TSLA TESLA INC More: the full row for TESLA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 984 shares; 2015Q4: 1,099 shares; 2016Q1: 964 shares; 2016Q2: 521 shares; 2016Q3: 521 shares 521 $106K 0.03% 0 Timeline FHLC FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,520 shares; 2015Q4: 2,688 shares; 2016Q1: 2,809 shares; 2016Q2: 3,079 shares; 2016Q3: 3,086 shares 3,086 $106K 0.03% +7 Timeline COPX GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 7,580 shares; 2016Q2: 7,660 shares; 2016Q3: 6,310 shares 6,310 $106K 0.03% -1,350 Timeline CRANE CO CRANE CO More: the full row for CRANE CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,270 shares; 2015Q4: 1,270 shares; 2016Q1: 1,690 shares; 2016Q2: 1,727 shares; 2016Q3: 1,690 shares 1,690 $106K 0.03% -37 DLN WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 953 shares; 2015Q4: 954 shares; 2016Q1: 1,356 shares; 2016Q2: 1,357 shares; 2016Q3: 1,359 shares 1,359 $105K 0.03% +2 Timeline FIRST TR BICK INDEX FD FIRST TR BICK INDEX FD More: the full row for FIRST TR BICK INDEX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,705 shares; 2015Q4: 4,011 shares; 2016Q1: 4,586 shares; 2016Q2: 4,843 shares; 2016Q3: 4,549 shares 4,549 $105K 0.03% -294 TEEKAY CORPORATION TEEKAY CORPORATION More: the full row for TEEKAY CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 199 shares; 2015Q4: 199 shares; 2016Q1: not reported; 2016Q2: 13,721 shares; 2016Q3: 13,490 shares 13,490 $104K 0.03% -231 BROADCOM LTD BROADCOM LTD More: the full row for BROADCOM LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 600 shares; 2016Q2: 600 shares; 2016Q3: 600 shares 600 $104K 0.03% 0 FDT FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 750 shares; 2015Q4: 1,175 shares; 2016Q1: 1,876 shares; 2016Q2: 1,780 shares; 2016Q3: 2,100 shares 2,100 $103K 0.03% +320 Timeline CDK GLOBAL INC CDK GLOBAL INC More: the full row for CDK GLOBAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,826 shares; 2015Q4: 1,786 shares; 2016Q1: 1,788 shares; 2016Q2: 1,803 shares; 2016Q3: 1,804 shares 1,804 $103K 0.03% +1 POWERSHARES EXCHANGE POWERSHARES EXCHANGE More: the full row for POWERSHARES EXCHANGE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,015 shares; 2016Q3: 2,660 shares 2,660 $103K 0.03% +645 XLRE SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,118 shares 3,118 $102K 0.03% new Timeline BUCKEYE PARTNERS LP (BPL) BUCKEYE PARTNERS LP (BPL) More: the full row for BUCKEYE PARTNERS LP (BPL) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,100 shares; 2015Q4: 1,220 shares; 2016Q1: 1,220 shares; 2016Q2: 1,220 shares; 2016Q3: 1,420 shares 1,420 $102K 0.03% +200 FRI FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,003 shares; 2015Q4: 3,035 shares; 2016Q1: 3,054 shares; 2016Q2: 3,070 shares; 2016Q3: 4,198 shares 4,198 $102K 0.03% +1,128 Timeline MONOGRAM RESIDENTIAL TR INC MONOGRAM RESIDENTIAL TR INC More: the full row for MONOGRAM RESIDENTIAL TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 89,365 shares; 2015Q4: 30,989 shares; 2016Q1: 36,036 shares; 2016Q2: 12,648 shares; 2016Q3: 9,583 shares 9,583 $102K 0.03% -3,065 ITW ILLINOIS TOOL WKS INC More: the full row for ILLINOIS TOOL WKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 994 shares; 2015Q4: 998 shares; 2016Q1: 960 shares; 2016Q2: 938 shares; 2016Q3: 846 shares 846 $101K 0.03% -92 Timeline VLO VALERO ENERGY CORP More: the full row for VALERO ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,856 shares; 2015Q4: 3,687 shares; 2016Q1: 3,290 shares; 2016Q2: 1,585 shares; 2016Q3: 1,915 shares 1,915 $101K 0.03% +330 Timeline TORCHMARK CORP TORCHMARK CORP More: the full row for TORCHMARK CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,516 shares; 2015Q4: 1,516 shares; 2016Q1: 1,582 shares; 2016Q2: 1,582 shares; 2016Q3: 1,582 shares 1,582 $101K 0.03% 0 VALEANT PHARMACEUTICALS INTL VALEANT PHARMACEUTICALS INTL More: the full row for VALEANT PHARMACEUTICALS INTL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 539 shares; 2016Q1: 649 shares; 2016Q2: 2,877 shares; 2016Q3: 4,082 shares 4,082 $100K 0.02% +1,205 AXP AMERICAN EXPRESS CO More: the full row for AMERICAN EXPRESS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 797 shares; 2015Q4: 899 shares; 2016Q1: 904 shares; 2016Q2: 1,517 shares; 2016Q3: 1,552 shares 1,552 $99K 0.02% +35 Timeline IHI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 130 shares; 2015Q4: 287 shares; 2016Q1: 287 shares; 2016Q2: 668 shares; 2016Q3: 684 shares 684 $99K 0.02% +16 Timeline URI UNITED RENTALS INC More: the full row for UNITED RENTALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,377 shares; 2015Q4: 1,358 shares; 2016Q1: 1,658 shares; 2016Q2: 1,735 shares; 2016Q3: 1,260 shares 1,260 $99K 0.02% -475 Timeline IVZ INVESCO LTD More: the full row for INVESCO LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,992 shares; 2015Q4: 3,050 shares; 2016Q1: 3,069 shares; 2016Q2: 3,222 shares; 2016Q3: 3,151 shares 3,151 $99K 0.02% -71 Timeline WMB WILLIAMS COS INC More: the full row for WILLIAMS COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,577 shares; 2015Q4: 3,672 shares; 2016Q1: 2,975 shares; 2016Q2: 2,974 shares; 2016Q3: 3,236 shares 3,236 $99K 0.02% +262 Timeline UTG REAVES UTIL INCOME FD More: the full row for REAVES UTIL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,300 shares; 2015Q4: 1,734 shares; 2016Q1: 1,734 shares; 2016Q2: 3,234 shares; 2016Q3: 3,234 shares 3,234 $99K 0.02% 0 Timeline LEGACY TEX FINL GROUP INC LEGACY TEX FINL GROUP INC More: the full row for LEGACY TEX FINL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,097 shares; 2016Q2: 3,115 shares; 2016Q3: 3,131 shares 3,131 $99K 0.02% +16 CF CF INDUSTRIES HOLD More: the full row for CF INDUSTRIES HOLD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,060 shares; 2015Q4: 960 shares; 2016Q1: 972 shares; 2016Q2: 3,522 shares; 2016Q3: 4,022 shares 4,022 $98K 0.02% +500 Timeline UYG PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,876 shares; 2015Q4: 2,475 shares; 2016Q1: 2,350 shares; 2016Q2: 2,417 shares; 2016Q3: 1,345 shares 1,345 $98K 0.02% -1,072 Timeline AOA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,035 shares; 2016Q3: 2,044 shares 2,044 $97K 0.02% +9 Timeline PCN PIMCO CORPORATE & INCM STRG More: the full row for PIMCO CORPORATE & INCM STRG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,800 shares; 2016Q3: 6,300 shares 6,300 $97K 0.02% +4,500 Timeline GRAMERCY PPTY TR COM GRAMERCY PPTY TR COM More: the full row for GRAMERCY PPTY TR COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 9,743 shares; 2016Q1: 9,772 shares; 2016Q2: 9,900 shares; 2016Q3: 10,011 shares 10,011 $97K 0.02% +111 WEN WENDYS CO More: the full row for WENDYS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 13,541 shares; 2015Q4: 11,161 shares; 2016Q1: 8,861 shares; 2016Q2: 8,861 shares; 2016Q3: 8,861 shares 8,861 $96K 0.02% 0 Timeline TEVA TEVA PHARMACEUTICAL INDS LTD More: the full row for TEVA PHARMACEUTICAL INDS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,912 shares; 2015Q4: 1,818 shares; 2016Q1: 1,824 shares; 2016Q2: 2,080 shares; 2016Q3: 2,094 shares 2,094 $96K 0.02% +14 Timeline EATON VANCE CORP EATON VANCE CORP More: the full row for EATON VANCE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,482 shares; 2015Q4: 2,359 shares; 2016Q1: 2,426 shares; 2016Q2: 2,443 shares; 2016Q3: 2,458 shares 2,458 $96K 0.02% +15 BARCLAYS BANK PLC BARCLAYS BANK PLC More: the full row for BARCLAYS BANK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,035 shares 1,035 $96K 0.02% new IJJ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 424 shares; 2015Q4: 372 shares; 2016Q1: 393 shares; 2016Q2: 569 shares; 2016Q3: 706 shares 706 $94K 0.02% +137 Timeline RWO SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 611 shares; 2015Q4: 614 shares; 2016Q1: 1,885 shares; 2016Q2: 1,887 shares; 2016Q3: 1,889 shares 1,889 $94K 0.02% +2 Timeline QRVO QORVO INC More: the full row for QORVO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,262 shares; 2015Q4: 1,662 shares; 2016Q1: 1,662 shares; 2016Q2: 1,662 shares; 2016Q3: 1,662 shares 1,662 $93K 0.02% 0 Timeline FDTS FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,522 shares; 2015Q4: 2,178 shares; 2016Q1: 2,280 shares; 2016Q2: 2,490 shares; 2016Q3: 2,643 shares 2,643 $93K 0.02% +153 Timeline PowerShares CEF Income Comp… PowerShares CEF Income Composite More: the full row for PowerShares CEF Income Composite Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,000 shares; 2015Q4: 4,000 shares; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares; 2016Q3: 4,023 shares 4,023 $92K 0.02% +23 TER TERADYNE INC More: the full row for TERADYNE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,300 shares; 2015Q4: 4,200 shares; 2016Q1: 4,200 shares; 2016Q2: 4,200 shares; 2016Q3: 4,200 shares 4,200 $91K 0.02% 0 Timeline FIS FIDELITY NATL INFORMATION SV More: the full row for FIDELITY NATL INFORMATION SV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,160 shares; 2015Q4: 1,165 shares; 2016Q1: 1,174 shares; 2016Q2: 1,178 shares; 2016Q3: 1,182 shares 1,182 $91K 0.02% +4 Timeline ROP ROPER TECHNOLOGIES INC More: the full row for ROPER TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 550 shares; 2015Q4: 400 shares; 2016Q1: 400 shares; 2016Q2: 500 shares; 2016Q3: 500 shares 500 $91K 0.02% 0 Timeline PNC PNC FINL SVCS GROUP INC More: the full row for PNC FINL SVCS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,427 shares; 2015Q4: 987 shares; 2016Q1: 1,012 shares; 2016Q2: 1,182 shares; 2016Q3: 1,012 shares 1,012 $91K 0.02% -170 Timeline SON SONOCO PRODS CO More: the full row for SONOCO PRODS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,543 shares; 2015Q4: 1,552 shares; 2016Q1: 1,560 shares; 2016Q2: 1,718 shares; 2016Q3: 1,725 shares 1,725 $91K 0.02% +7 Timeline MYLAN NV MYLAN NV More: the full row for MYLAN NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 900 shares; 2015Q4: 900 shares; 2016Q1: 900 shares; 2016Q2: 4,933 shares; 2016Q3: 2,400 shares 2,400 $91K 0.02% -2,533 EMB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 418 shares; 2015Q4: 427 shares; 2016Q1: 425 shares; 2016Q2: 664 shares; 2016Q3: 770 shares 770 $90K 0.02% +106 Timeline DISCOVER FINL SVCS DISCOVER FINL SVCS More: the full row for DISCOVER FINL SVCS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,839 shares; 2015Q4: 1,734 shares; 2016Q1: 1,800 shares; 2016Q2: 1,806 shares; 2016Q3: 1,599 shares 1,599 $90K 0.02% -207 EWY ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 51 shares; 2015Q4: 53 shares; 2016Q1: 53 shares; 2016Q2: 53 shares; 2016Q3: 1,553 shares 1,553 $90K 0.02% +1,500 Timeline FYT FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,110 shares; 2015Q4: 2,354 shares; 2016Q1: 3,254 shares; 2016Q2: 3,314 shares; 2016Q3: 2,914 shares 2,914 $90K 0.02% -400 Timeline POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,421 shares; 2015Q4: 3,921 shares; 2016Q1: 4,421 shares; 2016Q2: 7,171 shares; 2016Q3: 5,981 shares 5,981 $90K 0.02% -1,190 HEALTHSOUTH CORP HEALTHSOUTH CORP More: the full row for HEALTHSOUTH CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,092 shares; 2015Q4: 2,092 shares; 2016Q1: 2,213 shares; 2016Q2: 2,213 shares; 2016Q3: 2,213 shares 2,213 $90K 0.02% 0 VCR VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,714 shares; 2015Q4: 1,624 shares; 2016Q1: 1,195 shares; 2016Q2: 1,195 shares; 2016Q3: 708 shares 708 $89K 0.02% -487 Timeline HPQ HP INC More: the full row for HP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 6,782 shares; 2016Q1: 6,619 shares; 2016Q2: 6,621 shares; 2016Q3: 5,707 shares 5,707 $89K 0.02% -914 Timeline HUM HUMANA INC More: the full row for HUMANA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 514 shares; 2015Q4: 525 shares; 2016Q1: 533 shares; 2016Q2: 545 shares; 2016Q3: 503 shares 503 $89K 0.02% -42 Timeline HYLS FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 364 shares; 2015Q4: 617 shares; 2016Q1: 1,070 shares; 2016Q2: 1,473 shares; 2016Q3: 1,822 shares 1,822 $89K 0.02% +349 Timeline USMV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 720 shares; 2015Q4: 720 shares; 2016Q1: 1,020 shares; 2016Q2: 1,923 shares; 2016Q3: 1,927 shares 1,927 $88K 0.02% +4 Timeline SWKS SKYWORKS SOLUTIONS INC More: the full row for SKYWORKS SOLUTIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 650 shares; 2015Q4: 851 shares; 2016Q1: 953 shares; 2016Q2: 1,153 shares; 2016Q3: 1,154 shares 1,154 $88K 0.02% +1 Timeline NOBL PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 600 shares; 2016Q1: 1,600 shares; 2016Q2: 1,600 shares; 2016Q3: 1,600 shares 1,600 $87K 0.02% 0 Timeline LLY ELI LILLY & CO More: the full row for ELI LILLY & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,472 shares; 2015Q4: 1,331 shares; 2016Q1: 1,315 shares; 2016Q2: 1,096 shares; 2016Q3: 1,071 shares 1,071 $86K 0.02% -25 Timeline PBI PITNEY BOWES INC More: the full row for PITNEY BOWES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,578 shares; 2015Q4: 4,620 shares; 2016Q1: 4,661 shares; 2016Q2: 4,706 shares; 2016Q3: 4,753 shares 4,753 $86K 0.02% +47 Timeline SOUTH JERSEY INDUSTRIES INC SOUTH JERSEY INDUSTRIES INC More: the full row for SOUTH JERSEY INDUSTRIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,432 shares; 2015Q4: 1,463 shares; 2016Q1: 1,691 shares; 2016Q2: 2,147 shares; 2016Q3: 2,912 shares 2,912 $86K 