WELLS FARGO & COMPANY/MN
Follow13F filer, CIK 72971, SAN FRANCISCO, CA
WELLS FARGO & COMPANY/MN reported $526,000,101,316 across 7,074 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-13. Its ten largest share positions make up 20.96% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000072971-25-000256
- Period
- 2025-09-30
- Reported value
- $526B
- Holdings
- 7,074
- Top 10 weight
- 20.96%
- New
- 461
- Sold out
- 513
Stakes and trades reported after 2025-09-30
13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.
- NUVEEN QUALITY MUNICIPAL INCOME FUND: 13D/A 1,738 shares, 11.76% of the class, 13D/A filed 2026-09-25, 0001193125-26-401948
Accepted , ingested
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| GOOGLadded | +4,391,980 | $1.07B |
| AGGadded | +8,122,743 | $814M |
| IVVadded | +1,041,910 | $697M |
| XLFadded | +12,559,281 | $677M |
| METAadded | +921,110 | $676M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYreduced | -9,734,582 | -$6.48B |
| IWMreduced | -2,454,916 | -$594M |
| VTWOreduced | -5,026,973 | -$492M |
| GDreduced | -1,267,512 | -$432M |
| AFLreduced | -3,629,185 | -$405M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 6,450 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 427. All 427
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| QQQINVESCO QQQ TR COM | call | 8,363,400 | $5.02B | +3,337,200 |
| QQQINVESCO QQQ TR COM | put | 6,947,800 | $4.17B | -139,200 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 4,879,400 | $3.25B | +1,037,100 |
| IWMISHARES TR SHS | put | 12,327,600 | $2.98B | +1,097,700 |
| IWMISHARES TR SHS | call | 8,088,800 | $1.96B | -1,937,900 |
| HYGISHARES TR IBOXX HI YD ETF | put | 18,743,900 | $1.52B | +413,800 |
| AAPLAPPLE INC COM | put | 3,657,900 | $931M | +1,394,500 |
| NVDANVIDIA CORPORATION COM | put | 4,601,900 | $859M | +854,500 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 1,242,200 | $828M | -138,800 |
| AMDADVANCED MICRO DEVICES INC COM | put | 3,840,600 | $621M | +2,859,700 |
| LLYELI LILLY & CO COM | put | 653,700 | $499M | +199,600 |
| TSLATESLA INC COM | put | 1,045,600 | $465M | +44,400 |
| APOAPOLLO GLOBAL MGMT INC Stock | put | 3,050,000 | $406M | +150,000 |
| EFAISHARES TR MSCI EAFE ETF | put | 4,168,000 | $389M | +945,200 |
| IRENIREN LIMITED STOK | put | 7,581,500 | $356M | +7,393,000 |
| EEMISHARES TR MSCI EMG MKT ETF | put | 6,022,200 | $322M | +1,476,400 |
| MSFTMICROSOFT CORP COM | put | 582,500 | $302M | +180,000 |
| XLFSELECT SECTOR SPDR TR SHS | put | 5,378,300 | $290M | -52,200 |
| MUMICRON TECHNOLOGY INC COM | put | 1,632,500 | $273M | +720,000 |
| NBISNEBIUS GROUP N.V. SHS CLASS A | put | 2,382,000 | $267M | +2,381,700 |
| APPAPPLOVIN CORP Stock | put | 359,700 | $258M | +122,700 |
| APOAPOLLO GLOBAL MGMT INC Stock | call | 1,790,000 | $239M | 0 |
| AMZNAMAZON COM INC COM | put | 1,020,600 | $224M | +2,100 |
| CORCENCORA INC Stock | put | 700,000 | $219M | -1,000,000 |
| EEMISHARES TR MSCI EMG MKT ETF | call | 3,610,000 | $193M | -616,700 |
| COINCOINBASE GLOBAL INC Stock | call | 567,100 | $191M | +516,600 |
