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Disclosery

WealthTrust-Arizona, LLC

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13F filer, CIK 1424447, Scottsdale, AZ

WealthTrust-Arizona, LLC reported $197,136,000 across 666 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-10-18. Its ten largest share positions make up 68.31% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001580642-17-005582

Period
2017-09-30
Reported value
$197M
Holdings
666
Top 10 weight
68.31%
New
54
Sold out
37

Largest buys vs the previous quarter

SecurityShares changeApprox. value
PowerShares QQQ Trust Unit …added+25,257$3.67M
FBNDadded+59,516$2.99M
VEAadded+6,139$267K
IVVadded+897$227K
ITAadded+1,115$199K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
Invesco S&P 500 Pure Growthreduced-75,835-$7.59M
POWERSHARESreduced-25,340-$947K
SDYreduced-6,849-$626K
IJRreduced-6,122-$454K
SCHXreduced-7,476-$449K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0001580642-17-005582, largest first. % of portfolio is the value over $197,109,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MDPEDIATRIX MEDICAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 319 shares; 2017Q2: 134 shares; 2017Q3: 127 shares 127$5K<0.01%-7Timeline
ARISTA NETWORKS INCARISTA NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 28 shares 28$5K<0.01%new
OUTFRONT MEDIA INCOUTFRONT MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 206 shares; 2017Q2: 209 shares; 2017Q3: 212 shares 212$5K<0.01%+3
BRSLBRIGHTSTAR LOTTERY PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 100 shares; 2017Q3: 200 shares 200$5K<0.01%+100Timeline
CIGNA CORPORATIONCIGNA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 15 shares; 2017Q2: 15 shares; 2017Q3: 25 shares 25$5K<0.01%+10
BKDBROOKDALE SR LIVING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 456 shares; 2017Q2: 456 shares; 2017Q3: 456 shares 456$5K<0.01%0Timeline
VASCO DATA SEC INTL INCVASCO DATA SEC INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 400 shares; 2017Q2: 400 shares; 2017Q3: 400 shares 400$5K<0.01%0
INOVALON HLDGS INCINOVALON HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 260 shares; 2017Q2: 260 shares; 2017Q3: 280 shares 280$5K<0.01%+20
IXUSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 59 shares; 2017Q2: 60 shares; 2017Q3: 60 shares 60$4K<0.01%0Timeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 100 shares; 2017Q2: 100 shares; 2017Q3: 101 shares 101$4K<0.01%+1Timeline
TMUST-MOBILE US INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 872 shares; 2017Q2: 662 shares; 2017Q3: 60 shares 60$4K<0.01%-602Timeline
KBHKB HOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 204 shares; 2017Q2: 204 shares; 2017Q3: 154 shares 154$4K<0.01%-50Timeline
LPLALPL FINL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 125 shares; 2017Q2: 76 shares; 2017Q3: 76 shares 76$4K<0.01%0Timeline
BLDRBUILDERS FIRSTSOURCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 450 shares; 2017Q2: 450 shares; 2017Q3: 250 shares 250$4K<0.01%-200Timeline
HSTHOST HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 200 shares; 2017Q2: 202 shares; 2017Q3: 204 shares 204$4K<0.01%+2Timeline
HOGHARLEY DAVIDSON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 77 shares; 2017Q2: 77 shares; 2017Q3: 78 shares 78$4K<0.01%+1Timeline
DKSDICKS SPORTING GOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 292 shares; 2017Q2: 292 shares; 2017Q3: 144 shares 144$4K<0.01%-148Timeline
REGNREGENERON PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 9 shares; 2017Q3: 9 shares 9$4K<0.01%0Timeline
EXCEXELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 107 shares; 2017Q2: 108 shares; 2017Q3: 109 shares 109$4K<0.01%+1Timeline
ESNTESSENT GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 100 shares; 2017Q2: 100 shares; 2017Q3: 100 shares 100$4K<0.01%0Timeline
PPGPPG INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 53 shares; 2017Q3: 34 shares 34$4K<0.01%-19Timeline
MTHMERITAGE HOMES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 100 shares; 2017Q2: 100 shares; 2017Q3: 100 shares 100$4K<0.01%0Timeline