0.02% +765 GPRO GOPRO INC More: the full row for GOPRO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,600 shares; 2015Q4: 4,400 shares; 2016Q1: 5,737 shares; 2016Q2: 4,600 shares; 2016Q3: 5,150 shares 5,150 $86K 0.02% +550 Timeline ADI ANALOG DEVICES INC More: the full row for ANALOG DEVICES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,089 shares; 2015Q4: 1,117 shares; 2016Q1: 1,125 shares; 2016Q2: 1,404 shares; 2016Q3: 1,323 shares 1,323 $85K 0.02% -81 Timeline AVA AVISTA CORP More: the full row for AVISTA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,833 shares; 2015Q4: 1,833 shares; 2016Q1: 2,024 shares; 2016Q2: 2,024 shares; 2016Q3: 2,024 shares 2,024 $85K 0.02% 0 Timeline FPE FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 805 shares; 2016Q1: 500 shares; 2016Q2: 2,500 shares; 2016Q3: 4,350 shares 4,350 $85K 0.02% +1,850 Timeline WINA WINMARK CORP More: the full row for WINMARK CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 300 shares; 2016Q1: 600 shares; 2016Q2: 301 shares; 2016Q3: 801 shares 801 $85K 0.02% +500 Timeline CYPRESS SEMICONDUCTOR CORP CYPRESS SEMICONDUCTOR CORP More: the full row for CYPRESS SEMICONDUCTOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 443 shares; 2015Q4: 3,885 shares; 2016Q1: 3,585 shares; 2016Q2: 6,977 shares; 2016Q3: 6,977 shares 6,977 $85K 0.02% 0 SSYS STRATASYS LTD More: the full row for STRATASYS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,307 shares; 2015Q4: 3,090 shares; 2016Q1: 3,090 shares; 2016Q2: 3,271 shares; 2016Q3: 3,534 shares 3,534 $85K 0.02% +263 Timeline XJQCX NUVEEN CR STRATEGIES INCOME More: the full row for NUVEEN CR STRATEGIES INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 13,305 shares; 2015Q4: 12,756 shares; 2016Q1: 10,275 shares; 2016Q2: 9,963 shares; 2016Q3: 9,963 shares 9,963 $84K 0.02% 0 Timeline OHA INVT CORP OHA INVT CORP More: the full row for OHA INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 27,390 shares; 2015Q4: 28,007 shares; 2016Q1: 25,692 shares; 2016Q2: 26,124 shares; 2016Q3: 26,774 shares 26,774 $84K 0.02% +650 BSV VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 66 shares; 2015Q4: 370 shares; 2016Q1: 66 shares; 2016Q2: 534 shares; 2016Q3: 1,032 shares 1,032 $83K 0.02% +498 Timeline PII POLARIS INC More: the full row for POLARIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,254 shares; 2015Q4: 1,512 shares; 2016Q1: 1,184 shares; 2016Q2: 1,276 shares; 2016Q3: 1,068 shares 1,068 $83K 0.02% -208 Timeline DLTR DOLLAR TREE INC More: the full row for DOLLAR TREE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,250 shares; 2015Q4: 1,250 shares; 2016Q1: 850 shares; 2016Q2: 1,050 shares; 2016Q3: 1,050 shares 1,050 $83K 0.02% 0 Timeline DGX QUEST DIAGNOSTICS INC More: the full row for QUEST DIAGNOSTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 21 shares; 2015Q4: 21 shares; 2016Q1: 21 shares; 2016Q2: 21 shares; 2016Q3: 970 shares 970 $82K 0.02% +949 Timeline WAT WATERS CORP More: the full row for WATERS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 462 shares; 2015Q4: 462 shares; 2016Q1: 515 shares; 2016Q2: 515 shares; 2016Q3: 515 shares 515 $82K 0.02% 0 Timeline EWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 530 shares; 2016Q3: 1,898 shares 1,898 $82K 0.02% +1,368 Timeline BSL BLACKSTONE SENI FLTN RAT 202 More: the full row for BLACKSTONE SENI FLTN RAT 202 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,700 shares; 2016Q3: 4,850 shares 4,850 $82K 0.02% +150 Timeline NEW YORK REIT INC NEW YORK REIT INC More: the full row for NEW YORK REIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 8,993 shares; 2015Q4: 8,993 shares; 2016Q1: 8,993 shares; 2016Q2: 8,993 shares; 2016Q3: 8,993 shares 8,993 $82K 0.02% 0 MCEWEN MNG INC MCEWEN MNG INC More: the full row for MCEWEN MNG INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 22,281 shares; 2015Q4: 21,615 shares; 2016Q1: 20,683 shares; 2016Q2: 20,683 shares; 2016Q3: 21,935 shares 21,935 $81K 0.02% +1,252 CCL CARNIVAL CORP More: the full row for CARNIVAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,423 shares; 2015Q4: 1,787 shares; 2016Q1: 1,787 shares; 2016Q2: 1,636 shares; 2016Q3: 1,637 shares 1,637 $80K 0.02% +1 Timeline XLI SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 987 shares; 2015Q4: 1,154 shares; 2016Q1: 1,196 shares; 2016Q2: 1,250 shares; 2016Q3: 1,364 shares 1,364 $80K 0.02% +114 Timeline FNCL FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,978 shares; 2015Q4: 3,293 shares; 2016Q1: 2,791 shares; 2016Q2: 2,794 shares; 2016Q3: 2,795 shares 2,795 $80K 0.02% +1 Timeline IUSB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 450 shares; 2016Q2: 452 shares; 2016Q3: 1,510 shares 1,510 $79K 0.02% +1,058 Timeline LQD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 534 shares; 2015Q4: 621 shares; 2016Q1: 650 shares; 2016Q2: 644 shares; 2016Q3: 645 shares 645 $79K 0.02% +1 Timeline CORE LABORATORIES N V CORE LABORATORIES N V More: the full row for CORE LABORATORIES N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: 1,000 shares; 2016Q1: 400 shares; 2016Q2: not reported; 2016Q3: 700 shares 700 $79K 0.02% new ENBRIDGE ENERGY PARTNERS L P ENBRIDGE ENERGY PARTNERS L P More: the full row for ENBRIDGE ENERGY PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,854 shares; 2015Q4: 1,521 shares; 2016Q1: 499 shares; 2016Q2: 505 shares; 2016Q3: 3,090 shares 3,090 $79K 0.02% +2,585 INTU INTUIT More: the full row for INTUIT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 153 shares; 2015Q4: 837 shares; 2016Q1: 705 shares; 2016Q2: 705 shares; 2016Q3: 705 shares 705 $78K 0.02% 0 Timeline WYNN WYNN RESORTS LTD More: the full row for WYNN RESORTS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 823 shares; 2015Q4: 239 shares; 2016Q1: 799 shares; 2016Q2: 799 shares; 2016Q3: 799 shares 799 $78K 0.02% 0 Timeline FIREEYE INC FIREEYE INC More: the full row for FIREEYE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,336 shares; 2015Q4: 4,410 shares; 2016Q1: 4,880 shares; 2016Q2: 5,670 shares; 2016Q3: 5,290 shares 5,290 $78K 0.02% -380 INKM SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,658 shares; 2015Q4: 3,472 shares; 2016Q1: 2,472 shares; 2016Q2: 2,472 shares; 2016Q3: 2,472 shares 2,472 $78K 0.02% 0 Timeline SCANA CORP NEW SCANA CORP NEW More: the full row for SCANA CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,067 shares; 2015Q4: 1,071 shares; 2016Q1: 1,075 shares; 2016Q2: 1,078 shares; 2016Q3: 1,081 shares 1,081 $78K 0.02% +3 LIBERTY MEDIA CORP DEL LIBERTY MEDIA CORP DEL More: the full row for LIBERTY MEDIA CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,331 shares; 2016Q3: 2,331 shares 2,331 $78K 0.02% 0 Guggenheim Exch Trd Fd Guggenheim Exch Trd Fd More: the full row for Guggenheim Exch Trd Fd Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,784 shares; 2015Q4: 4,803 shares; 2016Q1: 3,997 shares; 2016Q2: 4,013 shares; 2016Q3: 4,031 shares 4,031 $78K 0.02% +18 FT MEGA CAP ALPHADEX FD ETF… FT MEGA CAP ALPHADEX FD ETF(FMK) More: the full row for FT MEGA CAP ALPHADEX FD ETF(FMK) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,851 shares; 2015Q4: 3,254 shares; 2016Q1: 3,107 shares; 2016Q2: 2,859 shares; 2016Q3: 2,861 shares 2,861 $78K 0.02% +2 OXY OCCIDENTAL PETE CORP More: the full row for OCCIDENTAL PETE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,113 shares; 2015Q4: 854 shares; 2016Q1: 936 shares; 2016Q2: 1,053 shares; 2016Q3: 1,054 shares 1,054 $77K 0.02% +1 Timeline CPB THE CAMPBELLS COMPANY More: the full row for THE CAMPBELLS COMPANY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,153 shares; 2015Q4: 3,662 shares; 2016Q1: 2,631 shares; 2016Q2: 1,749 shares; 2016Q3: 1,407 shares 1,407 $77K 0.02% -342 Timeline DSL DOUBLELINE INCOME SOLUTIONS More: the full row for DOUBLELINE INCOME SOLUTIONS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares 4,000 $77K 0.02% 0 Timeline AIRR FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,000 shares; 2015Q4: 2,750 shares; 2016Q1: 2,750 shares; 2016Q2: 3,750 shares; 2016Q3: 3,750 shares 3,750 $77K 0.02% 0 Timeline DFP FLAHERTY & CRUMRINE DYNAMIC More: the full row for FLAHERTY & CRUMRINE DYNAMIC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3,050 shares; 2016Q2: 3,050 shares; 2016Q3: 3,050 shares 3,050 $77K 0.02% 0 Timeline HSY HERSHEY CO More: the full row for HERSHEY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,129 shares; 2015Q4: 1,132 shares; 2016Q1: 1,003 shares; 2016Q2: 696 shares; 2016Q3: 796 shares 796 $76K 0.02% +100 Timeline CARDIOVASCULAR SYSTEMS INC CARDIOVASCULAR SYSTEMS INC More: the full row for CARDIOVASCULAR SYSTEMS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 22,100 shares; 2015Q4: 19,770 shares; 2016Q1: 16,770 shares; 2016Q2: 23,370 shares; 2016Q3: 3,195 shares 3,195 $76K 0.02% -20,175 BARCLAYS BK PLC BARCLAYS BK PLC More: the full row for BARCLAYS BK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,004 shares 2,004 $76K 0.02% new BNY BANK OF NY MELLON CORP More: the full row for BANK OF NY MELLON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,829 shares; 2015Q4: 1,858 shares; 2016Q1: 1,888 shares; 2016Q2: 1,888 shares; 2016Q3: 1,888 shares 1,888 $75K 0.02% 0 Timeline NGVT INGEVITY CORP More: the full row for INGEVITY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,617 shares; 2016Q3: 1,617 shares 1,617 $75K 0.02% 0 Timeline PH PARKER-HANNIFIN CORP More: the full row for PARKER-HANNIFIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 534 shares; 2015Q4: 535 shares; 2016Q1: 592 shares; 2016Q2: 593 shares; 2016Q3: 593 shares 593 $74K 0.02% 0 Timeline CFFN CAPITOL FED FINL INC More: the full row for CAPITOL FED FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,741 shares; 2015Q4: 4,741 shares; 2016Q1: 5,292 shares; 2016Q2: 5,292 shares; 2016Q3: 5,292 shares 5,292 $74K 0.02% 0 Timeline IDU ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: not reported; 2016Q1: 700 shares; 2016Q2: 601 shares; 2016Q3: 606 shares 606 $74K 0.02% +5 Timeline RRX REGAL REXNORD CORPORATION More: the full row for REGAL REXNORD CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,242 shares; 2016Q3: 1,242 shares 1,242 $74K 0.02% 0 Timeline FDD FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: 2,902 shares; 2016Q1: 2,802 shares; 2016Q2: 7,814 shares; 2016Q3: 6,250 shares 6,250 $74K 0.02% -1,564 Timeline ATO ATMOS ENERGY CORP More: the full row for ATMOS ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,017 shares; 2015Q4: 1,021 shares; 2016Q1: 924 shares; 2016Q2: 1,076 shares; 2016Q3: 978 shares 978 $73K 0.02% -98 Timeline FYX FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,445 shares; 2015Q4: 1,896 shares; 2016Q1: 1,747 shares; 2016Q2: 1,548 shares; 2016Q3: 1,473 shares 1,473 $73K 0.02% -75 Timeline GSBD GOLDMAN SACHS BDC INC More: the full row for GOLDMAN SACHS BDC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 3,350 shares; 2016Q3: 3,350 shares 3,350 $73K 0.02% 0 Timeline TSM TAIWAN SEMICONDUCTOR MANUFAC More: the full row for TAIWAN SEMICONDUCTOR MANUFAC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,505 shares; 2015Q4: 7,877 shares; 2016Q1: 2,350 shares; 2016Q2: 2,350 shares; 2016Q3: 2,350 shares 2,350 $72K 0.02% 0 Timeline BWA BORGWARNER INC More: the full row for BORGWARNER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,236 shares; 2015Q4: 2,458 shares; 2016Q1: 3,121 shares; 2016Q2: 2,033 shares; 2016Q3: 2,033 shares 2,033 $72K 0.02% 0 Timeline NUVEEN PREFERRED & INCO… NUVEEN PREFERRED & INCOME More: the full row for NUVEEN PREFERRED & INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 800 shares; 2015Q4: 2,840 shares; 2016Q1: 2,940 shares; 2016Q2: 2,940 shares; 2016Q3: 2,940 shares 2,940 $72K 0.02% 0 CAG CONAGRA BRANDS INC More: the full row for CONAGRA BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,584 shares; 2015Q4: 1,592 shares; 2016Q1: 1,488 shares; 2016Q2: 1,495 shares; 2016Q3: 1,502 shares 1,502 $71K 0.02% +7 Timeline IEI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 586 shares; 2015Q4: 536 shares; 2016Q1: 563 shares; 2016Q2: 564 shares; 2016Q3: 558 shares 558 $71K 0.02% -6 Timeline PRICELINE GRP INC PRICELINE GRP INC More: the full row for PRICELINE GRP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 38 shares; 2015Q4: 38 shares; 2016Q1: 38 shares; 2016Q2: 44 shares; 2016Q3: 48 shares 48 $71K 0.02% +4 BIB PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,475 shares 1,475 $71K 0.02% new Timeline MS MORGAN STANLEY More: the full row for MORGAN STANLEY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,419 shares; 2015Q4: 2,438 shares; 2016Q1: 2,558 shares; 2016Q2: 2,560 shares; 2016Q3: 2,168 shares 2,168 $70K 0.02% -392 Timeline VGT VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 822 shares; 2015Q4: 897 shares; 2016Q1: 823 shares; 2016Q2: 711 shares; 2016Q3: 581 shares 581 $70K 0.02% -130 Timeline IDCC INTERDIGITAL INC More: the full row for INTERDIGITAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 885 shares; 2015Q4: 885 shares; 2016Q1: 885 shares; 2016Q2: 885 shares; 2016Q3: 885 shares 885 $70K 0.02% 0 Timeline MAXIM INTEGRATED PRODS INC MAXIM INTEGRATED PRODS INC More: the full row for MAXIM INTEGRATED PRODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,399 shares; 2015Q4: 1,404 shares; 2016Q1: 1,746 shares; 2016Q2: 1,751 shares; 2016Q3: 1,756 shares 1,756 $70K 0.02% +5 PAI WESTERN ASSET