HERZ HERZFELD CARIBBEAN BASIN FD
FollowCOM (fund), issuer CIK 880406
12 managers (12 13F filers) reported a position in HERZ shares at 2026-03-31, 1,168,620 shares in all. 12 filers opened a position and 0 filers sold out during the quarter.
- Managers
- 12
- 13F filers
- 12
- New
- 12
- Added
- 0
- Reduced
- 0
- Sold out
- 0
- Shares held by filers
- 1,168,620
Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.
13D and 13G filers
Each filer's latest stake. The shares are the aggregate the reporting persons state, which can include entities that file no 13F.
- HERZFELD THOMAS J
820,755 shares, 40.59% in a 13D/A as of 2026-10-06,0001398344-26-018039
Accepted , ingested - Herzfeld Erik Mervin
690,033 shares, 34.13% in a 13D/A as of 2026-10-06,0001398344-26-018038
Accepted , ingested
Insider trades
No Form 4 transaction on this security in the data.
13F holders, Q1 2026
Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.
| Holder | Shares | Value | % of portfolio | Change | Source |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 807,215 | $12.5M | 4.26% | new | 13F-HRTimeline |
| ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC | 251,029 | $3.89M | <0.01% | new | 13F-HRTimelineGroup |
| CSS LLC/IL | 47,796 | $741K | 0.04% | new | 13F-HRTimeline |
| CHOREO, LLC | 45,550 | $709K | 0.01% | new | 13F-HRTimeline |
| OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC. | 4,396 | $68.1K | <0.01% | new | 13F-HRTimelineGroup |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 4,307 | $66.8K | 0.01% | new | 13F-HRTimeline |
| INTERNATIONAL ASSETS INVESTMENT MANAGEM… | 4,042 | $63.8K | <0.01% | new | 13F-HRTimeline |
| MORGAN STANLEYin group MORGAN STANLEY | 2,614 | $40.5K | <0.01% | new | 13F-HRTimelineGroup |
| Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen… | 1,082 | $16.8K | <0.01% | new | 13F-HRTimelineGroup |
| ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA | 510 | $8K | <0.01% | new | 13F-HRTimelineGroup |
| JPMORGAN CHASE & COin group JPMORGAN CHASE & CO | 52 | $822 | <0.01% | new | 13F-HR/ATimelineGroup |
| CoreCap Advisors, LLC | 27 | $419 | <0.01% | new | 13F-HRTimeline |
Events
Herzfeld Erik Mervin reported 690,033 HERZ shares, 34.13% of the class, as of 2026-10-06, in a 13D/A filed 2026-10-08. 0001398344-26-018038
Accepted , ingestedHERZFELD THOMAS J reported 820,755 HERZ shares, 40.59% of the class, as of 2026-10-06, in a 13D/A filed 2026-10-08. 0001398344-26-018039
Accepted , ingestedHERZFELD THOMAS J reported 874,645 HERZ shares, 43.35% of the class, as of 2026-09-28, in a 13D/A filed 2026-09-30. 0001398344-26-017616
Accepted , ingestedHerzfeld Erik Mervin reported 756,694 HERZ shares, 37.5% of the class, as of 2026-09-24, in a 13D/A filed 2026-09-28. 0001398344-26-017469
Accepted , ingested