MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
Reporting owner on Forms 3, 4 and 5, CIK 728612.
- Also a 13F filer: MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
- In the filer group BANK OF AMERICA CORP /DE/
MERRILL LYNCH, PIERCE, FENNER & SMITH INC. reported on 1 issuer in 54 filings, the latest a Form 4 filed 2026-10-13.
Issuers
| Issuer | Roles in the latest filing | Filings | Last filed |
|---|---|---|---|
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND CIK 1140411 | 10% owner | 1 | 2026-10-13 |
Transactions and holdings
Every row of the person's Forms 3, 4 and 5, newest first, with the price and the amount owned after the row as filed.
| Security | Date | Code | Shares | Price | Owned after | Filing |
|---|---|---|---|---|---|---|
| PIMCO CALIFORNIA MUNICIPAL … Common Shares | 2026-10-12 | P bought | +2,000 | $8.0398 | 2,000 | Form 4 |
| PIMCO CALIFORNIA MUNICIPAL … Common Shares | 2026-10-12 | S sold | -800 | $7.775 | 1,200 | Form 4 |
| PIMCO CALIFORNIA MUNICIPAL … Common Shares | 2026-10-12 | S sold | -1,000 | $7.7636 | 200 | Form 4 |
| PIMCO CALIFORNIA MUNICIPAL … Common Shares | 2026-10-12 | S sold | -200 | $7.775 | 0 | Form 4 |
Filings
The person's Forms 3, 4 and 5, and any 13D or 13G naming it.
| Filing | Subject | Filed | Accepted | Ingested |
|---|---|---|---|---|
| Form 4 0000070858-26-000478 | PIMCO CALIFORNIA MUNICIPAL INCOME FUND | 2026-10-13 | ||
| 13F-NT 0000728612-26-000006 | Quarter ended 2026-06-30 | 2026-08-14 | acceptance time not in the bulk data set | |
| 13F-NT 0000728612-26-000004 | Quarter ended 2026-03-31 | 2026-05-15 | acceptance time not in the bulk data set | |
| 13F-NT 0000728612-26-000002 | Quarter ended 2025-12-31 | 2026-02-17 | acceptance time not in the bulk data set | |
| 13F-NT 0000070858-25-000450 | Quarter ended 2025-09-30 | 2025-11-14 | acceptance time not in the bulk data set | |
| 13F-NT 0000070858-25-000312 | Quarter ended 2025-06-30 | 2025-08-14 | acceptance time not in the bulk data set | |
| 13F-NT 0000070858-25-000236 | Quarter ended 2025-03-31 | 2025-05-15 | acceptance time not in the bulk data set | |
| 13F-NT 0000070858-25-000103 | Quarter ended 2024-12-31 | 2025-02-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001102113-24-000025 | Quarter ended 2024-09-30 | 2024-11-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001675365-24-000033 | Quarter ended 2024-06-30 | 2024-08-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001143718-24-000011 | Quarter ended 2024-03-31 | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-NT 0001102113-24-000005 | Quarter ended 2023-12-31 | 2024-02-14 | acceptance time not in the bulk data set | |
| 13F-NT 0000070858-23-000289 | Quarter ended 2023-09-30 | 2023-11-14 | acceptance time not in the bulk data set | |
| 13F-NT 0000070858-23-000203 | Quarter ended 2023-06-30 | 2023-08-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001102113-23-000022 | Quarter ended 2023-03-31 | 2023-05-12 | acceptance time not in the bulk data set | |
| 13F-NT 0000070858-23-000017 | Quarter ended 2022-12-31 | 2023-02-13 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-22-019816 | Quarter ended 2022-09-30 | 2022-11-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-22-015798 | Quarter ended 2022-06-30 | 2022-08-12 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-22-010833 | Quarter ended 2022-03-31 | 2022-05-16 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-22-002858 | Quarter ended 2021-12-31 | 2022-02-08 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-21-020312 | Quarter ended 2021-09-30 | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-21-015890 | Quarter ended 2021-06-30 | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-21-010127 | Quarter ended 2021-03-31 | 2021-05-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-21-002699 | Quarter ended 2020-12-31 | 2021-02-10 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-20-019389 | Quarter ended 2020-09-30 | 2020-11-13 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-20-015516 | Quarter ended 2020-06-30 | 2020-08-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-20-010390 | Quarter ended 2020-03-31 | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-20-003881 | Quarter ended 2019-12-31 | 2020-02-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-19-021427 | Quarter ended 2019-09-30 | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-19-016898 | Quarter ended 2019-06-30 | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-19-011023 | Quarter ended 2019-03-31 | 2019-05-15 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-19-004253 | Quarter ended 2018-12-31 | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-18-006133 | Quarter ended 2018-09-30 | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001567619-18-001131 | Quarter ended 2018-06-30 | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-18-023617 | Quarter ended 2018-03-31 | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-18-008310 | Quarter ended 2017-12-31 | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-17-042593 | Quarter ended 2017-09-30 | 2017-11-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-17-031770 | Quarter ended 2017-06-30 | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-17-020552 | Quarter ended 2017-03-31 | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-17-007043 | Quarter ended 2016-12-31 | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-16-086173 | Quarter ended 2016-09-30 | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-16-076424 | Quarter ended 2016-06-30 | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-16-065138 | Quarter ended 2016-03-31 | 2016-05-13 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-16-052886 | Quarter ended 2015-12-31 | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-15-041643 | Quarter ended 2015-09-30 | 2015-11-16 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-15-032056 | Quarter ended 2015-06-30 | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-15-019913 | Quarter ended 2015-03-31 | 2015-05-15 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-15-006238 | Quarter ended 2014-12-31 | 2015-02-13 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-14-041940 | Quarter ended 2014-09-30 | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-14-032682 | Quarter ended 2014-06-30 | 2014-08-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-14-021672 | Quarter ended 2014-03-31 | 2014-05-15 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-14-007593 | Quarter ended 2013-12-31 | 2014-02-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-13-042958 | Quarter ended 2013-09-30 | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-NT 0001140361-13-032995 | Quarter ended 2013-06-30 | 2013-08-14 | acceptance time not in the bulk data set |