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NBSM NEUBERGER BERMAN ETF TRUST

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SMAL MID CAP ETF (fund)

16 managers (16 13F filers) reported a position in NBSM shares at 2025-09-30, 6,128,221 shares in all. 4 filers opened a position and 2 filers sold out during the quarter.

Managers
16
13F filers
16
New
4
Added
10
Reduced
1
Sold out
2
Shares held by filers
6,128,221

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC4,804,598$122M0.09%+50,77013F-HRTimelineGroup
LPL Financial LLC403,584$10.2M<0.01%+108,91513F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/220,114$5.58M<0.01%+29,76713F-HR/ATimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC180,178$4.56M<0.01%+6,27313F-HRTimelineGroup
EXCHANGE TRADED CONCEPTS, LLC156,390$3.96M0.04%-1,50413F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP77,444$1.97M<0.01%+23,66913F-HRTimelineGroup
Broadway Wealth Solutions, Inc.75,069$1.9M1.07%+6,68513F-HRTimeline
MOTCO57,907$1.47M0.13%+5,42513F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.44,213$1.15M<0.01%new13F-HRTimelineGroup
HighTower Advisors, LLC30,794$780K<0.01%new13F-HRTimeline
Worth Financial Advisory Group, LLC25,877$655K0.37%+3,79313F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…17,805$451K<0.01%+7,77613F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC13,306$337K<0.01%new13F-HRTimelineGroup
Cambridge Investment Research Advisors,…9,028$229K<0.01%+27113F-HRTimeline
BARNES PETTEY FINANCIAL ADVISORS, LLC8,588$218K0.12%new13F-HRTimeline
BARRETT & COMPANY, INC.3,326$84.2K0.03%013F-HRTimeline