TORCHMARK CORP TORCHMARK CORP More: the full row for TORCHMARK CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,516 shares; 2015Q4: 1,516 shares; 2016Q1: 1,582 shares; 2016Q2: 1,582 shares; 2016Q3: 1,582 shares; 2016Q4: 1,471 shares 1,471 $109K 0.03% -111 VIOG VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 839 shares 839 $108K 0.03% new Timeline FT MEGA CAP ALPHADEX FD ETF… FT MEGA CAP ALPHADEX FD ETF(FMK) More: the full row for FT MEGA CAP ALPHADEX FD ETF(FMK) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,851 shares; 2015Q4: 3,254 shares; 2016Q1: 3,107 shares; 2016Q2: 2,859 shares; 2016Q3: 2,861 shares; 2016Q4: 3,863 shares 3,863 $108K 0.03% +1,002 FEMS FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,403 shares; 2015Q4: 1,489 shares; 2016Q1: 3,290 shares; 2016Q2: 4,352 shares; 2016Q3: 4,667 shares; 2016Q4: 3,544 shares 3,544 $107K 0.03% -1,123 Timeline PCN PIMCO CORPORATE & INCM STRG More: the full row for PIMCO CORPORATE & INCM STRG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,800 shares; 2016Q3: 6,300 shares; 2016Q4: 7,250 shares 7,250 $107K 0.03% +950 Timeline AETNA INC NEW AETNA INC NEW More: the full row for AETNA INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 89 shares; 2015Q4: 127 shares; 2016Q1: 151 shares; 2016Q2: 151 shares; 2016Q3: 113 shares; 2016Q4: 861 shares 861 $107K 0.03% +748 PANW PALO ALTO NETWORKS INC More: the full row for PALO ALTO NETWORKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 200 shares; 2015Q4: 100 shares; 2016Q1: 100 shares; 2016Q2: 100 shares; 2016Q3: 350 shares; 2016Q4: 850 shares 850 $106K 0.03% +500 Timeline VPU VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,712 shares; 2015Q4: 1,375 shares; 2016Q1: 927 shares; 2016Q2: 1,212 shares; 2016Q3: 1,222 shares; 2016Q4: 994 shares 994 $106K 0.03% -228 Timeline FFIV F5 INC More: the full row for F5 INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 470 shares; 2016Q1: 532 shares; 2016Q2: 532 shares; 2016Q3: 532 shares; 2016Q4: 732 shares 732 $106K 0.03% +200 Timeline BSL BLACKSTONE SENI FLTN RAT 202 More: the full row for BLACKSTONE SENI FLTN RAT 202 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,700 shares; 2016Q3: 4,850 shares; 2016Q4: 5,836 shares 5,836 $106K 0.03% +986 Timeline BROADCOM LTD BROADCOM LTD More: the full row for BROADCOM LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 600 shares; 2016Q2: 600 shares; 2016Q3: 600 shares; 2016Q4: 600 shares 600 $106K 0.03% 0 ADI ANALOG DEVICES INC More: the full row for ANALOG DEVICES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,089 shares; 2015Q4: 1,117 shares; 2016Q1: 1,125 shares; 2016Q2: 1,404 shares; 2016Q3: 1,323 shares; 2016Q4: 1,439 shares 1,439 $105K 0.03% +116 Timeline AXP AMERICAN EXPRESS CO More: the full row for AMERICAN EXPRESS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 797 shares; 2015Q4: 899 shares; 2016Q1: 904 shares; 2016Q2: 1,517 shares; 2016Q3: 1,552 shares; 2016Q4: 1,403 shares 1,403 $104K 0.03% -149 Timeline GME GAMESTOP CORP More: the full row for GAMESTOP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 39 shares; 2015Q4: not reported; 2016Q1: 3,630 shares; 2016Q2: 3,950 shares; 2016Q3: 3,950 shares; 2016Q4: 4,115 shares 4,115 $104K 0.03% +165 Timeline SOUTH JERSEY INDUSTRIES INC SOUTH JERSEY INDUSTRIES INC More: the full row for SOUTH JERSEY INDUSTRIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,432 shares; 2015Q4: 1,463 shares; 2016Q1: 1,691 shares; 2016Q2: 2,147 shares; 2016Q3: 2,912 shares; 2016Q4: 3,090 shares 3,090 $104K 0.03% +178 EATON VANCE CORP EATON VANCE CORP More: the full row for EATON VANCE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,482 shares; 2015Q4: 2,359 shares; 2016Q1: 2,426 shares; 2016Q2: 2,443 shares; 2016Q3: 2,458 shares; 2016Q4: 2,475 shares 2,475 $104K 0.03% +17 WEN WENDYS CO More: the full row for WENDYS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 13,541 shares; 2015Q4: 11,161 shares; 2016Q1: 8,861 shares; 2016Q2: 8,861 shares; 2016Q3: 8,861 shares; 2016Q4: 7,589 shares 7,589 $103K 0.03% -1,272 Timeline HAL HALLIBURTON CO More: the full row for HALLIBURTON CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,692 shares; 2015Q4: 5,299 shares; 2016Q1: 4,361 shares; 2016Q2: 5,208 shares; 2016Q3: 4,766 shares; 2016Q4: 1,899 shares 1,899 $103K 0.03% -2,867 Timeline HRL HORMEL FOODS CORP More: the full row for HORMEL FOODS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,052 shares; 2015Q4: 3,662 shares; 2016Q1: 4,328 shares; 2016Q2: 2,933 shares; 2016Q3: 2,944 shares; 2016Q4: 2,956 shares 2,956 $103K 0.03% +12 Timeline THERAPEUTICSMD INC THERAPEUTICSMD INC More: the full row for THERAPEUTICSMD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 17,900 shares 17,900 $103K 0.03% new WINA WINMARK CORP More: the full row for WINMARK CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 300 shares; 2016Q1: 600 shares; 2016Q2: 301 shares; 2016Q3: 801 shares; 2016Q4: 802 shares 802 $101K 0.02% +1 Timeline DEM WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,649 shares; 2015Q4: 2,387 shares; 2016Q1: 2,741 shares; 2016Q2: 2,747 shares; 2016Q3: 2,905 shares; 2016Q4: 2,676 shares 2,676 $100K 0.02% -229 Timeline TER TERADYNE INC More: the full row for TERADYNE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,300 shares; 2015Q4: 4,200 shares; 2016Q1: 4,200 shares; 2016Q2: 4,200 shares; 2016Q3: 4,200 shares; 2016Q4: 3,900 shares 3,900 $99K 0.02% -300 Timeline UTG REAVES UTIL INCOME FD More: the full row for REAVES UTIL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,300 shares; 2015Q4: 1,734 shares; 2016Q1: 1,734 shares; 2016Q2: 3,234 shares; 2016Q3: 3,234 shares; 2016Q4: 3,234 shares 3,234 $99K 0.02% 0 Timeline BABA ALIBABA GROUP HLDG LTD More: the full row for ALIBABA GROUP HLDG LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,777 shares; 2015Q4: 2,777 shares; 2016Q1: 2,607 shares; 2016Q2: 2,923 shares; 2016Q3: 2,295 shares; 2016Q4: 1,121 shares 1,121 $98K 0.02% -1,174 Timeline QRVO QORVO INC More: the full row for QORVO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,262 shares; 2015Q4: 1,662 shares; 2016Q1: 1,662 shares; 2016Q2: 1,662 shares; 2016Q3: 1,662 shares; 2016Q4: 1,850 shares 1,850 $98K 0.02% +188 Timeline XLRE SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,118 shares; 2016Q4: 3,156 shares 3,156 $97K 0.02% +38 Timeline IWP ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,006 shares; 2015Q4: 468 shares; 2016Q1: 2,377 shares; 2016Q2: 2,218 shares; 2016Q3: 2,218 shares; 2016Q4: 993 shares 993 $97K 0.02% -1,225 Timeline SON SONOCO PRODS CO More: the full row for SONOCO PRODS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,543 shares; 2015Q4: 1,552 shares; 2016Q1: 1,560 shares; 2016Q2: 1,718 shares; 2016Q3: 1,725 shares; 2016Q4: 1,833 shares 1,833 $97K 0.02% +108 Timeline FHLC FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,520 shares; 2015Q4: 2,688 shares; 2016Q1: 2,809 shares; 2016Q2: 3,079 shares; 2016Q3: 3,086 shares; 2016Q4: 2,937 shares 2,937 $97K 0.02% -149 Timeline IJJ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 424 shares; 2015Q4: 372 shares; 2016Q1: 393 shares; 2016Q2: 569 shares; 2016Q3: 706 shares; 2016Q4: 663 shares 663 $96K 0.02% -43 Timeline HUM HUMANA INC More: the full row for HUMANA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 514 shares; 2015Q4: 525 shares; 2016Q1: 533 shares; 2016Q2: 545 shares; 2016Q3: 503 shares; 2016Q4: 469 shares 469 $96K 0.02% -34 Timeline ITW ILLINOIS TOOL WKS INC More: the full row for ILLINOIS TOOL WKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 994 shares; 2015Q4: 998 shares; 2016Q1: 960 shares; 2016Q2: 938 shares; 2016Q3: 846 shares; 2016Q4: 780 shares 780 $95K 0.02% -66 Timeline PII POLARIS INC More: the full row for POLARIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,254 shares; 2015Q4: 1,512 shares; 2016Q1: 1,184 shares; 2016Q2: 1,276 shares; 2016Q3: 1,068 shares; 2016Q4: 1,153 shares 1,153 $95K 0.02% +85 Timeline VOOG VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 480 shares; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 858 shares 858 $94K 0.02% new Timeline BUCKEYE PARTNERS LP (BPL) BUCKEYE PARTNERS LP (BPL) More: the full row for BUCKEYE PARTNERS LP (BPL) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,100 shares; 2015Q4: 1,220 shares; 2016Q1: 1,220 shares; 2016Q2: 1,220 shares; 2016Q3: 1,420 shares; 2016Q4: 1,420 shares 1,420 $94K 0.02% 0 RIG TRANSOCEAN LTD More: the full row for TRANSOCEAN LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 7,920 shares; 2015Q4: 6,307 shares; 2016Q1: 6,307 shares; 2016Q2: 6,457 shares; 2016Q3: 5,807 shares; 2016Q4: 6,294 shares 6,294 $93K 0.02% +487 Timeline WMB WILLIAMS COS INC More: the full row for WILLIAMS COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,577 shares; 2015Q4: 3,672 shares; 2016Q1: 2,975 shares; 2016Q2: 2,974 shares; 2016Q3: 3,236 shares; 2016Q4: 2,996 shares 2,996 $93K 0.02% -240 Timeline POWERSHARES ETF TR II S&P S… POWERSHARES ETF TR II S&P SMCP More: the full row for POWERSHARES ETF TR II S&P SMCP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,336 shares 1,336 $93K 0.02% new IHI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 130 shares; 2015Q4: 287 shares; 2016Q1: 287 shares; 2016Q2: 668 shares; 2016Q3: 684 shares; 2016Q4: 694 shares 694 $92K 0.02% +10 Timeline MS MORGAN STANLEY More: the full row for MORGAN STANLEY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,419 shares; 2015Q4: 2,438 shares; 2016Q1: 2,558 shares; 2016Q2: 2,560 shares; 2016Q3: 2,168 shares; 2016Q4: 2,168 shares 2,168 $92K 0.02% 0 Timeline ROP ROPER TECHNOLOGIES INC More: the full row for ROPER TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 550 shares; 2015Q4: 400 shares; 2016Q1: 400 shares; 2016Q2: 500 shares; 2016Q3: 500 shares; 2016Q4: 504 shares 504 $92K 0.02% +4 Timeline XBI SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,892 shares; 2015Q4: 972 shares; 2016Q1: 225 shares; 2016Q2: 225 shares; 2016Q3: 2,045 shares; 2016Q4: 1,550 shares 1,550 $92K 0.02% -495 Timeline DLN WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 953 shares; 2015Q4: 954 shares; 2016Q1: 1,356 shares; 2016Q2: 1,357 shares; 2016Q3: 1,359 shares; 2016Q4: 1,150 shares 1,150 $92K 0.02% -209 Timeline PowerShares CEF Income Comp… PowerShares CEF Income Composite More: the full row for PowerShares CEF Income Composite Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,000 shares; 2015Q4: 4,000 shares; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares; 2016Q3: 4,023 shares; 2016Q4: 4,096 shares 4,096 $92K 0.02% +73 ES EVERSOURCE ENERGY More: the full row for EVERSOURCE ENERGY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 851 shares; 2015Q4: 790 shares; 2016Q1: 1,849 shares; 2016Q2: 1,994 shares; 2016Q3: 2,062 shares; 2016Q4: 1,651 shares 1,651 $91K 0.02% -411 Timeline FDT FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 750 shares; 2015Q4: 1,175 shares; 2016Q1: 1,876 shares; 2016Q2: 1,780 shares; 2016Q3: 2,100 shares; 2016Q4: 1,921 shares 1,921 $91K 0.02% -179 Timeline FIW FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,483 shares; 2015Q4: 1,777 shares; 2016Q1: 2,277 shares; 2016Q2: 2,677 shares; 2016Q3: 3,012 shares; 2016Q4: 2,300 shares 2,300 $91K 0.02% -712 Timeline HEALTHSOUTH CORP HEALTHSOUTH CORP More: the full row for HEALTHSOUTH CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,092 shares; 2015Q4: 2,092 shares; 2016Q1: 2,213 shares; 2016Q2: 2,213 shares; 2016Q3: 2,213 shares; 2016Q4: 2,213 shares 2,213 $91K 0.02% 0 ONEQ FIDELITY COMWLTH TR More: the full row for FIDELITY COMWLTH TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 301 shares; 2015Q4: 301 shares; 2016Q1: 302 shares; 2016Q2: 252 shares; 2016Q3: 252 shares; 2016Q4: 427 shares 427 $90K 0.02% +175 Timeline BNY BANK OF NY MELLON CORP More: the full row for BANK OF NY MELLON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,829 shares; 2015Q4: 1,858 shares; 2016Q1: 1,888 shares; 2016Q2: 1,888 shares; 2016Q3: 1,888 shares; 2016Q4: 1,908 shares 1,908 $90K 0.02% +20 Timeline AZN ASTRAZENECA PLC-SPONS ADR More: the full row for ASTRAZENECA PLC-SPONS ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 16,794 shares; 2015Q4: 16,510 shares; 2016Q1: 17,779 shares; 2016Q2: 15,005 shares; 2016Q3: 13,383 shares; 2016Q4: 3,306 shares 3,306 $90K 0.02% -10,077 Timeline FTSL FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,150 shares; 2015Q4: 950 shares; 2016Q1: 950 shares; 2016Q2: 1,750 shares; 2016Q3: 2,250 shares; 2016Q4: 1,850 shares 1,850 $90K 0.02% -400 Timeline POWERSHARES TR II S&P SMALL… POWERSHARES TR II S&P SMALLCAP More: the full row for POWERSHARES TR II S&P SMALLCAP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,277 shares 4,277 $90K 0.02% new DGX QUEST DIAGNOSTICS INC More: the full row for QUEST DIAGNOSTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 21 shares; 2015Q4: 21 shares; 2016Q1: 21 shares; 2016Q2: 21 shares; 2016Q3: 970 shares; 2016Q4: 973 shares 973 $89K 0.02% +3 Timeline IVOG VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 797 shares 797 $89K 0.02% new Timeline FDTS FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,522 shares; 2015Q4: 2,178 shares; 2016Q1: 2,280 shares; 2016Q2: 2,490 shares; 2016Q3: 2,643 shares; 2016Q4: 2,653 shares 2,653 $89K 0.02% +10 Timeline POWERSHARES ETF TR II POWERSHARES ETF TR II More: the full row for POWERSHARES ETF TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,862 shares 1,862 $89K 0.02% new BASIC ENERGY SVCS INC NEW BASIC ENERGY SVCS INC NEW More: the full row for BASIC ENERGY SVCS INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,514 shares 2,514 $89K 0.02% new COR CENCORA INC More: the full row for CENCORA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 811 shares; 2015Q4: 811 shares; 2016Q1: 81 shares; 2016Q2: 569 shares; 2016Q3: 3,889 shares; 2016Q4: 1,128 shares 1,128 $88K 0.02% -2,761 Timeline ARMK ARAMARK More: the full row for ARAMARK Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2 shares; 2016Q2: 2 shares; 2016Q3: 2 shares; 2016Q4: 2,477 shares 2,477 $88K 0.02% +2,475 Timeline GSBD GOLDMAN SACHS BDC INC More: the full row for GOLDMAN SACHS BDC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 3,350 shares; 2016Q3: 3,350 shares; 2016Q4: 3,747 shares 3,747 $88K 0.02% +397 Timeline HYLS FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 