INVESTMENT GRA More: the full row for WESTERN ASSET INVESTMENT GRA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,534 shares; 2015Q4: 4,534 shares; 2016Q1: 4,534 shares; 2016Q2: 4,534 shares; 2016Q3: 4,534 shares 4,534 $70K 0.02% 0 Timeline IFN ABERDEEN INDIA FD INC More: the full row for ABERDEEN INDIA FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,606 shares; 2015Q4: 3,720 shares; 2016Q1: 3,573 shares; 2016Q2: 3,237 shares; 2016Q3: 2,814 shares 2,814 $70K 0.02% -423 Timeline AGRIUM INC AGRIUM INC More: the full row for AGRIUM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 54 shares; 2015Q4: 54 shares; 2016Q1: 60 shares; 2016Q2: 768 shares; 2016Q3: 768 shares 768 $70K 0.02% 0 PIEDMONT NATURAL GAS CO PIEDMONT NATURAL GAS CO More: the full row for PIEDMONT NATURAL GAS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,130 shares; 2015Q4: 1,140 shares; 2016Q1: 1,146 shares; 2016Q2: 1,153 shares; 2016Q3: 1,160 shares 1,160 $70K 0.02% +7 IXC ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,179 shares; 2015Q4: 2,060 shares; 2016Q1: 2,080 shares; 2016Q2: 2,110 shares; 2016Q3: 2,110 shares 2,110 $69K 0.02% 0 Timeline FIRST TRUST MLP AND ENERGY … FIRST TRUST MLP AND ENERGY INC More: the full row for FIRST TRUST MLP AND ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 590 shares; 2015Q4: 1,590 shares; 2016Q1: 2,300 shares; 2016Q2: 4,190 shares; 2016Q3: 4,190 shares 4,190 $69K 0.02% 0 NWL NEWELL BRANDS INC More: the full row for NEWELL BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 475 shares; 2015Q4: 476 shares; 2016Q1: 477 shares; 2016Q2: 1,294 shares; 2016Q3: 1,295 shares 1,295 $68K 0.02% +1 Timeline NUVEEN BUILD AMER BD OPPTNY NUVEEN BUILD AMER BD OPPTNY More: the full row for NUVEEN BUILD AMER BD OPPTNY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,000 shares 3,000 $68K 0.02% new FTEC FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 758 shares; 2015Q4: 988 shares; 2016Q1: 1,040 shares; 2016Q2: 1,843 shares; 2016Q3: 1,846 shares 1,846 $67K 0.02% +3 Timeline ED CONSOLIDATED EDISON INC More: the full row for CONSOLIDATED EDISON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 652 shares; 2015Q4: 655 shares; 2016Q1: 454 shares; 2016Q2: 888 shares; 2016Q3: 893 shares 893 $67K 0.02% +5 Timeline DOV DOVER CORP More: the full row for DOVER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 19 shares; 2015Q4: 19 shares; 2016Q1: 913 shares; 2016Q2: 913 shares; 2016Q3: 914 shares 914 $67K 0.02% +1 Timeline FFIV F5 INC More: the full row for F5 INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 470 shares; 2016Q1: 532 shares; 2016Q2: 532 shares; 2016Q3: 532 shares 532 $66K 0.02% 0 Timeline VFH VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 404 shares; 2015Q4: 504 shares; 2016Q1: 485 shares; 2016Q2: 1,340 shares; 2016Q3: 1,340 shares 1,340 $66K 0.02% 0 Timeline FIRST TRUST NEW OPPORTUNITI… FIRST TRUST NEW OPPORTUNITIES More: the full row for FIRST TRUST NEW OPPORTUNITIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,525 shares; 2015Q4: 4,536 shares; 2016Q1: 4,763 shares; 2016Q2: 4,780 shares; 2016Q3: 4,796 shares 4,796 $66K 0.02% +16 WILLIAMS PARTNERS L P NEW WILLIAMS PARTNERS L P NEW More: the full row for WILLIAMS PARTNERS L P NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,766 shares; 2015Q4: 1,836 shares; 2016Q1: 1,766 shares; 2016Q2: 1,766 shares; 2016Q3: 1,766 shares 1,766 $66K 0.02% 0 VCSH VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 544 shares; 2015Q4: 397 shares; 2016Q1: 4,483 shares; 2016Q2: 400 shares; 2016Q3: 802 shares 802 $65K 0.02% +402 Timeline FTV FORTIVE CORP More: the full row for FORTIVE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,279 shares 1,279 $65K 0.02% new Timeline GOVERNMENT PPTYS INCOME TR GOVERNMENT PPTYS INCOME TR More: the full row for GOVERNMENT PPTYS INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 375 shares; 2015Q4: 375 shares; 2016Q1: 375 shares; 2016Q2: 2,325 shares; 2016Q3: 2,860 shares 2,860 $65K 0.02% +535 DJP BARCLAYS BANK PLC More: the full row for BARCLAYS BANK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,727 shares; 2016Q2: 2,727 shares; 2016Q3: 2,727 shares 2,727 $64K 0.02% 0 Timeline BB & T CORP BB & T CORP More: the full row for BB & T CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,850 shares; 2015Q4: 2,850 shares; 2016Q1: 1,206 shares; 2016Q2: 2,829 shares; 2016Q3: 1,691 shares 1,691 $64K 0.02% -1,138 TORTOISE PIPELINE & ENERGY F TORTOISE PIPELINE & ENERGY F More: the full row for TORTOISE PIPELINE & ENERGY F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,000 shares 3,000 $64K 0.02% new AKORN INC AKORN INC More: the full row for AKORN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 2,500 shares; 2016Q1: 2,500 shares; 2016Q2: 2,350 shares; 2016Q3: 2,350 shares 2,350 $64K 0.02% 0 FIFTH STREET FIN CORP COM FIFTH STREET FIN CORP COM More: the full row for FIFTH STREET FIN CORP COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,253 shares; 2015Q4: 1,253 shares; 2016Q1: 10,853 shares; 2016Q2: 10,853 shares; 2016Q3: 10,853 shares 10,853 $63K 0.02% 0 CROSSROADS CAP INC COM CROSSROADS CAP INC COM More: the full row for CROSSROADS CAP INC COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 33,969 shares; 2016Q1: 35,836 shares; 2016Q2: 31,960 shares; 2016Q3: 34,781 shares 34,781 $63K 0.02% +2,821 RIG TRANSOCEAN LTD More: the full row for TRANSOCEAN LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 7,920 shares; 2015Q4: 6,307 shares; 2016Q1: 6,307 shares; 2016Q2: 6,457 shares; 2016Q3: 5,807 shares 5,807 $62K 0.02% -650 Timeline MCK MCKESSON CORP More: the full row for MCKESSON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 354 shares; 2015Q4: 560 shares; 2016Q1: 365 shares; 2016Q2: 381 shares; 2016Q3: 371 shares 371 $62K 0.02% -10 Timeline FXO FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,505 shares; 2015Q4: 2,744 shares; 2016Q1: 2,554 shares; 2016Q2: 2,555 shares; 2016Q3: 2,555 shares 2,555 $62K 0.02% 0 Timeline JFR NUVEEN FLOATING RATE INCOME More: the full row for NUVEEN FLOATING RATE INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 6,180 shares; 2015Q4: 6,180 shares; 2016Q1: 6,180 shares; 2016Q2: 5,880 shares; 2016Q3: 5,600 shares 5,600 $62K 0.02% -280 Timeline CARLYLE GROUP L P CARLYLE GROUP L P More: the full row for CARLYLE GROUP L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 4,000 shares 4,000 $62K 0.02% new UNITED STATES NATL GAS FUND UNITED STATES NATL GAS FUND More: the full row for UNITED STATES NATL GAS FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,140 shares; 2015Q4: 1,140 shares; 2016Q1: 1,140 shares; 2016Q2: 1,140 shares; 2016Q3: 7,440 shares 7,440 $62K 0.02% +6,300 CQP CHENIERE ENERGY PARTNERS L P More: the full row for CHENIERE ENERGY PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 860 shares; 2015Q4: 860 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,079 shares 2,079 $61K 0.02% new Timeline NGS NATURAL GAS SVCS GROUP INC More: the full row for NATURAL GAS SVCS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,500 shares; 2015Q4: 2,500 shares; 2016Q1: 2,500 shares; 2016Q2: 2,500 shares; 2016Q3: 2,500 shares 2,500 $61K 0.02% 0 Timeline VYM VANGUARD WHITEHALL FDS More: the full row for VANGUARD WHITEHALL FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,171 shares; 2015Q4: 2,181 shares; 2016Q1: 827 shares; 2016Q2: 827 shares; 2016Q3: 827 shares 827 $60K 0.01% 0 Timeline FEMB FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 360 shares; 2015Q4: 360 shares; 2016Q1: 910 shares; 2016Q2: 910 shares; 2016Q3: 1,410 shares 1,410 $60K 0.01% +500 Timeline LIBERTY PROPERTY TRUST LIBERTY PROPERTY TRUST More: the full row for LIBERTY PROPERTY TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,476 shares; 2015Q4: 1,476 shares; 2016Q1: 1,476 shares; 2016Q2: 1,476 shares; 2016Q3: 1,476 shares 1,476 $60K 0.01% 0 YUM YUM BRANDS INC More: the full row for YUM BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 653 shares; 2015Q4: 678 shares; 2016Q1: 648 shares; 2016Q2: 856 shares; 2016Q3: 648 shares 648 $59K 0.01% -208 Timeline ITB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,731 shares; 2015Q4: 2,131 shares; 2016Q1: 2,150 shares; 2016Q2: 2,150 shares; 2016Q3: 2,132 shares 2,132 $59K 0.01% -18 Timeline BAX BAXTER INTL INC More: the full row for BAXTER INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,420 shares; 2015Q4: 2,937 shares; 2016Q1: 1,270 shares; 2016Q2: 1,241 shares; 2016Q3: 1,241 shares 1,241 $59K 0.01% 0 Timeline RWR SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 741 shares; 2015Q4: 240 shares; 2016Q1: 510 shares; 2016Q2: 676 shares; 2016Q3: 610 shares 610 $59K 0.01% -66 Timeline PIM FRANKLIN MASTER INTER INCOME More: the full row for FRANKLIN MASTER INTER INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 15,706 shares; 2015Q4: 15,017 shares; 2016Q1: 14,266 shares; 2016Q2: 13,324 shares; 2016Q3: 13,324 shares 13,324 $59K 0.01% 0 Timeline YAMANA GOLD INC YAMANA GOLD INC More: the full row for YAMANA GOLD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 13,159 shares; 2015Q4: 13,857 shares; 2016Q1: 13,705 shares; 2016Q2: 13,705 shares; 2016Q3: 13,706 shares 13,706 $59K 0.01% +1 EXC EXELON CORP More: the full row for EXELON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,780 shares; 2015Q4: 1,800 shares; 2016Q1: 1,710 shares; 2016Q2: 1,726 shares; 2016Q3: 1,742 shares 1,742 $58K 0.01% +16 Timeline MUB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 269 shares; 2015Q4: 269 shares; 2016Q1: 245 shares; 2016Q2: 345 shares; 2016Q3: 514 shares 514 $58K 0.01% +169 Timeline QQEW FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,223 shares; 2015Q4: 1,626 shares; 2016Q1: 1,630 shares; 2016Q2: 1,457 shares; 2016Q3: 1,278 shares 1,278 $58K 0.01% -179 Timeline FLS FLOWSERVE CORP More: the full row for FLOWSERVE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,200 shares; 2015Q4: 1,200 shares; 2016Q1: 1,200 shares; 2016Q2: 1,200 shares; 2016Q3: 1,200 shares 1,200 $58K 0.01% 0 Timeline INN SUMMIT HOTEL PPTYS More: the full row for SUMMIT HOTEL PPTYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,021 shares; 2015Q4: 4,021 shares; 2016Q1: 4,383 shares; 2016Q2: 4,383 shares; 2016Q3: 4,383 shares 4,383 $58K 0.01% 0 Timeline NUVEEN FLOATING RATE INCOME… NUVEEN FLOATING RATE INCOME OP More: the full row for NUVEEN FLOATING RATE INCOME OP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 900 shares; 2016Q3: 5,200 shares 5,200 $58K 0.01% +4,300 RETAIL PPTYS AMER INC RETAIL PPTYS AMER INC More: the full row for RETAIL PPTYS AMER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,326 shares; 2015Q4: 3,365 shares; 2016Q1: 3,403 shares; 2016Q2: 3,438 shares; 2016Q3: 3,471 shares 3,471 $58K 0.01% +33 WPC WP CAREY INC More: the full row for WP CAREY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 982 shares; 2015Q4: 996 shares; 2016Q1: 1,012 shares; 2016Q2: 927 shares; 2016Q3: 890 shares 890 $57K 0.01% -37 Timeline PNR PENTAIR PLC More: the full row for PENTAIR PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 12 shares; 2015Q4: 12 shares; 2016Q1: 12 shares; 2016Q2: 112 shares; 2016Q3: 892 shares 892 $57K 0.01% +780 Timeline MAR MARRIOTT INTL INC NEW More: the full row for MARRIOTT INTL INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 400 shares; 2016Q1: 602 shares; 2016Q2: 705 shares; 2016Q3: 846 shares 846 $57K 0.01% +141 Timeline NVDA NVIDIA CORPORATION More: the full row for NVIDIA CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 990 shares; 2015Q4: 993 shares; 2016Q1: 816 shares; 2016Q2: 818 shares; 2016Q3: 819 shares 819 $56K 0.01% +1 Timeline PANW PALO ALTO NETWORKS INC More: the full row for PALO ALTO NETWORKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 200 shares; 2015Q4: 100 shares; 2016Q1: 100 shares; 2016Q2: 100 shares; 2016Q3: 350 shares 350 $56K 0.01% +250 Timeline SMH VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 800 shares; 2016Q3: 800 shares 800 $56K 0.01% 0 Timeline CMP COMPASS MINERALS INTL INC More: the full row for COMPASS MINERALS INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 682 shares; 2015Q4: 682 shares; 2016Q1: 763 shares; 2016Q2: 763 shares; 2016Q3: 763 shares 763 $56K 0.01% 0 Timeline KEX KIRBY CORP More: the full row for KIRBY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 600 shares; 2015Q4: 600 shares; 2016Q1: 800 shares; 2016Q2: 900 shares; 2016Q3: 900 shares 900 $56K 0.01% 0 Timeline AOK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,539 shares; 2015Q4: 1,545 shares; 2016Q1: 1,553 shares; 2016Q2: 1,560 shares; 2016Q3: 1,689 shares 1,689 $56K 0.01% +129 Timeline VOYA NAT RES EQUITY INCOME F VOYA NAT RES EQUITY INCOME F More: the full row for VOYA NAT RES EQUITY INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 7,400 shares; 2015Q4: 7,400 shares; 2016Q1: 7,400 shares; 2016Q2: 7,400 shares; 2016Q3: 8,200 shares 8,200 $56K 0.01% +800 Taser Intl Inc Taser Intl Inc More: the full row for Taser Intl Inc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,050 shares; 2015Q4: 8,250 shares; 2016Q1: 17,950 shares; 2016Q2: 2,350 shares; 2016Q3: 1,950 shares 1,950 $56K 0.01% -400 VT VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 900 shares 900 $55K 0.01% new Timeline SYY SYSCO CORP More: the full row for SYSCO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 21,180 shares; 2015Q4: 21,194 shares; 2016Q1: 18,906 