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WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

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13F filer, CIK 1812177, HIGHLAND PARK, IL

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC reported $304,626,848 across 143 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-12. Its ten largest share positions make up 50.75% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-25-110426

Period
2025-09-30
Reported value
$305M
Holdings
143
Top 10 weight
50.75%
New
9
Sold out
7

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BILZadded+22,660$2.29M
MKTXnew+10,161$1.77M
SCHDadded+30,936$845K
XMMOnew+6,005$812K
GRNYnew+24,363$609K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
JUNIPER NETWORKS INCexited-157,637-$6.29M
LYBexited-40,834-$2.36M
LKQreduced-48,816-$1.49M
NVOreduced-26,807-$1.49M
FLOreduced-112,944-$1.47M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001104659-25-110426, largest first. % of portfolio is the value over $304,345,608, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CAPEDOUBLELINE ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 853,639 shares; 2024Q4: 866,211 shares; 2025Q1: 867,953 shares; 2025Q2: 872,962 shares; 2025Q3: 836,621 shares 836,621$27.3M8.96%-36,341Timeline
BILZPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 228,396 shares; 2025Q3: 251,056 shares 251,056$25.4M8.35%+22,660Timeline
JQUAJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 9,778 shares; 2025Q1: 280,298 shares; 2025Q2: 367,802 shares; 2025Q3: 353,785 shares 353,785$22.3M7.31%-14,017Timeline
USMVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 161,099 shares; 2024Q4: 166,151 shares; 2025Q1: 169,611 shares; 2025Q2: 172,268 shares; 2025Q3: 168,471 shares 168,471$16M5.27%-3,797Timeline
SCHDSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 136,137 shares; 2024Q4: 415,640 shares; 2025Q1: 413,685 shares; 2025Q2: 418,690 shares; 2025Q3: 449,626 shares 449,626$12.3M4.03%+30,936Timeline
RSPHINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 347,104 shares; 2024Q4: 365,639 shares; 2025Q1: 387,256 shares; 2025Q2: 407,726 shares; 2025Q3: 413,772 shares 413,772$12.2M4%+6,046Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 49,602 shares; 2024Q4: 50,507 shares; 2025Q1: 48,805 shares; 2025Q2: 47,712 shares; 2025Q3: 45,643 shares 45,643$11.6M3.82%-2,069Timeline
RSPINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 52,724 shares; 2024Q4: 55,657 shares; 2025Q1: 58,623 shares; 2025Q2: 60,843 shares; 2025Q3: 59,627 shares 59,627$11.3M3.72%-1,216Timeline
RSPTINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 210,654 shares; 2024Q4: 208,461 shares; 2025Q1: 206,627 shares; 2025Q2: 204,544 shares; 2025Q3: 197,351 shares 197,351$8.8M2.89%-7,193Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 112,880 shares; 2024Q4: 117,026 shares; 2025Q1: 117,349 shares; 2025Q2: 117,756 shares; 2025Q3: 111,276 shares 111,276$7.35M2.42%-6,480Timeline
HIIHUNTINGTON INGALLS INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 25,304 shares; 2024Q4: 24,279 shares; 2025Q1: 26,561 shares; 2025Q2: 26,714 shares; 2025Q3: 25,240 shares 25,240$7.27M2.39%-1,474Timeline
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 51,795 shares; 2024Q4: 52,399 shares; 2025Q1: 51,939 shares; 2025Q2: 52,701 shares; 2025Q3: 49,796 shares 49,796$6.39M2.1%-2,905Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,640 shares; 2024Q4: 15,849 shares; 2025Q1: 15,927 shares; 2025Q2: 12,360 shares; 2025Q3: 12,166 shares 12,166$6.07M2%-194Timeline
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 84,270 shares; 2024Q4: 85,435 shares; 2025Q1: 56,539 shares; 2025Q2: 56,527 shares; 2025Q3: 53,938 shares 53,938$5.99M1.97%-2,589Timeline
