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Baes Nicholas

Reporting owner on Forms 3, 4 and 5, CIK 2043681.

Baes Nicholas reported on 1 issuer in 2 filings, the latest a Form 4 filed 2026-10-02.

Issuers

IssuerRoles in the latest filingFilingsLast filed
Bakkt, Inc. CIK 1820302officer (Chief Operating Officer)22026-10-02

Transactions and holdings

Every row of the person's Forms 3, 4 and 5, newest first, with the price and the amount owned after the row as filed.

SecurityDateCodeSharesPriceOwned afterFiling
Bakkt, Inc. Class A Common Stock2026-09-30A granted+30,000$0134,103Form 4
Bakkt, Inc. Class A Common Stock2026-09-23S sold-1,272$8.61104,103Form 4

Filings

The person's Forms 3, 4 and 5, and any 13D or 13G naming it.

FilingSubjectFiledAcceptedIngested
Form 4 0001628280-26-064670 Bakkt, Inc.2026-10-02
Form 4 0001628280-26-063634 Bakkt, Inc.2026-09-25