| FXIISHARES TR CHINA LG-CAP ETF | put | 4,423,300 | $182M | +3,018,400 |
| AVGOBROADCOM INC COM | put | 550,900 | $182M | +515,500 |
| COINCOINBASE GLOBAL INC Stock | put | 486,300 | $164M | +225,800 |
| AAPLAPPLE INC COM | call | 626,500 | $160M | +164,800 |
| EFAISHARES TR MSCI EAFE ETF | call | 1,696,200 | $158M | -383,200 |
| GOOGLALPHABET INC COM | put | 600,900 | $146M | -24,300 |
| HYGISHARES TR IBOXX HI YD ETF | call | 1,797,700 | $146M | +921,100 |
| CVNACARVANA CO Stock | put | 378,500 | $143M | +76,600 |
| IQVIQVIA HLDGS INC Stock | call | 750,000 | $142M | 0 |
| UBERUBER TECHNOLOGIES INC COM | put | 1,442,000 | $141M | +232,000 |
| NEENEXTERA ENERGY INC COM | call | 1,800,000 | $136M | -396,800 |
| KRESPDR SERIES TRUST ST STR SP REGBNK | put | 2,073,500 | $131M | +1,923,500 |
| IQVIQVIA HLDGS INC Stock | put | 675,000 | $128M | +7,000 |
| MCDMCDONALDS CORP COM | call | 392,500 | $119M | +364,900 |
| XLESELECT SECTOR SPDR TR SHS | call | 1,325,000 | $118M | +410,000 |
| FXIISHARES TR CHINA LG-CAP ETF | call | 2,808,300 | $116M | +2,215,400 |
| AMZNAMAZON COM INC COM | call | 503,800 | $111M | +129,600 |
| ASMLASML HLDG NV STOK | put | 110,000 | $106M | new |
| LQDISHARES TR SHS | put | 925,000 | $103M | -38,500 |
| JNJJOHNSON & JOHNSON COM | put | 554,700 | $103M | +297,400 |
| UNHUNITEDHEALTH GROUP INC COM | put | 295,000 | $102M | +268,800 |
| BEBLOOM ENERGY CORP COM | put | 1,144,000 | $96.7M | new |
| ADBEADOBE INC COM | put | 272,500 | $96.1M | +268,000 |
| BACBANK OF AMER CORP COM | put | 1,775,300 | $91.6M | +954,000 |
| MRVLMARVELL TECHNOLOGY INC COM | put | 1,088,100 | $91.5M | +988,000 |
| NVDANVIDIA CORPORATION COM | call | 467,000 | $87.1M | +123,900 |
| CRMSALESFORCE INC COM | put | 360,000 | $85.3M | +354,600 |
| MSFTMICROSOFT CORP COM | call | 162,400 | $84.1M | +19,800 |
| ASTSAST SPACEMOBILE INC Stock | put | 1,671,000 | $82M | new |
| DELLDELL TECHNOLOGIES INC Stock | call | 578,300 | $82M | new |
| IBITISHARES BITCOIN TRUST ETF SHS | put | 1,251,600 | $81.4M | new |
| GLDSPDR GOLD TR GOLD SHS | put | 224,400 | $79.8M | -434,600 |
| TSLATESLA INC COM | call | 176,700 | $78.6M | -16,500 |
| XOMEXXON MOBIL CORP COM | call | 695,100 | $78.4M | -83,400 |
| LQDISHARES TR SHS | call | 691,100 | $77M | +566,700 |
| XBISPDR SERIES TRUST S&P BIOTECH | put | 750,000 | $75.2M | new |
| METAMETA PLATFORMS INC COM | put | 100,900 | $74.1M | -28,400 |
| PANWPALO ALTO NETWORKS INC COM | put | 361,000 | $73.5M | new |
| CVXCHEVRON CORPORATION COM | call | 469,800 | $73M | +70,000 |
| KWEBKRANESHARES TRUST CSI CHI INTERNET | call | 1,700,000 | $71.4M | 0 |
| XLFSELECT SECTOR SPDR TR SHS | call | 1,325,000 | $71.4M | -1,200 |
| NETCLOUDFLARE INC Stock | call | 325,000 | $69.7M | -10,800 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | call | 97,800 | $68.3M | +38,500 |
| CVXCHEVRON CORPORATION COM | put | 435,600 | $67.6M | +394,300 |
| MRKMERCK & CO INC COM | call | 755,000 | $63.4M | +610,000 |
| GLDSPDR GOLD TR GOLD SHS | call | 167,800 | $59.6M | -1,309,000 |
| GOOGALPHABET INC COM | call | 242,100 | $59M | new |