HLIHOULIHAN LOKEY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 45,025 shares; 2024Q4: 29,620 shares; 2025Q1: 29,467 shares; 2025Q2: 29,421 shares; 2025Q3: 27,977 shares 27,977$5.74M1.89%-1,444Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 123,453 shares; 2024Q4: 124,552 shares; 2025Q1: 122,000 shares; 2025Q2: 79,685 shares; 2025Q3: 78,102 shares 78,102$5.34M1.76%-1,583Timeline
GSKGSK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 119,507 shares; 2025Q1: 122,451 shares; 2025Q2: 123,885 shares; 2025Q3: 118,895 shares 118,895$5.13M1.69%-4,990Timeline
DGDOLLAR GEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 36,563 shares; 2024Q4: 10,693 shares; 2025Q1: 42,880 shares; 2025Q2: 43,150 shares; 2025Q3: 41,293 shares 41,293$4.27M1.4%-1,857Timeline
GGENPACT LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 106,809 shares; 2024Q4: 108,287 shares; 2025Q1: 106,536 shares; 2025Q2: 105,966 shares; 2025Q3: 101,277 shares 101,277$4.24M1.39%-4,689Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 45,698 shares; 2024Q4: 46,640 shares; 2025Q1: 47,765 shares; 2025Q2: 48,553 shares; 2025Q3: 46,670 shares 46,670$3.92M1.29%-1,883Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 57,122 shares; 2024Q4: 57,986 shares; 2025Q1: 57,525 shares; 2025Q2: 57,714 shares; 2025Q3: 55,511 shares 55,511$3.72M1.22%-2,203Timeline
ROSTROSS STORES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,562 shares; 2024Q4: 24,919 shares; 2025Q1: 24,966 shares; 2025Q2: 25,206 shares; 2025Q3: 24,137 shares 24,137$3.68M1.21%-1,069Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 22,635 shares; 2024Q4: 22,428 shares; 2025Q1: 22,345 shares; 2025Q2: 19,488 shares; 2025Q3: 14,795 shares 14,795$3.6M1.18%-4,693Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,335 shares; 2024Q4: 7,497 shares; 2025Q1: 7,010 shares; 2025Q2: 6,984 shares; 2025Q3: 6,917 shares 6,917$3.58M1.18%-67Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,893 shares; 2024Q4: 6,094 shares; 2025Q1: 6,126 shares; 2025Q2: 5,417 shares; 2025Q3: 5,538 shares 5,538$3.39M1.11%+121Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,937 shares; 2024Q4: 5,915 shares; 2025Q1: 5,920 shares; 2025Q2: 5,922 shares; 2025Q3: 5,919 shares 5,919$3.37M1.11%-3Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 129,653 shares; 2024Q4: 40,987 shares; 2025Q1: 124,668 shares; 2025Q2: 124,913 shares; 2025Q3: 120,051 shares 120,051$3.06M1.01%-4,862Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,161 shares; 2024Q4: 5,339 shares; 2025Q1: 5,526 shares; 2025Q2: 4,588 shares; 2025Q3: 4,439 shares 4,439$2.97M0.98%-149Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,501 shares; 2024Q4: 13,559 shares; 2025Q1: 13,603 shares; 2025Q2: 13,350 shares; 2025Q3: 13,335 shares 13,335$2.93M0.96%-15Timeline
PSAPUBLIC STORAGEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 10,258 shares; 2025Q2: 10,404 shares; 2025Q3: 9,991 shares 9,991$2.89M0.95%-413Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,334 shares; 2024Q4: 10,916 shares; 2025Q1: 10,930 shares; 2025Q2: 8,876 shares; 2025Q3: 8,398 shares 8,398$2.65M0.87%-478Timeline
OEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,112 shares; 2024Q4: 7,127 shares; 2025Q1: 7,131 shares; 2025Q2: 7,076 shares; 2025Q3: 7,060 shares 7,060$2.35M0.77%-16Timeline
ACNACCENTURE PLC IRELANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,488 shares; 2024Q4: 9,414 shares; 2025Q1: 9,231 shares; 2025Q2: 8,815 shares; 2025Q3: 8,490 shares 8,490$2.09M0.69%-325Timeline
IWDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,345 shares; 2024Q4: 10,339 shares; 2025Q1: 10,222 shares; 2025Q2: 10,058 shares; 2025Q3: 10,015 shares 10,015$2.04M0.67%-43Timeline
MKTXMARKETAXESS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 10,161 shares 10,161$1.77M0.58%newTimeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,547 shares; 2024Q4: 4,504 shares; 2025Q1: 4,149 shares; 2025Q2: 4,095 shares; 2025Q3: 4,001 shares 4,001$1.37M0.45%-94Timeline
AVGOBROADCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,439 shares; 2024Q4: 1,439 shares; 2025Q1: 1,380 shares; 2025Q2: 3,682 shares; 2025Q3: 4,044 shares 4,044$1.33M0.44%+362Timeline
EUSAISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,620 shares; 2024Q4: 13,973 shares; 2025Q1: 12,769 shares; 2025Q2: 12,731 shares; 2025Q3: 12,650 shares 12,650$1.3M0.43%-81Timeline
HPQHP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 47,482 shares; 2024Q4: 49,070 shares; 2025Q1: 49,102 shares; 2025Q2: 49,140 shares; 2025Q3: 47,785 shares 47,785$1.3M0.43%-1,355Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,044 shares; 2024Q4: 4,063 shares; 2025Q1: 4,081 shares; 2025Q2: 4,579 shares; 2025Q3: 4,542 shares 4,542$1.28M0.42%-37Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,494 shares; 2024Q4: 7,503 shares; 2025Q1: 7,098 shares; 2025Q2: 7,678 shares; 2025Q3: 7,424 shares 7,424$1.14M0.37%-254Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,834 shares; 2024Q4: 1,815 shares; 2025Q1: 1,610 shares; 2025Q2: 1,529 shares; 2025Q3: 1,448 shares 1,448$1.06M0.35%-81Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,828 shares; 2024Q4: 2,880 shares; 2025Q1: 2,891 shares; 2025Q2: 3,046 shares; 2025Q3: 2,940 shares 2,940$965K0.32%-106Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,736 shares; 2024Q4: 5,386 shares; 2025Q1: 5,333 shares; 2025Q2: 4,162 shares; 2025Q3: 3,953 shares 3,953$963K0.32%-209Timeline
IOOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,272 shares; 2024Q4: 7,822 shares; 2025Q1: 7,902 shares; 2025Q2: 6,863 shares; 2025Q3: 7,082 shares 7,082$850K0.28%+219Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 621 shares; 2024Q4: 658 shares; 2025Q1: 635 shares; 2025Q2: 681 shares; 2025Q3: 1,411 shares 1,411$847K0.28%+730Timeline
MOATVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,548 shares; 2024Q4: 9,436 shares; 2025Q1: 9,637 shares; 2025Q2: 8,189 shares; 2025Q3: 8,383 shares 8,383$831K0.27%+194Timeline
XMMOINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 6,005 shares 6,005$812K0.27%newTimeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,688 shares; 2024Q4: 2,685 shares; 2025Q1: 1,827 shares; 2025Q2: 1,803 shares; 2025Q3: 1,803 shares 1,803$802K0.26%0Timeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,782 shares; 2024Q4: 3,005 shares; 2025Q1: 3,069 shares; 2025Q2: 2,584 shares; 2025Q3: 2,720 shares 2,720$799K0.26%+136Timeline
HPEHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 30,537 shares; 2024Q4: 32,260 shares; 2025Q1: 32,293 shares; 2025Q2: 32,345 shares; 2025Q3: 32,383 shares 32,383$795K0.26%+38Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,456 shares; 2024Q4: 12,449 shares; 2025Q1: 12,433 shares; 2025Q2: 12,011 shares; 2025Q3: 11,912 shares 11,912$777K0.26%-99Timeline
IWPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,763 shares; 2024Q4: 6,128 shares; 2025Q1: 6,145 shares; 2025Q2: 5,088 shares; 2025Q3: 5,286 shares 5,286$753K0.25%+198Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,952 shares; 2024Q4: 8,952 shares; 2025Q1: 8,874 shares; 2025Q2: 8,874 shares; 2025Q3: 8,874 shares 8,874$744K0.24%0Timeline
SPGPINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,390 shares; 2024Q4: 6,932 shares; 2025Q1: 7,112 shares; 2025Q2: 6,321 shares; 2025Q3: 6,518 shares 6,518$741K0.24%+197Timeline
IWRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,856 shares; 2024Q4: 8,477 shares; 2025Q1: 8,679 shares; 2025Q2: 7,293 shares; 2025Q3: 7,632 shares 7,632$737K0.24%+339Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,501 shares; 2024Q4: 6,485 shares; 2025Q1: 6,283 shares; 2025Q2: 6,700 shares; 2025Q3: 6,309 shares 6,309$711K0.23%-391Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,736 shares; 2024Q4: 3,062 shares; 2025Q1: 3,007 shares; 2025Q2: 3,010 shares; 2025Q3: 3,012 shares 3,012$697K0.23%+2Timeline