shares; 2016Q2: 1,130 shares; 2016Q3: 1,132 shares 1,132 $55K 0.01% +2 Timeline IWS ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 279 shares; 2015Q4: 280 shares; 2016Q1: 280 shares; 2016Q2: 560 shares; 2016Q3: 710 shares 710 $54K 0.01% +150 Timeline MSM MSC INDL DIRECT INC More: the full row for MSC INDL DIRECT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 660 shares; 2015Q4: 660 shares; 2016Q1: 741 shares; 2016Q2: 741 shares; 2016Q3: 741 shares 741 $54K 0.01% 0 Timeline ORI OLD REP INTL CORP More: the full row for OLD REP INTL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 518 shares; 2015Q4: 3,723 shares; 2016Q1: 3,044 shares; 2016Q2: 3,044 shares; 2016Q3: 3,044 shares 3,044 $54K 0.01% 0 Timeline ILMN ILLUMINA INC More: the full row for ILLUMINA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 200 shares; 2015Q4: 300 shares; 2016Q1: 300 shares; 2016Q2: 300 shares; 2016Q3: 300 shares 300 $54K 0.01% 0 Timeline BARCLAYS BK PLC BARCLAYS BK PLC More: the full row for BARCLAYS BK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,584 shares 1,584 $54K 0.01% new ONEQ FIDELITY COMWLTH TR More: the full row for FIDELITY COMWLTH TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 301 shares; 2015Q4: 301 shares; 2016Q1: 302 shares; 2016Q2: 252 shares; 2016Q3: 252 shares 252 $53K 0.01% 0 Timeline VSS VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 27 shares; 2015Q4: 28 shares; 2016Q1: not reported; 2016Q2: 350 shares; 2016Q3: 530 shares 530 $53K 0.01% +180 Timeline PENNSYLVANIA RL ESTATE INVT PENNSYLVANIA RL ESTATE INVT More: the full row for PENNSYLVANIA RL ESTATE INVT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,287 shares; 2015Q4: 2,287 shares; 2016Q1: 2,287 shares; 2016Q2: 2,287 shares; 2016Q3: 2,287 shares 2,287 $53K 0.01% 0 PROSHARES ULTRA BLOOMBERG C… PROSHARES ULTRA BLOOMBERG CRUDE O… More: the full row for PROSHARES ULTRA BLOOMBERG CRUDE OIL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,190 shares; 2015Q4: 11,880 shares; 2016Q1: 18,080 shares; 2016Q2: 7,630 shares; 2016Q3: 5,130 shares 5,130 $53K 0.01% -2,500 COMT ISHARES U S ETF TR More: the full row for ISHARES U S ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 441 shares; 2016Q1: 357 shares; 2016Q2: 357 shares; 2016Q3: 1,608 shares 1,608 $52K 0.01% +1,251 Timeline GPN GLOBAL PMTS INC More: the full row for GLOBAL PMTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 40 shares; 2015Q4: 80 shares; 2016Q1: 80 shares; 2016Q2: 680 shares; 2016Q3: 680 shares 680 $52K 0.01% 0 Timeline GUT GABELLI UTIL TR More: the full row for GABELLI UTIL TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,243 shares; 2015Q4: 7,357 shares; 2016Q1: 7,476 shares; 2016Q2: 7,587 shares; 2016Q3: 7,695 shares 7,695 $52K 0.01% +108 Timeline CHORD ENERGY CORPORATION CHORD ENERGY CORPORATION More: the full row for CHORD ENERGY CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,500 shares; 2015Q4: 4,500 shares; 2016Q1: 4,501 shares; 2016Q2: 4,501 shares; 2016Q3: 4,501 shares 4,501 $52K 0.01% 0 RY ROYAL BK CDA More: the full row for ROYAL BK CDA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 820 shares; 2015Q4: 821 shares; 2016Q1: 719 shares; 2016Q2: 820 shares; 2016Q3: 821 shares 821 $51K 0.01% +1 Timeline ALNY ALNYLAM PHARMACEUTICALS INC More: the full row for ALNYLAM PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 750 shares; 2015Q4: 750 shares; 2016Q1: 750 shares; 2016Q2: 750 shares; 2016Q3: 750 shares 750 $51K 0.01% 0 Timeline WEINGARTEN RLTY INVS WEINGARTEN RLTY INVS More: the full row for WEINGARTEN RLTY INVS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,177 shares; 2015Q4: 1,177 shares; 2016Q1: 1,318 shares; 2016Q2: 1,318 shares; 2016Q3: 1,318 shares 1,318 $51K 0.01% 0 DIV GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,628 shares; 2015Q4: 2,459 shares; 2016Q1: 2,021 shares; 2016Q2: 2,032 shares; 2016Q3: 2,042 shares 2,042 $51K 0.01% +10 Timeline FISV FISERV INC More: the full row for FISERV INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 600 shares; 2015Q4: 600 shares; 2016Q1: 600 shares; 2016Q2: 600 shares; 2016Q3: 500 shares 500 $50K 0.01% -100 Timeline IEMG ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 33 shares; 2015Q4: 33 shares; 2016Q1: 993 shares; 2016Q2: 1,001 shares; 2016Q3: 1,096 shares 1,096 $50K 0.01% +95 Timeline NFG NATIONAL FUEL GAS CO More: the full row for NATIONAL FUEL GAS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,528 shares; 2015Q4: 823 shares; 2016Q1: 831 shares; 2016Q2: 865 shares; 2016Q3: 921 shares 921 $50K 0.01% +56 Timeline SU SUNCOR ENERGY INC NEW More: the full row for SUNCOR ENERGY INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,895 shares; 2015Q4: 1,894 shares; 2016Q1: 1,894 shares; 2016Q2: 1,894 shares; 2016Q3: 1,788 shares 1,788 $50K 0.01% -106 Timeline NEW YORK COMMUNITY BANCORP NEW YORK COMMUNITY BANCORP More: the full row for NEW YORK COMMUNITY BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 657 shares; 2015Q4: 657 shares; 2016Q1: 657 shares; 2016Q2: 657 shares; 2016Q3: 3,482 shares 3,482 $50K 0.01% +2,825 IYY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 429 shares; 2015Q4: 430 shares; 2016Q1: 430 shares; 2016Q2: 459 shares; 2016Q3: 459 shares 459 $50K 0.01% 0 Timeline ADME ETF SER SOLUTIONS More: the full row for ETF SER SOLUTIONS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,950 shares 1,950 $50K 0.01% new Timeline NORTHSTAR ASSET NORTHSTAR ASSET More: the full row for NORTHSTAR ASSET Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,600 shares; 2016Q3: 3,900 shares 3,900 $50K 0.01% -700 GGG GRACO INC More: the full row for GRACO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 950 shares; 2015Q4: 954 shares; 2016Q1: 959 shares; 2016Q2: 963 shares; 2016Q3: 667 shares 667 $49K 0.01% -296 Timeline DVN DEVON ENERGY CORP NEW More: the full row for DEVON ENERGY CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,173 shares; 2015Q4: 1,966 shares; 2016Q1: 2,524 shares; 2016Q2: 1,120 shares; 2016Q3: 1,120 shares 1,120 $49K 0.01% 0 Timeline SKYY FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,333 shares; 2015Q4: 2,084 shares; 2016Q1: 1,984 shares; 2016Q2: 1,832 shares; 2016Q3: 1,432 shares 1,432 $49K 0.01% -400 Timeline ICF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 551 shares; 2015Q4: 555 shares; 2016Q1: 524 shares; 2016Q2: 462 shares; 2016Q3: 464 shares 464 $49K 0.01% +2 Timeline WISDOMTREE WISDOMTREE More: the full row for WISDOMTREE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,500 shares 2,500 $49K 0.01% new POWERSHARES DYN SEMICONDUCT POWERSHARES DYN SEMICONDUCT More: the full row for POWERSHARES DYN SEMICONDUCT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,916 shares; 2015Q4: 2,716 shares; 2016Q1: 2,716 shares; 2016Q2: 2,718 shares; 2016Q3: 1,500 shares 1,500 $49K 0.01% -1,218 FIRST TR EXCH TRD ALPHA FD I FIRST TR EXCH TRD ALPHA FD I More: the full row for FIRST TR EXCH TRD ALPHA FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 3,000 shares; 2016Q3: 3,606 shares 3,606 $49K 0.01% +606 IEFA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 39 shares; 2015Q4: 39 shares; 2016Q1: 639 shares; 2016Q2: 648 shares; 2016Q3: 879 shares 879 $48K 0.01% +231 Timeline IXUS ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 901 shares; 2015Q4: 911 shares; 2016Q1: 911 shares; 2016Q2: 926 shares; 2016Q3: 926 shares 926 $48K 0.01% 0 Timeline OEF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,794 shares; 2015Q4: 1,784 shares; 2016Q1: 913 shares; 2016Q2: 613 shares; 2016Q3: 505 shares 505 $48K 0.01% -108 Timeline CHRS COHERUS ONCOLOGY INC More: the full row for COHERUS ONCOLOGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,800 shares; 2016Q2: 1,800 shares; 2016Q3: 1,800 shares 1,800 $48K 0.01% 0 Timeline FIRST TRUST ENERGY INFRASTR… FIRST TRUST ENERGY INFRASTRUCT More: the full row for FIRST TRUST ENERGY INFRASTRUCT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,500 shares 2,500 $48K 0.01% new ABBNY ABB LTD-SPON ADR More: the full row for ABB LTD-SPON ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,806 shares; 2015Q4: 4,432 shares; 2016Q1: 4,432 shares; 2016Q2: 3,016 shares; 2016Q3: 2,130 shares 2,130 $48K 0.01% -886 Timeline DISH NETWORK CORPORATION DISH NETWORK CORPORATION More: the full row for DISH NETWORK CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,264 shares; 2015Q4: 974 shares; 2016Q1: 774 shares; 2016Q2: 774 shares; 2016Q3: 874 shares 874 $48K 0.01% +100 HARRIS CORP INC HARRIS CORP INC More: the full row for HARRIS CORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 416 shares; 2015Q4: 536 shares; 2016Q1: 516 shares; 2016Q2: 520 shares; 2016Q3: 523 shares 523 $48K 0.01% +3 TESORO CORP TESORO CORP More: the full row for TESORO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3 shares; 2016Q2: 253 shares; 2016Q3: 600 shares 600 $48K 0.01% +347 ATR APTARGROUP INC More: the full row for APTARGROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 592 shares; 2015Q4: 594 shares; 2016Q1: 597 shares; 2016Q2: 599 shares; 2016Q3: 602 shares 602 $47K 0.01% +3 Timeline MGM MGM RESORTS INTERNATIONAL More: the full row for MGM RESORTS INTERNATIONAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,800 shares 1,800 $47K 0.01% new Timeline BTT BLACKROCK MUN TARGET TERM TR More: the full row for BLACKROCK MUN TARGET TERM TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,705 shares; 2016Q3: 1,920 shares 1,920 $47K 0.01% +215 Timeline ONEOK PARTNERS LP LTD PARTN ONEOK PARTNERS LP LTD PARTN More: the full row for ONEOK PARTNERS LP LTD PARTN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,243 shares; 2015Q4: 2,046 shares; 2016Q1: 2,049 shares; 2016Q2: 451 shares; 2016Q3: 1,188 shares 1,188 $47K 0.01% +737 Invesco Intl Developed Low … Invesco Intl Developed Low Vol More: the full row for Invesco Intl Developed Low Vol Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 200 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,012 shares; 2016Q3: 1,522 shares 1,522 $47K 0.01% +510 GPC GENUINE PARTS CO More: the full row for GENUINE PARTS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 372 shares; 2015Q4: 908 shares; 2016Q1: 451 shares; 2016Q2: 453 shares; 2016Q3: 455 shares 455 $46K 0.01% +2 Timeline SNY SANOFI SA More: the full row for SANOFI SA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,377 shares; 2015Q4: 1,376 shares; 2016Q1: 1,321 shares; 2016Q2: 1,261 shares; 2016Q3: 1,211 shares 1,211 $46K 0.01% -50 Timeline XPH SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,272 shares; 2015Q4: 1,276 shares; 2016Q1: 1,050 shares; 2016Q2: 1,050 shares; 2016Q3: 1,050 shares 1,050 $46K 0.01% 0 Timeline BLACKROCK CAP INVT CORP BLACKROCK CAP INVT CORP More: the full row for BLACKROCK CAP INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,500 shares; 2015Q4: 5,800 shares; 2016Q1: 5,807 shares; 2016Q2: 5,814 shares; 2016Q3: 5,500 shares 5,500 $46K 0.01% -314 HALYARD HEALTH INC HALYARD HEALTH INC More: the full row for HALYARD HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,237 shares; 2015Q4: 1,527 shares; 2016Q1: 1,363 shares; 2016Q2: 1,329 shares; 2016Q3: 1,322 shares 1,322 $46K 0.01% -7 POWERSHARES S&P SMALLCA… POWERSHARES S&P SMALLCAP LOW More: the full row for POWERSHARES S&P SMALLCAP LOW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,174 shares; 2016Q3: 1,179 shares 1,179 $46K 0.01% +5 MORT VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,000 shares; 2016Q3: 2,000 shares 2,000 $45K 0.01% 0 Timeline DMLP DORCHESTER MINERALS L P More: the full row for DORCHESTER MINERALS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,785 shares; 2015Q4: 2,500 shares; 2016Q1: 2,500 shares; 2016Q2: 2,500 shares; 2016Q3: 2,900 shares 2,900 $45K 0.01% +400 Timeline GUGGENHEIM FRONTIER MARKETS… GUGGENHEIM FRONTIER MARKETS ETF More: the full row for GUGGENHEIM FRONTIER MARKETS ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,050 shares; 2015Q4: 3,783 shares; 2016Q1: 3,783 shares; 2016Q2: 4,703 shares; 2016Q3: 3,783 shares 3,783 $45K 0.01% -920 BIDU BAIDU INC More: the full row for BAIDU INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 877 shares; 2015Q4: 627 shares; 2016Q1: 412 shares; 2016Q2: 242 shares; 2016Q3: 242 shares 242 $44K 0.01% 0 Timeline YAHOO INC YAHOO INC More: the full row for YAHOO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,011 shares; 2015Q4: 1,011 shares; 2016Q1: 1,011 shares; 2016Q2: 1,011 shares; 2016Q3: 1,011 shares 1,011 $44K 0.01% 0 HIG HARTFORD INSURANCE GROUP INC More: the full row for HARTFORD INSURANCE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,182 shares; 2015Q4: 2,194 shares; 2016Q1: 1,023 shares; 2016Q2: 1,023 shares; 2016Q3: 1,000 shares 1,000 $43K 0.01% -23 Timeline EMLP FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 1,500 shares; 2016Q1: 1,654 shares; 2016Q2: 2,386 shares; 2016Q3: 1,704 shares 1,704 $43K 0.01% -682 Timeline TWITTER INC TWITTER INC More: the full row for TWITTER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,540 shares; 2015Q4: 1,020 shares; 2016Q1: 950 shares; 2016Q2: 950 shares; 2016Q3: 1,850 shares 1,850 $43K 0.01% +900 TIME WARNER INC TIME WARNER INC More: the full row for TIME WARNER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 831 shares; 2015Q4: 694 shares; 2016Q1: 538 shares; 2016Q2: 539 shares; 2016Q3: 539 shares 539 $43K 0.01% 0 HYHG PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,205 