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FKU FIRST TR EXCH TRD ALPHDX FD

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UNIT KING ALPH (fund)

22 managers (22 13F filers) reported a position in FKU shares at 2024-09-30, 1,453,297 shares in all. 4 filers opened a position and 3 filers sold out during the quarter.

Managers
22
13F filers
22
New
4
Added
5
Reduced
7
Sold out
3
Shares held by filers
1,453,297

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2024

Filers in the available 13F reports with a share position at 2024-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP974,312$40.8M0.04%-5,10513F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY195,549$8.18M<0.01%+36,17713F-HR/ATimelineGroup
Rathbones Group PLC57,642$2.41M0.01%+13,05213F-HRTimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC57,200$2.39M0.03%new13F-HRTimelineGroup
PGIM Custom Harvest LLCin group PGIM INVESTMENTS LLC34,775$1.45M0.03%-5,28113F-HRTimelineGroup
Corient Private Wealth LPin group Corient Private Wealth LP33,313$1.39M<0.01%-7,74313F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/17,860$747K<0.01%new13F-HRTimelineGroup
RAYMOND JAMES & ASSOCIATES16,103$674K<0.01%+47213F-HRTimeline
W1M Investment Management Ltd12,700$533K0.01%013F-HRTimeline
Quantinno Capital Management LP10,995$460K0.01%+1,47713F-HRTimeline
COTTONWOOD CAPITAL ADVISORS, LLC10,067$421K0.31%-96813F-HRTimeline
LPL Financial LLC7,674$321K<0.01%new13F-HRTimeline
Transamerica Financial Advisors, LLCin group Transamerica Financial Adviso…7,426$311K0.03%-62613F-HRTimelineGroup
HighTower Advisors, LLC5,655$235K<0.01%013F-HRTimeline
StoneX Group Inc.in group StoneX Group Inc.5,121$214K0.02%-24513F-HR/ATimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.3,230$135K<0.01%013F-HRTimelineGroup
Coppell Advisory Solutions LLC1,994$84.5K0.01%013F-HRTimeline
Dunhill Financial, LLC946$39.6K0.02%+613F-HRTimeline
Geneos Wealth Management Inc.614$25.7K<0.01%new13F-HRTimeline
COMERICA BANK120$5.02K<0.01%-313F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1$23<0.01%013F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.