JDJD.COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 100 shares 100$4K<0.01%newTimeline
AZNASTRAZENECA PLC-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 80 shares; 2017Q2: 80 shares; 2017Q3: 120 shares 120$4K<0.01%+40Timeline
JBLUJETBLUE AIRWAYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 210 shares; 2017Q2: 210 shares; 2017Q3: 210 shares 210$4K<0.01%0Timeline
KTOSKRATOS DEFENSE & SEC SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 100 shares; 2017Q3: 270 shares 270$4K<0.01%+170Timeline
ZGZILLOW GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 95 shares; 2017Q2: 95 shares; 2017Q3: 95 shares 95$4K<0.01%0Timeline
SPLUNK INCSPLUNK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 64 shares; 2017Q3: 64 shares 64$4K<0.01%0
CERNER CORPCERNER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 52 shares; 2017Q2: 52 shares; 2017Q3: 52 shares 52$4K<0.01%0
E TRADE FINANCIAL CORPE TRADE FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 100 shares; 2017Q2: 100 shares; 2017Q3: 100 shares 100$4K<0.01%0
RAILFREIGHTCAR AMER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 182 shares; 2017Q2: 183 shares; 2017Q3: 184 shares 184$4K<0.01%+1Timeline
CMTLCOMTECH TELECOMMUNICATIONS CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 353 shares; 2017Q2: 355 shares; 2017Q3: 207 shares 207$4K<0.01%-148Timeline
FIVE STAR SENIOR LIVINGFIVE STAR SENIOR LIVINGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 2,100 shares; 2017Q2: 2,600 shares; 2017Q3: 2,600 shares 2,600$4K<0.01%0
DIPLOMAT PHARMACY INCDIPLOMAT PHARMACY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 171 shares; 2017Q2: 171 shares; 2017Q3: 171 shares 171$4K<0.01%0
PAREXEL INTL CORPPAREXEL INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 113 shares; 2017Q2: 82 shares; 2017Q3: 50 shares 50$4K<0.01%-32
BOB EVANS FARMSBOB EVANS FARMSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 85 shares; 2017Q2: 85 shares; 2017Q3: 46 shares 46$4K<0.01%-39
CHANNELADVISOR CORPCHANNELADVISOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 328 shares; 2017Q2: 328 shares; 2017Q3: 328 shares 328$4K<0.01%0
CAPSTONE GREEN ENERGY CORP.CAPSTONE GREEN ENERGY CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 4,786 shares; 2017Q2: 4,786 shares; 2017Q3: 5,786 shares 5,786$4K<0.01%+1,000
REWALK ROBOTICS LTDREWALK ROBOTICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,600 shares; 2017Q2: 2,100 shares; 2017Q3: 2,600 shares 2,600$4K<0.01%+500
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 39 shares; 2017Q3: 39 shares 39$3K<0.01%0Timeline
SOSOUTHERN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 60 shares; 2017Q2: 61 shares; 2017Q3: 62 shares 62$3K<0.01%+1Timeline
CLXCLOROX CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 21 shares; 2017Q2: 21 shares; 2017Q3: 21 shares 21$3K<0.01%0Timeline
ELFE L F BEAUTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 75 shares; 2017Q2: 75 shares; 2017Q3: 155 shares 155$3K<0.01%+80Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 100 shares 100$3K<0.01%newTimeline
FEFIRSTENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 100 shares; 2017Q2: 100 shares; 2017Q3: 100 shares 100$3K<0.01%0Timeline
TMHCTAYLOR MORRISON HOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 150 shares; 2017Q2: 150 shares; 2017Q3: 150 shares 150$3K<0.01%0Timeline
BIIBBIOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 10 shares; 2017Q3: 10 shares 10$3K<0.01%0Timeline
LNWOLIGHT & WONDER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 100 shares; 2017Q3: 70 shares 70$3K<0.01%-30Timeline
SFSTIFEL FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 65 shares; 2017Q2: 65 shares; 2017Q3: 65 shares 65$3K<0.01%0Timeline
CNDTCONDUENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10 shares; 2017Q2: 210 shares; 2017Q3: 210 shares 210$3K<0.01%0Timeline
HEHAWAIIAN ELEC INDS INC MTN BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 101 shares; 2017Q2: 102 shares; 2017Q3: 103 shares 103$3K<0.01%+1Timeline
UAAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 210 shares; 2017Q2: 210 shares; 2017Q3: 210 shares 210$3K<0.01%0Timeline