FLOFLOWERS FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 157,955 shares; 2024Q4: 161,592 shares; 2025Q1: 162,701 shares; 2025Q2: 165,547 shares; 2025Q3: 52,603 shares 52,603$686K0.23%-112,944Timeline
WTVWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 4,335 shares; 2025Q2: 7,201 shares; 2025Q3: 7,515 shares 7,515$684K0.22%+314Timeline
NVONOVO-NORDISK A SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 37,892 shares; 2025Q3: 11,085 shares 11,085$615K0.2%-26,807Timeline
UTGREAVES UTIL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,870 shares; 2024Q4: 10,870 shares; 2025Q1: 10,870 shares; 2025Q2: 14,045 shares; 2025Q3: 15,385 shares 15,385$610K0.2%+1,340Timeline
GRNYTIDAL TRUST IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 24,363 shares 24,363$609K0.2%newTimeline
DLYDOUBLELINE YIELD OPPORTUNITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 40,142 shares; 2024Q4: 40,142 shares; 2025Q1: 40,142 shares; 2025Q2: 40,142 shares; 2025Q3: 40,142 shares 40,142$605K0.2%0Timeline
LKQLKQ CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 67,513 shares; 2025Q2: 68,217 shares; 2025Q3: 19,401 shares 19,401$593K0.19%-48,816Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,062 shares; 2024Q4: 2,089 shares; 2025Q1: 2,074 shares; 2025Q2: 2,079 shares; 2025Q3: 2,081 shares 2,081$585K0.19%+2Timeline
DSLDOUBLELINE INCOME SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 39,201 shares; 2024Q4: 39,356 shares; 2025Q1: 39,173 shares; 2025Q2: 39,332 shares; 2025Q3: 47,445 shares 47,445$583K0.19%+8,113Timeline
IDMOINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 10,535 shares 10,535$569K0.19%newTimeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 884 shares; 2024Q4: 897 shares; 2025Q1: 1,095 shares; 2025Q2: 1,095 shares; 2025Q3: 1,095 shares 1,095$550K0.18%0Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 714 shares; 2024Q4: 714 shares; 2025Q1: 714 shares; 2025Q2: 714 shares; 2025Q3: 715 shares 715$545K0.18%+1Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,912 shares; 2024Q4: 3,064 shares; 2025Q1: 3,115 shares; 2025Q2: 3,070 shares; 2025Q3: 2,921 shares 2,921$545K0.18%-149Timeline
IAUMISHARES GOLD TRUST MICROQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 14,036 shares; 2025Q3: 14,036 shares 14,036$540K0.18%0Timeline
EHCENCOMPASS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,192 shares; 2024Q4: 4,192 shares; 2025Q1: 4,193 shares; 2025Q2: 4,193 shares; 2025Q3: 4,194 shares 4,194$533K0.18%+1Timeline
SLYGSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,302 shares; 2024Q4: 5,651 shares; 2025Q1: 5,846 shares; 2025Q2: 4,981 shares; 2025Q3: 5,254 shares 5,254$496K0.16%+273Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,187 shares; 2024Q4: 3,187 shares; 2025Q1: 3,192 shares; 2025Q2: 4,759 shares; 2025Q3: 4,768 shares 4,768$491K0.16%+9Timeline
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,164 shares; 2024Q4: 21,734 shares; 2025Q1: 21,799 shares; 2025Q2: 28,025 shares; 2025Q3: 28,105 shares 28,105$482K0.16%+80Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,314 shares; 2024Q4: 1,317 shares; 2025Q1: 1,171 shares; 2025Q2: 1,177 shares; 2025Q3: 1,182 shares 1,182$479K0.16%+5Timeline
PLTRPALANTIR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,646 shares; 2024Q4: 5,392 shares; 2025Q1: 3,612 shares; 2025Q2: 3,612 shares; 2025Q3: 2,612 shares 2,612$476K0.16%-1,000Timeline
MPLXMPLX LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,485 shares; 2024Q4: 9,419 shares; 2025Q1: 9,419 shares; 2025Q2: 9,419 shares; 2025Q3: 9,419 shares 9,419$470K0.15%0Timeline
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,676 shares; 2024Q4: 4,495 shares; 2025Q1: 4,341 shares; 2025Q2: 4,241 shares; 2025Q3: 3,866 shares 3,866$467K0.15%-375Timeline
