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Disclosery

Windsor Financial Group, LLC

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13F filer, CIK 1132356, MINNEAPOLIS, MN

Windsor Financial Group, LLC reported $213,020,000 across 75 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-10-24. Its ten largest share positions make up 31.19% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001132356-16-000010

Period
2016-09-30
Reported value
$213M
Holdings
75
Top 10 weight
31.19%
New
6
Sold out
4

Largest buys vs the previous quarter

SecurityShares changeApprox. value
Be Aerospace Incnew+100,100$5.17M
MCKnew+22,500$3.75M
AAPadded+7,245$1.08M
VEUadded+9,305$423K
MMMadded+2,160$381K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
E M C CORP MASSexited-199,792-$5.43M
EIXexited-48,704-$3.78M
GILDreduced-29,763-$2.36M
METexited-58,102-$2.31M
VCSHreduced-4,408-$355K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0001132356-16-000010, largest first. % of portfolio is the value over $213,093,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 61,088 shares; 2015Q4: 60,174 shares; 2016Q1: 62,324 shares; 2016Q2: 62,254 shares; 2016Q3: 60,889 shares 60,889$8.8M4.13%-1,365Timeline
VCSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 71,462 shares; 2015Q4: 71,437 shares; 2016Q1: 81,169 shares; 2016Q2: 113,221 shares; 2016Q3: 108,813 shares 108,813$8.77M4.11%-4,408Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 53,708 shares; 2015Q4: 53,506 shares; 2016Q1: 56,166 shares; 2016Q2: 59,057 shares; 2016Q3: 58,147 shares 58,147$6.57M3.08%-910Timeline
WTWWILLIS TOWERS WATSON PLC LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 49,868 shares; 2016Q2: 49,819 shares; 2016Q3: 48,562 shares 48,562$6.45M3.03%-1,257Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 100,244 shares; 2016Q1: 101,314 shares; 2016Q2: 101,064 shares; 2016Q3: 96,965 shares 96,965$6.43M3.02%-4,099Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 75,172 shares; 2015Q4: 74,582 shares; 2016Q1: 74,951 shares; 2016Q2: 72,598 shares; 2016Q3: 70,173 shares 70,173$6.12M2.87%-2,425Timeline
MKLMARKEL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 9,203 shares; 2015Q4: 8,860 shares; 2016Q1: 9,123 shares; 2016Q2: 6,549 shares; 2016Q3: 6,454 shares 6,454$5.99M2.81%-95Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 71,890 shares; 2015Q4: 69,316 shares; 2016Q1: 69,347 shares; 2016Q2: 68,347 shares; 2016Q3: 66,072 shares 66,072$5.93M2.78%-2,275Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 7,479 shares; 2016Q1: 7,584 shares; 2016Q2: 7,626 shares; 2016Q3: 7,426 shares 7,426$5.77M2.71%-200Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 50,380 shares; 2015Q4: 35,605 shares; 2016Q1: 44,195 shares; 2016Q2: 47,735 shares; 2016Q3: 50,587 shares 50,587$5.63M2.64%+2,852Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 55,059 shares; 2015Q4: 53,788 shares; 2016Q1: 53,896 shares; 2016Q2: 49,785 shares; 2016Q3: 47,485 shares 47,485$5.61M2.63%-2,300Timeline
DISCOVERY INCDISCOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 203,834 shares; 2015Q4: 188,800 shares; 2016Q1: 204,584 shares; 2016Q2: 209,784 shares; 2016Q3: 210,584 shares 210,584$5.54M2.6%+800
AAPADVANCE AUTO PARTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 29,297 shares; 2016Q2: 29,542 shares; 2016Q3: 36,787 shares 36,787$5.49M2.57%+7,245Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 106,154 shares; 2015Q4: 81,224 shares; 2016Q1: 85,474 shares; 2016Q2: 84,117 shares; 2016Q3: 79,417 shares 79,417$5.44M2.55%-4,700Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 45,119 shares; 2015Q4: 43,303 shares; 2016Q1: 43,303 shares; 2016Q2: 42,978 shares; 2016Q3: 42,153 shares 42,153$5.3M2.49%-825Timeline