OLEDUNIVERSAL DISPLAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 20 shares 20$3K<0.01%newTimeline
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 70 shares; 2017Q2: 70 shares; 2017Q3: 70 shares 70$3K<0.01%0
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 72 shares; 2017Q3: 72 shares 72$3K<0.01%0
BGC PARTNERS INCBGC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 213 shares; 2017Q2: 217 shares; 2017Q3: 220 shares 220$3K<0.01%+3
MEREDITH CORPMEREDITH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 53 shares; 2017Q2: 54 shares; 2017Q3: 54 shares 54$3K<0.01%0
CCUCOMPANIA CERVECERIAS UNIDASQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10 shares; 2017Q2: 100 shares; 2017Q3: 100 shares 100$3K<0.01%0Timeline
HORTONWORKS INCHORTONWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 150 shares 150$3K<0.01%new
ACXIOM CORPACXIOM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 117 shares; 2017Q2: 117 shares; 2017Q3: 117 shares 117$3K<0.01%0
STAGE STORES INCSTAGE STORES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,613 shares; 2017Q2: 1,646 shares; 2017Q3: 1,689 shares 1,689$3K<0.01%+43
OVERSEAS SHIPHOLDING GROUP IOVERSEAS SHIPHOLDING GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 800 shares; 2017Q2: 1,000 shares; 2017Q3: 1,000 shares 1,000$3K<0.01%0
TANTECH HLDGS LTDTANTECH HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 200 shares; 2017Q3: 1,300 shares 1,300$3K<0.01%+1,100
China Rapid Finance Ltd ADRChina Rapid Finance Ltd ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 400 shares; 2017Q3: 400 shares 400$3K<0.01%0
SHWSHERWIN WILLIAMS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 22 shares; 2017Q2: 5 shares; 2017Q3: 5 shares 5$2K<0.01%0Timeline
RITEAID CORPRITEAID CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 400 shares; 2017Q2: 600 shares; 2017Q3: 800 shares 800$2K<0.01%+200
HLTHILTON WORLDWIDE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 33 shares; 2017Q2: 33 shares; 2017Q3: 33 shares 33$2K<0.01%0Timeline
PPLPPL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 50 shares; 2017Q2: 51 shares; 2017Q3: 51 shares 51$2K<0.01%0Timeline
AFLAFLAC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 20 shares; 2017Q2: 20 shares; 2017Q3: 20 shares 20$2K<0.01%0Timeline
UPBDUPBOUND GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 253 shares; 2017Q2: 205 shares; 2017Q3: 206 shares 206$2K<0.01%+1Timeline
PAGPENSKE AUTOMOTIVE GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 20 shares; 2017Q2: 50 shares; 2017Q3: 51 shares 51$2K<0.01%+1Timeline
AEISADVANCED ENERGY INDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 25 shares 25$2K<0.01%newTimeline
NAVINAVIENT CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 100 shares; 2017Q3: 100 shares 100$2K<0.01%0Timeline
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 117 shares; 2017Q2: 119 shares; 2017Q3: 121 shares 121$2K<0.01%+2Timeline
CMRECOSTAMARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 300 shares; 2017Q2: 300 shares; 2017Q3: 300 shares 300$2K<0.01%0Timeline
HPHELMERICH & PAYNE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 30 shares; 2017Q3: 30 shares 30$2K<0.01%0Timeline
RWTREDWOOD TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 106 shares; 2017Q2: 108 shares; 2017Q3: 110 shares 110$2K<0.01%+2Timeline
USACUSA COMPRESSION PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 126 shares; 2017Q2: 130 shares; 2017Q3: 134 shares 134$2K<0.01%+4Timeline
MATMATTEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 100 shares; 2017Q3: 100 shares 100$2K<0.01%0Timeline
NEW ORIENTAL EDUCATION & TE…NEW ORIENTAL EDUCATION & TECHNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 30 shares; 2017Q2: 20 shares; 2017Q3: 20 shares 20$2K<0.01%0
SINCLAIR BROADCAST GROUP INCSINCLAIR BROADCAST GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 55 shares; 2017Q3: 55 shares 55$2K<0.01%0
JACKJACK IN THE BOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 6 shares; 2017Q2: 6 shares; 2017Q3: 16 shares 16$2K<0.01%+10Timeline
TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10 shares; 2017Q2: 11 shares; 2017Q3: 26 shares 26$2K<0.01%+15