CSXCSX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 25,677 shares; 2024Q4: 25,677 shares; 2025Q1: 25,677 shares; 2025Q2: 12,838 shares; 2025Q3: 12,889 shares 12,889$458K0.15%+51Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,512 shares; 2024Q4: 1,514 shares; 2025Q1: 1,491 shares; 2025Q2: 1,493 shares; 2025Q3: 1,496 shares 1,496$455K0.15%+3Timeline
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 55,269 shares; 2024Q4: 55,269 shares; 2025Q1: 55,269 shares; 2025Q2: 55,269 shares; 2025Q3: 55,269 shares 55,269$453K0.15%0Timeline
TJXTJX COS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,445 shares; 2024Q4: 4,453 shares; 2025Q1: 4,386 shares; 2025Q2: 3,125 shares; 2025Q3: 2,996 shares 2,996$433K0.14%-129Timeline
VOEVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,588 shares; 2024Q4: 2,548 shares; 2025Q1: 2,527 shares; 2025Q2: 2,503 shares; 2025Q3: 2,446 shares 2,446$427K0.14%-57Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 505 shares; 2024Q4: 505 shares; 2025Q1: 502 shares; 2025Q2: 456 shares; 2025Q3: 456 shares 456$422K0.14%0Timeline
SPYXSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,250 shares; 2024Q4: 7,270 shares; 2025Q1: 7,289 shares; 2025Q2: 7,308 shares; 2025Q3: 7,318 shares 7,318$401K0.13%+10Timeline
IWVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,027 shares; 2024Q4: 1,028 shares; 2025Q1: 1,031 shares; 2025Q2: 1,039 shares; 2025Q3: 1,041 shares 1,041$395K0.13%+2Timeline
RLIRLI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,001 shares; 2024Q4: 3,001 shares; 2025Q1: 6,002 shares; 2025Q2: 6,002 shares; 2025Q3: 6,002 shares 6,002$391K0.13%0Timeline
CMECME GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,421 shares; 2024Q4: 1,421 shares; 2025Q1: 1,421 shares; 2025Q2: 1,421 shares; 2025Q3: 1,421 shares 1,421$384K0.13%0Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 566 shares; 2024Q4: 567 shares; 2025Q1: 568 shares; 2025Q2: 568 shares; 2025Q3: 569 shares 569$379K0.12%+1Timeline
GBTCGRAYSCALE BITCOIN TRUST ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,300 shares; 2024Q4: 8,406 shares; 2025Q1: 8,406 shares; 2025Q2: 8,406 shares; 2025Q3: 4,212 shares 4,212$378K0.12%-4,194Timeline
GLXYGALAXY DIGITAL INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 11,108 shares; 2025Q3: 11,108 shares 11,108$376K0.12%0Timeline
TMUST-MOBILE US INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,827 shares; 2024Q4: 1,833 shares; 2025Q1: 1,600 shares; 2025Q2: 1,572 shares; 2025Q3: 1,540 shares 1,540$369K0.12%-32Timeline
BSTBLACKROCK SCIENCE & TECHNOLOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,074 shares; 2024Q4: 8,240 shares; 2025Q1: 8,414 shares; 2025Q2: 8,591 shares; 2025Q3: 8,753 shares 8,753$362K0.12%+162Timeline
JEPIJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,921 shares; 2024Q4: 9,763 shares; 2025Q1: 9,677 shares; 2025Q2: 8,122 shares; 2025Q3: 6,278 shares 6,278$358K0.12%-1,844Timeline
HOODROBINHOOD MKTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 2,415 shares 2,415$346K0.11%newTimeline
GEGE AEROSPACEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,141 shares; 2024Q4: not reported; 2025Q1: 1,144 shares; 2025Q2: 1,147 shares; 2025Q3: 1,148 shares 1,148$345K0.11%+1Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,511 shares; 2024Q4: 1,978 shares; 2025Q1: 1,963 shares; 2025Q2: 1,974 shares; 2025Q3: 1,984 shares 1,984$339K0.11%+10Timeline
SGRYSURGERY PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,632 shares; 2024Q4: 15,632 shares; 2025Q1: 15,632 shares; 2025Q2: 15,632 shares; 2025Q3: 15,632 shares 15,632$338K0.11%0Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,457 shares; 2024Q4: 2,379 shares; 2025Q1: 2,384 shares; 2025Q2: 2,387 shares; 2025Q3: 2,390 shares 2,390$336K0.11%+3Timeline
