity Partners LLCin group Cerity Partners LLC16,158$773K<0.01%+12713F-HRTimelineGroup
SK Wealth Management, LLC15,805$771K0.29%-1,56513F-HRTimeline
RTD Financial Advisors, Inc.15,757$767K0.09%-53413F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…15,349$747K<0.01%new13F-HRTimelineGroup
NewEdge Advisors, LLC14,644$713K<0.01%-1,01513F-HRTimeline
Cambridge Investment Research Advisors,…13,720$668K<0.01%-12413F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.13,410$657K<0.01%-1,28913F-HRTimelineGroup
SageView Advisory Group, LLC12,050$587K0.02%013F-HRTimeline
Private Advisor Group, LLC11,573$563K<0.01%+54213F-HRTimeline
COLDSTREAM CAPITAL MANAGEMENT INC11,500$560K0.01%013F-HRTimeline
Neumann Capital Management, LLC11,380$554K0.16%+20013F-HRTimeline
CENTRAL TRUST Co10,999$535K0.01%+79213F-HRTimeline
Institute for Wealth Management, LLC.10,792$525K0.05%-1,15913F-HRTimeline
CANANDAIGUA NATIONAL BANK & TRUST COin group CANANDAIGUA NATIONAL BANK & T…10,155$494K0.04%-8913F-HRTimelineGroup
Continuum Advisory, LLC9,607$468K0.05%+21513F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP9,184$447K<0.01%-29713F-HRTimelineGroup
Fingerlakes Wealth Management, Inc.8,870$432K0.28%+11313F-HRTimeline
IHT Wealth Management, LLC8,795$428K0.01%013F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV8,619$420K<0.01%-2,47013F-HRTimeline
HighTower Advisors, LLC8,524$415K<0.01%-45713F-HRTimeline
Corient Private Wealth LPin group Corient Private Wealth LP8,265$402K<0.01%013F-HRTimelineGroup
&PARTNERS8,051$392K<0.01%-48213F-HRTimeline
CWM, LLCin group CWM, LLC7,983$389K<0.01%-1813F-HRTimelineGroup
Simmons Bankin group Simmons Bank7,985$389K0.03%-34313F-HRTimelineGroup
Petros Family Wealth, LLC7,603$370K0.31%-45313F-HRTimeline
SUMMIT WEALTH GROUP LLC / CO12,806$364K0.04%new13F-HRTimeline
Larson Financial Group LLC7,355$358K0.01%-1413F-HRTimeline
SOA Wealth Advisors, LLC.7,333$357K0.06%-39013F-HRTimeline
McClarren Financial Advisors, Inc.5,702$356K0.22%-1,61213F-HRTimeline
RVW Wealth, LLC7,310$356K0.03%013F-HRTimeline
EVERGREEN CAPITAL MANAGEMENT LLC7,105$346K0.01%-6013F-HRTimeline
Focus Partners Wealthin group Focus Partners Wealth7,068$344K<0.01%-8113F-HRTimelineGroup
Trust Co6,768$329K0.03%+92313F-HRTimeline
Evergreen Private Wealth LLC6,766$329K0.13%-53113F-HRTimeline
Olde Wealth Management, LLC6,554$314K0.1%13F-HRTimeline
Empirical Financial Services, LLC d.b.a…6,436$313K0.01%+29813F-HRTimeline
Merit Financial Group, LLC6,276$306K<0.01%013F-HR/ATimeline
Golden State Wealth Management, LLC6,172$300K0.03%-2113F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC5,560$271K<0.01%new13F-HRTimelineGroup
CX Institutional5,511$268K0.01%+76013F-HRTimeline
Bragg Financial Advisors, Inc5,358$261K0.01%013F-HRTimeline
AIRE ADVISORS, LLC5,344$260K0.05%-6513F-HRTimeline
Falcon Wealth Planning5,246$255K0.02%+91813F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.5,130$250K<0.01%+10013F-HRTimelineGroup
PFG Advisors5,081$247K0.01%+28513F-HRTimeline
Compound Planning, Inc.5,010$244K0.01%+48913F-HRTimeline
MML INVESTORS SERVICES, LLC4,990$243K<0.01%-42213F-HRTimeline