L BRANDS INCL BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10 shares; 2017Q2: 10 shares; 2017Q3: 50 shares 50$2K<0.01%+40
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 300 shares; 2017Q2: 500 shares; 2017Q3: 500 shares 500$2K<0.01%0
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 51 shares; 2017Q2: 52 shares; 2017Q3: 53 shares 53$2K<0.01%+1
INFRAREIT INCINFRAREIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 106 shares; 2017Q2: 77 shares; 2017Q3: 78 shares 78$2K<0.01%+1
TLYSTILLYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 135 shares; 2017Q2: 135 shares; 2017Q3: 135 shares 135$2K<0.01%0Timeline
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 100 shares; 2017Q2: 500 shares; 2017Q3: 1,300 shares 1,300$2K<0.01%+800
INSYS THERAPEUTICS INCINSYS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 200 shares; 2017Q2: 200 shares; 2017Q3: 200 shares 200$2K<0.01%0
URSTADT BIDDLE PROPERTIESURSTADT BIDDLE PROPERTIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 101 shares; 2017Q2: 102 shares; 2017Q3: 104 shares 104$2K<0.01%+2
NANOSTRING TECHNOLOGIES INCNANOSTRING TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 70 shares; 2017Q2: 70 shares; 2017Q3: 120 shares 120$2K<0.01%+50
QUALITY SYS INCQUALITY SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 110 shares; 2017Q2: 110 shares; 2017Q3: 110 shares 110$2K<0.01%0
REGAL ENTMT GROUPREGAL ENTMT GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 101 shares; 2017Q2: 102 shares; 2017Q3: 103 shares 103$2K<0.01%+1
MANNING + NAPIER INCMANNING + NAPIER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 102 shares; 2017Q2: 504 shares; 2017Q3: 514 shares 514$2K<0.01%+10
REEDS INC COMREEDS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 100 shares; 2017Q2: 800 shares; 2017Q3: 1,000 shares 1,000$2K<0.01%+200
ENDO INTL PLCENDO INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 278 shares; 2017Q2: 278 shares; 2017Q3: 257 shares 257$2K<0.01%-21
HALCON RES CORPHALCON RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 131 shares; 2017Q2: 131 shares; 2017Q3: 331 shares 331$2K<0.01%+200
NEW SR INVT GROUP INCNEW SR INVT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 200 shares 200$2K<0.01%new
ANTERO MIDSTREAM GP LPANTERO MIDSTREAM GP LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 100 shares; 2017Q3: 100 shares 100$2K<0.01%0
ECHELON CORPECHELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 320 shares; 2017Q2: 220 shares; 2017Q3: 420 shares 420$2K<0.01%+200
PANWPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10 shares; 2017Q2: 10 shares; 2017Q3: 10 shares 10$1K<0.01%0Timeline
SYYSYSCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 413 shares; 2017Q2: 13 shares; 2017Q3: 13 shares 13$1K<0.01%0Timeline
PAYCPAYCOM SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 15 shares; 2017Q3: 15 shares 15$1K<0.01%0Timeline
KGCKINROSS GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 310 shares 310$1K<0.01%newTimeline
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 10 shares 10$1K<0.01%newTimeline
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 15 shares; 2017Q2: 16 shares; 2017Q3: 16 shares 16$1K<0.01%0Timeline
KRKROGER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 45 shares; 2017Q3: 45 shares 45$1K<0.01%0Timeline
AESAES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 107 shares; 2017Q2: 108 shares; 2017Q3: 109 shares 109$1K<0.01%+1Timeline
PIIPOLARIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 5 shares; 2017Q2: 5 shares; 2017Q3: 5 shares 5$1K<0.01%0Timeline
PPCPILGRIMS PRIDE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 25 shares; 2017Q2: 25 shares; 2017Q3: 25 shares 25$1K<0.01%0Timeline
LDOSLEIDOS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 25 shares; 2017Q2: 25 shares; 2017Q3: 15 shares 15$1K<0.01%-10Timeline
MARMARRIOTT INTL INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 10 shares; 2017Q3: 10 shares 10$1K<0.01%0Timeline
NTESNETEASE COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 5 shares; 2017Q3: 5 shares 5$1K<0.01%0Timeline
GOODGLADSTONE COMMERCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 50 shares 50$1K<0.01%newTimeline