ARESARES MANAGEMENT CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,457 shares; 2024Q4: 1,953 shares; 2025Q1: 2,035 shares; 2025Q2: 2,045 shares; 2025Q3: 2,057 shares 2,057$329K0.11%+12Timeline
EXASEXACT SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,950 shares; 2024Q4: 5,950 shares; 2025Q1: 5,950 shares; 2025Q2: 5,950 shares; 2025Q3: 5,950 shares 5,950$326K0.11%0Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,804 shares; 2024Q4: 10,369 shares; 2025Q1: 10,369 shares; 2025Q2: 10,369 shares; 2025Q3: 10,369 shares 10,369$324K0.11%0Timeline
IJKISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,625 shares; 2024Q4: 3,571 shares; 2025Q1: 3,461 shares; 2025Q2: 3,425 shares; 2025Q3: 3,349 shares 3,349$321K0.11%-76Timeline
APOAPOLLO GLOBAL MGMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,776 shares; 2024Q4: 2,436 shares; 2025Q1: 2,516 shares; 2025Q2: 2,373 shares; 2025Q3: 2,381 shares 2,381$317K0.1%+8Timeline
FSCOFS CREDIT OPPORTUNITIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,650 shares; 2024Q4: 17,650 shares; 2025Q1: 17,650 shares; 2025Q2: 45,650 shares; 2025Q3: 45,650 shares 45,650$315K0.1%0Timeline
DLRDIGITAL RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,735 shares; 2024Q4: 1,735 shares; 2025Q1: 1,762 shares; 2025Q2: 1,775 shares; 2025Q3: 1,787 shares 1,787$309K0.1%+12Timeline
HYTBLACKROCK CORPOR HI YLD FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 32,320 shares; 2024Q4: 32,320 shares; 2025Q1: 32,320 shares; 2025Q2: 32,320 shares; 2025Q3: 32,320 shares 32,320$307K0.1%0Timeline
UTFCOHEN & STEERS INFRASTRUCTURQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 8,250 shares; 2025Q2: 12,275 shares; 2025Q3: 12,275 shares 12,275$304K0.1%0Timeline
AMANTERO MIDSTREAM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 16,775 shares; 2024Q4: 15,098 shares; 2025Q1: 15,098 shares; 2025Q2: 15,098 shares; 2025Q3: 15,098 shares 15,098$294K0.1%0Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,525 shares; 2024Q4: 24,142 shares; 2025Q1: 11,258 shares; 2025Q2: 614 shares; 2025Q3: 603 shares 603$283K0.09%-11Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,611 shares; 2024Q4: 1,617 shares; 2025Q1: 1,622 shares; 2025Q2: 1,513 shares; 2025Q3: 1,517 shares 1,517$281K0.09%+4Timeline
EMBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,930 shares; 2024Q4: 2,930 shares; 2025Q1: 2,930 shares; 2025Q2: 2,930 shares; 2025Q3: 2,930 shares 2,930$279K0.09%0Timeline
PEGPUBLIC SVC ENTERPRISE GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,366 shares; 2024Q4: 6,367 shares; 2025Q1: 6,368 shares; 2025Q2: 3,246 shares; 2025Q3: 3,270 shares 3,270$273K0.09%+24Timeline
MFICMIDCAP FINANCIAL INVSTMNT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 22,271 shares; 2024Q4: 22,271 shares; 2025Q1: 22,271 shares; 2025Q2: 22,271 shares; 2025Q3: 22,271 shares 22,271$267K0.09%0Timeline
CETCENTRAL SECS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,875 shares; 2024Q4: 4,875 shares; 2025Q1: 4,875 shares; 2025Q2: 4,875 shares; 2025Q3: 4,875 shares 4,875$250K0.08%0Timeline
OKEONEOK INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,269 shares; 2024Q4: 3,298 shares; 2025Q1: 3,333 shares; 2025Q2: 3,373 shares; 2025Q3: 3,419 shares 3,419$250K0.08%+46Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,511 shares; 2024Q4: 7,701 shares; 2025Q1: 7,756 shares; 2025Q2: 7,822 shares; 2025Q3: 7,886 shares 7,886$248K0.08%+64Timeline
DFPFLAHERTY & CRUMRINE DYNAMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,950 shares; 2024Q4: 10,950 shares; 2025Q1: 10,950 shares; 2025Q2: 10,950 shares; 2025Q3: 10,950 shares 10,950$237K0.08%0Timeline
QBTSD-WAVE QUANTUM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 9,566 shares 9,566$236K0.08%newTimeline