Arkos Global Advisors4,618$225K0.03%-18613F-HRTimeline
McAdam, LLC4,567$222K0.01%-18313F-HRTimeline
Ipsen Advisor Group LLC4,564$222K0.16%+2213F-HRTimeline
Wealthcare Advisory Partners LLCin group Wealthcare Advisory Partners …4,348$212K<0.01%013F-HRTimelineGroup
COMERICA BANK2,919$142K<0.01%-15613F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…2,810$137K<0.01%new13F-HRTimelineGroup
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…2,760$134K<0.01%013F-HRTimelineGroup
Dunhill Financial, LLC2,665$130K0.03%-33013F-HRTimeline
Farther Finance Advisors, LLC2,269$110K<0.01%+1,64513F-HRTimeline
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2,080$101K<0.01%013F-HRTimeline
Harbor Asset Planning, Inc.2,058$100K0.09%013F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC1,613$78.5K<0.01%+43813F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\1,459$71K<0.01%-6413F-HRTimelineGroup
UMB Bank, n.a.1,383$67.3K<0.01%013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
Millstone Evans Group, LLC1,337$65.1K0.04%013F-HRTimeline
Qube Research & Technologies Ltd1,311$63.8K<0.01%-10113F-HRTimeline
FMR LLCin group FMR LLC1,263$61.5K<0.01%+1,00113F-HRTimelineGroup
MOTCO1,248$60.8K0.01%013F-HRTimeline
Ameritas Investment Partners, Inc.group of 2 filers holding1,158$56.4K-95,173Timeline
HARBOUR INVESTMENTS, INC.1,132$55.1K<0.01%-77113F-HRTimeline
MJT & Associates Financial Advisory Gro…1,071$52.1K0.04%013F-HRTimeline
Allworth Financial LP1,013$49.3K<0.01%013F-HRTimeline
BLAIR WILLIAM & CO/IL913$44.4K<0.01%013F-HRTimeline
Cornerstone Planning Group LLC3,445$42.9K0.01%-3313F-HRTimeline
MANNING & NAPIER ADVISORS LLC758$36.9K<0.01%new13F-HRTimeline
Front Row Advisors LLC505$24.6K0.01%013F-HRTimeline
Steward Partners Investment Advisory, L…476$23.2K<0.01%+6013F-HRTimeline
Urban Financial Advisory Corp449$21.8K0.01%-11313F-HRTimeline
MAI Capital Management416$20.3K<0.01%+713F-HRTimeline
CoreCap Advisors, LLC340$16.6K<0.01%013F-HRTimeline
Crewe Advisors LLC306$14.9K<0.01%013F-HRTimeline
AdvisorNet Financial, Inc237$11.5K<0.01%013F-HRTimeline
GPS Wealth Strategies Group, LLC217$10.6K<0.01%013F-HRTimeline
DT Investment Partners, LLC200$9.74K<0.01%+9013F-HRTimeline
Annis Gardner Whiting Capital Advisors,…191$9.3K<0.01%013F-HRTimeline
FRANKLIN RESOURCES INCin group Franklin Resources190$9.25K<0.01%new13F-HRTimelineGroup
Cape Investment Advisory, Inc.179$8.71K0.01%013F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV140$6.82K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC134$6.52K<0.01%new13F-HRTimelineGroup
Aptus Capital Advisors, LLC107$5.21K<0.01%013F-HRTimeline
Rossby Financial, LCC88$4.28K<0.01%013F-HRTimeline
Geneos Wealth Management Inc.56$2.73K<0.01%new13F-HRTimeline
Rise Advisors, LLC55$2.66K<0.01%013F-HRTimeline
LANARK FINANCIAL, INC.54$2.63K<0.01%013F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…53$2.58K<0.01%013F-HRTimelineGroup
Global Retirement Partners, LLC43$2.09K<0.01%013F-HRTimeline
Pandora Wealth, Inc.20$974<0.01%013F-HRTimeline
HM PAYSON & CO5$244<0.01%new13F-HRTimeline