THRMGENTHERM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 40 shares 40$1K<0.01%newTimeline
KSSKOHLS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 30 shares; 2017Q2: 30 shares; 2017Q3: 31 shares 31$1K<0.01%+1Timeline
PRKSUNITED PARKS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 60 shares; 2017Q2: 60 shares; 2017Q3: 110 shares 110$1K<0.01%+50Timeline
HESS CORPHESS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 26 shares; 2017Q2: 26 shares; 2017Q3: 26 shares 26$1K<0.01%0
INVITAE CORPINVITAE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 100 shares 100$1K<0.01%new
XILINX INCXILINX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10 shares; 2017Q2: 10 shares; 2017Q3: 11 shares 11$1K<0.01%+1
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 20 shares 20$1K<0.01%new
PLAYDAVE & BUSTERS ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 10 shares 10$1K<0.01%newTimeline
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 9 shares; 2017Q2: 9 shares; 2017Q3: 9 shares 9$1K<0.01%0
SINA CORPSINA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10 shares; 2017Q2: 10 shares; 2017Q3: 10 shares 10$1K<0.01%0
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 20 shares; 2017Q2: 20 shares; 2017Q3: 20 shares 20$1K<0.01%0
AIRCASTLE LTDAIRCASTLE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 25 shares; 2017Q2: 25 shares; 2017Q3: 25 shares 25$1K<0.01%0
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 100 shares 100$1K<0.01%new
SYMANTEC CORPSYMANTEC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 41 shares; 2017Q2: 41 shares; 2017Q3: 41 shares 41$1K<0.01%0
CLOUDERA INCCLOUDERA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 60 shares 60$1K<0.01%new
CHICOS FAS INCCHICOS FAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 131 shares; 2017Q2: 132 shares; 2017Q3: 133 shares 133$1K<0.01%+1
MAG SILVER CORPMAG SILVER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 100 shares 100$1K<0.01%new
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 100 shares; 2017Q2: 100 shares; 2017Q3: 100 shares 100$1K<0.01%0
MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 160 shares; 2017Q2: 60 shares; 2017Q3: 160 shares 160$1K<0.01%+100
ELDORADO RESORTS INCELDORADO RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 100 shares; 2017Q3: 40 shares 40$1K<0.01%-60
CHINA DISTANCE ED HLDGS LTDCHINA DISTANCE ED HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 100 shares 100$1K<0.01%new
AROTECH CORPAROTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 250 shares; 2017Q2: 250 shares; 2017Q3: 250 shares 250$1K<0.01%0
FITBIT INCFITBIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 100 shares; 2017Q2: 100 shares; 2017Q3: 100 shares 100$1K<0.01%0
ENVIROTECH VHS INCENVIROTECH VHS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 100 shares 100$1K<0.01%new
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 5 shares; 2017Q2: 5 shares; 2017Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
PENNPENN ENTERTAINMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10 shares; 2017Q2: 10 shares; 2017Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
CVNACARVANA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 10 shares; 2017Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
SONYSONY GROUP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 2 shares; 2017Q2: 2 shares; 2017Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
ARGXARGENX SEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 10 shares; 2017Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
TECKTECK RESOURCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 200 shares; 2017Q2: 200 shares; 2017Q3: 20 shares 20$00%-180Value filed as zero, left out of ratios.Timeline
GUESS? INCGUESS? INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 43 shares; 2017Q2: 20 shares; 2017Q3: 5 shares 5$00%-15Value filed as zero, left out of ratios.
GBXGREENBRIER COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 50 shares; 2017Q2: 5 shares; 2017Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 11 shares; 2017Q2: 12 shares; 2017Q3: 12 shares 12$00%0Value filed as zero, left out of ratios.
