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Disclosery

BSTP INNOVATOR ETFS TRUST

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BUFF STEP UP ETF (fund)

41 managers (41 13F filers) reported a position in BSTP shares at 2026-03-31, 1,362,226 shares in all. 5 filers opened a position and 2 filers sold out during the quarter.

Managers
41
13F filers
41
New
5
Added
11
Reduced
17
Sold out
2
Shares held by filers
1,362,226

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
D.B. Root & Company, LLC211,438$7.61M1.82%-10,53213F-HRTimeline
Sunbelt Securities, Inc.205,710$7.41M0.47%-43,20113F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.114,210$4.11M0.01%+108,00813F-HRTimelineGroup
Triton Financial Group Inc90,353$3.3M5.76%+45,95113F-HRTimeline
Cambridge Advisors Inc.86,065$3.1M0.6%-42013F-HRTimeline
NATIONS FINANCIAL GROUP INC, /IA/ /ADV75,524$2.72M0.14%+1,12213F-HRTimeline
Cetera Investment Advisers63,539$2.29M<0.01%new13F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC55,782$2.01M<0.01%-19,96113F-HRTimeline
Valtinson Bruner Financial Planning LLC49,786$1.79M0.49%013F-HRTimeline
Capital Investment Advisory Services, L…41,864$1.51M0.11%+5,57013F-HRTimeline
OLD MISSION CAPITAL LLC38,698$1.39M0.03%+17,08013F-HRTimeline
Vista Cima Wealth Management LLC32,861$1.18M1.17%-4,31713F-HRTimeline
OFC FINANCIAL PLANNING, LLC31,840$1.15M1.13%-5213F-HRTimeline
Brookstone Capital Managementin group Brookstone Capital Management27,642$995K0.01%-3813F-HRTimelineGroup
HighTower Advisors, LLC26,127$941K<0.01%+21313F-HRTimeline
Krilogy Financial LLC21,880$827K0.03%-5013F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC22,937$826K<0.01%-6,07113F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…22,648$816K<0.01%+4,25013F-HRTimelineGroup
SIGNATURE ESTATE & INVESTMENT ADVISORS …in group SIGNATURE ESTATE & INVESTMENT…19,594$706K0.01%+25913F-HRTimelineGroup
LPL Financial LLC16,260$585K<0.01%-16,81213F-HRTimeline
GeoWealth Management, LLC14,950$538K0.02%new13F-HRTimeline
Arlington Capital Management, Inc.13,896$500K0.28%new13F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC12,472$449K0.01%-6,42113F-HRTimelineGroup
DIVERSIFY WEALTH MANAGEMENT, LLCin group Diversify Advisory Services, …7,731$294K0.01%-11613F-HRTimelineGroup
Merit Financial Group, LLC8,173$294K<0.01%+49513F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC7,636$275K<0.01%new13F-HRTimelineGroup
Bedel Financial Consulting, Inc.7,373$265K0.03%-1,09813F-HRTimeline
FSA Advisors, Inc.6,043$218K0.14%-10,80913F-HRTimeline
CAPTRUST FINANCIAL ADVISORS5,950$214K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO6,035$213K<0.01%+5,43113F-HR/ATimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC5,842$210K<0.01%+1,19813F-HRTimelineGroup
KFG WEALTH MANAGEMENT, LLC5,615$202K0.03%-5413F-HRTimeline
Aptus Capital Advisors, LLC4,075$147K<0.01%013F-HRTimeline
Allworth Financial LP850$30.6K<0.01%-1,20413F-HRTimeline
Steward Partners Investment Advisory, L…439$15.8K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC280$10.1K<0.01%new13F-HRTimelineGroup
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC45$1.62K<0.01%013F-HRTimeline
AE Wealth Management LLC37$1.33K<0.01%013F-HRTimeline
DHJJ Financial Advisors, Ltd.10$361<0.01%013F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC10$360<0.01%-79713F-HRTimelineGroup
IFP Advisors, Inc6$216<0.01%013F-HRTimeline