364 shares; 2015Q4: 617 shares; 2016Q1: 1,070 shares; 2016Q2: 1,473 shares; 2016Q3: 1,822 shares; 2016Q4: 1,825 shares 1,825 $88K 0.02% +3 Timeline TRGP TARGA RES CORP More: the full row for TARGA RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,169 shares; 2016Q2: 2,208 shares; 2016Q3: 2,198 shares; 2016Q4: 1,543 shares 1,543 $87K 0.02% -655 Timeline CFFN CAPITOL FED FINL INC More: the full row for CAPITOL FED FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,741 shares; 2015Q4: 4,741 shares; 2016Q1: 5,292 shares; 2016Q2: 5,292 shares; 2016Q3: 5,292 shares; 2016Q4: 5,292 shares 5,292 $87K 0.02% 0 Timeline ANNALY CAPITAL MANAGEMENT ANNALY CAPITAL MANAGEMENT More: the full row for ANNALY CAPITAL MANAGEMENT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 7,423 shares; 2015Q4: 7,524 shares; 2016Q1: 14,027 shares; 2016Q2: 12,933 shares; 2016Q3: 11,153 shares; 2016Q4: 8,698 shares 8,698 $87K 0.02% -2,455 VCR VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,714 shares; 2015Q4: 1,624 shares; 2016Q1: 1,195 shares; 2016Q2: 1,195 shares; 2016Q3: 708 shares; 2016Q4: 669 shares 669 $86K 0.02% -39 Timeline EMB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 418 shares; 2015Q4: 427 shares; 2016Q1: 425 shares; 2016Q2: 664 shares; 2016Q3: 770 shares; 2016Q4: 780 shares 780 $86K 0.02% +10 Timeline AAL AMERICAN AIRLINES GROUP INC More: the full row for AMERICAN AIRLINES GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,556 shares; 2015Q4: 2,215 shares; 2016Q1: 2,220 shares; 2016Q2: 7,888 shares; 2016Q3: 4,899 shares; 2016Q4: 1,845 shares 1,845 $86K 0.02% -3,054 Timeline JOF JAPAN SMALLER CAPITALIZATION More: the full row for JAPAN SMALLER CAPITALIZATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 18,508 shares; 2015Q4: 14,986 shares; 2016Q1: 14,975 shares; 2016Q2: 13,834 shares; 2016Q3: 13,834 shares; 2016Q4: 8,873 shares 8,873 $86K 0.02% -4,961 Timeline RRX REGAL REXNORD CORPORATION More: the full row for REGAL REXNORD CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,242 shares; 2016Q3: 1,242 shares; 2016Q4: 1,242 shares 1,242 $86K 0.02% 0 Timeline IVZ INVESCO LTD More: the full row for INVESCO LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,992 shares; 2015Q4: 3,050 shares; 2016Q1: 3,069 shares; 2016Q2: 3,222 shares; 2016Q3: 3,151 shares; 2016Q4: 2,801 shares 2,801 $85K 0.02% -350 Timeline AEM AGNICO EAGLE MINES LTD More: the full row for AGNICO EAGLE MINES LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,059 shares; 2015Q4: 2,282 shares; 2016Q1: 6,291 shares; 2016Q2: 5,799 shares; 2016Q3: 5,355 shares; 2016Q4: 2,027 shares 2,027 $85K 0.02% -3,328 Timeline CCL CARNIVAL CORP More: the full row for CARNIVAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,423 shares; 2015Q4: 1,787 shares; 2016Q1: 1,787 shares; 2016Q2: 1,636 shares; 2016Q3: 1,637 shares; 2016Q4: 1,638 shares 1,638 $85K 0.02% +1 Timeline KANSAS CITY SOUTHERN KANSAS CITY SOUTHERN More: the full row for KANSAS CITY SOUTHERN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 200 shares; 2015Q4: 400 shares; 2016Q1: 400 shares; 2016Q2: 400 shares; 2016Q3: 400 shares; 2016Q4: 1,000 shares 1,000 $85K 0.02% +600 INTU INTUIT More: the full row for INTUIT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 153 shares; 2015Q4: 837 shares; 2016Q1: 705 shares; 2016Q2: 705 shares; 2016Q3: 705 shares; 2016Q4: 725 shares 725 $83K 0.02% +20 Timeline CAG CONAGRA BRANDS INC More: the full row for CONAGRA BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,584 shares; 2015Q4: 1,592 shares; 2016Q1: 1,488 shares; 2016Q2: 1,495 shares; 2016Q3: 1,502 shares; 2016Q4: 2,098 shares 2,098 $83K 0.02% +596 Timeline SHY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,662 shares; 2015Q4: 1,152 shares; 2016Q1: 1,117 shares; 2016Q2: 1,395 shares; 2016Q3: 1,353 shares; 2016Q4: 975 shares 975 $82K 0.02% -378 Timeline CMG CHIPOTLE MEXICAN GRILL INC More: the full row for CHIPOTLE MEXICAN GRILL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 115 shares; 2015Q4: 133 shares; 2016Q1: 278 shares; 2016Q2: 298 shares; 2016Q3: 258 shares; 2016Q4: 218 shares 218 $82K 0.02% -40 Timeline HSY HERSHEY CO More: the full row for HERSHEY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,129 shares; 2015Q4: 1,132 shares; 2016Q1: 1,003 shares; 2016Q2: 696 shares; 2016Q3: 796 shares; 2016Q4: 797 shares 797 $82K 0.02% +1 Timeline POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,421 shares; 2015Q4: 3,921 shares; 2016Q1: 4,421 shares; 2016Q2: 7,171 shares; 2016Q3: 5,981 shares; 2016Q4: 5,750 shares 5,750 $82K 0.02% -231 NEOVASC INC COM STK NEOVASC INC COM STK More: the full row for NEOVASC INC COM STK Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 47,300 shares 47,300 $82K 0.02% new CF CF INDUSTRIES HOLD More: the full row for CF INDUSTRIES HOLD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,060 shares; 2015Q4: 960 shares; 2016Q1: 972 shares; 2016Q2: 3,522 shares; 2016Q3: 4,022 shares; 2016Q4: 2,572 shares 2,572 $81K 0.02% -1,450 Timeline AVA AVISTA CORP More: the full row for AVISTA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,833 shares; 2015Q4: 1,833 shares; 2016Q1: 2,024 shares; 2016Q2: 2,024 shares; 2016Q3: 2,024 shares; 2016Q4: 2,024 shares 2,024 $81K 0.02% 0 Timeline IDCC INTERDIGITAL INC More: the full row for INTERDIGITAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 885 shares; 2015Q4: 885 shares; 2016Q1: 885 shares; 2016Q2: 885 shares; 2016Q3: 885 shares; 2016Q4: 885 shares 885 $81K 0.02% 0 Timeline SKX SKECHERS U S A INC More: the full row for SKECHERS U S A INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 250 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 3,304 shares 3,304 $81K 0.02% new Timeline IYT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 500 shares 500 $81K 0.02% new Timeline INKM SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,658 shares; 2015Q4: 3,472 shares; 2016Q1: 2,472 shares; 2016Q2: 2,472 shares; 2016Q3: 2,472 shares; 2016Q4: 2,658 shares 2,658 $81K 0.02% +186 Timeline BWA BORGWARNER INC More: the full row for BORGWARNER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,236 shares; 2015Q4: 2,458 shares; 2016Q1: 3,121 shares; 2016Q2: 2,033 shares; 2016Q3: 2,033 shares; 2016Q4: 2,033 shares 2,033 $80K 0.02% 0 Timeline EEMV ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,935 shares; 2015Q4: 3,270 shares; 2016Q1: 3,525 shares; 2016Q2: 3,691 shares; 2016Q3: 3,383 shares; 2016Q4: 1,634 shares 1,634 $80K 0.02% -1,749 Timeline VFH VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 404 shares; 2015Q4: 504 shares; 2016Q1: 485 shares; 2016Q2: 1,340 shares; 2016Q3: 1,340 shares; 2016Q4: 1,340 shares 1,340 $80K 0.02% 0 Timeline CYPRESS SEMICONDUCTOR CORP CYPRESS SEMICONDUCTOR CORP More: the full row for CYPRESS SEMICONDUCTOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 443 shares; 2015Q4: 3,885 shares; 2016Q1: 3,585 shares; 2016Q2: 6,977 shares; 2016Q3: 6,977 shares; 2016Q4: 6,977 shares 6,977 $80K 0.02% 0 CDK GLOBAL INC CDK GLOBAL INC More: the full row for CDK GLOBAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,826 shares; 2015Q4: 1,786 shares; 2016Q1: 1,788 shares; 2016Q2: 1,803 shares; 2016Q3: 1,804 shares; 2016Q4: 1,343 shares 1,343 $80K 0.02% -461 NGS NATURAL GAS SVCS GROUP INC More: the full row for NATURAL GAS SVCS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,500 shares; 2015Q4: 2,500 shares; 2016Q1: 2,500 shares; 2016Q2: 2,500 shares; 2016Q3: 2,500 shares; 2016Q4: 2,500 shares 2,500 $80K 0.02% 0 Timeline GOVERNMENT PPTYS INCOME TR GOVERNMENT PPTYS INCOME TR More: the full row for GOVERNMENT PPTYS INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 375 shares; 2015Q4: 375 shares; 2016Q1: 375 shares; 2016Q2: 2,325 shares; 2016Q3: 2,860 shares; 2016Q4: 4,210 shares 4,210 $80K 0.02% +1,350 LIBERTY MEDIA CORP DEL LIBERTY MEDIA CORP DEL More: the full row for LIBERTY MEDIA CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,331 shares; 2016Q3: 2,331 shares; 2016Q4: 2,363 shares 2,363 $80K 0.02% +32 MAXIM INTEGRATED PRODS INC MAXIM INTEGRATED PRODS INC More: the full row for MAXIM INTEGRATED PRODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,399 shares; 2015Q4: 1,404 shares; 2016Q1: 1,746 shares; 2016Q2: 1,751 shares; 2016Q3: 1,756 shares; 2016Q4: 2,042 shares 2,042 $79K 0.02% +286 VALEANT PHARMACEUTICALS INTL VALEANT PHARMACEUTICALS INTL More: the full row for VALEANT PHARMACEUTICALS INTL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 539 shares; 2016Q1: 649 shares; 2016Q2: 2,877 shares; 2016Q3: 4,082 shares; 2016Q4: 5,462 shares 5,462 $79K 0.02% +1,380 TEEKAY CORPORATION TEEKAY CORPORATION More: the full row for TEEKAY CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 199 shares; 2015Q4: 199 shares; 2016Q1: not reported; 2016Q2: 13,721 shares; 2016Q3: 13,490 shares; 2016Q4: 9,785 shares 9,785 $79K 0.02% -3,705 SCANA CORP NEW SCANA CORP NEW More: the full row for SCANA CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,067 shares; 2015Q4: 1,071 shares; 2016Q1: 1,075 shares; 2016Q2: 1,078 shares; 2016Q3: 1,081 shares; 2016Q4: 1,085 shares 1,085 $79K 0.02% +4 CARDIOVASCULAR SYSTEMS INC CARDIOVASCULAR SYSTEMS INC More: the full row for CARDIOVASCULAR SYSTEMS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 22,100 shares; 2015Q4: 19,770 shares; 2016Q1: 16,770 shares; 2016Q2: 23,370 shares; 2016Q3: 3,195 shares; 2016Q4: 3,245 shares 3,245 $79K 0.02% +50 VSS VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 27 shares; 2015Q4: 28 shares; 2016Q1: not reported; 2016Q2: 350 shares; 2016Q3: 530 shares; 2016Q4: 830 shares 830 $78K 0.02% +300 Timeline CTSH COGNIZANT TECHNOLOGY SOLUTIO More: the full row for COGNIZANT TECHNOLOGY SOLUTIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 325 shares; 2015Q4: 325 shares; 2016Q1: 247 shares; 2016Q2: 295 shares; 2016Q3: 295 shares; 2016Q4: 1,385 shares 1,385 $78K 0.02% +1,090 Timeline FTV FORTIVE CORP More: the full row for FORTIVE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,279 shares; 2016Q4: 1,457 shares 1,457 $78K 0.02% +178 Timeline XJQCX NUVEEN CR STRATEGIES INCOME More: the full row for NUVEEN CR STRATEGIES INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 13,305 shares; 2015Q4: 12,756 shares; 2016Q1: 10,275 shares; 2016Q2: 9,963 shares; 2016Q3: 9,963 shares; 2016Q4: 8,799 shares 8,799 $78K 0.02% -1,164 Timeline HIX WESTERN ASSET HIGH INCOM FD More: the full row for WESTERN ASSET HIGH INCOM FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 15,869 shares; 2015Q4: 16,118 shares; 2016Q1: 16,395 shares; 2016Q2: 16,636 shares; 2016Q3: 16,855 shares; 2016Q4: 11,068 shares 11,068 $78K 0.02% -5,787 Timeline TSLA TESLA INC More: the full row for TESLA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 984 shares; 2015Q4: 1,099 shares; 2016Q1: 964 shares; 2016Q2: 521 shares; 2016Q3: 521 shares; 2016Q4: 358 shares 358 $77K 0.02% -163 Timeline AIRR FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,000 shares; 2015Q4: 2,750 shares; 2016Q1: 2,750 shares; 2016Q2: 3,750 shares; 2016Q3: 3,750 shares; 2016Q4: 3,250 shares 3,250 $77K 0.02% -500 Timeline FYX FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,445 shares; 2015Q4: 1,896 shares; 2016Q1: 1,747 shares; 2016Q2: 1,548 shares; 2016Q3: 1,473 shares; 2016Q4: 1,428 shares 1,428 $77K 0.02% -45 Timeline FYT FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,110 shares; 2015Q4: 2,354 shares; 2016Q1: 3,254 shares; 2016Q2: 3,314 shares; 2016Q3: 2,914 shares; 2016Q4: 2,210 shares 2,210 $77K 0.02% -704 Timeline BB & T CORP BB & T CORP More: the full row for BB & T CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,850 shares; 2015Q4: 2,850 shares; 2016Q1: 1,206 shares; 2016Q2: 2,829 shares; 2016Q3: 1,691 shares; 2016Q4: 1,632 shares 1,632 $77K 0.02% -59 NUVEEN PREFERRED & INCO… NUVEEN PREFERRED & INCOME More: the full row for NUVEEN PREFERRED & INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 800 shares; 2015Q4: 2,840 shares; 2016Q1: 2,940 shares; 2016Q2: 2,940 shares; 2016Q3: 2,940 shares; 2016Q4: 3,375 shares 3,375 $77K 0.02% +435 USMV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 720 shares; 2015Q4: 720 shares; 2016Q1: 1,020 shares; 2016Q2: 1,923 shares; 2016Q3: 1,927 shares; 2016Q4: 1,678 shares 1,678 $76K 0.02% -249 Timeline NOBL PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 600 shares; 2016Q1: 1,600 shares; 2016Q2: 1,600 shares; 2016Q3: 1,600 shares; 2016Q4: 1,413 shares 1,413 $76K 0.02% -187 Timeline DSL DOUBLELINE INCOME SOLUTIONS More: the full row for DOUBLELINE INCOME SOLUTIONS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares; 2016Q4: 4,000 shares 4,000 $76K 0.02% 0 Timeline MONOGRAM RESIDENTIAL TR INC MONOGRAM RESIDENTIAL TR INC More: the full row for MONOGRAM RESIDENTIAL TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 89,365 shares; 2015Q4: 30,989 shares; 2016Q1: 36,036 shares; 2016Q2: 12,648 shares; 2016Q3: 9,583 shares; 2016Q4: 7,062 shares 7,062 $76K 0.02% -2,521 PRICELINE GRP INC PRICELINE GRP INC More: the full row for PRICELINE GRP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 38 shares; 2015Q4: 38 shares; 2016Q1: 38 shares; 2016Q2: 44 shares; 2016Q3: 48 shares; 2016Q4: 51 shares 51 $75K 0.02% +3 IDU ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: not reported; 2016Q1: 700 shares; 2016Q2: 601 shares; 2016Q3: 606 shares; 2016Q4: 611 shares 611 $74K 0.02% +5 Timeline SWKS SKYWORKS SOLUTIONS INC More: the full row for SKYWORKS SOLUTIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 650 shares; 2015Q4: 851 shares; 2016Q1: 953 shares; 2016Q2: 1,153 shares; 2016Q3: 1,154 shares; 2016Q4: 974 shares 974 $73K 0.02% -180 Timeline PBI PITNEY BOWES INC More: the full row for PITNEY BOWES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,578 shares; 2015Q4: 4,620 shares; 2016Q1: 4,661 shares; 2016Q2: 4,706 shares; 2016Q3: 4,753 shares; 2016Q4: 4,810 shares 4,810 $73K 0.02% +57 Timeline NGVT INGEVITY CORP More: the full row for INGEVITY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,617 shares; 2016Q3: 1,617 shares; 2016Q4: 1,339 shares 1,339 $73K 0.02% -278 Timeline SMH VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 800 shares; 2016Q3: 800 shares; 2016Q4: 1,000 shares 1,000 $72K 0.02% +200 Timeline PH PARKER-HANNIFIN CORP More: the full row for PARKER-HANNIFIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 534 shares; 2015Q4: 535 shares; 