| GDXVANECK ETF TRUST GOLD MINERS ETF | put | 741,200 | $56.6M | -85,500 |
| CHTRCHARTER COMMUNICATIONS INC COM | put | 205,000 | $56.4M | -40,000 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 315,000 | $56.3M | -80,000 |
| APPAPPLOVIN CORP Stock | call | 76,500 | $55M | new |
| NEENEXTERA ENERGY INC COM | put | 728,100 | $55M | +102,500 |
| SMCISUPER MICRO COMPUTER INC COM NEW | put | 1,144,000 | $54.8M | -2,104,000 |
| DKNGDRAFTKINGS INC NEW COM CL A | put | 1,300,000 | $48.6M | new |
| MRKMERCK & CO INC COM | put | 575,000 | $48.3M | +574,200 |
| EMBISHARES TR JPMORGAN USD EMG | put | 500,000 | $47.6M | +231,900 |
| GLXYGALAXY DIGITAL INC. Stock | put | 1,400,000 | $47.3M | new |
| GTLBGITLAB INC Stock | call | 1,035,000 | $46.7M | -19,600 |
| GOOGLALPHABET INC COM | call | 186,400 | $45.3M | -225,000 |
| GTLBGITLAB INC Stock | put | 996,000 | $44.9M | +531,000 |
| RDDTREDDIT INC Stock | call | 192,000 | $44.2M | +120,000 |
| SLVISHARES SILVER TR COM | call | 1,000,000 | $42.4M | +248,200 |
| OXYOCCIDENTAL PETE CORP COM | put | 878,000 | $41.5M | +313,000 |
| NKENIKE INC COM | call | 592,800 | $41.3M | +542,800 |
| APLDAPPLIED DIGITAL CORP Stock | put | 1,600,000 | $36.7M | new |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | call | 202,800 | $36.2M | +100,000 |
| DUOLDUOLINGO INC Stock | call | 112,500 | $36.2M | new |
| HDHOME DEPOT INC COM | put | 89,100 | $36.1M | -11,900 |
| CIFRCIPHER DIGITAL INC Stock | put | 2,822,000 | $35.5M | new |
| BACBANK OF AMER CORP COM | call | 680,000 | $35.1M | +42,100 |
| KWEBKRANESHARES TRUST CSI CHI INTERNET | put | 825,000 | $34.7M | 0 |
| NKENIKE INC COM | put | 494,600 | $34.5M | -97,900 |
| XLESELECT SECTOR SPDR TR SHS | put | 385,200 | $34.4M | -2,327,300 |
| ORCLORACLE CORP COM | put | 120,000 | $33.7M | +118,700 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 197. All 197
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD NOTE 0.500% 6/0 | principal | 26,844,000 | $49.5M | +3,299,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 | principal | 18,142,000 | $29.4M | +1,369,000 |
| PEABODY ENGR CORPPEABODY ENGR CORP NOTE 3.250% 3/0 | principal | 15,998,000 | $23.8M | +5,538,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 21,831,000 | $23.2M | -3,403,000 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible | principal | 23,422,000 | $23.1M | -933,000 |
| HAEMONETICS CORP MASSHAEMONETICS CORP MASS NOTE 2.500% 6/0 | principal | 21,231,000 | $19.6M | +641,000 |
| PG&E CORPPG&E CORP NOTE 4.250%12/0 | principal | 18,818,000 | $19.1M | +9,013,000 |
| WEC ENERGY GROUP INCWEC ENERGY GROUP INC Convertible | principal | 15,151,000 | $18.6M | +3,431,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 | principal | 12,144,000 | $17.1M | -2,198,000 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 15,867,000 | $17M | -4,336,000 |
| CNX RES CORPCNX RES CORP NOTE 2.250% 5/0 | principal | 6,445,000 | $16M | -680,000 |
| POST HLDGS INCPOST HLDGS INC NOTE 2.500% 8/1 | principal | 13,319,000 | $14.9M | +4,308,000 |
| ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1 | principal | 13,801,000 | $14.8M | +9,127,000 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0 | principal | 15,827,000 | $14.7M | -5,321,000 |
| GLOBAL PMTS INCGLOBAL PMTS INC NOTE 1.500% 3/0 | principal | 15,310,000 | $14M | +4,130,000 |
| AIRBNB INCAIRBNB INC CLASS A | principal | 14,180,000 | $13.9M | -6,198,000 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 13,515,000 | $13.4M | +11,953,000 |
| EQUINOX GOLD CORPEQUINOX GOLD CORP NOTE 4.750%10/1 | principal | 6,884,000 | $13.4M | +6,570,000 |
| WAYFAIR INCWAYFAIR INC Convertible bond | principal | 6,350,000 | $13.2M | new |
| WORLD KINECT CORPORATIONWORLD KINECT CORPORATION Convertible | principal | 11,135,000 | $12.3M | +25,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 13,129,000 | $12.3M | +4,988,000 |
| LCI INDSLCI INDS NOTE 1.125% 5/1 | principal | 12,411,000 | $12M | +4,907,000 |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 11,607,000 | $11.8M | -19,575,000 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.250% 4/0 | principal | 9,373,000 | $11.7M | +9,093,000 |
| VAIL RESORTS INCVAIL RESORTS INC NOTE 1/0 | principal | 11,181,000 | $11M | +9,524,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 11,364,000 | $10.9M | +2,669,000 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 11,080,000 | $10.7M | +8,614,000 |
| MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1 | principal | 10,986,000 | $10.5M | -5,793,000 |
| ECHOSTAR CORPECHOSTAR CORP NOTE 3.875%11/3 | principal | 4,155,050 | $10.2M | new |
| JD.COM INCJD.COM INC NOTE 0.250% 6/0 | principal | 9,418,000 | $10.1M | +6,919,000 |
| TRIP COM GROUP LTDTRIP COM GROUP LTD NOTE 0.750% 6/1 | principal | 7,863,000 | $10.1M | +5,095,000 |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 9,611,000 | $9.88M | +8,291,000 |
| BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0 | principal | 10,068,000 | $9.5M | -5,250,000 |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1 | principal | 6,863,000 | $9.47M | +6,336,000 |
| CERENCE INCCERENCE INC NOTE 1.500% 7/0 | principal | 11,359,000 | $9.44M | +1,000,000 |
| NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1 | principal | 9,058,000 | $9.06M | +3,285,000 |
| TXNM ENERGY INCTXNM ENERGY INC NOTE 5.750% 6/0 | principal | 6,891,000 | $8.99M | -3,705,000 |
| SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1 | principal | 8,559,000 | $8.91M | -225,000 |
| CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1 | principal | 7,724,000 | $8.56M | +1,848,000 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 | principal | 6,244,000 | $8.28M | +4,464,000 |
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 9,036,000 | $8.24M | +822,000 |
| BLOCK INCBLOCK INC NOTE 5/0 | principal | 8,400,000 | $8.16M | +6,413,000 |
