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STEADMAN DANIEL B

Reporting owner on Forms 3, 4 and 5, CIK 1165096.

STEADMAN DANIEL B reported on 1 issuer in 2 filings, the latest a Form 4 filed 2026-10-01.

Issuers

IssuerRoles in the latest filingFilingsLast filed
HENNESSY ADVISORS INC CIK 1145255officer (Executive VP), other22026-10-01

Transactions and holdings

Every row of the person's Forms 3, 4 and 5, newest first, with the price and the amount owned after the row as filed.

SecurityDateCodeSharesPriceOwned afterFiling
HENNESSY ADVISORS INC Common Stock2026-09-30G gifted-2,000$035,768Form 4
HENNESSY ADVISORS INC Common Stock, holding 2,250Form 4
HENNESSY ADVISORS INC Common Stock2026-09-24S sold-5,000$10.262637,768Form 4
HENNESSY ADVISORS INC Common Stock, holding 2,250Form 4

Filings

The person's Forms 3, 4 and 5, and any 13D or 13G naming it.

FilingSubjectFiledAcceptedIngested
Form 4 0001437749-26-031739 HENNESSY ADVISORS INC2026-10-01
Form 4 0001437749-26-031223 HENNESSY ADVISORS INC2026-09-25