2016Q1: 592 shares; 2016Q2: 593 shares; 2016Q3: 593 shares; 2016Q4: 517 shares 517 $72K 0.02% -76 Timeline DFP FLAHERTY & CRUMRINE DYNAMIC More: the full row for FLAHERTY & CRUMRINE DYNAMIC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,050 shares; 2016Q2: 3,050 shares; 2016Q3: 3,050 shares; 2016Q4: 3,050 shares 3,050 $72K 0.02% 0 Timeline FRI FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,003 shares; 2015Q4: 3,035 shares; 2016Q1: 3,054 shares; 2016Q2: 3,070 shares; 2016Q3: 4,198 shares; 2016Q4: 3,135 shares 3,135 $72K 0.02% -1,063 Timeline CORE LABORATORIES N V CORE LABORATORIES N V More: the full row for CORE LABORATORIES N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: 1,000 shares; 2016Q1: 400 shares; 2016Q2: not reported; 2016Q3: 700 shares; 2016Q4: 600 shares 600 $72K 0.02% -100 AGRIUM INC AGRIUM INC More: the full row for AGRIUM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 54 shares; 2015Q4: 54 shares; 2016Q1: 60 shares; 2016Q2: 768 shares; 2016Q3: 768 shares; 2016Q4: 713 shares 713 $72K 0.02% -55 NEW YORK REIT INC NEW YORK REIT INC More: the full row for NEW YORK REIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 8,993 shares; 2015Q4: 8,993 shares; 2016Q1: 8,993 shares; 2016Q2: 8,993 shares; 2016Q3: 8,993 shares; 2016Q4: 7,093 shares 7,093 $72K 0.02% -1,900 VEA VANGUARD TAX-MANAGED FDS More: the full row for VANGUARD TAX-MANAGED FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 515 shares; 2015Q4: 299 shares; 2016Q1: 308 shares; 2016Q2: 65 shares; 2016Q3: 385 shares; 2016Q4: 1,937 shares 1,937 $71K 0.02% +1,552 Timeline VGT VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 822 shares; 2015Q4: 897 shares; 2016Q1: 823 shares; 2016Q2: 711 shares; 2016Q3: 581 shares; 2016Q4: 581 shares 581 $71K 0.02% 0 Timeline IVE ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 994 shares; 2015Q4: 797 shares; 2016Q1: 797 shares; 2016Q2: 1,089 shares; 2016Q3: 1,914 shares; 2016Q4: 697 shares 697 $71K 0.02% -1,217 Timeline TEVA TEVA PHARMACEUTICAL INDS LTD More: the full row for TEVA PHARMACEUTICAL INDS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,912 shares; 2015Q4: 1,818 shares; 2016Q1: 1,824 shares; 2016Q2: 2,080 shares; 2016Q3: 2,094 shares; 2016Q4: 1,951 shares 1,951 $71K 0.02% -143 Timeline FIRST TR BICK INDEX FD FIRST TR BICK INDEX FD More: the full row for FIRST TR BICK INDEX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,705 shares; 2015Q4: 4,011 shares; 2016Q1: 4,586 shares; 2016Q2: 4,843 shares; 2016Q3: 4,549 shares; 2016Q4: 3,253 shares 3,253 $71K 0.02% -1,296 NEM NEWMONT CORP More: the full row for NEWMONT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,400 shares; 2015Q4: 1,641 shares; 2016Q1: 1,641 shares; 2016Q2: 641 shares; 2016Q3: 642 shares; 2016Q4: 2,042 shares 2,042 $70K 0.02% +1,400 Timeline TSM TAIWAN SEMICONDUCTOR MANUFAC More: the full row for TAIWAN SEMICONDUCTOR MANUFAC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,505 shares; 2015Q4: 7,877 shares; 2016Q1: 2,350 shares; 2016Q2: 2,350 shares; 2016Q3: 2,350 shares; 2016Q4: 2,448 shares 2,448 $70K 0.02% +98 Timeline WAT WATERS CORP More: the full row for WATERS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 462 shares; 2015Q4: 462 shares; 2016Q1: 515 shares; 2016Q2: 515 shares; 2016Q3: 515 shares; 2016Q4: 518 shares 518 $70K 0.02% +3 Timeline INN SUMMIT HOTEL PPTYS More: the full row for SUMMIT HOTEL PPTYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,021 shares; 2015Q4: 4,021 shares; 2016Q1: 4,383 shares; 2016Q2: 4,383 shares; 2016Q3: 4,383 shares; 2016Q4: 4,383 shares 4,383 $70K 0.02% 0 Timeline RITEAID CORP RITEAID CORP More: the full row for RITEAID CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,915 shares; 2015Q4: 8,415 shares; 2016Q1: 9,025 shares; 2016Q2: 12,115 shares; 2016Q3: 14,065 shares; 2016Q4: 8,415 shares 8,415 $69K 0.02% -5,650 MSM MSC INDL DIRECT INC More: the full row for MSC INDL DIRECT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 660 shares; 2015Q4: 660 shares; 2016Q1: 741 shares; 2016Q2: 741 shares; 2016Q3: 741 shares; 2016Q4: 745 shares 745 $69K 0.02% +4 Timeline SPWRQ SUNPOWER CORP More: the full row for SUNPOWER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,000 shares; 2016Q4: 10,500 shares 10,500 $69K 0.02% +8,500 Timeline CARLYLE GROUP L P CARLYLE GROUP L P More: the full row for CARLYLE GROUP L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 4,000 shares; 2016Q4: 4,520 shares 4,520 $69K 0.02% +520 CROSSROADS CAP INC COM CROSSROADS CAP INC COM More: the full row for CROSSROADS CAP INC COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 33,969 shares; 2016Q1: 35,836 shares; 2016Q2: 31,960 shares; 2016Q3: 34,781 shares; 2016Q4: 32,477 shares 32,477 $69K 0.02% -2,304 FTEC FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 758 shares; 2015Q4: 988 shares; 2016Q1: 1,040 shares; 2016Q2: 1,843 shares; 2016Q3: 1,846 shares; 2016Q4: 1,848 shares 1,848 $68K 0.02% +2 Timeline OXY OCCIDENTAL PETE CORP More: the full row for OCCIDENTAL PETE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,113 shares; 2015Q4: 854 shares; 2016Q1: 936 shares; 2016Q2: 1,053 shares; 2016Q3: 1,054 shares; 2016Q4: 957 shares 957 $68K 0.02% -97 Timeline AA ALCOA CORP More: the full row for ALCOA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,425 shares 2,425 $68K 0.02% new Timeline FDD FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: 2,902 shares; 2016Q1: 2,802 shares; 2016Q2: 7,814 shares; 2016Q3: 6,250 shares; 2016Q4: 5,700 shares 5,700 $68K 0.02% -550 Timeline NVS NOVARTIS AG More: the full row for NOVARTIS AG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,459 shares; 2015Q4: 1,559 shares; 2016Q1: 1,491 shares; 2016Q2: 1,624 shares; 2016Q3: 1,519 shares; 2016Q4: 926 shares 926 $67K 0.02% -593 Timeline DOV DOVER CORP More: the full row for DOVER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 19 shares; 2015Q4: 19 shares; 2016Q1: 913 shares; 2016Q2: 913 shares; 2016Q3: 914 shares; 2016Q4: 894 shares 894 $67K 0.02% -20 Timeline BFH BREAD FINANCIAL HOLDINGS INC More: the full row for BREAD FINANCIAL HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 292 shares 292 $67K 0.02% new Timeline WILLIAMS PARTNERS L P NEW WILLIAMS PARTNERS L P NEW More: the full row for WILLIAMS PARTNERS L P NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,766 shares; 2015Q4: 1,836 shares; 2016Q1: 1,766 shares; 2016Q2: 1,766 shares; 2016Q3: 1,766 shares; 2016Q4: 1,766 shares 1,766 $67K 0.02% 0 ED CONSOLIDATED EDISON INC More: the full row for CONSOLIDATED EDISON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 652 shares; 2015Q4: 655 shares; 2016Q1: 454 shares; 2016Q2: 888 shares; 2016Q3: 893 shares; 2016Q4: 898 shares 898 $66K 0.02% +5 Timeline PNR PENTAIR PLC More: the full row for PENTAIR PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 12 shares; 2015Q4: 12 shares; 2016Q1: 12 shares; 2016Q2: 112 shares; 2016Q3: 892 shares; 2016Q4: 1,186 shares 1,186 $66K 0.02% +294 Timeline COPX GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 7,580 shares; 2016Q2: 7,660 shares; 2016Q3: 6,310 shares; 2016Q4: 3,320 shares 3,320 $66K 0.02% -2,990 Timeline PAI WESTERN ASSET INVESTMENT GRA More: the full row for WESTERN ASSET INVESTMENT GRA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,534 shares; 2015Q4: 4,534 shares; 2016Q1: 4,534 shares; 2016Q2: 4,534 shares; 2016Q3: 4,534 shares; 2016Q4: 4,588 shares 4,588 $66K 0.02% +54 Timeline COMT ISHARES U S ETF TR More: the full row for ISHARES U S ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 441 shares; 2016Q1: 357 shares; 2016Q2: 357 shares; 2016Q3: 1,608 shares; 2016Q4: 1,908 shares 1,908 $65K 0.02% +300 Timeline IEI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 586 shares; 2015Q4: 536 shares; 2016Q1: 563 shares; 2016Q2: 564 shares; 2016Q3: 558 shares; 2016Q4: 530 shares 530 $65K 0.02% -28 Timeline QQEW FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,223 shares; 2015Q4: 1,626 shares; 2016Q1: 1,630 shares; 2016Q2: 1,457 shares; 2016Q3: 1,278 shares; 2016Q4: 1,405 shares 1,405 $65K 0.02% +127 Timeline JFR NUVEEN FLOATING RATE INCOME More: the full row for NUVEEN FLOATING RATE INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 6,180 shares; 2015Q4: 6,180 shares; 2016Q1: 6,180 shares; 2016Q2: 5,880 shares; 2016Q3: 5,600 shares; 2016Q4: 5,600 shares 5,600 $65K 0.02% 0 Timeline TORTOISE PIPELINE & ENERGY F TORTOISE PIPELINE & ENERGY F More: the full row for TORTOISE PIPELINE & ENERGY F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,000 shares; 2016Q4: 3,000 shares 3,000 $65K 0.02% 0 IVW ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,174 shares; 2015Q4: 2,783 shares; 2016Q1: 534 shares; 2016Q2: 806 shares; 2016Q3: 1,791 shares; 2016Q4: 522 shares 522 $64K 0.02% -1,269 Timeline BLACKROCK LONG-TERM MUNCIPA… BLACKROCK LONG-TERM MUNCIPAL A More: the full row for BLACKROCK LONG-TERM MUNCIPAL A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 5,700 shares 5,700 $64K 0.02% new WEINGARTEN RLTY INVS WEINGARTEN RLTY INVS More: the full row for WEINGARTEN RLTY INVS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,177 shares; 2015Q4: 1,177 shares; 2016Q1: 1,318 shares; 2016Q2: 1,318 shares; 2016Q3: 1,318 shares; 2016Q4: 1,779 shares 1,779 $64K 0.02% +461 VYM VANGUARD WHITEHALL FDS More: the full row for VANGUARD WHITEHALL FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,171 shares; 2015Q4: 2,181 shares; 2016Q1: 827 shares; 2016Q2: 827 shares; 2016Q3: 827 shares; 2016Q4: 827 shares 827 $63K 0.02% 0 Timeline MOS MOSAIC CO More: the full row for MOSAIC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 6 shares; 2015Q4: 6 shares; 2016Q1: 33 shares; 2016Q2: 33 shares; 2016Q3: 33 shares; 2016Q4: 2,143 shares 2,143 $63K 0.02% +2,110 Timeline NUVEEN FLOATING RATE INCOME… NUVEEN FLOATING RATE INCOME OP More: the full row for NUVEEN FLOATING RATE INCOME OP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 900 shares; 2016Q3: 5,200 shares; 2016Q4: 5,200 shares 5,200 $63K 0.02% 0 ARCONIC INC ARCONIC INC More: the full row for ARCONIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 3,373 shares 3,373 $63K 0.02% new OEF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,794 shares; 2015Q4: 1,784 shares; 2016Q1: 913 shares; 2016Q2: 613 shares; 2016Q3: 505 shares; 2016Q4: 628 shares 628 $62K 0.02% +123 Timeline EXC EXELON CORP More: the full row for EXELON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,780 shares; 2015Q4: 1,800 shares; 2016Q1: 1,710 shares; 2016Q2: 1,726 shares; 2016Q3: 1,742 shares; 2016Q4: 1,758 shares 1,758 $62K 0.02% +16 Timeline MMU WESTERN ASSET MANAGED MUNS F More: the full row for WESTERN ASSET MANAGED MUNS F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 17,000 shares; 2015Q4: 17,000 shares; 2016Q1: 17,000 shares; 2016Q2: 17,000 shares; 2016Q3: 17,000 shares; 2016Q4: 4,500 shares 4,500 $62K 0.02% -12,500 Timeline PIM FRANKLIN MASTER INTER INCOME More: the full row for FRANKLIN MASTER INTER INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 15,706 shares; 2015Q4: 15,017 shares; 2016Q1: 14,266 shares; 2016Q2: 13,324 shares; 2016Q3: 13,324 shares; 2016Q4: 13,360 shares 13,360 $62K 0.02% +36 Timeline IUSB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 450 shares; 2016Q2: 452 shares; 2016Q3: 1,510 shares; 2016Q4: 1,217 shares 1,217 $61K 0.01% -293 Timeline ADM ARCHER DANIELS MIDLAND CO More: the full row for ARCHER DANIELS MIDLAND CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 15,952 shares; 2015Q4: 17,975 shares; 2016Q1: 19,211 shares; 2016Q2: 19,542 shares; 2016Q3: 20,978 shares; 2016Q4: 1,339 shares 1,339 $61K 0.01% -19,639 Timeline PSA PUBLIC STORAGE More: the full row for PUBLIC STORAGE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 514 shares; 2015Q4: 516 shares; 2016Q1: 517 shares; 2016Q2: 520 shares; 2016Q3: 522 shares; 2016Q4: 272 shares 272 $61K 0.01% -250 Timeline ASH ASHLAND INC More: the full row for ASHLAND INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 246 shares; 2016Q4: 555 shares 555 $61K 0.01% +309 Timeline CHORD ENERGY CORPORATION CHORD ENERGY CORPORATION More: the full row for CHORD ENERGY CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,500 shares; 2015Q4: 4,500 shares; 2016Q1: 4,501 shares; 2016Q2: 4,501 shares; 2016Q3: 4,501 shares; 2016Q4: 4,001 shares 4,001 $61K 0.01% -500 CMP COMPASS MINERALS INTL INC More: the full row for COMPASS MINERALS INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 682 shares; 2015Q4: 682 shares; 2016Q1: 763 shares; 2016Q2: 763 shares; 2016Q3: 763 shares; 2016Q4: 763 shares 763 $60K 0.01% 0 Timeline KEX KIRBY CORP More: the full row for KIRBY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 600 shares; 2015Q4: 600 shares; 2016Q1: 800 shares; 2016Q2: 900 shares; 2016Q3: 900 shares; 2016Q4: 900 shares 900 $60K 0.01% 0 Timeline BOND PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,022 shares; 2015Q4: 1,533 shares; 2016Q1: 1,200 shares; 2016Q2: 1,203 shares; 2016Q3: 1,208 shares; 2016Q4: 562 shares 562 $59K 0.01% -646 Timeline ITB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,731 shares; 2015Q4: 2,131 shares; 2016Q1: 2,150 shares; 2016Q2: 2,150 shares; 2016Q3: 2,132 shares; 2016Q4: 2,132 shares 2,132 $59K 0.01% 0 Timeline IEP ICAHN ENTERPRISES LP More: the full row for ICAHN ENTERPRISES LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,579 shares; 2015Q4: 1,199 shares; 2016Q1: 899 shares; 2016Q2: 799 shares; 2016Q3: 827 shares; 2016Q4: 977 shares 977 $59K 0.01% +150 Timeline BIB PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,475 shares; 2016Q4: 1,475 shares 1,475 $59K 0.01% 0 Timeline GOLDCORP INC NEW GOLDCORP INC NEW More: the full row for GOLDCORP INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 12,049 shares; 2015Q4: 10,531 shares; 2016Q1: 8,554 shares; 2016Q2: 8,562 shares; 2016Q3: 7,415 shares; 2016Q4: 4,354 shares 4,354 $59K 0.01% -3,061 SU SUNCOR ENERGY INC NEW More: the full row for SUNCOR ENERGY INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,895 shares; 2015Q4: 1,894 shares; 2016Q1: 1,894 shares; 2016Q2: 1,894 shares; 2016Q3: 1,788 shares; 2016Q4: 1,788 shares 1,788 $58K 0.01% 0 Timeline FLS FLOWSERVE CORP More: the full row for FLOWSERVE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,200 shares; 2015Q4: 1,200 shares; 2016Q1: 1,200 shares; 2016Q2: 1,200 shares; 2016Q3: 1,200 shares; 2016Q4: 1,200 shares 