| ITRON INCITRON INC NOTE 3/1 | principal | 7,336,000 | $7.77M | +6,714,000 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 6,229,000 | $7.76M | +2,040,000 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 6,766,000 | $7.49M | +3,833,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1 | principal | 5,238,000 | $7.31M | +308,000 |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 7,675,000 | $7.31M | new |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 7,577,000 | $7.26M | +643,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1 | principal | 2,991,000 | $7.23M | -11,202,000 |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND | principal | 6,717,000 | $7.22M | -757,000 |
| CSG SYS INTL INCCSG SYS INTL INC NOTE 3.875% 9/1 | principal | 6,466,000 | $7.19M | -567,000 |
| MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1 | principal | 7,488,000 | $7.17M | +6,379,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 5,622,000 | $7.11M | +4,157,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 3.625%10/1 | principal | 6,745,000 | $6.24M | +3,247,000 |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC NOTE 3.500% 3/0 | principal | 5,912,000 | $6.06M | -91,000 |
| OMEROS CORPOMEROS CORP NOTE 5.250% 2/1 | principal | 6,064,000 | $6M | 0 |
| GUESS INCGUESS INC BOND | principal | 6,005,000 | $5.96M | new |
| PINNACLE WEST CAP CORPPINNACLE WEST CAP CORP CNV | principal | 5,420,000 | $5.84M | +2,643,000 |
| ENOVIS CORPORATIONENOVIS CORPORATION NOTE 3.875%10/1 | principal | 5,720,000 | $5.64M | +5,428,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1 | principal | 5,885,000 | $5.53M | +987,000 |
| VERINT SYSTEMS INCVERINT SYSTEMS INC BOND | principal | 5,500,000 | $5.4M | new |
| INTERDIGITAL INCINTERDIGITAL INC NOTE 3.500% 6/0 | principal | 1,189,000 | $5.32M | +559,000 |
| WESTERN DIGITAL CORPWESTERN DIGITAL CORP NOTE 3.000%11/1 | principal | 1,655,000 | $5.31M | +499,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 4,896,000 | $5.1M | +829,000 |
| STARWOOD PPTY TR INCSTARWOOD PPTY TR INC NOTE 6.750% 7/1 | principal | 4,700,000 | $4.98M | +3,000,000 |
| LYFT INCLYFT INC Convertible | principal | 3,831,000 | $4.96M | +1,905,000 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 4,041,000 | $4.94M | +1,475,000 |
| EVERGY INCEVERGY INC NOTE 4.500%12/1 | principal | 3,881,000 | $4.87M | -14,541,000 |
| SSR MINING INCSSR MINING INC Convertible bond | principal | 3,210,000 | $4.54M | -3,575,000 |
| BURLINGTON STORES INCBURLINGTON STORES INC NOTE 1.250%12/1 | principal | 3,021,000 | $4.08M | +2,628,000 |
| SHAKE SHACK INCSHAKE SHACK INC NOTE 3/0 | principal | 4,267,000 | $4.05M | +801,000 |
| ADVANCED ENERGY INDSADVANCED ENERGY INDS NOTE 2.500% 9/1 | principal | 2,833,000 | $3.93M | +504,000 |
| SNAP INCSNAP INC NOTE 0.75% 08/01/2026 | principal | 3,967,000 | $3.84M | -6,176,000 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 0.875%12/0 | principal | 2,602,000 | $3.83M | -3,151,000 |
| GUARDANT HEALTH INCGUARDANT HEALTH INC DEBT 1.250% 2/1 | principal | 2,973,000 | $3.81M | -1,362,000 |
| PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1 | principal | 3,163,000 | $3.6M | +489,000 |
| MKS INC.MKS INC. NOTE 1.250% 6/0 | principal | 3,121,000 | $3.43M | +2,244,000 |
| DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNV | principal | 3,617,000 | $3.26M | +1,243,000 |
