Swanson David
Reporting owner on Forms 3, 4 and 5, CIK 1298613.
Swanson David reported on 1 issuer in 1 filing, the latest a Form 4 filed 2026-10-05.
Issuers
| Issuer | Roles in the latest filing | Filings | Last filed |
|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC. CIK 1501072 | director | 1 | 2026-10-05 |
Transactions and holdings
Every row of the person's Forms 3, 4 and 5, newest first, with the price and the amount owned after the row as filed.
| Security | Date | Code | Shares | Price | Owned after | Filing |
|---|---|---|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FU… Common Shares of Beneficial Interest | 2026-09-24 | J other | +459 | $10.49 | 1,835 | Form 4 |
Filings
The person's Forms 3, 4 and 5, and any 13D or 13G naming it.
| Filing | Subject | Filed | Accepted | Ingested |
|---|---|---|---|---|
| Form 4 0001398344-26-017885 | RIVERNORTH OPPORTUNITIES FUND, INC. | 2026-10-05 |