1,200 $58K 0.01% 0 Timeline MCEWEN MNG INC MCEWEN MNG INC More: the full row for MCEWEN MNG INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 22,281 shares; 2015Q4: 21,615 shares; 2016Q1: 20,683 shares; 2016Q2: 20,683 shares; 2016Q3: 21,935 shares; 2016Q4: 19,915 shares 19,915 $58K 0.01% -2,020 NORTHSTAR ASSET NORTHSTAR ASSET More: the full row for NORTHSTAR ASSET Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,600 shares; 2016Q3: 3,900 shares; 2016Q4: 3,900 shares 3,900 $58K 0.01% 0 SHM SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 424 shares; 2016Q2: 525 shares; 2016Q3: 693 shares; 2016Q4: 1,194 shares 1,194 $57K 0.01% +501 Timeline FEMB FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 360 shares; 2015Q4: 360 shares; 2016Q1: 910 shares; 2016Q2: 910 shares; 2016Q3: 1,410 shares; 2016Q4: 1,410 shares 1,410 $57K 0.01% 0 Timeline SANCHEZ MIDSTEAM PARTNERS LP SANCHEZ MIDSTEAM PARTNERS LP More: the full row for SANCHEZ MIDSTEAM PARTNERS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,800 shares 4,800 $57K 0.01% new GGG GRACO INC More: the full row for GRACO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 950 shares; 2015Q4: 954 shares; 2016Q1: 959 shares; 2016Q2: 963 shares; 2016Q3: 667 shares; 2016Q4: 670 shares 670 $56K 0.01% +3 Timeline IWS ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 279 shares; 2015Q4: 280 shares; 2016Q1: 280 shares; 2016Q2: 560 shares; 2016Q3: 710 shares; 2016Q4: 695 shares 695 $56K 0.01% -15 Timeline POTASH CORP OF SASKATCHEWAN POTASH CORP OF SASKATCHEWAN More: the full row for POTASH CORP OF SASKATCHEWAN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 915 shares; 2015Q4: 919 shares; 2016Q1: not reported; 2016Q2: 815 shares; 2016Q3: 1,115 shares; 2016Q4: 3,117 shares 3,117 $56K 0.01% +2,002 Vaneck Vectors AMT-Free Int… Vaneck Vectors AMT-Free Inter More: the full row for Vaneck Vectors AMT-Free Inter Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,403 shares 2,403 $56K 0.01% new MPC MARATHON PETE CORP More: the full row for MARATHON PETE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 437 shares; 2015Q4: 275 shares; 2016Q1: 305 shares; 2016Q2: 1,099 shares; 2016Q3: 258 shares; 2016Q4: 1,101 shares 1,101 $55K 0.01% +843 Timeline AOK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,539 shares; 2015Q4: 1,545 shares; 2016Q1: 1,553 shares; 2016Q2: 1,560 shares; 2016Q3: 1,689 shares; 2016Q4: 1,697 shares 1,697 $55K 0.01% +8 Timeline FJP FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 561 shares; 2016Q3: 561 shares; 2016Q4: 1,163 shares 1,163 $55K 0.01% +602 Timeline HARRIS CORP INC HARRIS CORP INC More: the full row for HARRIS CORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 416 shares; 2015Q4: 536 shares; 2016Q1: 516 shares; 2016Q2: 520 shares; 2016Q3: 523 shares; 2016Q4: 525 shares 525 $54K 0.01% +2 RETAIL PPTYS AMER INC RETAIL PPTYS AMER INC More: the full row for RETAIL PPTYS AMER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,326 shares; 2015Q4: 3,365 shares; 2016Q1: 3,403 shares; 2016Q2: 3,438 shares; 2016Q3: 3,471 shares; 2016Q4: 3,506 shares 3,506 $54K 0.01% +35 POWERSHARES DYN SEMICONDUCT POWERSHARES DYN SEMICONDUCT More: the full row for POWERSHARES DYN SEMICONDUCT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,916 shares; 2015Q4: 2,716 shares; 2016Q1: 2,716 shares; 2016Q2: 2,718 shares; 2016Q3: 1,500 shares; 2016Q4: 1,500 shares 1,500 $54K 0.01% 0 FISV FISERV INC More: the full row for FISERV INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 600 shares; 2015Q4: 600 shares; 2016Q1: 600 shares; 2016Q2: 600 shares; 2016Q3: 500 shares; 2016Q4: 500 shares 500 $53K 0.01% 0 Timeline WPC WP CAREY INC More: the full row for WP CAREY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 982 shares; 2015Q4: 996 shares; 2016Q1: 1,012 shares; 2016Q2: 927 shares; 2016Q3: 890 shares; 2016Q4: 904 shares 904 $53K 0.01% +14 Timeline NFG NATIONAL FUEL GAS CO More: the full row for NATIONAL FUEL GAS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,528 shares; 2015Q4: 823 shares; 2016Q1: 831 shares; 2016Q2: 865 shares; 2016Q3: 921 shares; 2016Q4: 929 shares 929 $53K 0.01% +8 Timeline FDS FACTSET RESH SYS INC More: the full row for FACTSET RESH SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 425 shares; 2015Q4: 426 shares; 2016Q1: 291 shares; 2016Q2: 282 shares; 2016Q3: 260 shares; 2016Q4: 323 shares 323 $53K 0.01% +63 Timeline BAX BAXTER INTL INC More: the full row for BAXTER INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,420 shares; 2015Q4: 2,937 shares; 2016Q1: 1,270 shares; 2016Q2: 1,241 shares; 2016Q3: 1,241 shares; 2016Q4: 1,199 shares 1,199 $53K 0.01% -42 Timeline DISH NETWORK CORPORATION DISH NETWORK CORPORATION More: the full row for DISH NETWORK CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,264 shares; 2015Q4: 974 shares; 2016Q1: 774 shares; 2016Q2: 774 shares; 2016Q3: 874 shares; 2016Q4: 922 shares 922 $53K 0.01% +48 Guggenheim Exch Trd Fd Guggenheim Exch Trd Fd More: the full row for Guggenheim Exch Trd Fd Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,784 shares; 2015Q4: 4,803 shares; 2016Q1: 3,997 shares; 2016Q2: 4,013 shares; 2016Q3: 4,031 shares; 2016Q4: 2,620 shares 2,620 $53K 0.01% -1,411 NUE NUCOR CORP More: the full row for NUCOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 669 shares; 2015Q4: 749 shares; 2016Q1: 755 shares; 2016Q2: 760 shares; 2016Q3: 764 shares; 2016Q4: 880 shares 880 $52K 0.01% +116 Timeline MGM MGM RESORTS INTERNATIONAL More: the full row for MGM RESORTS INTERNATIONAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,800 shares; 2016Q4: 1,800 shares 1,800 $52K 0.01% 0 Timeline CRANE CO CRANE CO More: the full row for CRANE CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,270 shares; 2015Q4: 1,270 shares; 2016Q1: 1,690 shares; 2016Q2: 1,727 shares; 2016Q3: 1,690 shares; 2016Q4: 718 shares 718 $52K 0.01% -972 FIRST TRUST NEW OPPORTUNITI… FIRST TRUST NEW OPPORTUNITIES More: the full row for FIRST TRUST NEW OPPORTUNITIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,525 shares; 2015Q4: 4,536 shares; 2016Q1: 4,763 shares; 2016Q2: 4,780 shares; 2016Q3: 4,796 shares; 2016Q4: 4,053 shares 4,053 $52K 0.01% -743 NORDSTROM INC NORDSTROM INC More: the full row for NORDSTROM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,006 shares; 2015Q4: 1,138 shares; 2016Q1: 1,915 shares; 2016Q2: 2,906 shares; 2016Q3: 2,871 shares; 2016Q4: 1,077 shares 1,077 $52K 0.01% -1,794 VOYA NAT RES EQUITY INCOME F VOYA NAT RES EQUITY INCOME F More: the full row for VOYA NAT RES EQUITY INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 7,400 shares; 2015Q4: 7,400 shares; 2016Q1: 7,400 shares; 2016Q2: 7,400 shares; 2016Q3: 8,200 shares; 2016Q4: 8,200 shares 8,200 $52K 0.01% 0 IYY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 429 shares; 2015Q4: 430 shares; 2016Q1: 430 shares; 2016Q2: 459 shares; 2016Q3: 459 shares; 2016Q4: 460 shares 460 $52K 0.01% +1 Timeline TESORO CORP TESORO CORP More: the full row for TESORO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3 shares; 2016Q2: 253 shares; 2016Q3: 600 shares; 2016Q4: 600 shares 600 $52K 0.01% 0 MCK MCKESSON CORP More: the full row for MCKESSON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 354 shares; 2015Q4: 560 shares; 2016Q1: 365 shares; 2016Q2: 381 shares; 2016Q3: 371 shares; 2016Q4: 366 shares 366 $51K 0.01% -5 Timeline TELFY TELEFONICA SA-SPON ADR More: the full row for TELEFONICA SA-SPON ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 15,536 shares; 2015Q4: 13,651 shares; 2016Q1: 13,637 shares; 2016Q2: 16,378 shares; 2016Q3: 16,168 shares; 2016Q4: 5,593 shares 5,593 $51K 0.01% -10,575 Timeline TIME WARNER INC TIME WARNER INC More: the full row for TIME WARNER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 831 shares; 2015Q4: 694 shares; 2016Q1: 538 shares; 2016Q2: 539 shares; 2016Q3: 539 shares; 2016Q4: 532 shares 532 $51K 0.01% -7 NORTHSTAR REALTY EUROPE CORP NORTHSTAR REALTY EUROPE CORP More: the full row for NORTHSTAR REALTY EUROPE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 3,430 shares; 2016Q1: 3,346 shares; 2016Q2: 3,368 shares; 2016Q3: 3,669 shares; 2016Q4: 4,023 shares 4,023 $51K 0.01% +354 VCIT VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 300 shares; 2015Q4: 330 shares; 2016Q1: 7,177 shares; 2016Q2: 4,624 shares; 2016Q3: 12,955 shares; 2016Q4: 582 shares 582 $50K 0.01% -12,373 Timeline FXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,851 shares; 2015Q4: 2,589 shares; 2016Q1: 2,649 shares; 2016Q2: 2,722 shares; 2016Q3: 2,981 shares; 2016Q4: 1,450 shares 1,450 $50K 0.01% -1,531 Timeline HOLLYFRONTIER CORP HOLLYFRONTIER CORP More: the full row for HOLLYFRONTIER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,677 shares; 2015Q4: 1,638 shares; 2016Q1: 1,647 shares; 2016Q2: 1,547 shares; 2016Q3: 1,508 shares; 2016Q4: 1,516 shares 1,516 $50K 0.01% +8 VSH VISHAY INTERTECHNOLOGY INC More: the full row for VISHAY INTERTECHNOLOGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,995 shares; 2015Q4: 2,995 shares; 2016Q1: 2,995 shares; 2016Q2: 2,995 shares; 2016Q3: 2,995 shares; 2016Q4: 2,995 shares 2,995 $49K 0.01% 0 Timeline SKYY FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,333 shares; 2015Q4: 2,084 shares; 2016Q1: 1,984 shares; 2016Q2: 1,832 shares; 2016Q3: 1,432 shares; 2016Q4: 1,432 shares 1,432 $49K 0.01% 0 Timeline OHA INVT CORP OHA INVT CORP More: the full row for OHA INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 27,390 shares; 2015Q4: 28,007 shares; 2016Q1: 25,692 shares; 2016Q2: 26,124 shares; 2016Q3: 26,774 shares; 2016Q4: 28,155 shares 28,155 $49K 0.01% +1,381 ATO ATMOS ENERGY CORP More: the full row for ATMOS ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,017 shares; 2015Q4: 1,021 shares; 2016Q1: 924 shares; 2016Q2: 1,076 shares; 2016Q3: 978 shares; 2016Q4: 650 shares 650 $48K 0.01% -328 Timeline HIG HARTFORD INSURANCE GROUP INC More: the full row for HARTFORD INSURANCE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,182 shares; 2015Q4: 2,194 shares; 2016Q1: 1,023 shares; 2016Q2: 1,023 shares; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares 1,000 $48K 0.01% 0 Timeline HPQ HP INC More: the full row for HP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 6,782 shares; 2016Q1: 6,619 shares; 2016Q2: 6,621 shares; 2016Q3: 5,707 shares; 2016Q4: 3,266 shares 3,266 $48K 0.01% -2,441 Timeline ACGP ASSOCIATED CAP GROUP INC CLASS More: the full row for ASSOCIATED CAP GROUP INC CLASS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 174 shares; 2016Q1: 174 shares; 2016Q2: 174 shares; 2016Q3: 264 shares; 2016Q4: 1,470 shares 1,470 $48K 0.01% +1,206 Timeline ATR APTARGROUP INC More: the full row for APTARGROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 592 shares; 2015Q4: 594 shares; 2016Q1: 597 shares; 2016Q2: 599 shares; 2016Q3: 602 shares; 2016Q4: 643 shares 643 $47K 0.01% +41 Timeline JBLU JETBLUE AIRWAYS CORP More: the full row for JETBLUE AIRWAYS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,060 shares; 2016Q4: 2,060 shares 2,060 $46K 0.01% 0 Timeline HEALTHCARE HEALTHCARE More: the full row for HEALTHCARE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,178 shares; 2015Q4: 6,692 shares; 2016Q1: 6,364 shares; 2016Q2: not reported; 2016Q3: 496 shares; 2016Q4: 1,596 shares 1,596 $46K 0.01% +1,100 APOLLO SENIOR FLOATING RATE… APOLLO SENIOR FLOATING RATE FU More: the full row for APOLLO SENIOR FLOATING RATE FU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,649 shares 2,649 $46K 0.01% new EWJ ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 919 shares 919 $45K 0.01% new Timeline UVV UNIVERSAL CORP VA MTNS BK EN More: the full row for UNIVERSAL CORP VA MTNS BK EN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 1,000 shares; 2016Q1: 700 shares; 2016Q2: 700 shares; 2016Q3: 700 shares; 2016Q4: 700 shares 700 $45K 0.01% 0 Timeline RF REGIONS FINANCIAL CORP NEW More: the full row for REGIONS FINANCIAL CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 8,862 shares; 2015Q4: 14,189 shares; 2016Q1: 14,189 shares; 2016Q2: 9,190 shares; 2016Q3: 3,265 shares; 2016Q4: 3,160 shares 3,160 $45K 0.01% -105 Timeline CDP COPT DEFENSE PROPERTIES More: the full row for COPT DEFENSE PROPERTIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 903 shares; 2015Q4: 914 shares; 2016Q1: 925 shares; 2016Q2: 935 shares; 2016Q3: 944 shares; 2016Q4: 1,453 shares 1,453 $45K 0.01% +509 Timeline FIRST TRUST ENERGY INFRASTR… FIRST TRUST ENERGY INFRASTRUCT More: the full row for FIRST TRUST ENERGY INFRASTRUCT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,500 shares; 2016Q4: 2,500 shares 2,500 $45K 0.01% 0 NWL NEWELL BRANDS INC More: the full row for NEWELL BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 475 shares; 2015Q4: 476 shares; 2016Q1: 477 shares; 2016Q2: 1,294 shares; 2016Q3: 1,295 shares; 2016Q4: 991 shares 991 $44K 0.01% -304 Timeline YUM YUM BRANDS INC More: the full row for YUM BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 653 shares; 2015Q4: 678 shares; 2016Q1: 648 shares; 2016Q2: 856 shares; 2016Q3: 648 shares; 2016Q4: 697 shares 697 $44K 0.01% +49 Timeline IJK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 50 shares; 2015Q4: 14 shares; 2016Q1: 20 shares; 2016Q2: 20 shares; 2016Q3: 122 shares; 2016Q4: 242 shares 242 $44K 0.01% +120 Timeline MORT VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,000 shares; 2016Q3: 2,000 shares; 2016Q4: 2,000 shares 2,000 $44K 0.01% 0 Timeline Invesco Intl Developed Low … Invesco Intl Developed Low Vol More: the full row for Invesco Intl Developed Low Vol Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 200 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,012 shares; 2016Q3: 1,522 shares; 2016Q4: 1,550 shares 1,550 $44K 0.01% +28 WISDOMTREE TOTAL EARNINGS WISDOMTREE TOTAL EARNINGS More: the full row for WISDOMTREE TOTAL EARNINGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 552 shares; 2015Q4: 553 shares; 2016Q1: 553 shares; 2016Q2: 553 shares; 2016Q3: 553 shares; 2016Q4: 554 shares 554 $44K 0.01% +1 IXUS ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 901 shares; 2015Q4: 911 shares; 2016Q1: 911 shares; 2016Q2: 926 shares; 2016Q3: 926 shares; 2016Q4: 858 shares 858 $43K 0.01% -68 Timeline GM GENERAL MTRS CO More: the full row for GENERAL MTRS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 8,267 shares; 2015Q4: 