| CHEFS WHSE INCCHEFS WHSE INC NOTE 2.375%12/1 | principal | 2,124,000 | $3.08M | -99,000 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0 | principal | 2,675,000 | $3.05M | +1,245,000 |
| WEIBO CORPWEIBO CORP CNV | principal | 2,341,000 | $3.05M | 0 |
| MARRIOTT VACATION WORLDWMARRIOTT VACATION WORLDW NOTE 1/1 | principal | 2,795,000 | $2.76M | +2,295,000 |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 1,940,000 | $2.66M | -427,000 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/1 | principal | 2,699,000 | $2.63M | -4,579,000 |
| MERITAGE HOMES CORPMERITAGE HOMES CORP NOTE 1.750% 5/1 | principal | 2,563,000 | $2.63M | +863,000 |
| CYTOKINETICS INCCYTOKINETICS INC NOTE 3.500% 7/0 | principal | 1,974,000 | $2.57M | new |
| UGI CORP NEWUGI CORP NEW NOTE 5.000% 6/0 | principal | 1,985,000 | $2.53M | +1,603,000 |
| MACOM TECH SOLUTIONS HLDGS IMACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 | principal | 1,650,000 | $2.51M | -150,000 |
| GRANITE CONSTR INCGRANITE CONSTR INC NOTE 3.750% 5/1 | principal | 1,038,000 | $2.5M | +598,000 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 2,712,000 | $2.42M | -12,999,000 |
| SNAP INCSNAP INC NOTE 5/0 | principal | 2,648,000 | $2.41M | +2,514,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD Convertible | principal | 1,977,000 | $2.35M | new |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 1,386,000 | $2.33M | -37,000 |
| MAGNITE INCMAGNITE INC NOTE 0.250% 3/1 | principal | 2,372,000 | $2.3M | +2,305,000 |
| FLUOR CORPFLUOR CORP NOTE 1.125% 8/1 | principal | 1,695,000 | $2.01M | +217,000 |
| TRANSOCEAN INCTRANSOCEAN INC DEB 4.625% 9/3 | principal | 1,617,000 | $1.98M | 0 |
| Dropbox IncDropbox Inc Convertible bond | principal | 1,950,000 | $1.93M | +20,000 |
| AXON ENTERPRISE INCAXON ENTERPRISE INC NOTE 0.500%12/1 | principal | 609,000 | $1.91M | -370,000 |
| SNAP INCSNAP INC Convertible | principal | 2,182,000 | $1.87M | -2,036,000 |
| PATRICK INDS INCPATRICK INDS INC NOTE 1.750%12/0 | principal | 1,155,000 | $1.86M | -33,000 |
Sold out in Q3 2025
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| LEGG MASON ETF INVTLEGG MASON ETF INVT | 1 | $11 | shares |
| China Rapid Finance Ltd (US…China Rapid Finance Ltd (US) ADR … | 1 | $6 | shares |
| XWELXWELL INC | 5 | $5 | shares |
| PIMCO NEW YORK MUN INCMPIMCO NEW YORK MUN INCM | 1 | $5 | shares |
| XINRYXINYUAN REAL ESTATE CO LTD SPO | 2 | $4 | shares |
| SINTSINTX TECHNOLOGIES INC | 1 | $3 | shares |
| GLOBAL X FDSGLOBAL X FDS | 0 | $3 | shares |
| LOGAN RIDGE FINANCE CORPLOGAN RIDGE FINANCE CORP | 0 | $1 | shares |
| D-WAVE QUANTUM INCD-WAVE QUANTUM INC | 0 | $1 | shares |
| CYCLACEL PHARMACEUTICALS INCCYCLACEL PHARMACEUTICALS INC | 2 | $1 | shares |
| FABCFABRICAI INC | 0 | $0 | shares |
| DALLASNEWS CORPDALLASNEWS CORP | 0 | $0 | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 0 | $0 | shares |
How Q3 2025 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0000072971-25-000256 | base | 2025-11-13 | acceptance time not in the bulk data set |