PRAXAIR INCPRAXAIR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 42,050 shares; 2015Q4: 42,625 shares; 2016Q1: 44,236 shares; 2016Q2: 44,671 shares; 2016Q3: 43,271 shares 43,271$5.23M2.45%-1,400
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 72,203 shares; 2015Q4: 72,395 shares; 2016Q1: 106,311 shares; 2016Q2: 111,806 shares; 2016Q3: 112,406 shares 112,406$5.17M2.43%+600Timeline
Be Aerospace IncBe Aerospace IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 100,100 shares 100,100$5.17M2.43%newThe CUSIP as filed is malformed.
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 50,526 shares; 2015Q4: 55,683 shares; 2016Q1: 60,640 shares; 2016Q2: 63,638 shares; 2016Q3: 60,599 shares 60,599$4.79M2.25%-3,039Timeline
PATTERSON COS INCPATTERSON COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 101,799 shares; 2015Q4: 99,925 shares; 2016Q1: 102,074 shares; 2016Q2: 104,774 shares; 2016Q3: 102,249 shares 102,249$4.7M2.2%-2,525
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 136,543 shares; 2015Q4: 128,026 shares; 2016Q1: 78,298 shares; 2016Q2: 83,528 shares; 2016Q3: 80,203 shares 80,203$4.62M2.17%-3,325Timeline
LLOEWS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 143,509 shares; 2015Q4: 98,570 shares; 2016Q1: 108,624 shares; 2016Q2: 109,099 shares; 2016Q3: 104,899 shares 104,899$4.32M2.03%-4,200Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 130,077 shares; 2015Q4: 125,012 shares; 2016Q1: 133,284 shares; 2016Q2: 131,965 shares; 2016Q3: 127,323 shares 127,323$4.31M2.02%-4,642Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 141,015 shares; 2015Q4: 135,907 shares; 2016Q1: 140,208 shares; 2016Q2: 139,871 shares; 2016Q3: 135,155 shares 135,155$4.29M2.01%-4,716Timeline
MONSANTO CO NEWMONSANTO CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 56,361 shares; 2015Q4: 38,520 shares; 2016Q1: 42,323 shares; 2016Q2: 42,848 shares; 2016Q3: 41,433 shares 41,433$4.23M1.99%-1,415
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 54,191 shares; 2015Q4: 53,123 shares; 2016Q1: 54,231 shares; 2016Q2: 53,981 shares; 2016Q3: 53,416 shares 53,416$4.2M1.97%-565Timeline
VEUVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 140,205 shares; 2015Q4: 78,455 shares; 2016Q1: 80,330 shares; 2016Q2: 82,795 shares; 2016Q3: 92,100 shares 92,100$4.18M1.96%+9,305Timeline
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 53,350 shares; 2015Q4: 51,351 shares; 2016Q1: 51,458 shares; 2016Q2: 50,402 shares; 2016Q3: 49,082 shares 49,082$3.93M1.84%-1,320Timeline
CHRWC H ROBINSON WORLDWIDE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 57,631 shares; 2015Q4: 56,089 shares; 2016Q1: 56,776 shares; 2016Q2: 55,479 shares; 2016Q3: 55,407 shares 55,407$3.9M1.83%-72Timeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 55,096 shares; 2015Q4: 54,704 shares; 2016Q1: 54,886 shares; 2016Q2: 56,846 shares; 2016Q3: 56,678 shares 56,678$3.89M1.83%-168Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 17,803 shares; 2015Q4: 16,462 shares; 2016Q1: 16,743 shares; 2016Q2: 16,364 shares; 2016Q3: 15,858 shares 15,858$3.8M1.78%-506Timeline
MCKMCKESSON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 22,500 shares 22,500$3.75M1.76%newTimeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 72,145 shares; 2016Q2: 72,620 shares; 2016Q3: 72,120 shares 72,120$3.44M1.61%-500Timeline
BSVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 43,989 shares; 2015Q4: 37,841 shares; 2016Q1: 40,995 shares; 2016Q2: 40,234 shares; 2016Q3: 40,426 shares 40,426$3.27M1.53%+192Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 53,112 shares; 2015Q4: 51,137 shares; 2016Q1: 51,397 shares; 2016Q2: 49,890 shares; 2016Q3: 49,065 shares 49,065$3.06M1.44%-825Timeline