8,375 shares; 2016Q1: 8,983 shares; 2016Q2: 9,031 shares; 2016Q3: 894 shares; 2016Q4: 1,237 shares 1,237 $43K 0.01% +343 Timeline AEE AMEREN CORP More: the full row for AMEREN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 619 shares; 2015Q4: 619 shares; 2016Q1: 819 shares; 2016Q2: 819 shares; 2016Q3: 819 shares; 2016Q4: 819 shares 819 $43K 0.01% 0 Timeline IUSG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,004 shares 1,004 $43K 0.01% new Timeline EMLP FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 1,500 shares; 2016Q1: 1,654 shares; 2016Q2: 2,386 shares; 2016Q3: 1,704 shares; 2016Q4: 1,704 shares 1,704 $43K 0.01% 0 Timeline FIRST TR VALUE LINE 100 ETF FIRST TR VALUE LINE 100 ETF More: the full row for FIRST TR VALUE LINE 100 ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 500 shares; 2015Q4: 1,001 shares; 2016Q1: 1,001 shares; 2016Q2: 2,002 shares; 2016Q3: 2,003 shares; 2016Q4: 2,004 shares 2,004 $43K 0.01% +1 GPRO GOPRO INC More: the full row for GOPRO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,600 shares; 2015Q4: 4,400 shares; 2016Q1: 5,737 shares; 2016Q2: 4,600 shares; 2016Q3: 5,150 shares; 2016Q4: 4,850 shares 4,850 $42K 0.01% -300 Timeline Taser Intl Inc Taser Intl Inc More: the full row for Taser Intl Inc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,050 shares; 2015Q4: 8,250 shares; 2016Q1: 17,950 shares; 2016Q2: 2,350 shares; 2016Q3: 1,950 shares; 2016Q4: 1,750 shares 1,750 $42K 0.01% -200 ITA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 100 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 256 shares; 2016Q3: 256 shares; 2016Q4: 292 shares 292 $41K 0.01% +36 Timeline MDLZ MONDELEZ INTL INC More: the full row for MONDELEZ INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 951 shares; 2015Q4: 1,024 shares; 2016Q1: 691 shares; 2016Q2: 978 shares; 2016Q3: 873 shares; 2016Q4: 931 shares 931 $41K 0.01% +58 Timeline IYG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 383 shares 383 $41K 0.01% new Timeline BDJ BLACKROCK ENHANCED EQUITY DI More: the full row for BLACKROCK ENHANCED EQUITY DI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,000 shares; 2016Q2: 5,201 shares; 2016Q3: 5,205 shares; 2016Q4: 5,000 shares 5,000 $41K 0.01% -205 Timeline RWR SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 741 shares; 2015Q4: 240 shares; 2016Q1: 510 shares; 2016Q2: 676 shares; 2016Q3: 610 shares; 2016Q4: 445 shares 445 $41K 0.01% -165 Timeline ICF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 551 shares; 2015Q4: 555 shares; 2016Q1: 524 shares; 2016Q2: 462 shares; 2016Q3: 464 shares; 2016Q4: 416 shares 416 $41K 0.01% -48 Timeline FCG FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 652 shares; 2016Q3: 1,053 shares; 2016Q4: 1,563 shares 1,563 $41K 0.01% +510 Timeline LIBERTY MEDIA CORP DEL LIBERTY MEDIA CORP DEL More: the full row for LIBERTY MEDIA CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,174 shares; 2016Q3: 1,174 shares; 2016Q4: 1,190 shares 1,190 $41K 0.01% +16 IUSV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 805 shares 805 $40K 0.01% new Timeline TMO THERMO FISHER SCIENTIFIC INC More: the full row for THERMO FISHER SCIENTIFIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 119 shares; 2015Q4: 120 shares; 2016Q1: 120 shares; 2016Q2: 120 shares; 2016Q3: 105 shares; 2016Q4: 280 shares 280 $40K 0.01% +175 Timeline VTIP VANGUARD MALVERN FDS More: the full row for VANGUARD MALVERN FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 510 shares; 2015Q4: 510 shares; 2016Q1: 510 shares; 2016Q2: 510 shares; 2016Q3: 510 shares; 2016Q4: 810 shares 810 $40K 0.01% +300 Timeline MET METLIFE INC More: the full row for METLIFE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,248 shares; 2015Q4: 8,169 shares; 2016Q1: 3,465 shares; 2016Q2: 6,065 shares; 2016Q3: 6,365 shares; 2016Q4: 737 shares 737 $40K 0.01% -5,628 Timeline SALIENT MIDSTREAM & MLP FD SALIENT MIDSTREAM & MLP FD More: the full row for SALIENT MIDSTREAM & MLP FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,975 shares; 2016Q4: 2,975 shares 2,975 $40K 0.01% 0 QABA FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 182 shares; 2015Q4: 316 shares; 2016Q1: 317 shares; 2016Q2: 318 shares; 2016Q3: 318 shares; 2016Q4: 750 shares 750 $40K 0.01% +432 Timeline DE DEERE & CO More: the full row for DEERE & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 217 shares; 2015Q4: 219 shares; 2016Q1: 188 shares; 2016Q2: 381 shares; 2016Q3: 383 shares; 2016Q4: 383 shares 383 $39K 0.01% 0 Timeline ELV ELEVANCE HEALTH INC FORMERLY More: the full row for ELEVANCE HEALTH INC FORMERLY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 104 shares; 2015Q4: 108 shares; 2016Q1: 99 shares; 2016Q2: 99 shares; 2016Q3: 76 shares; 2016Q4: 271 shares 271 $39K 0.01% +195 Timeline MGK VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 526 shares; 2015Q4: 487 shares; 2016Q1: 530 shares; 2016Q2: 441 shares; 2016Q3: 441 shares; 2016Q4: 442 shares 442 $39K 0.01% +1 Timeline CUBI CUSTOMERS BANCORP INC More: the full row for CUSTOMERS BANCORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,320 shares; 2015Q4: 1,320 shares; 2016Q1: 1,320 shares; 2016Q2: 1,320 shares; 2016Q3: 1,320 shares; 2016Q4: 1,100 shares 1,100 $39K 0.01% -220 Timeline FUTY FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 850 shares; 2015Q4: 850 shares; 2016Q1: 850 shares; 2016Q2: 1,217 shares; 2016Q3: 1,245 shares; 2016Q4: 1,249 shares 1,249 $39K 0.01% +4 Timeline WISDOMTREE WISDOMTREE More: the full row for WISDOMTREE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,500 shares; 2016Q4: 2,000 shares 2,000 $39K 0.01% -500 BROADSOFT INC BROADSOFT INC More: the full row for BROADSOFT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 950 shares 950 $39K 0.01% new ETN EATON CORP PLC More: the full row for EATON CORP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 564 shares; 2015Q4: 582 shares; 2016Q1: 583 shares; 2016Q2: 565 shares; 2016Q3: 566 shares; 2016Q4: 568 shares 568 $38K 0.01% +2 Timeline KYN KAYNE ANDERSON ENERGY INFRST More: the full row for KAYNE ANDERSON ENERGY INFRST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 13,227 shares; 2015Q4: 12,899 shares; 2016Q1: 12,904 shares; 2016Q2: 1,908 shares; 2016Q3: 1,912 shares; 2016Q4: 1,915 shares 1,915 $38K 0.01% +3 Timeline AWR AMER STATES WTR CO More: the full row for AMER STATES WTR CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 407 shares; 2015Q4: 409 shares; 2016Q1: 811 shares; 2016Q2: 816 shares; 2016Q3: 820 shares; 2016Q4: 825 shares 825 $38K 0.01% +5 Timeline VRSK VERISK ANALYTICS INC More: the full row for VERISK ANALYTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 450 shares; 2016Q1: 450 shares; 2016Q2: 450 shares; 2016Q3: 450 shares; 2016Q4: 463 shares 463 $38K 0.01% +13 Timeline QTEC FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 403 shares; 2015Q4: 529 shares; 2016Q1: 531 shares; 2016Q2: 532 shares; 2016Q3: 532 shares; 2016Q4: 724 shares 724 $38K 0.01% +192 Timeline UYG PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,876 shares; 2015Q4: 2,475 shares; 2016Q1: 2,350 shares; 2016Q2: 2,417 shares; 2016Q3: 1,345 shares; 2016Q4: 414 shares 414 $38K 0.01% -931 Timeline CGNX COGNEX CORP More: the full row for COGNEX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 601 shares; 2016Q3: 602 shares; 2016Q4: 603 shares 603 $38K 0.01% +1 Timeline PNW PINNACLE WEST CAP CORP More: the full row for PINNACLE WEST CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 324 shares; 2015Q4: 327 shares; 2016Q1: 330 shares; 2016Q2: 484 shares; 2016Q3: 488 shares; 2016Q4: 492 shares 492 $38K 0.01% +4 Timeline NHS NEUBERGER HIGH YIELD ST FD I More: the full row for NEUBERGER HIGH YIELD ST FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,600 shares; 2015Q4: 2,600 shares; 2016Q1: 2,600 shares; 2016Q2: 2,250 shares; 2016Q3: 3,250 shares; 2016Q4: 3,250 shares 3,250 $38K 0.01% 0 Timeline NOBLE ENERGY INC NOBLE ENERGY INC More: the full row for NOBLE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: 800 shares; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares 1,000 $38K 0.01% 0 ST JUDE MED INC ST JUDE MED INC More: the full row for ST JUDE MED INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,108 shares; 2015Q4: 3,031 shares; 2016Q1: 3,535 shares; 2016Q2: 2,609 shares; 2016Q3: 1,864 shares; 2016Q4: 480 shares 480 $38K 0.01% -1,384 HARTE-HANKS INC HARTE-HANKS INC More: the full row for HARTE-HANKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 16,120 shares; 2016Q3: 8,620 shares; 2016Q4: 25,000 shares 25,000 $38K 0.01% +16,380 GUGGENHEIM FRONTIER MARKETS… GUGGENHEIM FRONTIER MARKETS ETF More: the full row for GUGGENHEIM FRONTIER MARKETS ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,050 shares; 2015Q4: 3,783 shares; 2016Q1: 3,783 shares; 2016Q2: 4,703 shares; 2016Q3: 3,783 shares; 2016Q4: 3,300 shares 3,300 $38K 0.01% -483 Guggenheim ETF Trust 2 Timb… Guggenheim ETF Trust 2 Timber More: the full row for Guggenheim ETF Trust 2 Timber Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,551 shares; 2015Q4: 1,551 shares; 2016Q1: 1,551 shares; 2016Q2: 1,551 shares; 2016Q3: 1,551 shares; 2016Q4: 1,551 shares 1,551 $38K 0.01% 0 JOHN HANCOCK EXCHANGE TRADED JOHN HANCOCK EXCHANGE TRADED More: the full row for JOHN HANCOCK EXCHANGE TRADED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,250 shares; 2016Q3: 1,250 shares; 2016Q4: 1,250 shares 1,250 $38K 0.01% 0 CSQ CALAMOS STRATEGIC TOTAL RETU More: the full row for CALAMOS STRATEGIC TOTAL RETU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,000 shares; 2016Q2: 3,634 shares; 2016Q3: 3,634 shares; 2016Q4: 3,634 shares 3,634 $37K 0.01% 0 Timeline VECTOR GROUP LTD VECTOR GROUP LTD More: the full row for VECTOR GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,222 shares; 2015Q4: 1,238 shares; 2016Q1: 1,256 shares; 2016Q2: 1,039 shares; 2016Q3: 1,110 shares; 2016Q4: 1,630 shares 1,630 $37K 0.01% +520 ABRDN PHYSICAL SILVER SHARE… ABRDN PHYSICAL SILVER SHARES ETF More: the full row for ABRDN PHYSICAL SILVER SHARES ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,435 shares; 2015Q4: 1,435 shares; 2016Q1: 1,435 shares; 2016Q2: 1,435 shares; 2016Q3: 1,900 shares; 2016Q4: 2,400 shares 2,400 $37K 0.01% +500 BROCADE COMMUNICATIONS SYS I BROCADE COMMUNICATIONS SYS I More: the full row for BROCADE COMMUNICATIONS SYS I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 459 shares; 2015Q4: 459 shares; 2016Q1: 497 shares; 2016Q2: 572 shares; 2016Q3: 497 shares; 2016Q4: 2,997 shares 2,997 $37K 0.01% +2,500 GPC GENUINE PARTS CO More: the full row for GENUINE PARTS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 372 shares; 2015Q4: 908 shares; 2016Q1: 451 shares; 2016Q2: 453 shares; 2016Q3: 455 shares; 2016Q4: 379 shares 379 $36K 0.01% -76 Timeline JKHY HENRY JACK & ASSOC INC More: the full row for HENRY JACK & ASSOC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 661 shares; 2015Q4: 663 shares; 2016Q1: 490 shares; 2016Q2: 492 shares; 2016Q3: 359 shares; 2016Q4: 404 shares 404 $36K 0.01% +45 Timeline EVN EATON VANCE MUN INCOME TR More: the full row for EATON VANCE MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,804 shares; 2015Q4: 2,810 shares; 2016Q1: 2,817 shares; 2016Q2: 2,822 shares; 2016Q3: 2,828 shares; 2016Q4: 2,834 shares 2,834 $36K 0.01% +6 Timeline IFN ABERDEEN INDIA FD INC More: the full row for ABERDEEN INDIA FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,606 shares; 2015Q4: 3,720 shares; 2016Q1: 3,573 shares; 2016Q2: 3,237 shares; 2016Q3: 2,814 shares; 2016Q4: 1,704 shares 1,704 $36K 0.01% -1,110 Timeline OIA INVESCO MUNI INCOME OPP TRST More: the full row for INVESCO MUNI INCOME OPP TRST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,000 shares; 2015Q4: 5,000 shares; 2016Q1: 5,000 shares; 2016Q2: 5,000 shares; 2016Q3: 5,000 shares; 2016Q4: 5,000 shares 5,000 $36K 0.01% 0 Timeline POWERSHARES GLOBAL ETF TRUS… POWERSHARES GLOBAL ETF TRUSTHI More: the full row for POWERSHARES GLOBAL ETF TRUSTHI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,650 shares; 2015Q4: 1,900 shares; 2016Q1: 1,900 shares; 2016Q2: 1,900 shares; 2016Q3: 1,900 shares; 2016Q4: 1,900 shares 1,900 $36K 0.01% 0 FIRST TR EXCHANGE TRADED FD… FIRST TR EXCHANGE TRADED FD CBOE More: the full row for FIRST TR EXCHANGE TRADED FD CBOE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 750 shares; 2016Q4: 1,500 shares 1,500 $36K 0.01% +750 WDFC WD 40 CO More: the full row for WD 40 CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 300 shares; 2015Q4: 300 shares; 2016Q1: 300 shares; 2016Q2: 300 shares; 2016Q3: 300 shares; 2016Q4: 300 shares 300 $35K 0.01% 0 Timeline NJR NEW JERSEY RES CORP More: the full row for NEW JERSEY RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 350 shares; 2016Q4: 978 shares 978 $35K 0.01% +628 Timeline FTLS FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares 1,000 $35K 0.01% 0 Timeline CBRL CRACKER BARREL OLD CTRY STOR More: the full row for CRACKER BARREL OLD CTRY STOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 103 shares; 2016Q1: 104 shares; 2016Q2: 201 shares; 2016Q3: 206 shares; 2016Q4: 207 shares 207 $35K 0.01% +1 Timeline URA GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 83 shares; 2016Q1: 85 shares; 2016Q2: 85 shares; 2016Q3: 85 shares; 2016Q4: 1,400 shares 1,400 $35K 0.01% +1,315 Timeline HALYARD HEALTH INC HALYARD HEALTH INC More: the full row for HALYARD HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,237 shares; 2015Q4: 1,527 shares; 2016Q1: 1,363 shares; 2016Q2: 1,329 shares; 2016Q3: 1,322 shares; 2016Q4: 946 shares 946 $35K 0.01% -376 VITAL ENERGY INC VITAL ENERGY INC More: the full row for VITAL ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,000 shares; 2015Q4: 2,000 shares; 2016Q1: 2,000 shares; 2016Q2: 2,500 shares; 2016Q3: 2,500 shares; 2016Q4: 2,500 shares 2,500 $35K 0.01% 0 UBS AG LONDON BRANCH UBS AG LONDON BRANCH More: the full row for UBS AG LONDON BRANCH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 278 shares 278 $35K 0.01% new IGV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5 shares; 2016Q2: 319 shares; 2016Q3: 314 shares; 2016Q4: 314 shares 314 $34K 0.01% 0 Timeline XHR XENIA HOTELS & RESORTS INC More: the full row for XENIA HOTELS & RESORTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,037 shares; 2015Q4: 800 shares; 2016Q1: 1,487 shares; 2016Q2: 