shares; 2015Q4: 1,010 shares; 2016Q1: 850 shares; 2016Q2: 850 shares; 2016Q3: 651 shares 651 $43K 0.01% -199 Timeline FDS FACTSET RESH SYS INC More: the full row for FACTSET RESH SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 425 shares; 2015Q4: 426 shares; 2016Q1: 291 shares; 2016Q2: 282 shares; 2016Q3: 260 shares 260 $42K 0.01% -22 Timeline VSH VISHAY INTERTECHNOLOGY INC More: the full row for VISHAY INTERTECHNOLOGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,995 shares; 2015Q4: 2,995 shares; 2016Q1: 2,995 shares; 2016Q2: 2,995 shares; 2016Q3: 2,995 shares 2,995 $42K 0.01% 0 Timeline IEP ICAHN ENTERPRISES LP More: the full row for ICAHN ENTERPRISES LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,579 shares; 2015Q4: 1,199 shares; 2016Q1: 899 shares; 2016Q2: 799 shares; 2016Q3: 827 shares 827 $42K 0.01% +28 Timeline UVV UNIVERSAL CORP VA MTNS BK EN More: the full row for UNIVERSAL CORP VA MTNS BK EN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 1,000 shares; 2016Q1: 700 shares; 2016Q2: 700 shares; 2016Q3: 700 shares 700 $41K 0.01% 0 Timeline BDJ BLACKROCK ENHANCED EQUITY DI More: the full row for BLACKROCK ENHANCED EQUITY DI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5,000 shares; 2016Q2: 5,201 shares; 2016Q3: 5,205 shares 5,205 $41K 0.01% +4 Timeline OIA INVESCO MUNI INCOME OPP TRST More: the full row for INVESCO MUNI INCOME OPP TRST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,000 shares; 2015Q4: 5,000 shares; 2016Q1: 5,000 shares; 2016Q2: 5,000 shares; 2016Q3: 5,000 shares 5,000 $41K 0.01% 0 Timeline FIRST TR VALUE LINE 100 ETF FIRST TR VALUE LINE 100 ETF More: the full row for FIRST TR VALUE LINE 100 ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 500 shares; 2015Q4: 1,001 shares; 2016Q1: 1,001 shares; 2016Q2: 2,002 shares; 2016Q3: 2,003 shares 2,003 $41K 0.01% +1 WISDOMTREE TOTAL EARNINGS WISDOMTREE TOTAL EARNINGS More: the full row for WISDOMTREE TOTAL EARNINGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 552 shares; 2015Q4: 553 shares; 2016Q1: 553 shares; 2016Q2: 553 shares; 2016Q3: 553 shares 553 $41K 0.01% 0 AEE AMEREN CORP More: the full row for AMEREN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 619 shares; 2015Q4: 619 shares; 2016Q1: 819 shares; 2016Q2: 819 shares; 2016Q3: 819 shares 819 $40K 0.01% 0 Timeline GDL GDL FD More: the full row for GDL FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,000 shares; 2015Q4: 4,000 shares; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares 4,000 $40K 0.01% 0 Timeline EVN EATON VANCE MUN INCOME TR More: the full row for EATON VANCE MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,804 shares; 2015Q4: 2,810 shares; 2016Q1: 2,817 shares; 2016Q2: 2,822 shares; 2016Q3: 2,828 shares 2,828 $40K 0.01% +6 Timeline LIBERTY MEDIA CORP DEL LIBERTY MEDIA CORP DEL More: the full row for LIBERTY MEDIA CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,174 shares; 2016Q3: 1,174 shares 1,174 $40K 0.01% 0 NORTHSTAR REALTY EUROPE CORP NORTHSTAR REALTY EUROPE CORP More: the full row for NORTHSTAR REALTY EUROPE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 3,430 shares; 2016Q1: 3,346 shares; 2016Q2: 3,368 shares; 2016Q3: 3,669 shares 3,669 $40K 0.01% +301 COF CAPITAL ONE FINL CORP More: the full row for CAPITAL ONE FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 364 shares; 2015Q4: 439 shares; 2016Q1: 545 shares; 2016Q2: 545 shares; 2016Q3: 541 shares 541 $39K 0.01% -4 Timeline MGK VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 526 shares; 2015Q4: 487 shares; 2016Q1: 530 shares; 2016Q2: 441 shares; 2016Q3: 441 shares 441 $39K 0.01% 0 Timeline KYN KAYNE ANDERSON ENERGY INFRST More: the full row for KAYNE ANDERSON ENERGY INFRST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 13,227 shares; 2015Q4: 12,899 shares; 2016Q1: 12,904 shares; 2016Q2: 1,908 shares; 2016Q3: 1,912 shares 1,912 $39K 0.01% +4 Timeline DHS WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,489 shares; 2015Q4: 2,489 shares; 2016Q1: 1,430 shares; 2016Q2: 1,430 shares; 2016Q3: 585 shares 585 $39K 0.01% -845 Timeline NHS NEUBERGER HIGH YIELD ST FD I More: the full row for NEUBERGER HIGH YIELD ST FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,600 shares; 2015Q4: 2,600 shares; 2016Q1: 2,600 shares; 2016Q2: 2,250 shares; 2016Q3: 3,250 shares 3,250 $39K 0.01% +1,000 Timeline FUTY FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 850 shares; 2015Q4: 850 shares; 2016Q1: 850 shares; 2016Q2: 1,217 shares; 2016Q3: 1,245 shares 1,245 $39K 0.01% +28 Timeline Guggenheim ETF Trust 2 Timb… Guggenheim ETF Trust 2 Timber More: the full row for Guggenheim ETF Trust 2 Timber Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,551 shares; 2015Q4: 1,551 shares; 2016Q1: 1,551 shares; 2016Q2: 1,551 shares; 2016Q3: 1,551 shares 1,551 $39K 0.01% 0 MDLZ MONDELEZ INTL INC More: the full row for MONDELEZ INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 951 shares; 2015Q4: 1,024 shares; 2016Q1: 691 shares; 2016Q2: 978 shares; 2016Q3: 873 shares 873 $38K 0.01% -105 Timeline NUE NUCOR CORP More: the full row for NUCOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 669 shares; 2015Q4: 749 shares; 2016Q1: 755 shares; 2016Q2: 760 shares; 2016Q3: 764 shares 764 $38K 0.01% +4 Timeline PSLV SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,600 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 5,100 shares 5,100 $38K 0.01% new Timeline SALIENT MIDSTREAM & MLP FD SALIENT MIDSTREAM & MLP FD More: the full row for SALIENT MIDSTREAM & MLP FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,975 shares 2,975 $38K 0.01% new NEOPHOTONICS CORP NEOPHOTONICS CORP More: the full row for NEOPHOTONICS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,000 shares; 2016Q2: 3,800 shares; 2016Q3: 2,300 shares 2,300 $38K 0.01% -1,500 ETN EATON CORP PLC More: the full row for EATON CORP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 564 shares; 2015Q4: 582 shares; 2016Q1: 583 shares; 2016Q2: 565 shares; 2016Q3: 566 shares 566 $37K 0.01% +1 Timeline CRM SALESFORCE INC More: the full row for SALESFORCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 202 shares; 2015Q4: 952 shares; 2016Q1: 302 shares; 2016Q2: 702 shares; 2016Q3: 516 shares 516 $37K 0.01% -186 Timeline PACB PACIFIC BIOSCIENCES CALIF IN More: the full row for PACIFIC BIOSCIENCES CALIF IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 22,498 shares; 2015Q4: 6,068 shares; 2016Q1: 6,658 shares; 2016Q2: 5,472 shares; 2016Q3: 4,144 shares 4,144 $37K 0.01% -1,328 Timeline VRSK VERISK ANALYTICS INC More: the full row for VERISK ANALYTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 450 shares; 2016Q1: 450 shares; 2016Q2: 450 shares; 2016Q3: 450 shares 450 $37K 0.01% 0 Timeline CSQ CALAMOS STRATEGIC TOTAL RETU More: the full row for CALAMOS STRATEGIC TOTAL RETU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,000 shares; 2016Q2: 3,634 shares; 2016Q3: 3,634 shares 3,634 $37K 0.01% 0 Timeline PNW PINNACLE WEST CAP CORP More: the full row for PINNACLE WEST CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 324 shares; 2015Q4: 327 shares; 2016Q1: 330 shares; 2016Q2: 484 shares; 2016Q3: 488 shares 488 $37K 0.01% +4 Timeline EWA ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 6,496 shares; 2015Q4: 6,547 shares; 2016Q1: 1,756 shares; 2016Q2: 1,763 shares; 2016Q3: 1,752 shares 1,752 $37K 0.01% -11 Timeline KANSAS CITY SOUTHERN KANSAS CITY SOUTHERN More: the full row for KANSAS CITY SOUTHERN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 200 shares; 2015Q4: 400 shares; 2016Q1: 400 shares; 2016Q2: 400 shares; 2016Q3: 400 shares 400 $37K 0.01% 0 HOLLYFRONTIER CORP HOLLYFRONTIER CORP More: the full row for HOLLYFRONTIER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,677 shares; 2015Q4: 1,638 shares; 2016Q1: 1,647 shares; 2016Q2: 1,547 shares; 2016Q3: 1,508 shares 1,508 $37K 0.01% -39 IGV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 5 shares; 2016Q2: 319 shares; 2016Q3: 314 shares 314 $36K 0.01% -5 Timeline MGV VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 696 shares; 2015Q4: 772 shares; 2016Q1: 824 shares; 2016Q2: 826 shares; 2016Q3: 580 shares 580 $36K 0.01% -246 Timeline JBLU JETBLUE AIRWAYS CORP More: the full row for JETBLUE AIRWAYS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,060 shares 2,060 $36K 0.01% new Timeline NOBLE ENERGY INC NOBLE ENERGY INC More: the full row for NOBLE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: 800 shares; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares 1,000 $36K 0.01% 0 SPIRIT RLTY CAP INC NEW SPIRIT RLTY CAP INC NEW More: the full row for SPIRIT RLTY CAP INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,365 shares; 2015Q4: 1,000 shares; 2016Q1: 1,100 shares; 2016Q2: 1,000 shares; 2016Q3: 2,700 shares 2,700 $36K 0.01% +1,700 ABRDN PHYSICAL SILVER SHARE… ABRDN PHYSICAL SILVER SHARES ETF More: the full row for ABRDN PHYSICAL SILVER SHARES ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,435 shares; 2015Q4: 1,435 shares; 2016Q1: 1,435 shares; 2016Q2: 1,435 shares; 2016Q3: 1,900 shares 1,900 $36K 0.01% +465 POWERSHARES GLOBAL ETF TRUS… POWERSHARES GLOBAL ETF TRUSTHI More: the full row for POWERSHARES GLOBAL ETF TRUSTHI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,650 shares; 2015Q4: 1,900 shares; 2016Q1: 1,900 shares; 2016Q2: 1,900 shares; 2016Q3: 1,900 shares 1,900 $36K 0.01% 0 VANECK EGYPT INDEX ETF VANECK EGYPT INDEX ETF More: the full row for VANECK EGYPT INDEX ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 963 shares; 2016Q3: 963 shares 963 $36K 0.01% 0 BUD ANHEUSER BUSCH INBEV SA NV More: the full row for ANHEUSER BUSCH INBEV SA NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 245 shares; 2015Q4: 265 shares; 2016Q1: 265 shares; 2016Q2: 265 shares; 2016Q3: 265 shares 265 $35K 0.01% 0 Timeline RACKSPACE HOSTING INC RACKSPACE HOSTING INC More: the full row for RACKSPACE HOSTING INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 796 shares; 2015Q4: 796 shares; 2016Q1: 796 shares; 2016Q2: 796 shares; 2016Q3: 1,101 shares 1,101 $35K 0.01% +305 NNN NNN REIT INC More: the full row for NNN REIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 671 shares; 2016Q3: 672 shares 672 $34K 0.01% +1 Timeline EFG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 500 shares; 2016Q2: 500 shares; 2016Q3: 500 shares 500 $34K 0.01% 0 Timeline SRE SEMPRA More: the full row for SEMPRA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 305 shares; 2015Q4: 307 shares; 2016Q1: 309 shares; 2016Q2: 311 shares; 2016Q3: 313 shares 313 $34K 0.01% +2 Timeline WDFC WD 40 CO More: the full row for WD 40 CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 300 shares; 2015Q4: 300 shares; 2016Q1: 300 shares; 2016Q2: 300 shares; 2016Q3: 300 shares 300 $34K 0.01% 0 Timeline THC TENET HEALTHCARE CORP More: the full row for TENET HEALTHCARE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,500 shares; 2015Q4: 1,500 shares; 2016Q1: 1,500 shares; 2016Q2: 1,500 shares; 2016Q3: 1,500 shares 1,500 $34K 0.01% 0 Timeline FLR FLUOR CORP More: the full row for FLUOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 167 shares; 2015Q4: 167 shares; 2016Q1: 168 shares; 2016Q2: 565 shares; 2016Q3: 653 shares 653 $34K 0.01% +88 Timeline SHM SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 424 shares; 2016Q2: 525 shares; 2016Q3: 693 shares 693 $34K 0.01% +168 Timeline ACWV ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 128 shares; 2015Q4: 129 shares; 2016Q1: 379 shares; 2016Q2: 444 shares; 2016Q3: 444 shares 444 $34K 0.01% 0 Timeline POLYONE CORP POLYONE CORP More: the full row for POLYONE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: 1,000 shares; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares 1,000 $34K 0.01% 0 CORECIVIC INC CORECIVIC INC More: the full row for CORECIVIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 261 shares; 2015Q4: 263 shares; 2016Q1: 264 shares; 2016Q2: 150 shares; 2016Q3: 2,482 shares 2,482 $34K 0.01% +2,332 CEDAR FAIR L P CEDAR FAIR L P More: the full row for CEDAR FAIR L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 585 shares; 2016Q2: 593 shares; 2016Q3: 601 shares 601 $34K 0.01% +8 TRANSENTERIX INC TRANSENTERIX INC More: the full row for TRANSENTERIX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,000 shares; 2015Q4: not reported; 2016Q1: 27,150 shares; 2016Q2: 30,800 shares; 2016Q3: 20,400 shares 20,400 $34K 0.01% -10,400 DE DEERE & CO More: the full row for DEERE & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 217 shares; 2015Q4: 219 shares; 2016Q1: 188 shares; 2016Q2: 381 shares; 2016Q3: 383 shares 383 $33K 0.01% +2 Timeline ITA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 100 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 256 shares; 2016Q3: 256 shares 256 $33K 0.01% 0 Timeline VOT VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 242 shares; 2015Q4: 312 shares; 2016Q1: 333 shares; 2016Q2: 313 shares; 2016Q3: 313 shares 313 $33K 0.01% 0 Timeline AWR AMER STATES WTR CO More: the full row for AMER STATES WTR CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 407 shares; 2015Q4: 409 shares; 2016Q1: 811 shares; 2016Q2: 816 shares; 2016Q3: 820 shares 820 $33K 0.01% +4 Timeline BTI BRITISH AMERN TOB PLC More: the full row for BRITISH AMERN TOB PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 248 