MOSMOSAIC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 105,291 shares; 2015Q4: 97,879 shares; 2016Q1: 111,763 shares; 2016Q2: 117,879 shares; 2016Q3: 116,249 shares 116,249$2.84M1.33%-1,630Timeline
CNPCENTERPOINT ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 122,065 shares; 2016Q1: 130,453 shares; 2016Q2: 126,940 shares; 2016Q3: 121,577 shares 121,577$2.82M1.33%-5,363Timeline
COACH INCCOACH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 88,700 shares; 2015Q4: 67,947 shares; 2016Q1: 75,236 shares; 2016Q2: 75,836 shares; 2016Q3: 73,690 shares 73,690$2.69M1.26%-2,146
GISGENERAL MILLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 44,796 shares; 2015Q4: 43,124 shares; 2016Q1: 41,952 shares; 2016Q2: 40,614 shares; 2016Q3: 40,072 shares 40,072$2.56M1.2%-542Timeline
XELXCEL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 64,959 shares; 2015Q4: 62,609 shares; 2016Q1: 62,609 shares; 2016Q2: 61,109 shares; 2016Q3: 60,609 shares 60,609$2.49M1.17%-500Timeline
IGRCBRE GBL REAL ESTATE INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 394,208 shares; 2015Q4: 324,827 shares; 2016Q1: 322,305 shares; 2016Q2: 274,627 shares; 2016Q3: 272,719 shares 272,719$2.29M1.08%-1,908Timeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 21,323 shares; 2015Q4: 20,998 shares; 2016Q1: 21,783 shares; 2016Q2: 21,023 shares; 2016Q3: 21,539 shares 21,539$1.87M0.88%+516Timeline
RWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 68,573 shares; 2015Q4: 41,688 shares; 2016Q1: 41,188 shares; 2016Q2: 40,862 shares; 2016Q3: 38,671 shares 38,671$1.61M0.76%-2,191Timeline
ICFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 27,694 shares; 2015Q4: 15,199 shares; 2016Q1: 15,211 shares; 2016Q2: 15,215 shares; 2016Q3: 15,215 shares 15,215$1.6M0.75%0Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 6,758 shares; 2015Q4: 6,759 shares; 2016Q1: 6,759 shares; 2016Q2: 5,760 shares; 2016Q3: 7,920 shares 7,920$1.4M0.66%+2,160Timeline
TECHBIO-TECHNE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 13,923 shares; 2015Q4: 13,923 shares; 2016Q1: 12,498 shares; 2016Q2: 11,750 shares; 2016Q3: 11,750 shares 11,750$1.29M0.6%0Timeline
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 34,578 shares; 2016Q1: 38,225 shares; 2016Q2: 43,235 shares; 2016Q3: 13,472 shares 13,472$1.07M0.5%-29,763Timeline
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 16,588 shares; 2015Q4: 16,588 shares; 2016Q1: 16,588 shares; 2016Q2: 16,588 shares; 2016Q3: 16,588 shares 16,588$1.06M0.5%0Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 26,429 shares; 2015Q4: 26,429 shares; 2016Q1: 26,179 shares; 2016Q2: 26,179 shares; 2016Q3: 26,179 shares 26,179$775K0.36%0
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 8,173 shares; 2015Q4: 7,413 shares; 2016Q1: 7,013 shares; 2016Q2: 6,913 shares; 2016Q3: 6,693 shares 6,693$689K0.32%-220Timeline
iShares Gold TrustiShares Gold TrustQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 53,800 shares; 2015Q4: 40,650 shares; 2016Q1: 74,150 shares; 2016Q2: 62,750 shares; 2016Q3: 46,475 shares 46,475$590K0.28%-16,275
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,388 shares; 2015Q4: 5,388 shares; 2016Q1: 5,003 shares; 2016Q2: 5,553 shares; 2016Q3: 5,553 shares 5,553$476K0.22%0Timeline
BANK OF AMER CORPBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 390 shares; 2015Q4: 390 shares; 2016Q1: 390 shares; 2016Q2: 390 shares; 2016Q3: 390 shares 390$476K0.22%0
1/100 Berkshire Hath A1/100 Berkshire Hath AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 200 shares; 2015Q4: 200 shares; 2016Q1: 200 shares; 2016Q2: 200 shares; 2016Q3: 200 shares 200$432K0.2%0
DTDWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,381 shares; 2015Q4: 5,389 shares; 2016Q1: 5,794 shares; 2016Q2: 5,801 shares; 2016Q3: 5,502 shares 5,502$430K0.2%-299Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 21,325 shares; 2015Q4: 15,550 shares; 2016Q1: 15,550 shares; 2016Q2: 14,175 shares; 2016Q3: 11,125 shares 11,125$417K0.2%-3,050Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,620 shares; 2015Q4: 5,620 shares; 2016Q1: 4,870 shares; 2016Q2: 4,870 shares; 2016Q3: 4,870 shares 4,870$416K0.2%0Timeline
AMPAMERIPRISE FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,702 shares; 2015Q4: 3,702 shares; 2016Q1: 3,702 shares; 2016Q2: 3,702 shares; 2016Q3: 3,702 shares 3,702$369K0.17%0Timeline
SLVISHARES SILVER TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 20,000 shares; 2015Q4: 20,000 shares; 2016Q1: 20,000 shares; 2016Q2: 22,965 shares; 2016Q3: 20,000 shares 20,000$364K0.17%-2,965Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 6,673 shares; 2015Q4: 6,000 shares; 2016Q1: 6,000 shares; 2016Q2: 6,200 shares; 2016Q3: 6,900 shares 6,900$329K0.15%+700
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,698 shares; 2015Q4: 2,572 shares; 2016Q1: 2,507 shares; 2016Q2: 2,482 shares; 2016Q3: 2,382 shares 2,382$307K0.14%-100Timeline
WELLS FARGO & COWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 230 shares; 2015Q4: 230 shares; 2016Q1: 230 shares; 2016Q2: 230 shares; 2016Q3: 230 shares 230$301K0.14%0
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,535 shares 2,535$286K0.13%newTimeline
BIVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,900 shares; 2015Q4: 2,900 shares; 2016Q1: 3,625 shares; 2016Q2: 3,146 shares; 2016Q3: 3,262 shares 3,262$286K0.13%+116Timeline
TROVAGENE INCTROVAGENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 62,500 shares; 2015Q4: 62,500 shares; 2016Q1: 62,500 shares; 2016Q2: 62,500 shares; 2016Q3: 62,500 shares 62,500$281K0.13%0
ADMARCHER DANIELS MIDLAND COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,750 shares; 2015Q4: 5,750 shares; 2016Q1: 5,750 shares; 2016Q2: 5,750 shares; 2016Q3: 5,750 shares 5,750$242K0.11%0Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,954 shares; 2015Q4: 1,588 shares; 2016Q1: 1,488 shares; 2016Q2: 1,483 shares; 2016Q3: 1,483 shares 1,483$236K0.11%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,867 shares; 2015Q4: 4,784 shares; 2016Q1: 4,784 shares; 2016Q2: 4,534 shares; 2016Q3: 4,424 shares 4,424$230K0.11%-110Timeline
BHP BILLITON LIMITED ADRBHP BILLITON LIMITED ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 6,631 shares 6,631$230K0.11%newThe CUSIP as filed is malformed.
ABBNYABB LTD-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 25,000 shares; 2015Q4: 25,000 shares; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares; 2016Q3: 10,000 shares 10,000$225K0.11%-15,000Timeline
FCXFREEPORT MCMORAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 20,000 shares; 2015Q4: 20,000 shares; 2016Q1: 20,000 shares; 2016Q2: 20,000 shares; 2016Q3: 20,000 shares 20,000$217K0.1%0Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,037 shares; 2015Q4: 5,037 shares; 2016Q1: 5,312 shares; 2016Q2: 5,312 shares; 2016Q3: 4,652 shares 4,652$206K0.1%-660Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 730 shares 730$206K0.1%newTimeline
CMICUMMINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,600 shares 1,600$205K0.1%newTimeline
NMSNUVEEN MINN QUALITY MUN INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 10,158 shares; 2015Q4: 10,158 shares; 2016Q1: 10,158 shares; 2016Q2: 10,158 shares; 2016Q3: 10,158 shares 10,158$180K0.08%0Timeline

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
E M C CORP MASSE M C CORP MASS199,792$5.43Mshares
EIXEDISON INTL48,704$3.78Mshares
METMETLIFE INC58,102$2.31Mshares
BMYBRISTOL-MYERS SQUIBB CO2,792$205Kshares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001132356-16-000010 base2016-10-24acceptance time not in the bulk data set