JRSNUVEEN REAL ESTATE INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 35 shares; 2017Q3: 35 shares 35$00%0Value filed as zero, left out of ratios.Timeline
DDD3D SYS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 33 shares; 2017Q2: 33 shares; 2017Q3: 33 shares 33$00%0Value filed as zero, left out of ratios.Timeline
GANNETT SPINCO INCGANNETT SPINCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10 shares; 2017Q2: 10 shares; 2017Q3: 11 shares 11$00%+1Value filed as zero, left out of ratios.
WIDEOPENWEST INCWIDEOPENWEST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 10 shares; 2017Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 200 shares; 2017Q2: 200 shares; 2017Q3: 200 shares 200$00%0Value filed as zero, left out of ratios.
TIM PARTICIPACOES S ATIM PARTICIPACOES S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10 shares; 2017Q2: 10 shares; 2017Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.
DOMINION DIAMOND CORPDOMINION DIAMOND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 30 shares; 2017Q2: 30 shares; 2017Q3: 30 shares 30$00%0Value filed as zero, left out of ratios.
RYDEX ETF TRUSTRYDEX ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 6 shares; 2017Q2: 6 shares; 2017Q3: 6 shares 6$00%0Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
BABOEING CO COMcall600$9K+200
CELGENE CORPCELGENE CORP COMcall400$4Knew
HDHOME DEPOT INC COMcall400$3K+200
GILDGILEAD SCIENCES INC COMcall400$2Knew
LMTLOCKHEED MARTIN CORP COMcall200$2K0
NVDANVIDIA CORPORATION COMcall200$2Knew
RAYTHEON CORAYTHEON CO COM NEWcall200$2Knew
HONHONEYWELL INTL INC COMcall200$1Knew
UNHUNITEDHEALTH GROUP INC COMcall200$1K-200
NVSNOVARTIS AG ADRcall200$1Knew

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PHPARKER-HANNIFIN CORP286$46Kshares
LAM RESEARCH CORPLAM RESEARCH CORP300$42Kshares
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO400$32Kshares
GKOSGLAUKOS CORP700$29Kshares
THSTREEHOUSE FOODS INC180$15Kshares
KNIGHT TRANSN INCKNIGHT TRANSN INC390$14Kshares
PEVERPURE INC1,000$13Kshares
VWR CORPVWR CORP386$13Kshares
BROCADE COMMUNICATIONS SYS IBROCADE COMMUNICATIONS SYS I1,000$13Kshares
SWIFT TRANSPORTATION COSWIFT TRANSPORTATION CO400$11Kshares
TESORO CORPTESORO CORP92$9Kshares
THOTHOR INDS INC79$8Kshares
OMCOMNICOM GROUP INC84$7Kshares
FITBFIFTH THIRD BANCORP264$7Kshares
HASHASBRO INC66$7Kshares
JCIJOHNSON CONTROLS INTERNATION133$6Kshares
CRUSCIRRUS LOGIC INC95$6Kshares
TOTAL SYS SVCS INCTOTAL SYS SVCS INC108$6Kshares
TESORO LOGISTICS LPTESORO LOGISTICS LP114$6Kshares
NOVADAQ TECHNOLOGIES INC CO…NOVADAQ TECHNOLOGIES INC COMMON505$6Kshares
LOWLOWES COS INC60$5Kshares
ENERPLUS CORPENERPLUS CORP650$5Kshares
FOOT LOCKER INCFOOT LOCKER INC78$4Kshares
PRECISION DRILLING CORPPRECISION DRILLING CORP1,239$4Kshares
INVHINVITATION HOMES INC143$3Kshares
HALHALLIBURTON CO73$3Kshares
BMRNBIOMARIN PHARMACEUTICAL INC29$3Kshares
AMC ENTMT HLDGS INCAMC ENTMT HLDGS INC113$3Kshares
Dow Chemical CompanyDow Chemical Company52$3Kshares
GDGENERAL DYNAMICS CORP400$2Kcall
LITELUMENTUM HLDGS INC300$2Kcall
MCDMCDONALDS CORP200$1Kcall
MOHMOLINA HEALTHCARE INC20$1Kshares
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS25$1Kshares
STAPLES INCSTAPLES INC53$1Kshares
UNXLQUNI-PIXEL INC3,350$1Kshares
BWXTBWX TECHNOLOGIES INC10$0shares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001580642-17-005582 base2017-10-18acceptance time not in the bulk data set