shares; 2015Q4: 248 shares; 2016Q1: 226 shares; 2016Q2: 255 shares; 2016Q3: 255 shares 255 $33K 0.01% 0 Timeline FTLS FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares 1,000 $33K 0.01% 0 Timeline BBH VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 286 shares; 2016Q3: 286 shares 286 $33K 0.01% 0 Timeline CUBI CUSTOMERS BANCORP INC More: the full row for CUSTOMERS BANCORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,320 shares; 2015Q4: 1,320 shares; 2016Q1: 1,320 shares; 2016Q2: 1,320 shares; 2016Q3: 1,320 shares 1,320 $33K 0.01% 0 Timeline PANERA BREAD CO PANERA BREAD CO More: the full row for PANERA BREAD CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 105 shares; 2015Q4: 105 shares; 2016Q1: 80 shares; 2016Q2: 170 shares; 2016Q3: 170 shares 170 $33K 0.01% 0 ELECTRONICS FOR IMAGING INC ELECTRONICS FOR IMAGING INC More: the full row for ELECTRONICS FOR IMAGING INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 670 shares; 2015Q4: 670 shares; 2016Q1: 670 shares; 2016Q2: 670 shares; 2016Q3: 670 shares 670 $33K 0.01% 0 POWERSHARES ETF TR II S&P S… POWERSHARES ETF TR II S&P SMCP More: the full row for POWERSHARES ETF TR II S&P SMCP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 300 shares; 2015Q4: 300 shares; 2016Q1: 450 shares; 2016Q2: 450 shares; 2016Q3: 450 shares 450 $33K 0.01% 0 ETFS PRECIOUS METALSBASKET … ETFS PRECIOUS METALSBASKET TR ETF… More: the full row for ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 500 shares; 2016Q3: 500 shares 500 $33K 0.01% 0 JOHN HANCOCK EXCHANGE TRADED JOHN HANCOCK EXCHANGE TRADED More: the full row for JOHN HANCOCK EXCHANGE TRADED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,250 shares; 2016Q3: 1,250 shares 1,250 $33K 0.01% 0 RF REGIONS FINANCIAL CORP NEW More: the full row for REGIONS FINANCIAL CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 8,862 shares; 2015Q4: 14,189 shares; 2016Q1: 14,189 shares; 2016Q2: 9,190 shares; 2016Q3: 3,265 shares 3,265 $32K 0.01% -5,925 Timeline IYC ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 453 shares; 2016Q2: 469 shares; 2016Q3: 216 shares 216 $32K 0.01% -253 Timeline CGNX COGNEX CORP More: the full row for COGNEX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 601 shares; 2016Q3: 602 shares 602 $32K 0.01% +1 Timeline EWC ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,876 shares; 2015Q4: 1,400 shares; 2016Q1: 1,400 shares; 2016Q2: 1,400 shares; 2016Q3: 1,233 shares 1,233 $32K 0.01% -167 Timeline STARZ STARZ More: the full row for STARZ Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,896 shares; 2015Q4: 1,453 shares; 2016Q1: 1,033 shares; 2016Q2: 1,033 shares; 2016Q3: 1,033 shares 1,033 $32K 0.01% 0 BKF ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,284 shares; 2015Q4: 1,303 shares; 2016Q1: 151 shares; 2016Q2: 1,132 shares; 2016Q3: 932 shares 932 $32K 0.01% -200 Timeline PSF COHEN & STEERS SELECT PFD & More: the full row for COHEN & STEERS SELECT PFD & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,200 shares; 2015Q4: 1,200 shares; 2016Q1: 1,200 shares; 2016Q2: 1,200 shares; 2016Q3: 1,200 shares 1,200 $32K 0.01% 0 Timeline VITAL ENERGY INC VITAL ENERGY INC More: the full row for VITAL ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,000 shares; 2015Q4: 2,000 shares; 2016Q1: 2,000 shares; 2016Q2: 2,500 shares; 2016Q3: 2,500 shares 2,500 $32K 0.01% 0 CREDIT SUISSE AG NASSAU BRH CREDIT SUISSE AG NASSAU BRH More: the full row for CREDIT SUISSE AG NASSAU BRH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 15,700 shares; 2016Q2: 13,725 shares; 2016Q3: 1,450 shares 1,450 $32K 0.01% -12,275 LULU LULULEMON ATHLETICA INC More: the full row for LULULEMON ATHLETICA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,041 shares; 2015Q4: 1,507 shares; 2016Q1: 1,007 shares; 2016Q2: 707 shares; 2016Q3: 507 shares 507 $31K 0.01% -200 Timeline NXPI NXP SEMICONDUCTORS N V More: the full row for NXP SEMICONDUCTORS N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 142 shares; 2015Q4: 301 shares; 2016Q1: 301 shares; 2016Q2: 301 shares; 2016Q3: 301 shares 301 $31K 0.01% 0 Timeline MKC MCCORMICK & CO INC More: the full row for MCCORMICK & CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 309 shares; 2015Q4: 310 shares; 2016Q1: 312 shares; 2016Q2: 313 shares; 2016Q3: 314 shares 314 $31K 0.01% +1 Timeline REZ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 8 shares; 2016Q2: 8 shares; 2016Q3: 469 shares 469 $31K 0.01% +461 Timeline JKHY HENRY JACK & ASSOC INC More: the full row for HENRY JACK & ASSOC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 661 shares; 2015Q4: 663 shares; 2016Q1: 490 shares; 2016Q2: 492 shares; 2016Q3: 359 shares 359 $31K 0.01% -133 Timeline XLB SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 100 shares; 2015Q4: 543 shares; 2016Q1: 543 shares; 2016Q2: 843 shares; 2016Q3: 643 shares 643 $31K 0.01% -200 Timeline IHF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 3 shares; 2016Q2: 253 shares; 2016Q3: 250 shares 250 $31K 0.01% -3 Timeline SUPERVALU INC SUPERVALU INC More: the full row for SUPERVALU INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 9,989 shares; 2015Q4: 8,728 shares; 2016Q1: 8,728 shares; 2016Q2: 8,728 shares; 2016Q3: 6,134 shares 6,134 $31K 0.01% -2,594 DEUTSCHE BK AG LONDON BRH DEUTSCHE BK AG LONDON BRH More: the full row for DEUTSCHE BK AG LONDON BRH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 7,000 shares; 2015Q4: 7,000 shares; 2016Q1: 7,000 shares; 2016Q2: 7,000 shares; 2016Q3: 7,000 shares 7,000 $31K 0.01% 0 CAH CARDINAL HEALTH INC More: the full row for CARDINAL HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 12 shares; 2015Q4: 12 shares; 2016Q1: 12 shares; 2016Q2: 387 shares; 2016Q3: 387 shares 387 $30K 0.01% 0 Timeline OMC OMNICOM GROUP INC More: the full row for OMNICOM GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 520 shares; 2015Q4: 418 shares; 2016Q1: 386 shares; 2016Q2: 388 shares; 2016Q3: 349 shares 349 $30K 0.01% -39 Timeline OGS ONE GAS INC More: the full row for ONE GAS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 638 shares; 2015Q4: 641 shares; 2016Q1: 587 shares; 2016Q2: 590 shares; 2016Q3: 483 shares 483 $30K 0.01% -107 Timeline TDG TRANSDIGM GROUP INC More: the full row for TRANSDIGM GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 105 shares; 2016Q1: 105 shares; 2016Q2: 105 shares; 2016Q3: 105 shares 105 $30K 0.01% 0 Timeline BXMX NUVEEN S&P 500 BUY-WRITE INCOM More: the full row for NUVEEN S&P 500 BUY-WRITE INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 3,000 shares; 2016Q3: 2,250 shares 2,250 $30K 0.01% -750 Timeline FTSM FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 500 shares 500 $30K 0.01% new Timeline SJNK SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,085 shares; 2015Q4: 2,085 shares; 2016Q1: 1,085 shares; 2016Q2: 1,085 shares; 2016Q3: 1,085 shares 1,085 $30K 0.01% 0 Timeline GYLD ARROW ETF TR More: the full row for ARROW ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,340 shares; 2015Q4: 1,340 shares; 2016Q1: 1,340 shares; 2016Q2: 1,340 shares; 2016Q3: 1,557 shares 1,557 $30K 0.01% +217 Timeline RANDGOLD RES LTD RANDGOLD RES LTD More: the full row for RANDGOLD RES LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 300 shares; 2016Q2: 300 shares; 2016Q3: 300 shares 300 $30K 0.01% 0 LSCC LATTICE SEMICONDUCTOR CORP More: the full row for LATTICE SEMICONDUCTOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,535 shares; 2015Q4: 4,535 shares; 2016Q1: 4,535 shares; 2016Q2: 4,535 shares; 2016Q3: 4,535 shares 4,535 $29K 0.01% 0 Timeline AER AERCAP HOLDINGS NV More: the full row for AERCAP HOLDINGS NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 753 shares; 2015Q4: 753 shares; 2016Q1: 753 shares; 2016Q2: 753 shares; 2016Q3: 753 shares 753 $29K 0.01% 0 Timeline NVO NOVO-NORDISK A S More: the full row for NOVO-NORDISK A S Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,316 shares; 2015Q4: 1,686 shares; 2016Q1: 1,693 shares; 2016Q2: 1,693 shares; 2016Q3: 695 shares 695 $29K 0.01% -998 Timeline ASH ASHLAND INC More: the full row for ASHLAND INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 246 shares 246 $29K 0.01% new Timeline CONTINENTAL RES INC CONTINENTAL RES INC More: the full row for CONTINENTAL RES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 700 shares; 2015Q4: 50 shares; 2016Q1: 50 shares; 2016Q2: 50 shares; 2016Q3: 550 shares 550 $29K 0.01% +500 GASLOG LTD GASLOG LTD More: the full row for GASLOG LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,937 shares; 2015Q4: 4,945 shares; 2016Q1: 4,954 shares; 2016Q2: 1,962 shares; 2016Q3: 1,969 shares 1,969 $29K 0.01% +7 RBLD FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 600 shares; 2015Q4: 600 shares; 2016Q1: 600 shares; 2016Q2: 600 shares; 2016Q3: 600 shares 600 $29K 0.01% 0 Timeline IJS ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 225 shares; 2015Q4: 71 shares; 2016Q1: 79 shares; 2016Q2: 79 shares; 2016Q3: 223 shares 223 $28K 0.01% +144 Timeline VPL VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 400 shares; 2015Q4: 429 shares; 2016Q1: 455 shares; 2016Q2: 455 shares; 2016Q3: 455 shares 455 $28K 0.01% 0 Timeline DEO DIAGEO PLC More: the full row for DIAGEO PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 156 shares; 2015Q4: 156 shares; 2016Q1: 211 shares; 2016Q2: 287 shares; 2016Q3: 237 shares 237 $28K 0.01% -50 Timeline GM GENERAL MTRS CO More: the full row for GENERAL MTRS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 8,267 shares; 2015Q4: 8,375 shares; 2016Q1: 8,983 shares; 2016Q2: 9,031 shares; 2016Q3: 894 shares 894 $28K 0.01% -8,137 Timeline MAC MACERICH CO More: the full row for MACERICH CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 350 shares; 2015Q4: 350 shares; 2016Q1: 350 shares; 2016Q2: 350 shares; 2016Q3: 350 shares 350 $28K 0.01% 0 Timeline MTRX MATRIX SVC CO More: the full row for MATRIX SVC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,500 shares 1,500 $28K 0.01% new Timeline PARSLEY ENERGY INC PARSLEY ENERGY INC More: the full row for PARSLEY ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 639 shares; 2015Q4: 639 shares; 2016Q1: 839 shares; 2016Q2: 839 shares; 2016Q3: 839 shares 839 $28K 0.01% 0 FJP FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 561 shares; 2016Q3: 561 shares 561 $28K 0.01% 0 Timeline AFEM FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 500 shares 500 $28K 0.01% new Timeline FCG FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 652 shares; 2016Q3: 1,053 shares 1,053 $28K 0.01% +401 Timeline FDM FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,877 shares; 2015Q4: 1,352 shares; 2016Q1: 775 shares; 2016Q2: 775 shares; 2016Q3: 775 shares 775 $28K 0.01% 0 Timeline RED HAT INC RED HAT INC More: the full row for RED HAT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,000 shares; 2015Q4: 2,000 shares; 2016Q1: 2,000 shares; 2016Q2: 350 shares; 2016Q3: 350 shares 350 $28K 0.01% 0 FXZ FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 929 shares; 2015Q4: 824 shares; 2016Q1: 824 shares; 2016Q2: 824 shares; 2016Q3: 824 shares 824 $28K 0.01% 0 Timeline ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,100 shares 1,100 $28K 0.01% new ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,100 shares 1,100 $28K 0.01% new EIX EDISON INTL More: the full row for EDISON INTL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 319 shares; 2015Q4: 314 shares; 2016Q1: 317 shares; 2016Q2: 309 shares; 2016Q3: 377 shares 377 $27K 0.01% +68 Timeline XHR XENIA HOTELS & RESORTS INC More: the full row for XENIA HOTELS & RESORTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,037 shares; 2015Q4: 800 shares; 2016Q1: 1,487 shares; 2016Q2: 612 shares; 2016Q3: 1,762 shares 1,762 $27K 0.01% +1,150 Timeline QTEC FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 403 shares; 2015Q4: 529 shares; 2016Q1: 531 shares; 2016Q2: 532 shares; 2016Q3: 532 shares 532 $27K 0.01% 0 Timeline CDP COPT DEFENSE PROPERTIES More: the full row for COPT DEFENSE PROPERTIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 903 shares; 2015Q4: 914 shares; 2016Q1: 925 shares; 2016Q2: 935 shares; 2016Q3: 944 shares 944 $27K 0.01% +9 Timeline CBRL CRACKER BARREL OLD CTRY STOR More: the full row for CRACKER BARREL OLD CTRY STOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 103 shares; 2016Q1: 104 shares; 2016Q2: 201 shares; 2016Q3: 206 shares 206 $27K 0.01% +5 Timeline MARVELL TECHNOLOGY GROUP LTD MARVELL TECHNOLOGY GROUP LTD More: the full row for MARVELL TECHNOLOGY GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,000 shares; 2015Q4: 2,000 shares; 2016Q1: 2,000 shares; 2016Q2: 2,000 shares; 2016Q3: 2,000 shares 2,000 $27K 0.01% 0 AOM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 745 shares; 2016Q3: 750 shares 750 $27K 0.01% +5 Timeline PLY GEM HLDGS INC PLY GEM HLDGS INC More: the full row for PLY GEM HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: 3,600 shares; 2016Q1: 3,600 shares; 2016Q2: 2,000 shares; 2016Q3: 2,000 shares 2,000 $27K 0.01% 0 POWERSHARES ACTIVE POWERSHARES ACTIVE More: the full row for POWERSHARES ACTIVE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,565 shares; 2015Q4: 1,450 shares; 2016Q1: 1,237 shares; 2016Q2: 1,240 shares; 2016Q3: 1,114 shares 1,114 $27K 0.01% -126 WISDOMTREE TR WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,120 shares; 2015Q4: 