612 shares; 2016Q3: 1,762 shares; 2016Q4: 1,762 shares 1,762 $34K 0.01% 0 Timeline MGV VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 696 shares; 2015Q4: 772 shares; 2016Q1: 824 shares; 2016Q2: 826 shares; 2016Q3: 580 shares; 2016Q4: 509 shares 509 $34K 0.01% -71 Timeline NUV NUVEEN MUN VALUE FD INC More: the full row for NUVEEN MUN VALUE FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 3,527 shares; 2016Q3: 2,454 shares; 2016Q4: 3,582 shares 3,582 $34K 0.01% +1,128 Timeline MTRX MATRIX SVC CO More: the full row for MATRIX SVC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,500 shares; 2016Q4: 1,500 shares 1,500 $34K 0.01% 0 Timeline FDM FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,877 shares; 2015Q4: 1,352 shares; 2016Q1: 775 shares; 2016Q2: 775 shares; 2016Q3: 775 shares; 2016Q4: 775 shares 775 $34K 0.01% 0 Timeline QUALITY CARE PPTYS INC QUALITY CARE PPTYS INC More: the full row for QUALITY CARE PPTYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,225 shares 2,225 $34K 0.01% new ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,400 shares; 2016Q2: 2,407 shares; 2016Q3: 5,167 shares; 2016Q4: 1,357 shares 1,357 $34K 0.01% -3,810 LSCC LATTICE SEMICONDUCTOR CORP More: the full row for LATTICE SEMICONDUCTOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,535 shares; 2015Q4: 4,535 shares; 2016Q1: 4,535 shares; 2016Q2: 4,535 shares; 2016Q3: 4,535 shares; 2016Q4: 4,535 shares 4,535 $33K 0.01% 0 Timeline SRE SEMPRA More: the full row for SEMPRA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 305 shares; 2015Q4: 307 shares; 2016Q1: 309 shares; 2016Q2: 311 shares; 2016Q3: 313 shares; 2016Q4: 331 shares 331 $33K 0.01% +18 Timeline IYR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 153 shares; 2015Q4: 156 shares; 2016Q1: 157 shares; 2016Q2: 1,444 shares; 2016Q3: 1,558 shares; 2016Q4: 432 shares 432 $33K 0.01% -1,126 Timeline IYC ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 453 shares; 2016Q2: 469 shares; 2016Q3: 216 shares; 2016Q4: 217 shares 217 $33K 0.01% +1 Timeline MYGN MYRIAD GENETICS INC More: the full row for MYRIAD GENETICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 639 shares; 2015Q4: 639 shares; 2016Q1: 639 shares; 2016Q2: 639 shares; 2016Q3: 1,139 shares; 2016Q4: 2,000 shares 2,000 $33K 0.01% +861 Timeline KANDI TECHNOLOGIES GROUP INC KANDI TECHNOLOGIES GROUP INC More: the full row for KANDI TECHNOLOGIES GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 32,200 shares; 2015Q4: 28,200 shares; 2016Q1: 28,700 shares; 2016Q2: 34,200 shares; 2016Q3: 29,200 shares; 2016Q4: 6,800 shares 6,800 $33K 0.01% -22,400 POWERSHARES ETF TR II S&P S… POWERSHARES ETF TR II S&P SMCP More: the full row for POWERSHARES ETF TR II S&P SMCP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 300 shares; 2015Q4: 300 shares; 2016Q1: 450 shares; 2016Q2: 450 shares; 2016Q3: 450 shares; 2016Q4: 450 shares 450 $33K 0.01% 0 HORIZON PHARMA PLC HORIZON PHARMA PLC More: the full row for HORIZON PHARMA PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,200 shares; 2015Q4: 2,050 shares; 2016Q1: 4,151 shares; 2016Q2: 5,551 shares; 2016Q3: 21,101 shares; 2016Q4: 2,051 shares 2,051 $33K 0.01% -19,050 AMD ADVANCED MICRO DEVICES INC More: the full row for ADVANCED MICRO DEVICES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,827 shares; 2015Q4: 2,827 shares; 2016Q1: 2,827 shares; 2016Q2: 2,827 shares; 2016Q3: 2,827 shares; 2016Q4: 2,827 shares 2,827 $32K 0.01% 0 Timeline SPGI S&P GLOBAL INC More: the full row for S&P GLOBAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 31 shares; 2016Q3: 31 shares; 2016Q4: 293 shares 293 $32K 0.01% +262 Timeline NXPI NXP SEMICONDUCTORS N V More: the full row for NXP SEMICONDUCTORS N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 142 shares; 2015Q4: 301 shares; 2016Q1: 301 shares; 2016Q2: 301 shares; 2016Q3: 301 shares; 2016Q4: 325 shares 325 $32K 0.01% +24 Timeline EFG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 500 shares; 2016Q2: 500 shares; 2016Q3: 500 shares; 2016Q4: 500 shares 500 $32K 0.01% 0 Timeline ETR ENTERGY CORP NEW More: the full row for ENTERGY CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 204 shares; 2015Q4: 206 shares; 2016Q1: 193 shares; 2016Q2: 195 shares; 2016Q3: 197 shares; 2016Q4: 441 shares 441 $32K 0.01% +244 Timeline EWC ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,876 shares; 2015Q4: 1,400 shares; 2016Q1: 1,400 shares; 2016Q2: 1,400 shares; 2016Q3: 1,233 shares; 2016Q4: 1,233 shares 1,233 $32K 0.01% 0 Timeline GASLOG LTD GASLOG LTD More: the full row for GASLOG LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,937 shares; 2015Q4: 4,945 shares; 2016Q1: 4,954 shares; 2016Q2: 1,962 shares; 2016Q3: 1,969 shares; 2016Q4: 1,975 shares 1,975 $32K 0.01% +6 POLYONE CORP POLYONE CORP More: the full row for POLYONE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: 1,000 shares; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares 1,000 $32K 0.01% 0 IJS ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 225 shares; 2015Q4: 71 shares; 2016Q1: 79 shares; 2016Q2: 79 shares; 2016Q3: 223 shares; 2016Q4: 224 shares 224 $31K 0.01% +1 Timeline DLTR DOLLAR TREE INC More: the full row for DOLLAR TREE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,250 shares; 2015Q4: 1,250 shares; 2016Q1: 850 shares; 2016Q2: 1,050 shares; 2016Q3: 1,050 shares; 2016Q4: 400 shares 400 $31K 0.01% -650 Timeline AER AERCAP HOLDINGS NV More: the full row for AERCAP HOLDINGS NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 753 shares; 2015Q4: 753 shares; 2016Q1: 753 shares; 2016Q2: 753 shares; 2016Q3: 753 shares; 2016Q4: 753 shares 753 $31K 0.01% 0 Timeline SNY SANOFI SA More: the full row for SANOFI SA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,377 shares; 2015Q4: 1,376 shares; 2016Q1: 1,321 shares; 2016Q2: 1,261 shares; 2016Q3: 1,211 shares; 2016Q4: 775 shares 775 $31K 0.01% -436 Timeline IHF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3 shares; 2016Q2: 253 shares; 2016Q3: 250 shares; 2016Q4: 251 shares 251 $31K 0.01% +1 Timeline TWITTER INC TWITTER INC More: the full row for TWITTER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,540 shares; 2015Q4: 1,020 shares; 2016Q1: 950 shares; 2016Q2: 950 shares; 2016Q3: 1,850 shares; 2016Q4: 1,910 shares 1,910 $31K 0.01% +60 PSF COHEN & STEERS SELECT PFD & More: the full row for COHEN & STEERS SELECT PFD & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,200 shares; 2015Q4: 1,200 shares; 2016Q1: 1,200 shares; 2016Q2: 1,200 shares; 2016Q3: 1,200 shares; 2016Q4: 1,200 shares 1,200 $31K 0.01% 0 Timeline DIREXION SHS ETF TR DIREXION SHS ETF TR More: the full row for DIREXION SHS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 4,651 shares; 2016Q1: 1,291 shares; 2016Q2: 351 shares; 2016Q3: 1,255 shares; 2016Q4: 4,000 shares 4,000 $31K 0.01% +2,745 NNN NNN REIT INC More: the full row for NNN REIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 671 shares; 2016Q3: 672 shares; 2016Q4: 674 shares 674 $30K 0.01% +2 Timeline FTSM FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 500 shares; 2016Q4: 500 shares 500 $30K 0.01% 0 Timeline PARSLEY ENERGY INC PARSLEY ENERGY INC More: the full row for PARSLEY ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 639 shares; 2015Q4: 639 shares; 2016Q1: 839 shares; 2016Q2: 839 shares; 2016Q3: 839 shares; 2016Q4: 839 shares 839 $30K 0.01% 0 RBLD FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 600 shares; 2015Q4: 600 shares; 2016Q1: 600 shares; 2016Q2: 600 shares; 2016Q3: 600 shares; 2016Q4: 600 shares 600 $30K 0.01% 0 Timeline DTRE FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 300 shares; 2015Q4: 300 shares; 2016Q1: 300 shares; 2016Q2: 300 shares; 2016Q3: 300 shares; 2016Q4: 700 shares 700 $30K 0.01% +400 Timeline REYNOLDS AMERICAN INC REYNOLDS AMERICAN INC More: the full row for REYNOLDS AMERICAN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 7,009 shares; 2015Q4: 4,694 shares; 2016Q1: 7,150 shares; 2016Q2: 3,756 shares; 2016Q3: 4,829 shares; 2016Q4: 540 shares 540 $30K 0.01% -4,289 MEOH METHANEX CORP More: the full row for METHANEX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,012 shares; 2015Q4: 258 shares; 2016Q1: 54 shares; 2016Q2: 55 shares; 2016Q3: 664 shares; 2016Q4: 670 shares 670 $29K 0.01% +6 Timeline WHR WHIRLPOOL CORP More: the full row for WHIRLPOOL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 560 shares; 2015Q4: 661 shares; 2016Q1: 761 shares; 2016Q2: 761 shares; 2016Q3: 162 shares; 2016Q4: 162 shares 162 $29K 0.01% 0 Timeline MKC MCCORMICK & CO INC More: the full row for MCCORMICK & CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 309 shares; 2015Q4: 310 shares; 2016Q1: 312 shares; 2016Q2: 313 shares; 2016Q3: 314 shares; 2016Q4: 316 shares 316 $29K 0.01% +2 Timeline BXMX NUVEEN S&P 500 BUY-WRITE INCOM More: the full row for NUVEEN S&P 500 BUY-WRITE INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 3,000 shares; 2016Q3: 2,250 shares; 2016Q4: 2,250 shares 2,250 $29K 0.01% 0 Timeline DES WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 452 shares; 2015Q4: 452 shares; 2016Q1: 2,127 shares; 2016Q2: 402 shares; 2016Q3: 352 shares; 2016Q4: 352 shares 352 $29K 0.01% 0 Timeline RWO SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 611 shares; 2015Q4: 614 shares; 2016Q1: 1,885 shares; 2016Q2: 1,887 shares; 2016Q3: 1,889 shares; 2016Q4: 625 shares 625 $29K 0.01% -1,264 Timeline GYLD ARROW ETF TR More: the full row for ARROW ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,340 shares; 2015Q4: 1,340 shares; 2016Q1: 1,340 shares; 2016Q2: 1,340 shares; 2016Q3: 1,557 shares; 2016Q4: 1,557 shares 1,557 $29K 0.01% 0 Timeline ELECTRONICS FOR IMAGING INC ELECTRONICS FOR IMAGING INC More: the full row for ELECTRONICS FOR IMAGING INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 670 shares; 2015Q4: 670 shares; 2016Q1: 670 shares; 2016Q2: 670 shares; 2016Q3: 670 shares; 2016Q4: 670 shares 670 $29K 0.01% 0 ETFS PRECIOUS METALSBASKET … ETFS PRECIOUS METALSBASKET TR ETF… More: the full row for ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 500 shares; 2016Q3: 500 shares; 2016Q4: 500 shares 500 $29K 0.01% 0 TRANSENTERIX INC TRANSENTERIX INC More: the full row for TRANSENTERIX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,000 shares; 2015Q4: not reported; 2016Q1: 27,150 shares; 2016Q2: 30,800 shares; 2016Q3: 20,400 shares; 2016Q4: 22,100 shares 22,100 $29K 0.01% +1,700 FIRST TR EXCHANGE TRADED FD FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,238 shares; 2016Q4: 1,249 shares 1,249 $29K 0.01% +11 CAH CARDINAL HEALTH INC More: the full row for CARDINAL HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 12 shares; 2015Q4: 12 shares; 2016Q1: 12 shares; 2016Q2: 387 shares; 2016Q3: 387 shares; 2016Q4: 387 shares 387 $28K 0.01% 0 Timeline BRO BROWN & BROWN INC More: the full row for BROWN & BROWN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 697 shares; 2015Q4: 700 shares; 2016Q1: 550 shares; 2016Q2: 552 shares; 2016Q3: 553 shares; 2016Q4: 621 shares 621 $28K 0.01% +68 Timeline ALNY ALNYLAM PHARMACEUTICALS INC More: the full row for ALNYLAM PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 750 shares; 2015Q4: 750 shares; 2016Q1: 750 shares; 2016Q2: 750 shares; 2016Q3: 750 shares; 2016Q4: 750 shares 750 $28K 0.01% 0 Timeline YUMC YUM CHINA HLDGS INC More: the full row for YUM CHINA HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,079 shares 1,079 $28K 0.01% new Timeline MARVELL TECHNOLOGY GROUP LTD MARVELL TECHNOLOGY GROUP LTD More: the full row for MARVELL TECHNOLOGY GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,000 shares; 2015Q4: 2,000 shares; 2016Q1: 2,000 shares; 2016Q2: 2,000 shares; 2016Q3: 2,000 shares; 2016Q4: 2,000 shares 2,000 $28K 0.01% 0 AOM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 745 shares; 2016Q3: 750 shares; 2016Q4: 804 shares 804 $28K 0.01% +54 Timeline EIX EDISON INTL More: the full row for EDISON INTL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 319 shares; 2015Q4: 314 shares; 2016Q1: 317 shares; 2016Q2: 309 shares; 2016Q3: 377 shares; 2016Q4: 379 shares 379 $27K 0.01% +2 Timeline DXJ WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 148 shares; 2015Q4: 272 shares; 2016Q1: 102 shares; 2016Q2: 102 shares; 2016Q3: 102 shares; 2016Q4: 537 shares 537 $27K 0.01% +435 Timeline FXZ FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 929 shares; 2015Q4: 824 shares; 2016Q1: 824 shares; 2016Q2: 824 shares; 2016Q3: 824 shares; 2016Q4: 750 shares 750 $27K 0.01% -74 Timeline BANK OF THE OZARKS BANK OF THE OZARKS More: the full row for BANK OF THE OZARKS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,606 shares; 2015Q4: 3,610 shares; 2016Q1: 3,110 shares; 2016Q2: 510 shares; 2016Q3: 510 shares; 2016Q4: 510 shares 510 $27K 0.01% 0 ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,100 shares; 2016Q4: 1,100 shares 1,100 $27K 0.01% 0 SILVER STD RES INC SILVER STD RES INC More: the full row for SILVER STD RES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,346 shares; 2015Q4: 1,346 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 3,000 shares 3,000 $27K 0.01% new HCA HCA HEALTHCARE INC More: the full row for HCA HEALTHCARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 900 shares; 2015Q4: 355 shares; 2016Q1: 359 shares; 2016Q2: 359 shares; 2016Q3: 350 shares; 2016Q4: 350 shares 350 $26K 0.01% 0 Timeline VPL VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 400 shares; 2015Q4: 429 shares; 2016Q1: 455 shares; 2016Q2: 455 shares; 2016Q3: 455 shares; 2016Q4: 455 shares 455 $26K 0.01% 0 Timeline DTE DTE ENERGY CO More: the full row for DTE ENERGY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 253 shares; 2015Q4: 255 shares; 2016Q1: 257 shares; 2016Q2: 260 shares; 2016Q3: 261 shares; 2016Q4: 264 shares 264 $26K 0.01% +3 Timeline TDG TRANSDIGM GROUP INC More: the full row for TRANSDIGM GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 105 shares; 2016Q1: 105 shares; 2016Q2: 105 shares; 2016Q3: 105 shares; 2016Q4: 106 shares 106 $26K 0.01% +1 Timeline FLR FLUOR CORP More: the full row for FLUOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 167 shares; 2015Q4: 167 shares; 2016Q1: 168 shares; 2016Q2: 565 shares; 2016Q3: 653 shares; 2016Q4: 487 shares 487 $26K 0.01% -166 Timeline LBRDK LIBERTY BROADBAND CORP More: the full row for LIBERTY BROADBAND CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,465 shares; 2015Q4: 1,097 shares; 2016Q1: 349 shares; 2016Q2: 349 shares; 2016Q3: 349 shares; 2016Q4: 357 shares 357 $26K 0.01% +8 Timeline SIRIUS XM HOLDINGS INC SIRIUS XM HOLDINGS INC More: the full row for SIRIUS XM HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 20,308 shares; 2015Q4: 20,308 shares; 2016Q1: 20,308 shares; 2016Q2: 10,308 shares; 2016Q3: 6,308 shares; 2016Q4: 5,802 shares 5,802 $26K 0.01% -506 CONTINENTAL RES INC CONTINENTAL RES INC More: the full row for CONTINENTAL RES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 700 shares; 2015Q4: 50 shares; 2016Q1: 50 shares; 2016Q2: 50 shares; 2016Q3: 550 shares; 2016Q4: 500 shares 500 $26K 0.01% -50 AFEM FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 500 shares; 2016Q4: 500 shares 500 $26K 0.01% 0 Timeline TORTOISE ENERGY INFRA CORP TORTOISE ENERGY INFRA CORP More: the full row for TORTOISE ENERGY INFRA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 509 shares; 2015Q4: 509 shares; 2016Q1: 509 shares; 2016Q2: 849 shares; 2016Q3: 849 shares; 2016Q4: 849 shares 849 $26K 0.01% 0 UBS AG LONDON BRANCH UBS AG LONDON BRANCH More: the full row for UBS AG LONDON BRANCH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 186 shares 186 $26K 0.01% new SOXX ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 155 shares; 2015Q4: 155 shares; 2016Q1: 155 shares; 2016Q2: 155 shares; 2016Q3: 155 shares; 2016Q4: 200 shares 200 $25K 0.01% +45 Timeline XMCRX MFS CHARTER INCOME TR More: the full row for MFS CHARTER INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,613 shares; 2015Q4: 4,276 shares; 2016Q1: 3,963 shares; 2016Q2: 3,542 shares; 2016Q3: 2,942 shares; 2016Q4: 2,942 shares 2,942 $25K 0.01% 0 Timeline STM STMICROELECTRONICS N V More: the full row for STMICROELECTRONICS N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,000 shares; 2016Q3: 2,013 shares; 2016Q4: 2,199 shares 2,199 $25K 0.01% +186 Timeline ILCG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 206 shares; 2015Q4: 208 shares; 2016Q1: 208 shares; 2016Q2: 209 shares; 2016Q3: 209 shares; 2016Q4: 210 shares 210 $25K 0.01% +1 Timeline GDL GDL FD More: the full row for GDL FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,000 shares; 2015Q4: 4,000 shares; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares; 2016Q4: 2,500 shares 2,500 $25K 0.01% -1,500 Timeline FNDF SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares 1,000 $25K 0.01% 0 Timeline MAC MACERICH CO More: the full row for MACERICH CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 350 shares; 2015Q4: 350 shares; 2016Q1: 350 shares; 2016Q2: 350 shares; 2016Q3: 350 shares; 2016Q4: 350 shares 350 $25K 0.01% 0 Timeline EMERGE ENERGY SVCS LP EMERGE ENERGY SVCS LP More: the full row for EMERGE ENERGY SVCS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares; 2016Q3: 1,790 shares; 2016Q4: 2,002 shares 2,002 $25K 0.01% +212 MILLER HOWARD HIGH INC EQTY MILLER HOWARD HIGH INC EQTY More: the full row for MILLER HOWARD HIGH INC EQTY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,000 shares 2,000 $25K 0.01% new VANECK EGYPT INDEX ETF VANECK EGYPT INDEX ETF More: the full row for VANECK EGYPT INDEX ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 963 shares; 2016Q3: 963 shares; 2016Q4: 963 shares 963 $25K 0.01% 0 ISCG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 213 shares; 2015Q4: 238 shares; 2016Q1: 238 shares; 2016Q2: 239 shares; 2016Q3: 164 shares; 2016Q4: 165 shares 165 $24K 0.01% +1 Timeline PHG KONINKLIJKE PHILIPS N V More: the full row for KONINKLIJKE PHILIPS N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 684 shares; 2015Q4: 684 shares; 2016Q1: 684 shares; 2016Q2: 697 shares; 2016Q3: 697 shares; 2016Q4: 800 shares 800 $24K 0.01% +103 Timeline IGSB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 14 shares; 2015Q4: 116 shares; 2016Q1: 29 shares; 2016Q2: 229 shares; 2016Q3: 229 shares; 2016Q4: 229 shares 229 $24K 0.01% 0 Timeline GNTX GENTEX CORP More: the full row for GENTEX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,242 shares; 2015Q4: 1,242 shares; 2016Q1: 1,242 shares; 2016Q2: 1,242 shares; 2016Q3: 1,242 shares; 2016Q4: 1,242 shares 1,242 $24K 0.01% 0 Timeline NVO NOVO-NORDISK A S More: the full row for NOVO-NORDISK A S Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,316 shares; 2015Q4: 1,686 shares; 2016Q1: 1,693 shares; 2016Q2: 1,693 shares; 2016Q3: 695 shares; 2016Q4: 679 shares 679 $24K 0.01% -16 Timeline BIDU BAIDU INC More: the full row for BAIDU INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 877 shares; 2015Q4: 627 shares; 2016Q1: 412 shares; 2016Q2: 242 shares; 2016Q3: 242 shares; 2016Q4: 145 shares 145 $24K 0.01% -97 Timeline SUMMIT MATERIALS INC CLASS A SUMMIT MATERIALS INC CLASS A More: the full row for SUMMIT MATERIALS INC CLASS A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: 1,015 shares; 2016Q1: 1,015 shares; 2016Q2: 1,015 shares; 2016Q3: 1,015 shares; 2016Q4: 1,027 shares 1,027 $24K 0.01% +12 BLACKROCK CAP INVT CORP BLACKROCK CAP INVT CORP More: the full row for BLACKROCK CAP INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,500 shares; 2015Q4: 5,800 shares; 2016Q1: 5,807 shares; 2016Q2: 5,814 shares; 2016Q3: 5,500 shares; 2016Q4: 3,500 shares 3,500 $24K 0.01% -2,000 ARCELORMITTAL FUNSPONSORED … ARCELORMITTAL FUNSPONSORED ADR 1 … More: the full row for ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 308 shares; 2015Q4: 308 shares; 2016Q1: 3,000 shares; 2016Q2: 3,000 shares; 2016Q3: 3,000 shares; 2016Q4: 3,305 shares 3,305 $24K 0.01% +305 EXPE EXPEDIA GROUP INC More: the full row for EXPEDIA GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 137 shares; 2015Q4: 137 shares; 2016Q1: 718 shares; 2016Q2: 258 shares; 2016Q3: 203 shares; 2016Q4: 203 shares 203 $23K 0.01% 0 Timeline FSTA FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 406 shares; 2015Q4: 478 shares; 2016Q1: 490 shares; 2016Q2: 743 shares; 2016Q3: 746 shares; 2016Q4: 750 shares 750 $23K 0.01% +4 Timeline ISTB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 242 shares; 2015Q4: 245 shares; 2016Q1: 216 shares; 2016Q2: 206 shares; 2016Q3: 464 shares; 2016Q4: 464 shares 464 $23K 0.01% 0 Timeline MGPI MGP INGREDIENTS INC NEW More: the full row for MGP INGREDIENTS INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 570 shares; 2015Q4: 1,033 shares; 2016Q1: 1,033 shares; 2016Q2: 464 shares; 2016Q3: 465 shares; 2016Q4: 465 shares 465 $23K 0.01% 0 Timeline LIFE STORAGE INC LIFE STORAGE INC More: the full row for LIFE STORAGE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 270 shares; 2016Q4: 271 shares 271 $23K 0.01% +1 FPXI FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 300 shares; 2015Q4: 800 shares; 2016Q1: 900 shares; 2016Q2: 900 shares; 2016Q3: 900 shares; 2016Q4: 900 shares 900 $23K 0.01% 0 Timeline REGN REGENERON PHARMACEUTICALS More: the full row for REGENERON PHARMACEUTICALS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 60 shares; 2016Q3: 60 shares; 2016Q4: 60 shares 60 $22K 0.01% 0 Timeline PCG PG&E CORP More: the full row for PG&E CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 50 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 350 shares; 2016Q3: 353 shares; 2016Q4: 356 shares 356 $22K 0.01% +3 Timeline AGNC AGNC INVT CORP More: the full row for AGNC INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,225 shares 1,225 $22K 0.01% new Timeline TEI TEMPLETON EMERGING MKTS INCO More: the full row for TEMPLETON EMERGING MKTS INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,000 shares; 2015Q4: 2,000 shares; 2016Q1: 2,000 shares; 2016Q2: 2,000 shares; 2016Q3: 2,000 shares; 2016Q4: 2,000 shares 2,000 $22K 0.01% 0 Timeline QQXT FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 429 shares; 2015Q4: 554 shares; 2016Q1: 554 shares; 2016Q2: 554 shares; 2016Q3: 554 shares; 2016Q4: 554 shares 554 $22K 0.01% 0 Timeline IBOC INTERNATIONAL BANCSHARES COR More: the full row for INTERNATIONAL BANCSHARES COR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 533 shares; 2015Q4: 539 shares; 2016Q1: 539 shares; 2016Q2: 545 shares; 2016Q3: 545 shares; 2016Q4: 551 shares 551 $22K 0.01% +6 Timeline GBDC GOLUB CAP BDC INC More: the full row for GOLUB CAP BDC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,316 shares; 2015Q4: 1,322 shares; 2016Q1: 993 shares; 2016Q2: 993 shares; 2016Q3: 993 shares; 2016Q4: 1,220 shares 1,220 $22K 0.01% +227 Timeline HYT BLACKROCK CORPOR HI YLD FD I More: the full row for BLACKROCK CORPOR HI YLD FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 176 shares; 2015Q4: 176 shares; 2016Q1: 2,176 shares; 2016Q2: 2,176 shares; 2016Q3: 2,000 shares; 2016Q4: 2,000 shares 2,000 $22K 0.01% 0 Timeline ENVIVA PARTNERS LP ENVIVA PARTNERS LP More: the full row for ENVIVA PARTNERS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 826 shares 826 $22K 0.01% new M.D.C. HOLDINGS INC M.D.C. HOLDINGS INC More: the full row for M.D.C. HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 766 shares; 2015Q4: 774 shares; 2016Q1: 783 shares; 2016Q2: 792 shares; 2016Q3: 800 shares; 2016Q4: 848 shares 848 $22K 0.01% +48 WESTERN ASSET CORPORATE LN F WESTERN ASSET CORPORATE LN F More: the full row for WESTERN ASSET CORPORATE LN F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,975 shares; 2016Q3: 1,975 shares; 2016Q4: 1,975 shares 1,975 $22K 0.01% 0 FVC FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares 1,000 $22K 0.01% 0 Timeline MFC MANULIFE FINL CORP More: the full row for MANULIFE FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,146 shares; 2016Q3: 1,156 shares; 2016Q4: 1,187 shares 1,187 $21K 0.01% +31 Timeline LNG CHENIERE ENERGY INC More: the full row for CHENIERE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 999 shares; 2015Q4: 999 shares; 2016Q1: 999 shares; 2016Q2: 499 shares; 2016Q3: 499 shares; 2016Q4: 499 shares 499 $21K 0.01% 0 Timeline IBKR INTERACTIVE BROKERS GROUP IN More: the full row for INTERACTIVE BROKERS GROUP IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 961 shares; 2015Q4: 1,005 shares; 2016Q1: 585 shares; 2016Q2: 586 shares; 2016Q3: 518 shares; 2016Q4: 564 shares 564 $21K 0.01% +46 Timeline BXMT BLACKSTONE MORTGAGE TRUST IN More: the full row for BLACKSTONE MORTGAGE TRUST IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 700 shares; 2015Q4: 700 shares; 2016Q1: 700 shares; 2016Q2: 700 shares; 2016Q3: 700 shares; 2016Q4: 700 shares 700 $21K 0.01% 0 Timeline OTEX OPEN TEXT CORP More: the full row for OPEN TEXT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 338 shares; 2015Q4: 338 shares; 2016Q1: 338 shares; 2016Q2: 338 shares; 2016Q3: 338 shares; 2016Q4: 342 shares 342 $21K 0.01% +4 Timeline FDIS FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 115 shares; 2015Q4: 373 shares; 2016Q1: 385 shares; 2016Q2: 386 shares; 2016Q3: 387 shares; 2016Q4: 640 shares 640 $21K 0.01% +253 Timeline PMM FRANKLIN MANAGED MUN INCOME More: the full row for FRANKLIN MANAGED MUN INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,900 shares; 2015Q4: 4,900 shares; 2016Q1: 2,900 shares; 2016Q2: 2,900 shares; 2016Q3: 2,900 shares; 2016Q4: 2,900 shares 2,900 $21K 0.01% 0 Timeline FXR FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 551 shares; 2015Q4: 788 shares; 2016Q1: 789 shares; 2016Q2: 789 shares; 2016Q3: 789 shares; 2016Q4: 649 shares 649 $21K 0.01% -140 Timeline DLS WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 350 shares; 2016Q2: 350 shares; 2016Q3: 350 shares; 2016Q4: 350 shares 350 $21K 0.01% 0 Timeline HANESBRANDS INC HANESBRANDS INC More: the full row for HANESBRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 500 shares; 2015Q4: 500 shares; 2016Q1: 500 shares; 2016Q2: not reported; 2016Q3: 979 shares; 2016Q4: 984 shares 984 $21K 0.01% +5 CBS CORP NEW CBS CORP NEW More: the full row for CBS CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 407 shares; 2015Q4: 238 shares; 2016Q1: 238 shares; 2016Q2: 238 shares; 2016Q3: 238 shares; 2016Q4: 330 shares 330 $21K 0.01% +92 TORTOISE MIDSTRM ENERGY FD I TORTOISE MIDSTRM ENERGY FD I More: the full row for TORTOISE MIDSTRM ENERGY FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,080 shares; 2016Q3: 1,080 shares; 2016Q4: 1,080 shares 1,080 $21K 0.01% 0 CHCO CITY HLDG CO More: the full row for CITY HLDG CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 310 shares; 2016Q1: 310 shares; 2016Q2: 310 shares; 2016Q3: 310 shares; 2016Q4: 310 shares 310 $21K 0.01% 0 Timeline LBRDA LIBERTY BROADBAND CORP More: the full row for LIBERTY BROADBAND CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 541 shares; 2015Q4: 422 shares; 2016Q1: 292 shares; 2016Q2: 292 shares; 2016Q3: 292 shares; 2016Q4: 296 shares 296 $21K 0.01% +4 Timeline RED HAT INC RED HAT INC More: the full row for RED HAT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,000 shares; 2015Q4: 2,000 shares; 2016Q1: 2,000 shares; 2016Q2: 350 shares; 2016Q3: 350 shares; 2016Q4: 300 shares 300 $21K 0.01% -50 PFL PIMCO INCOME STRATEGY FD More: the full row for PIMCO INCOME STRATEGY FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 2,024 shares 2,024 $21K 0.01% new Timeline INVESCO FINANCIAL PREFERRED… INVESCO FINANCIAL PREFERRED ETF More: the full row for INVESCO FINANCIAL PREFERRED ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,164 shares; 2015Q4: 1,164 shares; 2016Q1: 1,024 shares; 2016Q2: 1,024 shares; 2016Q3: 1,384 shares; 2016Q4: 1,175 shares 1,175 $21K 0.01% -209 ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,100 shares; 2016Q4: 850 shares 850 $21K 0.01% -250 FIRST TR EXCH TRD ALPHA FD I FIRST TR EXCH TRD ALPHA FD I More: the full row for FIRST TR EXCH TRD ALPHA FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 3,000 shares; 2016Q3: 3,606 shares; 2016Q4: 1,508 shares 1,508 $21K 0.01% -2,098 SCHW CHARLES SCHWAB CORP (THE) More: the full row for CHARLES SCHWAB CORP (THE) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 82 shares; 2015Q4: 82 shares; 2016Q1: 82 shares; 2016Q2: 500 shares; 2016Q3: 500 shares; 2016Q4: 500 shares 500 $20K <0.01% 0 Timeline LW LAMB WESTON HLDGS INC More: the full row for LAMB WESTON HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 526 shares 526 $20K <0.01% new Timeline BDC BELDEN INC More: the full row for BELDEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 579 shares; 2015Q4: 842 shares; 2016Q1: 