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Disclosery

FNK FIRST TR EXCHANGE-TRADED ALP

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MID CAP VAL FD (fund)

55 managers (55 13F filers) reported a position in FNK shares at 2025-09-30, 2,534,707 shares in all. 6 filers opened a position and 6 filers sold out during the quarter.

Managers
55
13F filers
55
New
6
Added
13
Reduced
19
Sold out
6
Shares held by filers
2,534,707

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
TOTAL INVESTMENT MANAGEMENT INC1,310,168$72.4M9.41%-31,41613F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN241,645$13.4M<0.01%-30,59913F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY230,395$12.7M<0.01%-3,78913F-HR/ATimelineGroup
LPL Financial LLC131,147$7.25M<0.01%-122,44013F-HRTimeline
Cetera Investment Advisers77,432$4.28M<0.01%+14,72113F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC57,914$3.2M<0.01%+7,17513F-HRTimelineGroup
UBS Group AGin group UBS Group AG51,856$2.87M<0.01%-12,16413F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.49,917$2.79M<0.01%+99013F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC44,666$2.47M<0.01%+15,61013F-HRTimelineGroup
Kingsview Wealth Management, LLC32,970$1.82M0.03%-45513F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP32,546$1.81M<0.01%+4,21113F-HRTimelineGroup
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC30,803$1.7M0.02%-14,16313F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA29,195$1.61M<0.01%+10,90313F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC19,548$1.08M<0.01%-19,36613F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP19,376$1.07M<0.01%-7,19513F-HRTimelineGroup
Cambridge Investment Research Advisors,…19,039$1.05M<0.01%-9,10013F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.18,686$1.03M0.01%-1,41913F-HRTimelineGroup
Equitable Holdings, Inc.in group Equitable Holdings, Inc.18,464$1.02M0.01%+40613F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…16,652$920K<0.01%-30,85213F-HRTimelineGroup
ARS Wealth Advisors Group, LLC12,863$711K0.07%+313F-HRTimeline
Keel Point, LLC10,909$603K0.04%-17113F-HRTimeline
Private Advisor Group, LLC8,466$468K<0.01%+2213F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC7,052$390K<0.01%-19413F-HRTimelineGroup
&PARTNERS6,772$374K<0.01%+713F-HRTimeline
LEVEL FOUR ADVISORY SERVICES, LLCin group LEVEL FOUR ADVISORY SERVICES,…5,614$310K0.01%013F-HRTimelineGroup
Janney Montgomery Scott LLC5,190$287K<0.01%+1,11013F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…4,906$271K0.01%-3,40513F-HRTimelineGroup
Arete Wealth Advisors, LLC4,475$246K0.02%013F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC4,263$236K<0.01%-11913F-HRTimelineGroup
Sigma Planning Corp4,252$235K0.01%-55513F-HRTimeline
DAYMARK WEALTH PARTNERS, LLC4,112$227K0.01%+713F-HRTimeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…3,986$221K<0.01%+113F-HRTimelineGroup
Triumph Capital Management3,983$220K0.06%-22713F-HR/ATimeline
Dynamic Advisor Solutions LLC3,663$202K0.01%new13F-HRTimeline
Founders Financial Alliance, LLC2,891$160K0.03%new13F-HRTimeline
Geneos Wealth Management Inc.2,400$133K<0.01%013F-HRTimeline
GAMMA Investing LLC2,025$112K0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…1,693$93.6K<0.01%new13F-HRTimelineGroup
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…559$30.9K<0.01%new13F-HRTimelineGroup
PRIVATE TRUST CO NA318$17.6K<0.01%013F-HRTimeline
Advisory Services Network, LLC279$15.4K<0.01%new13F-HRTimeline
Farther Finance Advisors, LLC278$15.4K<0.01%013F-HRTimeline
COMERICA BANK272$15K<0.01%013F-HRTimeline
Glen Eagle Advisors, LLC200$11.1K<0.01%013F-HRTimeline
Steward Partners Investment Advisory, L…165$9.12K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…158$8.73K<0.01%013F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.107$5.91K<0.01%013F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\103$5.69K<0.01%new13F-HRTimelineGroup
Capital Analysts, LLCin group Capital Analysts, LLC94$5K<0.01%013F-HRTimelineGroup
Global Retirement Partners, LLC90$4.97K<0.01%013F-HRTimeline
GPS Wealth Strategies Group, LLC67$3.7K<0.01%013F-HRTimeline
Quest 10 Wealth Builders, Inc.50$2.76K<0.01%013F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…24$1.33K<0.01%013F-HRTimelineGroup
Transamerica Financial Advisors, LLCin group Transamerica Financial Adviso…6$305<0.01%-2013F-HRTimelineGroup
FMR LLCin group FMR LLC3$166<0.01%013F-HRTimelineGroup