NPFDNUVEEN VRIABL RAT PFD & INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,767 shares; 2024Q4: 11,767 shares; 2025Q1: 11,767 shares; 2025Q2: 11,767 shares; 2025Q3: 11,767 shares 11,767$235K0.08%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 8,277 shares; 2025Q2: 8,294 shares; 2025Q3: 8,312 shares 8,312$235K0.08%+18Timeline
BTIBRITISH AMERN TOB PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 4,420 shares; 2025Q3: 4,420 shares 4,420$235K0.08%0Timeline
EDCONSOLIDATED EDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,430 shares; 2024Q4: 4,432 shares; 2025Q1: 4,433 shares; 2025Q2: 2,291 shares; 2025Q3: 2,311 shares 2,311$232K0.08%+20Timeline
BGBBLACKSTONE STRATEGIC CRED 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,075 shares; 2024Q4: 19,075 shares; 2025Q1: 19,075 shares; 2025Q2: 19,075 shares; 2025Q3: 19,075 shares 19,075$232K0.08%0Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,859 shares; 2025Q3: 1,893 shares 1,893$225K0.07%+34Timeline
BANK OF AMER CORPBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 170 shares; 2024Q4: 170 shares; 2025Q1: 170 shares; 2025Q2: 170 shares; 2025Q3: 170 shares 170$218K0.07%0
UBERUBER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 2,400 shares; 2025Q3: 2,200 shares 2,200$216K0.07%-200Timeline
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 9,757 shares; 2025Q1: 9,960 shares; 2025Q2: 10,318 shares; 2025Q3: 10,552 shares 10,552$215K0.07%+234Timeline
PFNPIMCO INCOME STRATEGY FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 27,800 shares; 2024Q4: 27,800 shares; 2025Q1: 27,800 shares; 2025Q2: 27,800 shares; 2025Q3: 27,800 shares 27,800$211K0.07%0Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 173 shares; 2025Q3: 173 shares 173$208K0.07%0Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 1,263 shares; 2025Q2: 1,264 shares; 2025Q3: 1,265 shares 1,265$205K0.07%+1Timeline
TLTWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 8,775 shares 8,775$205K0.07%newTimeline
HIOWESTERN ASSET HIGH INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 50,985 shares; 2024Q4: 50,985 shares; 2025Q1: 50,985 shares; 2025Q2: 50,985 shares; 2025Q3: 50,985 shares 50,985$196K0.06%0Timeline
PDTHANCOCK JOHN PREM DIVID FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,261 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 13,261 shares; 2025Q3: 13,261 shares 13,261$177K0.06%0Timeline
FSKFS KKR CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,219 shares; 2024Q4: 11,219 shares; 2025Q1: 11,219 shares; 2025Q2: 11,219 shares; 2025Q3: 11,219 shares 11,219$167K0.06%0Timeline
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 32,700 shares; 2024Q4: 32,700 shares; 2025Q1: 32,700 shares; 2025Q2: 32,700 shares; 2025Q3: 32,700 shares 32,700$106K0.03%0Timeline
DNPDNP SELECT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 10,550 shares; 2025Q3: 10,550 shares 10,550$106K0.03%0Timeline
DAVEWDAVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 65,598 shares; 2024Q4: 65,598 shares; 2025Q1: 65,598 shares; 2025Q2: 65,598 shares; 2025Q3: 44,598 shares 44,598$48.4K0.02%-21,000Timeline
GDRXGOODRX HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 11,081 shares; 2025Q3: 10,027 shares 10,027$42.4K0.01%-1,054Timeline
COHEN & STEERS INFRASTRUCTURCOHEN & STEERS INFRASTRUCTURQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,275 shares 12,275$957<0.01%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
ORACLE CORPORACLE CORP CALLcall1,000$281Knew

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
JUNIPER NETWORKS INCJUNIPER NETWORKS INC157,637$6.29Mshares
LYBLYONDELLBASELL INDUSTRIES NV40,834$2.36Mshares
KMIKINDER MORGAN INC DEL15,508$456Kshares
DAVEDAVE INC856$230Kshares
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC26,900$218Kshares
PANWPALO ALTO NETWORKS INC1,003$205Kshares
AMLPALPS ETF TR4,185$204Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-25-110426 base2025-11-12acceptance time not in the bulk data set