4,120 shares; 2016Q1: 1,400 shares; 2016Q2: 1,400 shares; 2016Q3: 1,400 shares 1,400 $27K 0.01% 0 FIRST TR EXCHANGE TRADED FD FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,238 shares 1,238 $27K 0.01% new HCA HCA HEALTHCARE INC More: the full row for HCA HEALTHCARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 900 shares; 2015Q4: 355 shares; 2016Q1: 359 shares; 2016Q2: 359 shares; 2016Q3: 350 shares 350 $26K 0.01% -9 Timeline WHR WHIRLPOOL CORP More: the full row for WHIRLPOOL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 560 shares; 2015Q4: 661 shares; 2016Q1: 761 shares; 2016Q2: 761 shares; 2016Q3: 162 shares 162 $26K 0.01% -599 Timeline NUV NUVEEN MUN VALUE FD INC More: the full row for NUVEEN MUN VALUE FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 3,527 shares; 2016Q3: 2,454 shares 2,454 $26K 0.01% -1,073 Timeline DES WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 452 shares; 2015Q4: 452 shares; 2016Q1: 2,127 shares; 2016Q2: 402 shares; 2016Q3: 352 shares 352 $26K 0.01% -50 Timeline SIRIUS XM HOLDINGS INC SIRIUS XM HOLDINGS INC More: the full row for SIRIUS XM HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 20,308 shares; 2015Q4: 20,308 shares; 2016Q1: 20,308 shares; 2016Q2: 10,308 shares; 2016Q3: 6,308 shares 6,308 $26K 0.01% -4,000 NATIONAL OILWELL VARCO INC NATIONAL OILWELL VARCO INC More: the full row for NATIONAL OILWELL VARCO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 11,028 shares; 2015Q4: 3,245 shares; 2016Q1: 3,264 shares; 2016Q2: 3,790 shares; 2016Q3: 714 shares 714 $26K 0.01% -3,076 TORTOISE ENERGY INFRA CORP TORTOISE ENERGY INFRA CORP More: the full row for TORTOISE ENERGY INFRA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 509 shares; 2015Q4: 509 shares; 2016Q1: 509 shares; 2016Q2: 849 shares; 2016Q3: 849 shares 849 $26K 0.01% 0 INVESCO FINANCIAL PREFERRED… INVESCO FINANCIAL PREFERRED ETF More: the full row for INVESCO FINANCIAL PREFERRED ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,164 shares; 2015Q4: 1,164 shares; 2016Q1: 1,024 shares; 2016Q2: 1,024 shares; 2016Q3: 1,384 shares 1,384 $26K 0.01% +360 GLOBAL X FDS GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 6,349 shares; 2015Q4: 1,200 shares; 2016Q1: 1,200 shares; 2016Q2: 1,200 shares; 2016Q3: 1,200 shares 1,200 $26K 0.01% 0 VTIP VANGUARD MALVERN FDS More: the full row for VANGUARD MALVERN FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 510 shares; 2015Q4: 510 shares; 2016Q1: 510 shares; 2016Q2: 510 shares; 2016Q3: 510 shares 510 $25K 0.01% 0 Timeline XMCRX MFS CHARTER INCOME TR More: the full row for MFS CHARTER INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,613 shares; 2015Q4: 4,276 shares; 2016Q1: 3,963 shares; 2016Q2: 3,542 shares; 2016Q3: 2,942 shares 2,942 $25K 0.01% -600 Timeline NEM NEWMONT CORP More: the full row for NEWMONT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,400 shares; 2015Q4: 1,641 shares; 2016Q1: 1,641 shares; 2016Q2: 641 shares; 2016Q3: 642 shares 642 $25K 0.01% +1 Timeline AN AUTONATION INC More: the full row for AUTONATION INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 993 shares; 2015Q4: 2,843 shares; 2016Q1: 503 shares; 2016Q2: 503 shares; 2016Q3: 503 shares 503 $25K 0.01% 0 Timeline NDAQ NASDAQ INC More: the full row for NASDAQ INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 371 shares; 2015Q4: 372 shares; 2016Q1: 374 shares; 2016Q2: 376 shares; 2016Q3: 377 shares 377 $25K 0.01% +1 Timeline ILCG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 206 shares; 2015Q4: 208 shares; 2016Q1: 208 shares; 2016Q2: 209 shares; 2016Q3: 209 shares 209 $25K 0.01% 0 Timeline FNDF SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,000 shares 1,000 $25K 0.01% new Timeline LBRDK LIBERTY BROADBAND CORP More: the full row for LIBERTY BROADBAND CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,465 shares; 2015Q4: 1,097 shares; 2016Q1: 349 shares; 2016Q2: 349 shares; 2016Q3: 349 shares 349 $25K 0.01% 0 Timeline HANESBRANDS INC HANESBRANDS INC More: the full row for HANESBRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 500 shares; 2015Q4: 500 shares; 2016Q1: 500 shares; 2016Q2: not reported; 2016Q3: 979 shares 979 $25K 0.01% new Mallinckrodt Plc Mallinckrodt Plc More: the full row for Mallinckrodt Plc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 364 shares; 2015Q4: 364 shares; 2016Q1: 364 shares; 2016Q2: 364 shares; 2016Q3: 364 shares 364 $25K 0.01% 0 DDD 3D SYS CORP DEL More: the full row for 3D SYS CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 819 shares; 2015Q4: 869 shares; 2016Q1: 5,369 shares; 2016Q2: 869 shares; 2016Q3: 1,370 shares 1,370 $25K 0.01% +501 Timeline FPXI FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 300 shares; 2015Q4: 800 shares; 2016Q1: 900 shares; 2016Q2: 900 shares; 2016Q3: 900 shares 900 $25K 0.01% 0 Timeline FITBIT INC FITBIT INC More: the full row for FITBIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 768 shares; 2015Q4: 768 shares; 2016Q1: 871 shares; 2016Q2: 671 shares; 2016Q3: 1,671 shares 1,671 $25K 0.01% +1,000 CREDIT SUISSE AG NASSAU BRH… CREDIT SUISSE AG NASSAU BRH VE More: the full row for CREDIT SUISSE AG NASSAU BRH VE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 2,916 shares; 2016Q2: 1,121 shares; 2016Q3: 1,056 shares 1,056 $25K 0.01% -65 ISCG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 213 shares; 2015Q4: 238 shares; 2016Q1: 238 shares; 2016Q2: 239 shares; 2016Q3: 164 shares 164 $24K 0.01% -75 Timeline IGSB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 14 shares; 2015Q4: 116 shares; 2016Q1: 29 shares; 2016Q2: 229 shares; 2016Q3: 229 shares 229 $24K 0.01% 0 Timeline MEOH METHANEX CORP More: the full row for METHANEX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,012 shares; 2015Q4: 258 shares; 2016Q1: 54 shares; 2016Q2: 55 shares; 2016Q3: 664 shares 664 $24K 0.01% +609 Timeline REGN REGENERON PHARMACEUTICALS More: the full row for REGENERON PHARMACEUTICALS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 60 shares; 2016Q3: 60 shares 60 $24K 0.01% 0 Timeline DTE DTE ENERGY CO More: the full row for DTE ENERGY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 253 shares; 2015Q4: 255 shares; 2016Q1: 257 shares; 2016Q2: 260 shares; 2016Q3: 261 shares 261 $24K 0.01% +1 Timeline EXPE EXPEDIA GROUP INC More: the full row for EXPEDIA GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 137 shares; 2015Q4: 137 shares; 2016Q1: 718 shares; 2016Q2: 258 shares; 2016Q3: 203 shares 203 $24K 0.01% -55 Timeline FSTA FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 406 shares; 2015Q4: 478 shares; 2016Q1: 490 shares; 2016Q2: 743 shares; 2016Q3: 746 shares 746 $24K 0.01% +3 Timeline ISTB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 242 shares; 2015Q4: 245 shares; 2016Q1: 216 shares; 2016Q2: 206 shares; 2016Q3: 464 shares 464 $24K 0.01% +258 Timeline LIFE STORAGE INC LIFE STORAGE INC More: the full row for LIFE STORAGE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 270 shares 270 $24K 0.01% new VECTOR GROUP LTD VECTOR GROUP LTD More: the full row for VECTOR GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,222 shares; 2015Q4: 1,238 shares; 2016Q1: 1,256 shares; 2016Q2: 1,039 shares; 2016Q3: 1,110 shares 1,110 $24K 0.01% +71 STONEMOR PARTNERS LP STONEMOR PARTNERS LP More: the full row for STONEMOR PARTNERS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 6,368 shares; 2015Q4: 6,517 shares; 2016Q1: 6,092 shares; 2016Q2: 1,657 shares; 2016Q3: 951 shares 951 $24K 0.01% -706 DIREXION SHS ETF TR DIREXION SHS ETF TR More: the full row for DIREXION SHS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 4,651 shares; 2016Q1: 1,291 shares; 2016Q2: 351 shares; 2016Q3: 1,255 shares 1,255 $24K 0.01% +904 MKL MARKEL GROUP INC More: the full row for MARKEL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 25 shares; 2015Q4: 25 shares; 2016Q1: 25 shares; 2016Q2: 25 shares; 2016Q3: 25 shares 25 $23K 0.01% 0 Timeline GAP GAP INC More: the full row for GAP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,037 shares; 2015Q4: 1,337 shares; 2016Q1: 1,338 shares; 2016Q2: 1,338 shares; 2016Q3: 1,038 shares 1,038 $23K 0.01% -300 Timeline PMM FRANKLIN MANAGED MUN INCOME More: the full row for FRANKLIN MANAGED MUN INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,900 shares; 2015Q4: 4,900 shares; 2016Q1: 2,900 shares; 2016Q2: 2,900 shares; 2016Q3: 2,900 shares 2,900 $23K 0.01% 0 Timeline FXR FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 551 shares; 2015Q4: 788 shares; 2016Q1: 789 shares; 2016Q2: 789 shares; 2016Q3: 789 shares 789 $23K 0.01% 0 Timeline MYGN MYRIAD GENETICS INC More: the full row for MYRIAD GENETICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 639 shares; 2015Q4: 639 shares; 2016Q1: 639 shares; 2016Q2: 639 shares; 2016Q3: 1,139 shares 1,139 $23K 0.01% +500 Timeline EMERGE ENERGY SVCS LP EMERGE ENERGY SVCS LP More: the full row for EMERGE ENERGY SVCS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares; 2016Q3: 1,790 shares 1,790 $23K 0.01% +790 REWALK ROBOTICS LTD REWALK ROBOTICS LTD More: the full row for REWALK ROBOTICS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares 4,000 $23K 0.01% 0 OTTR OTTER TAIL CORP More: the full row for OTTER TAIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,540 shares; 2015Q4: 1,358 shares; 2016Q1: 1,373 shares; 2016Q2: 641 shares; 2016Q3: 644 shares 644 $22K 0.01% +3 Timeline LNG CHENIERE ENERGY INC More: the full row for CHENIERE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 999 shares; 2015Q4: 999 shares; 2016Q1: 999 shares; 2016Q2: 499 shares; 2016Q3: 499 shares 499 $22K 0.01% 0 Timeline OTEX OPEN TEXT CORP More: the full row for OPEN TEXT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 338 shares; 2015Q4: 338 shares; 2016Q1: 338 shares; 2016Q2: 338 shares; 2016Q3: 338 shares 338 $22K 0.01% 0 Timeline GNTX GENTEX CORP More: the full row for GENTEX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,242 shares; 2015Q4: 1,242 shares; 2016Q1: 1,242 shares; 2016Q2: 1,242 shares; 2016Q3: 1,242 shares 1,242 $22K 0.01% 0 Timeline PCG PG&E CORP More: the full row for PG&E CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 50 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 350 shares; 2016Q3: 353 shares 353 $22K 0.01% +3 Timeline UBS UBS GROUP AG More: the full row for UBS GROUP AG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 558 shares; 2015Q4: 558 shares; 2016Q1: 858 shares; 2016Q2: 1,406 shares; 2016Q3: 1,606 shares 1,606 $22K 0.01% +200 Timeline TEI TEMPLETON EMERGING MKTS INCO More: the full row for TEMPLETON EMERGING MKTS INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,000 shares; 2015Q4: 2,000 shares; 2016Q1: 2,000 shares; 2016Q2: 2,000 shares; 2016Q3: 2,000 shares 2,000 $22K 0.01% 0 Timeline QQXT FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 429 shares; 2015Q4: 554 shares; 2016Q1: 554 shares; 2016Q2: 554 shares; 2016Q3: 554 shares 554 $22K 0.01% 0 Timeline NVG NUVEEN AMT FREE MUN CR INC F More: the full row for NUVEEN AMT FREE MUN CR INC F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,347 shares; 2016Q3: 1,347 shares 1,347 $22K 0.01% 0 Timeline HYT BLACKROCK CORPOR HI YLD FD I More: the full row for BLACKROCK CORPOR HI YLD FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 176 shares; 2015Q4: 176 shares; 2016Q1: 2,176 shares; 2016Q2: 2,176 shares; 2016Q3: 2,000 shares 2,000 $22K 0.01% -176 Timeline TORTOISE MIDSTRM ENERGY FD I TORTOISE MIDSTRM ENERGY FD I More: the full row for TORTOISE MIDSTRM ENERGY FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,080 shares; 2016Q3: 1,080 shares 1,080 $22K 0.01% 0 PHG KONINKLIJKE PHILIPS N V More: the full row for KONINKLIJKE PHILIPS N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 684 shares; 2015Q4: 684 shares; 2016Q1: 684 shares; 2016Q2: 697 shares; 2016Q3: 697 shares 697 $21K 0.01% 0 Timeline BXMT BLACKSTONE MORTGAGE TRUST IN More: the full row for BLACKSTONE MORTGAGE TRUST IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 700 shares; 2015Q4: 700 shares; 2016Q1: 700 shares; 2016Q2: 700 shares; 2016Q3: 700 shares 700 $21K 0.01% 0 Timeline BRO BROWN & BROWN INC More: the full row for BROWN & BROWN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 697 shares; 2015Q4: 700 shares; 2016Q1: 550 shares; 2016Q2: 552 shares; 2016Q3: 553 shares 553 $21K 0.01% +1 Timeline IJK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 50 shares; 2015Q4: 14 shares; 2016Q1: 20 shares; 2016Q2: 20 shares; 2016Q3: 122 shares 122 $21K 0.01% +102 Timeline DLS WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 350 shares; 2016Q2: 350 shares; 2016Q3: 350 shares 350 $21K 0.01% 0 Timeline M.D.C. HOLDINGS INC M.D.C. HOLDINGS INC More: the full row for M.D.C. HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 766 shares; 2015Q4: 774 shares; 2016Q1: 783 shares; 2016Q2: 792 shares; 2016Q3: 800 shares 800 $21K 0.01% +8 WESTERN ASSET CORPORATE LN F WESTERN ASSET CORPORATE LN F More: the full row for WESTERN ASSET CORPORATE LN F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,975 shares; 2016Q3: 1,975 shares 1,975 $21K 0.01% 0 L BRANDS INC L BRANDS INC More: the full row for L BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 799 shares; 2015Q4: 609 shares; 2016Q1: 409 shares; 2016Q2: 409 shares; 2016Q3: 302 shares 302 $21K 0.01% -107 FVC FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares 1,000 $21K 0.01% 0 Timeline PENGROWTH ENERGY CORP PENGROWTH ENERGY CORP More: the full row for PENGROWTH ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 63,901 shares; 2015Q4: 13,207 shares; 2016Q1: 23,377 shares; 2016Q2: 13,006 shares; 2016Q3: 13,006 shares 13,006 $21K 0.01% 0 SHIRE PLC SHIRE PLC More: the full row for SHIRE PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 86 shares; 2015Q4: 86 shares; 2016Q1: not reported; 2016Q2: 269 shares; 2016Q3: 106 shares 106 $21K 0.01% -163 FIRST TR EXCHANGE TRADED FD FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: 1,000 shares; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares 1,000 $21K 0.01% 0 AMD ADVANCED MICRO DEVICES INC More: the full row for ADVANCED MICRO DEVICES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,827 shares; 2015Q4: 2,827 shares; 2016Q1: 2,827 shares; 2016Q2: 2,827 shares; 2016Q3: 2,827 shares 2,827 $20K <0.01% 0 Timeline CHRW C H ROBINSON WORLDWIDE IN More: the full row for C H ROBINSON WORLDWIDE IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 569 shares; 2015Q4: 414 shares; 2016Q1: 414 shares; 2016Q2: 335 shares; 2016Q3: 290 shares 290 $20K <0.01% -45 Timeline JBHT HUNT J B TRANS SVCS INC More: the full row for HUNT J B TRANS SVCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 251 shares; 2015Q4: 251 shares; 2016Q1: 251 shares; 2016Q2: 251 shares; 2016Q3: 251 shares 251 $20K <0.01% 0 Timeline FBND FIDELITY MERRIMACK STR TR More: the full row for FIDELITY MERRIMACK STR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 400 shares; 2015Q4: 400 shares; 2016Q1: 400 shares; 2016Q2: 400 shares; 2016Q3: 400 shares 400 $20K <0.01% 0 Timeline FTCS FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 500 shares; 2015Q4: 500 shares; 2016Q1: 500 shares; 2016Q2: 500 shares; 2016Q3: 500 shares 500 $20K <0.01% 0 Timeline NMFC NEW MTN FIN CORP More: the full row for NEW MTN FIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,450 shares 1,450 $20K <0.01% new Timeline EPC EDGEWELL PERSONAL CARE CO More: the full row for EDGEWELL PERSONAL CARE CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 254 shares; 2015Q4: 254 shares; 2016Q1: 254 shares; 2016Q2: 254 shares; 2016Q3: 254 shares 254 $20K <0.01% 0 Timeline LBRDA LIBERTY BROADBAND CORP More: the full row for LIBERTY BROADBAND CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 541 shares; 2015Q4: 422 shares; 2016Q1: 292 shares; 2016Q2: 292 shares; 2016Q3: 292 shares 292 $20K <0.01% 0 Timeline BANK OF THE OZARKS BANK OF THE OZARKS More: the full row for BANK OF THE OZARKS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 3,606 shares; 2015Q4: 3,610 shares; 2016Q1: 3,110 shares; 2016Q2: 510 shares; 2016Q3: 510 shares 510 $20K <0.01% 0 POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares 1,000 $20K <0.01% 0 WESTAR ENERGY INC WESTAR ENERGY INC More: the full row for WESTAR ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 754 shares; 2015Q4: 758 shares; 2016Q1: 761 shares; 2016Q2: 355 shares; 2016Q3: 355 shares 355 $20K <0.01% 0 COMMUNICATIONS SALES&LEAS IN COMMUNICATIONS SALES&LEAS IN More: the full row for COMMUNICATIONS SALES&LEAS IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,792 shares; 2015Q4: 1,676 shares; 2016Q1: 625 shares; 2016Q2: 625 shares; 2016Q3: 625 shares 625 $20K <0.01% 0 INDEXIQ ETF TR INDEXIQ ETF TR More: the full row for INDEXIQ ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 8,429 shares; 2015Q4: 7,450 shares; 2016Q1: not reported; 2016Q2: 742 shares; 2016Q3: 741 shares 741 $20K <0.01% -1 JOHN HANCOCK EXCHANGE TRADED JOHN HANCOCK EXCHANGE TRADED More: the full row for JOHN HANCOCK EXCHANGE TRADED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 250 shares; 2016Q3: 650 shares 650 $20K <0.01% +400 ZTS ZOETIS INC More: the full row for ZOETIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 186 shares; 2015Q4: 186 shares; 2016Q1: 486 shares; 2016Q2: 367 shares; 2016Q3: 368 shares 368 $19K <0.01% +1 Timeline BST BLACKROCK SCIENCE & TECHNOLO More: the full row for BLACKROCK SCIENCE & TECHNOLO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,000 shares 1,000 $19K <0.01% new Timeline SRLN SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 400 shares; 2015Q4: 400 shares; 2016Q1: 400 shares; 2016Q2: 3,610 shares; 2016Q3: 400 shares 400 $19K <0.01% -3,210 Timeline MGPI MGP INGREDIENTS INC NEW More: the full row for MGP INGREDIENTS INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 570 shares; 2015Q4: 1,033 shares; 2016Q1: 1,033 shares; 2016Q2: 464 shares; 2016Q3: 465 shares 465 $19K <0.01% +1 Timeline SUMMIT MATERIALS INC CLASS A SUMMIT MATERIALS INC CLASS A More: the full row for SUMMIT MATERIALS INC CLASS A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: 1,015 shares; 2016Q1: 1,015 shares; 2016Q2: 1,015 shares; 2016Q3: 1,015 shares 1,015 $19K <0.01% 0 USCI UNITED STS COMMODITY INDEX F More: the full row for UNITED STS COMMODITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 356 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 450 shares; 2016Q3: 450 shares 450 $19K <0.01% 0 Timeline POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 714 shares; 2015Q4: 525 shares; 2016Q1: 525 shares; 2016Q2: 525 shares; 2016Q3: 450 shares 450 $19K <0.01% -75 SOXX ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 155 shares; 2015Q4: 155 shares; 2016Q1: 155 shares; 2016Q2: 155 shares; 2016Q3: 155 shares 155 $18K <0.01% 0 Timeline BDC BELDEN INC More: the full row for BELDEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 579 shares; 2015Q4: 842 shares; 2016Q1: 265 shares; 2016Q2: 265 shares; 2016Q3: 265 shares 265 $18K <0.01% 0 Timeline IBKR INTERACTIVE BROKERS GROUP IN More: the full row for INTERACTIVE BROKERS GROUP IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 961 shares; 2015Q4: 1,005 shares; 2016Q1: 585 shares; 2016Q2: 586 shares; 2016Q3: 518 shares 518 $18K <0.01% -68 Timeline GBDC GOLUB CAP BDC INC More: the full row for GOLUB CAP BDC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,316 shares; 2015Q4: 1,322 shares; 2016Q1: 993 shares; 2016Q2: 993 shares; 2016Q3: 993 shares 993 $18K <0.01% 0 Timeline SPWRQ SUNPOWER CORP More: the full row for SUNPOWER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,000 shares 2,000 $18K <0.01% new Timeline FTDS FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 700 shares; 2015Q4: 700 shares; 2016Q1: 700 shares; 2016Q2: 700 shares; 2016Q3: 700 shares 700 $18K <0.01% 0 Timeline JHML JOHN HANCOCK EXCHANGE TRADED More: the full row for JOHN HANCOCK EXCHANGE TRADED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 650 shares; 2016Q3: 650 shares 650 $18K <0.01% 0 Timeline ELD WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 880 shares; 2015Q4: 450 shares; 2016Q1: 483 shares; 2016Q2: 483 shares; 2016Q3: 483 shares 483 $18K <0.01% 0 Timeline CONVERGYS CORP CONVERGYS CORP More: the full row for CONVERGYS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 600 shares; 2015Q4: 600 shares; 2016Q1: 600 shares; 2016Q2: 600 shares; 2016Q3: 600 shares 600 $18K <0.01% 0 POTASH CORP OF SASKATCHEWAN POTASH CORP OF SASKATCHEWAN More: the full row for POTASH CORP OF SASKATCHEWAN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 915 shares; 2015Q4: 919 shares; 2016Q1: not reported; 2016Q2: 815 shares; 2016Q3: 1,115 shares 1,115 $18K <0.01% +300 POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 14,752 shares; 2015Q4: 12,148 shares; 2016Q1: 175 shares; 2016Q2: 175 shares; 2016Q3: 772 shares 772 $18K <0.01% +597 ARCELORMITTAL FUNSPONSORED … ARCELORMITTAL FUNSPONSORED ADR 1 … More: the full row for ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 308 shares; 2015Q4: 308 shares; 2016Q1: 3,000 shares; 2016Q2: 3,000 shares; 2016Q3: 3,000 shares 3,000 $18K <0.01% 0 FIRST TR EXCHANGE TRADED FD… FIRST TR EXCHANGE TRADED FD CBOE More: the full row for FIRST TR EXCHANGE TRADED FD CBOE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 750 shares 750 $18K <0.01% new JOHN HANCOCK MULTIFACTOR HE… JOHN HANCOCK MULTIFACTOR HEALTHCA… More: the full row for JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 250 shares; 2016Q3: 650 shares 650 $18K <0.01% +400 TMO THERMO FISHER SCIENTIFIC INC More: the full row for THERMO FISHER SCIENTIFIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 119 shares; 2015Q4: 120 shares; 2016Q1: 120 shares; 2016Q2: 120 shares; 2016Q3: 105 shares 105 $17K <0.01% -15 Timeline BIV VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 688 shares; 2015Q4: 626 shares; 2016Q1: 199 shares; 2016Q2: 199 shares; 2016Q3: 199 shares 199 $17K <0.01% 0 Timeline THQ ABRDN HEALTHCARE OPPORTUNITI More: the full row for ABRDN HEALTHCARE OPPORTUNITI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,000 shares 1,000 $17K <0.01% new Timeline DOL WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 400 shares; 2015Q4: 400 shares; 2016Q1: 400 shares; 2016Q2: 400 shares; 2016Q3: 400 shares 400 $17K <0.01% 0 Timeline PBR PETROLEO BRASILEIRO S A More: the full row for PETROLEO BRASILEIRO S A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 2,231 shares; 2015Q4: 231 shares; 2016Q1: 4,531 shares; 2016Q2: 4,531 shares; 2016Q3: 1,872 shares 1,872 $17K <0.01% -2,659 Timeline AMERICAN CAMPUS COMMUNITIES AMERICAN CAMPUS COMMUNITIES More: the full row for AMERICAN CAMPUS COMMUNITIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 862 shares; 2015Q4: 868 shares; 2016Q1: 323 shares; 2016Q2: 324 shares; 2016Q3: 325 shares 325 $17K <0.01% +1 DIEBOLD NXDF INC DIEBOLD NXDF INC More: the full row for DIEBOLD NXDF INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 754 shares; 2015Q4: 755 shares; 2016Q1: 755 shares; 2016Q2: 701 shares; 2016Q3: 701 shares 701 $17K <0.01% 0 POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 487 shares; 2015Q4: 487 shares; 2016Q1: 400 shares; 2016Q2: 400 shares; 2016Q3: 400 shares 400 $17K <0.01% 0 ASHFORD HOSPITALITY PRIME IN ASHFORD HOSPITALITY PRIME IN More: the full row for ASHFORD HOSPITALITY PRIME IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 844 shares; 2015Q4: 844 shares; 2016Q1: 1,740 shares; 2016Q2: 1,240 shares; 2016Q3: 1,240 shares 1,240 $17K <0.01% 0 PROSHARES TR II ULTRA VIX S… PROSHARES TR II ULTRA VIX SHORT More: the full row for PROSHARES TR II ULTRA VIX SHORT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,040 shares 1,040 $17K <0.01% new SCHW CHARLES SCHWAB CORP (THE) More: the full row for CHARLES SCHWAB CORP (THE) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 82 shares; 2015Q4: 82 shares; 2016Q1: 82 shares; 2016Q2: 500 shares; 2016Q3: 500 shares 500 $16K <0.01% 0 Timeline NOW SERVICENOW INC More: the full row for SERVICENOW INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 200 shares; 2015Q4: 200 shares; 2016Q1: 201 shares; 2016Q2: 201 shares; 2016Q3: 201 shares 201 $16K <0.01% 0 Timeline MFC MANULIFE FINL CORP More: the full row for MANULIFE FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 1,146 shares; 2016Q3: 1,156 shares 1,156 $16K <0.01% +10 Timeline JCI JOHNSON CONTROLS INTERNATION More: the full row for JOHNSON CONTROLS INTERNATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 341 shares 341 $16K <0.01% new Timeline STM STMICROELECTRONICS N V More: the full row for STMICROELECTRONICS N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,000 shares; 2016Q3: 2,013 shares 2,013 $16K <0.01% +13 Timeline FAST FASTENAL CO More: the full row for FASTENAL CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 381 shares; 2015Q4: 384 shares; 2016Q1: 386 shares; 2016Q2: 388 shares; 2016Q3: 391 shares 391 $16K <0.01% +3 Timeline EG EVEREST GROUP LTD More: the full row for EVEREST GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 83 shares; 2015Q4: 84 shares; 2016Q1: 86 shares; 2016Q2: 86 shares; 2016Q3: 85 shares 85 $16K <0.01% -1 Timeline TWLO TWILIO INC More: the full row for TWILIO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 250 shares 250 $16K <0.01% new Timeline CBOE CBOE GLOBAL MKTS INC More: the full row for CBOE GLOBAL MKTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 4,795 shares; 2015Q4: 360 shares; 2016Q1: 240 shares; 2016Q2: 240 shares; 2016Q3: 240 shares 240 $16K <0.01% 0 Timeline IBOC INTERNATIONAL BANCSHARES COR More: the full row for INTERNATIONAL BANCSHARES COR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 533 shares; 2015Q4: 539 shares; 2016Q1: 539 shares; 2016Q2: 545 shares; 2016Q3: 545 shares 545 $16K <0.01% 0 Timeline WERN WERNER ENTERPRISES INC More: the full row for WERNER ENTERPRISES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 700 shares; 2015Q4: 700 shares; 2016Q1: 700 shares; 2016Q2: 700 shares; 2016Q3: 700 shares 700 $16K <0.01% 0 Timeline HEALTHCARE HEALTHCARE More: the full row for HEALTHCARE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 5,178 shares; 2015Q4: 6,692 shares; 2016Q1: 6,364 shares; 2016Q2: not reported; 2016Q3: 496 shares 496 $16K <0.01% new BCX BLACKROCK RES & COMMODITIES More: the full row for BLACKROCK RES & COMMODITIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,055 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,000 shares 2,000 $16K <0.01% new Timeline IIM INVESCO VALUE MUN INCOME TR More: the full row for INVESCO VALUE MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: 1,000 shares; 2015Q4: 1,000 shares; 2016Q1: 1,000 shares; 2016Q2: 1,000 shares; 2016Q3: 1,000 shares 1,000 $16K <0.01% 0 Timeline