265 shares; 2016Q2: 265 shares; 2016Q3: 265 shares; 2016Q4: 265 shares 265 $20K <0.01% 0 Timeline ZTS ZOETIS INC More: the full row for ZOETIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 186 shares; 2015Q4: 186 shares; 2016Q1: 486 shares; 2016Q2: 367 shares; 2016Q3: 368 shares; 2016Q4: 368 shares 368 $20K <0.01% 0 Timeline IYE ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 155 shares; 2015Q4: 158 shares; 2016Q1: 259 shares; 2016Q2: 261 shares; 2016Q3: 260 shares; 2016Q4: 476 shares 476 $20K <0.01% +216 Timeline FBND FIDELITY MERRIMACK STR TR More: the full row for FIDELITY MERRIMACK STR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 400 shares; 2015Q4: 400 shares; 2016Q1: 400 shares; 2016Q2: 400 shares; 2016Q3: 400 shares; 2016Q4: 400 shares 400 $20K <0.01% 0 Timeline BBH VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 286 shares; 2016Q3: 286 shares; 2016Q4: 186 shares 186 $20K <0.01% -100 Timeline ONEOK PARTNERS LP LTD PARTN ONEOK PARTNERS LP LTD PARTN More: the full row for ONEOK PARTNERS LP LTD PARTN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,243 shares; 2015Q4: 2,046 shares; 2016Q1: 2,049 shares; 2016Q2: 451 shares; 2016Q3: 1,188 shares; 2016Q4: 455 shares 455 $20K <0.01% -733 POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares 1,000 $20K <0.01% 0 WESTAR ENERGY INC WESTAR ENERGY INC More: the full row for WESTAR ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 754 shares; 2015Q4: 758 shares; 2016Q1: 761 shares; 2016Q2: 355 shares; 2016Q3: 355 shares; 2016Q4: 355 shares 355 $20K <0.01% 0 JOHN HANCOCK EXCHANGE TRADED JOHN HANCOCK EXCHANGE TRADED More: the full row for JOHN HANCOCK EXCHANGE TRADED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 250 shares; 2016Q3: 650 shares; 2016Q4: 650 shares 650 $20K <0.01% 0 SYY SYSCO CORP More: the full row for SYSCO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 21,180 shares; 2015Q4: 21,194 shares; 2016Q1: 18,906 shares; 2016Q2: 1,130 shares; 2016Q3: 1,132 shares; 2016Q4: 340 shares 340 $19K <0.01% -792 Timeline BUD ANHEUSER BUSCH INBEV SA NV More: the full row for ANHEUSER BUSCH INBEV SA NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 245 shares; 2015Q4: 265 shares; 2016Q1: 265 shares; 2016Q2: 265 shares; 2016Q3: 265 shares; 2016Q4: 184 shares 184 $19K <0.01% -81 Timeline RYAAY RYANAIR HOLDINGS PLC More: the full row for RYANAIR HOLDINGS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,400 shares; 2016Q2: 1,400 shares; 2016Q3: 200 shares; 2016Q4: 230 shares 230 $19K <0.01% +30 Timeline GAP GAP INC More: the full row for GAP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,037 shares; 2015Q4: 1,337 shares; 2016Q1: 1,338 shares; 2016Q2: 1,338 shares; 2016Q3: 1,038 shares; 2016Q4: 850 shares 850 $19K <0.01% -188 Timeline PSLV SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,600 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 5,100 shares; 2016Q4: 3,100 shares 3,100 $19K <0.01% -2,000 Timeline NVG NUVEEN AMT FREE MUN CR INC F More: the full row for NUVEEN AMT FREE MUN CR INC F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,347 shares; 2016Q3: 1,347 shares; 2016Q4: 1,347 shares 1,347 $19K <0.01% 0 Timeline FTDS FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 700 shares; 2015Q4: 700 shares; 2016Q1: 700 shares; 2016Q2: 700 shares; 2016Q3: 700 shares; 2016Q4: 700 shares 700 $19K <0.01% 0 Timeline JHML JOHN HANCOCK EXCHANGE TRADED More: the full row for JOHN HANCOCK EXCHANGE TRADED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 650 shares; 2016Q3: 650 shares; 2016Q4: 650 shares 650 $19K <0.01% 0 Timeline FIRST TR EXCHANGE TRADED FD FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 1,000 shares; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares 1,000 $19K <0.01% 0 FAST FASTENAL CO More: the full row for FASTENAL CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 381 shares; 2015Q4: 384 shares; 2016Q1: 386 shares; 2016Q2: 388 shares; 2016Q3: 391 shares; 2016Q4: 393 shares 393 $18K <0.01% +2 Timeline EG EVEREST GROUP LTD More: the full row for EVEREST GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 83 shares; 2015Q4: 84 shares; 2016Q1: 86 shares; 2016Q2: 86 shares; 2016Q3: 85 shares; 2016Q4: 85 shares 85 $18K <0.01% 0 Timeline CBOE CBOE GLOBAL MKTS INC More: the full row for CBOE GLOBAL MKTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,795 shares; 2015Q4: 360 shares; 2016Q1: 240 shares; 2016Q2: 240 shares; 2016Q3: 240 shares; 2016Q4: 240 shares 240 $18K <0.01% 0 Timeline BST BLACKROCK SCIENCE & TECHNOLO More: the full row for BLACKROCK SCIENCE & TECHNOLO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares 1,000 $18K <0.01% 0 Timeline XMYDX BLACKROCK MUNIYIELD FUND More: the full row for BLACKROCK MUNIYIELD FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 416 shares; 2015Q4: 425 shares; 2016Q1: 429 shares; 2016Q2: 436 shares; 2016Q3: 441 shares; 2016Q4: 1,343 shares 1,343 $18K <0.01% +902 Timeline Mallinckrodt Plc Mallinckrodt Plc More: the full row for Mallinckrodt Plc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 364 shares; 2015Q4: 364 shares; 2016Q1: 364 shares; 2016Q2: 364 shares; 2016Q3: 364 shares; 2016Q4: 362 shares 362 $18K <0.01% -2 LIBERTY MEDIA CORP-LIBERTY-C LIBERTY MEDIA CORP-LIBERTY-C More: the full row for LIBERTY MEDIA CORP-LIBERTY-C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 582 shares; 2016Q3: 582 shares; 2016Q4: 590 shares 590 $18K <0.01% +8 PANERA BREAD CO PANERA BREAD CO More: the full row for PANERA BREAD CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 105 shares; 2015Q4: 105 shares; 2016Q1: 80 shares; 2016Q2: 170 shares; 2016Q3: 170 shares; 2016Q4: 90 shares 90 $18K <0.01% -80 XNTK SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 140 shares; 2015Q4: 140 shares; 2016Q1: 140 shares; 2016Q2: 140 shares; 2016Q3: 140 shares; 2016Q4: 300 shares 300 $18K <0.01% +160 Timeline BKF ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,284 shares; 2015Q4: 1,303 shares; 2016Q1: 151 shares; 2016Q2: 1,132 shares; 2016Q3: 932 shares; 2016Q4: 559 shares 559 $18K <0.01% -373 Timeline MRGR PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 500 shares 500 $18K <0.01% new Timeline ENOVIS CORP ENOVIS CORP More: the full row for ENOVIS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,570 shares; 2015Q4: 625 shares; 2016Q1: 245 shares; 2016Q2: 245 shares; 2016Q3: 495 shares; 2016Q4: 495 shares 495 $18K <0.01% 0 PENGROWTH ENERGY CORP PENGROWTH ENERGY CORP More: the full row for PENGROWTH ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 63,901 shares; 2015Q4: 13,207 shares; 2016Q1: 23,377 shares; 2016Q2: 13,006 shares; 2016Q3: 13,006 shares; 2016Q4: 13,006 shares 13,006 $18K <0.01% 0 BIV VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 688 shares; 2015Q4: 626 shares; 2016Q1: 199 shares; 2016Q2: 199 shares; 2016Q3: 199 shares; 2016Q4: 199 shares 199 $17K <0.01% 0 Timeline AN AUTONATION INC More: the full row for AUTONATION INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 993 shares; 2015Q4: 2,843 shares; 2016Q1: 503 shares; 2016Q2: 503 shares; 2016Q3: 503 shares; 2016Q4: 352 shares 352 $17K <0.01% -151 Timeline KMX CARMAX INC More: the full row for CARMAX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 160 shares; 2015Q4: 260 shares; 2016Q1: 260 shares; 2016Q2: 260 shares; 2016Q3: 260 shares; 2016Q4: 260 shares 260 $17K <0.01% 0 Timeline RDVY FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 500 shares; 2015Q4: 1,100 shares; 2016Q1: 1,100 shares; 2016Q2: 1,100 shares; 2016Q3: 700 shares; 2016Q4: 700 shares 700 $17K <0.01% 0 Timeline BCX BLACKROCK RES & COMMODITIES More: the full row for BLACKROCK RES & COMMODITIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,055 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,000 shares; 2016Q4: 2,000 shares 2,000 $17K <0.01% 0 Timeline Concho Resources Inc. Concho Resources Inc. More: the full row for Concho Resources Inc. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 125 shares 125 $17K <0.01% new ALLIANZGI DIVIDEND INT & PRM ALLIANZGI DIVIDEND INT & PRM More: the full row for ALLIANZGI DIVIDEND INT & PRM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: 1,000 shares; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares; 2016Q3: 1,049 shares; 2016Q4: 1,385 shares 1,385 $17K <0.01% +336 ELD WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 880 shares; 2015Q4: 450 shares; 2016Q1: 483 shares; 2016Q2: 483 shares; 2016Q3: 483 shares; 2016Q4: 483 shares 483 $17K <0.01% 0 Timeline SHIRE PLC SHIRE PLC More: the full row for SHIRE PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 86 shares; 2015Q4: 86 shares; 2016Q1: not reported; 2016Q2: 269 shares; 2016Q3: 106 shares; 2016Q4: 102 shares 102 $17K <0.01% -4 LIONS GATE ENTMNT CORP LIONS GATE ENTMNT CORP More: the full row for LIONS GATE ENTMNT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 708 shares 708 $17K <0.01% new POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 714 shares; 2015Q4: 525 shares; 2016Q1: 525 shares; 2016Q2: 525 shares; 2016Q3: 450 shares; 2016Q4: 450 shares 450 $17K <0.01% 0 JOHN HANCOCK MULTIFACTOR HE… JOHN HANCOCK MULTIFACTOR HEALTHCA… More: the full row for JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 250 shares; 2016Q3: 650 shares; 2016Q4: 650 shares 650 $17K <0.01% 0 VET VERMILION ENERGY INC More: the full row for VERMILION ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 348 shares; 2015Q4: 354 shares; 2016Q1: 360 shares; 2016Q2: 366 shares; 2016Q3: 371 shares; 2016Q4: 375 shares 375 $16K <0.01% +4 Timeline PACB PACIFIC BIOSCIENCES CALIF IN More: the full row for PACIFIC BIOSCIENCES CALIF IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 22,498 shares; 2015Q4: 6,068 shares; 2016Q1: 6,658 shares; 2016Q2: 5,472 shares; 2016Q3: 4,144 shares; 2016Q4: 4,144 shares 4,144 $16K <0.01% 0 Timeline THQ ABRDN HEALTHCARE OPPORTUNITI More: the full row for ABRDN HEALTHCARE OPPORTUNITI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,000 shares; 2016Q4: 1,000 shares 1,000 $16K <0.01% 0 Timeline XGDVX GABELLI DIVID & INCOME TR More: the full row for GABELLI DIVID & INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 793 shares 793 $16K <0.01% new Timeline UHAL U HAUL HOLDING COMPANY More: the full row for U HAUL HOLDING COMPANY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 43 shares; 2015Q4: 43 shares; 2016Q1: 43 shares; 2016Q2: 43 shares; 2016Q3: 43 shares; 2016Q4: 44 shares 44 $16K <0.01% +1 Timeline XPH SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,272 shares; 2015Q4: 1,276 shares; 2016Q1: 1,050 shares; 2016Q2: 1,050 shares; 2016Q3: 1,050 shares; 2016Q4: 400 shares 400 $16K <0.01% -650 Timeline PBR PETROLEO BRASILEIRO S A More: the full row for PETROLEO BRASILEIRO S A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,231 shares; 2015Q4: 231 shares; 2016Q1: 4,531 shares; 2016Q2: 4,531 shares; 2016Q3: 1,872 shares; 2016Q4: 1,554 shares 1,554 $16K <0.01% -318 Timeline FIRST TRUST MLP AND ENERGY … FIRST TRUST MLP AND ENERGY INC More: the full row for FIRST TRUST MLP AND ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 590 shares; 2015Q4: 1,590 shares; 2016Q1: 2,300 shares; 2016Q2: 4,190 shares; 2016Q3: 4,190 shares; 2016Q4: 1,000 shares 1,000 $16K <0.01% -3,190 RGR STURM RUGER & CO INC More: the full row for STURM RUGER & CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 201 shares; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 302 shares 302 $16K <0.01% new Timeline AMERICAN CAMPUS COMMUNITIES AMERICAN CAMPUS COMMUNITIES More: the full row for AMERICAN CAMPUS COMMUNITIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 862 shares; 2015Q4: 868 shares; 2016Q1: 323 shares; 2016Q2: 324 shares; 2016Q3: 325 shares; 2016Q4: 326 shares 326 $16K <0.01% +1 DWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 430 shares; 2015Q4: 430 shares; 2016Q1: 430 shares; 2016Q2: 430 shares; 2016Q3: 430 shares; 2016Q4: 430 shares 430 $16K <0.01% 0 Timeline TRANSCANADA CORP TRANSCANADA CORP More: the full row for TRANSCANADA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 330 shares; 2015Q4: 334 shares; 2016Q1: 337 shares; 2016Q2: 340 shares; 2016Q3: 343 shares; 2016Q4: 345 shares 345 $16K <0.01% +2 CARA THERAPEUTICS INC CARA THERAPEUTICS INC More: the full row for CARA THERAPEUTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,760 shares 1,760 $16K <0.01% new RYDEX ETF TRUST RYDEX ETF TRUST More: the full row for RYDEX ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 401 shares; 2015Q4: 401 shares; 2016Q1: 170 shares; 2016Q2: 170 shares; 2016Q3: 170 shares; 2016Q4: 170 shares 170 $16K <0.01% 0 POWERSHARES FUNDAMENTAL PUR… POWERSHARES FUNDAMENTAL PURE MID … More: the full row for POWERSHARES FUNDAMENTAL PURE MID GROWTH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 500 shares; 2015Q4: 500 shares; 2016Q1: 500 shares; 2016Q2: 500 shares; 2016Q3: 500 shares; 2016Q4: 500 shares 500 $16K <0.01% 0 NOW SERVICENOW INC More: the full row for SERVICENOW INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 200 shares; 2015Q4: 200 shares; 2016Q1: 201 shares; 2016Q2: 201 shares; 2016Q3: 201 shares; 2016Q4: 201 shares 201 $15K <0.01% 0 Timeline HOG HARLEY DAVIDSON INC More: the full row for HARLEY DAVIDSON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 63 shares; 2016Q4: 265 shares 265 $15K <0.01% +202 Timeline HRB BLOCK H & R INC More: the full row for BLOCK H & R INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 665 shares; 2015Q4: 665 shares; 2016Q1: 665 shares; 2016Q2: 665 shares; 2016Q3: 665 shares; 2016Q4: 665 shares 665 $15K <0.01% 0 Timeline PFG PRINCIPAL FINANCIAL GROUP IN More: the full row for PRINCIPAL FINANCIAL GROUP IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 6 shares; 2016Q2: 6 shares; 2016Q3: 6 shares; 2016Q4: 266 shares 266 $15K <0.01% +260 Timeline PEG PUBLIC SVC ENTERPRISE GROUP More: the full row for PUBLIC SVC ENTERPRISE GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 23,332 shares; 2015Q4: 24,491 shares; 2016Q1: 26,315 shares; 2016Q2: 27,370 shares; 2016Q3: 30,147 shares; 2016Q4: 333 shares 333 $15K <0.01% -29,814 Timeline THG HANOVER INS GROUP INC More: the full row for HANOVER INS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 161 shares; 2015Q4: 166 shares; 2016Q1: 169 shares; 2016Q2: 170 shares; 2016Q3: 168 shares; 2016Q4: 169 shares 169 $15K <0.01% +1 Timeline