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Wernau Asset Management Inc.

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13F filer, CIK 2053236, Gloucester, MA

Wernau Asset Management Inc. reported $147,120,894 across 49 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-07. Its ten largest share positions make up 72.31% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-25-004635

Period
2025-09-30
Reported value
$147M
Holdings
49
Top 10 weight
72.31%
New
3
Sold out
0

Largest buys vs the previous quarter

SecurityShares changeApprox. value
VTInew+1,084$356K
QQQnew+350$210K
SCHXnew+7,692$203K
UTLadded+1,051$50.3K
XOMadded+18$2.03K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GOOGreduced-1,103-$269K
AAPLreduced-985-$251K
Treduced-8,801-$249K
BRK-Breduced-458-$230K
JPMreduced-535-$169K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001172661-25-004635, largest first. % of portfolio is the value over $96,629,722, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 105,507 shares; 2025Q1: 102,383 shares; 2025Q2: 95,228 shares; 2025Q3: 94,243 shares 94,243$24M24.83%-985Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 18,048 shares; 2025Q1: 17,867 shares; 2025Q2: 17,408 shares; 2025Q3: 17,178 shares 17,178$11.4M11.84%-230Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 16,796 shares; 2025Q1: 16,774 shares; 2025Q2: 14,504 shares; 2025Q3: 14,046 shares 14,046$7.06M7.31%-458Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 13,818 shares; 2025Q1: 13,781 shares; 2025Q2: 12,797 shares; 2025Q3: 12,686 shares 12,686$6.57M6.8%-111Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 30,439 shares; 2025Q1: 30,395 shares; 2025Q2: 24,224 shares; 2025Q3: 23,121 shares 23,121$5.63M5.83%-1,103Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 98,517 shares; 2025Q1: 98,171 shares; 2025Q2: 85,967 shares; 2025Q3: 83,614 shares 83,614$4.31M4.46%-2,353Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 153,548 shares; 2025Q1: 165,644 shares; 2025Q2: 124,324 shares; 2025Q3: 122,141 shares 122,141$3.11M3.22%-2,183Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 11,595 shares; 2025Q1: 11,558 shares; 2025Q2: 10,108 shares; 2025Q3: 9,573 shares 9,573$3.02M3.12%-535Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 10,116 shares; 2025Q1: 10,116 shares; 2025Q2: 10,116 shares; 2025Q3: 9,846 shares 9,846$2.39M2.48%-270Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 125,281 shares; 2025Q1: 124,892 shares; 2025Q2: 91,103 shares; 2025Q3: 82,302 shares 82,302$2.32M2.41%-8,801Timeline
VTWOVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 23,177 shares; 2025Q1: 23,177 shares; 2025Q2: 22,385 shares; 2025Q3: 22,385 shares 22,385$2.19M2.27%0Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 11,356 shares; 2025Q1: 11,318 shares; 2025Q2: 10,279 shares; 2025Q3: 9,866 shares 9,866$2.17M2.24%-413Timeline
UTLUNITIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 49,317 shares; 2025Q1: 49,363 shares; 2025Q2: 41,674 shares; 2025Q3: 42,725 shares 42,725$2.04M2.12%+1,051Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 14,765 shares; 2025Q1: 14,723 shares; 2025Q2: 13,871 shares; 2025Q3: 12,969 shares 12,969$1.99M2.06%-902Timeline
KKRKKR & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 12,675 shares; 2025Q1: 12,674 shares; 2025Q2: 10,651 shares; 2025Q3: 10,646 shares 10,646$1.38M1.43%-5Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 25,069 shares; 2025Q1: 24,837 shares; 2025Q2: 21,196 shares; 2025Q3: 19,626 shares 19,626$1.34M1.39%-1,570Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 15,769 shares; 2025Q1: 15,689 shares; 2025Q2: 10,269 shares; 2025Q3: 9,661 shares 9,661$1.11M1.14%-608Timeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 3,960 shares; 2025Q1: 3,960 shares; 2025Q2: 3,719 shares; 2025Q3: 3,719 shares 3,719$1.09M1.13%0Timeline
SCHFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 45,246 shares; 2025Q1: 45,246 shares; 2025Q2: 45,246 shares; 2025Q3: 45,246 shares 45,246$1.05M1.09%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 25,265 shares; 2025Q1: 25,204 shares; 2025Q2: 23,231 shares; 2025Q3: 22,400 shares 22,400$985K1.02%-831Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 19,546 shares; 2025Q1: 19,546 shares; 2025Q2: 17,328 shares; 2025Q3: 17,328 shares 17,328$939K0.97%0Timeline
SCHDSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 31,209 shares; 2025Q1: 31,209 shares; 2025Q2: 31,209 shares; 2025Q3: 31,209 shares 31,209$852K0.88%0Timeline
SCHBSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 28,194 shares; 2025Q1: 28,194 shares; 2025Q2: 28,194 shares; 2025Q3: 28,194 shares 28,194$725K0.75%0Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 2,045 shares; 2025Q1: 2,045 shares; 2025Q2: 2,037 shares; 2025Q3: 2,028 shares 2,028$721K0.75%-9Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 4,332 shares; 2025Q1: 4,785 shares; 2025Q2: 3,890 shares; 2025Q3: 3,769 shares 3,769$703K0.73%-121Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 2,664 shares; 2025Q1: 2,664 shares; 2025Q2: 2,656 shares; 2025Q3: 2,348 shares 2,348$663K0.69%-308Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 5,358 shares; 2025Q1: 5,373 shares; 2025Q2: 5,398 shares; 2025Q3: 5,416 shares 5,416$611K0.63%+18Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 1,132 shares; 2025Q1: 1,132 shares; 2025Q2: 1,132 shares; 2025Q3: 1,132 shares 1,132$530K0.55%0Timeline
SAMBOSTON BEER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 2,500 shares; 2025Q1: 2,500 shares; 2025Q2: 2,500 shares; 2025Q3: 2,500 shares 2,500$529K0.55%0Timeline
EDCONSOLIDATED EDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 5,447 shares; 2025Q1: 5,447 shares; 2025Q2: 5,184 shares; 2025Q3: 5,184 shares 5,184$521K0.54%0Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 23,559 shares; 2025Q1: 23,165 shares; 2025Q2: 15,203 shares; 2025Q3: 15,153 shares 15,153$429K0.44%-50Timeline
IWBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 1,060 shares; 2025Q1: 1,060 shares; 2025Q2: 1,060 shares; 2025Q3: 1,060 shares 1,060$387K0.4%0Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,084 shares 1,084$356K0.37%newTimeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 426 shares; 2025Q1: 426 shares; 2025Q2: 436 shares; 2025Q3: 436 shares 436$333K0.34%0Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 7,313 shares; 2025Q1: 7,313 shares; 2025Q2: 6,313 shares; 2025Q3: 6,122 shares 6,122$330K0.34%-191Timeline
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 4,395 shares; 2025Q1: 4,136 shares; 2025Q2: 3,918 shares; 2025Q3: 3,918 shares 3,918$325K0.34%0Timeline
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 34,774 shares; 2025Q1: 33,851 shares; 2025Q2: 25,896 shares; 2025Q3: 25,634 shares 25,634$307K0.32%-262Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 385 shares; 2025Q1: 373 shares; 2025Q2: 251 shares; 2025Q3: 251 shares 251$301K0.31%0Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 8,719 shares; 2025Q1: 7,440 shares; 2025Q2: 5,440 shares; 2025Q3: 5,440 shares 5,440$290K0.3%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 1,488 shares; 2025Q1: 1,473 shares; 2025Q2: 1,212 shares; 2025Q3: 1,212 shares 1,212$281K0.29%0Timeline
PBAPEMBINA PIPELINE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 6,301 shares; 2025Q1: 6,301 shares; 2025Q2: 5,669 shares; 2025Q3: 5,572 shares 5,572$225K0.23%-97Timeline
NLYANNALY CAPITAL MANAGEMENT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 12,516 shares; 2025Q1: 11,516 shares; 2025Q2: 10,585 shares; 2025Q3: 10,621 shares 10,621$215K0.22%+36Timeline
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 1,904 shares; 2025Q1: 1,904 shares; 2025Q2: 1,904 shares; 2025Q3: 1,904 shares 1,904$212K0.22%0Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 690 shares; 2025Q1: 690 shares; 2025Q2: not reported; 2025Q3: 350 shares 350$210K0.22%newTimeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 2,832 shares; 2025Q1: 2,763 shares; 2025Q2: 2,456 shares; 2025Q3: 2,456 shares 2,456$208K0.22%0Timeline
SCHXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 7,692 shares 7,692$203K0.21%newTimeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput58,400$38.9M-4,500
AAPLAPPLE INC COMput42,000$10.7M-36,600
PFEPFIZER INC COMput35,000$892K+15,000

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-25-004635 base2025-11-07acceptance time not in the bulk data set