Virtu KCG Holdings LLC

13F filer, CIK 1569391, NEW YORK, NY

Virtu KCG Holdings LLC reported $3,601,969,000 across 2,819 holdings for the quarter ended 2017-06-30, in a 13F-HR filed 2017-08-11. Its ten largest share positions make up 6.71% of the portfolio.

Filed 2017-08-11 (acceptance time not in the bulk data set), ingested 2026-10-07 19:08:39 UTC13F-HR 0000950123-17-007477

Period: 2017-06-30
Reported value: $3.6B
Holdings: 2,819
Top 10 weight: 6.71%
New: 968
Sold out: 1,217

Part of the filer group Virtu Financial LLC

Virtu Financial BD LLC VIRTU FINANCIAL CAPITAL MARKETS +1 other

How groups are built

Largest buys vs the previous quarter

Security	Shares change	Approx. value
BWXnew	+1,021,442	$28.2M
GOOGadded	+15,126	$13.7M
SJBadded	+526,832	$12.4M
HYSadded	+90,177	$9.14M
UNPadded	+76,168	$8.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
THE BANK OF NOVA4 5 25F …exited	-150,000	-$15.7M
JPMreduced	-153,237	-$14M
MOreduced	-167,826	-$12.5M
TLTreduced	-90,339	-$11.3M
METAreduced	-57,805	-$8.72M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2017

Share positions as resolved from 13F-HR 0000950123-17-007477, largest first. % of portfolio is the value over $2,243,163,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
HUTTIG BUILDING PRODUCTSHUTTIG BUILDING PRODUCTS	10,178	$71K	<0.01%	new
HELIOS & MATHESON ANALYTICSHELIOS & MATHESON ANALYTICS	29,098	$71K	<0.01%	new
ALIO GOLD INCALIO GOLD INC	15,724	$71K	<0.01%	new
NEUROMETRIX INCNEUROMETRIX INC	26,494	$71K	<0.01%	new
PROFESSIONAL DIVERSITY NET IPROFESSIONAL DIVERSITY NET I	10,173	$70K	<0.01%	new
SOLIGENIX INCSOLIGENIX INC	34,103	$70K	<0.01%	+23,744
PSLVSPROTT ASSET MANAGEMENT LP	10,961	$69K	<0.01%	new		Timeline
Seadrill Partners, LLCSeadrill Partners, LLC	20,150	$69K	<0.01%	-61,592
INNOCOLL HLDGS PLCINNOCOLL HLDGS PLC	30,216	$69K	<0.01%	new
LTRXLANTRONIX INC	28,078	$68K	<0.01%	new		Timeline
KANDI TECHNOLOGIES GROUP INCKANDI TECHNOLOGIES GROUP INC	15,173	$68K	<0.01%	+613
ALIMERA SCIENCES INCALIMERA SCIENCES INC	48,833	$68K	<0.01%	-29,771
TRANSENTERIX INCTRANSENTERIX INC	94,629	$67K	<0.01%	new
RENREN INCRENREN INC	11,070	$67K	<0.01%	-12,896
EnerJex Resources IncEnerJex Resources Inc	210,141	$67K	<0.01%	+158,135
INTERPACE DIAGNOSTICS GROUPINTERPACE DIAGNOSTICS GROUP	73,720	$66K	<0.01%	new
CERULEAN PHARMA INCCERULEAN PHARMA INC	149,700	$66K	<0.01%	-631,133
ENERGY FOCUS INCENERGY FOCUS INC	24,840	$65K	<0.01%	-335
ALPINE GLOBAL PREMIER PPTYSALPINE GLOBAL PREMIER PPTYS	10,070	$64K	<0.01%	new
PERSHING GOLD CORPPERSHING GOLD CORP	23,115	$64K	<0.01%	+12,334
ACTGACACIA RESH CORP	15,319	$63K	<0.01%	-6,503		Timeline
XBITXBIOTECH INC	13,379	$63K	<0.01%	+2,081		Timeline
EKSO BIONICS HLDGS INCEKSO BIONICS HLDGS INC	27,180	$63K	<0.01%	+8,936
TENAX THERAPEUTICS INCTENAX THERAPEUTICS INC	85,353	$63K	<0.01%	new
PFENEX INCPFENEX INC	15,834	$63K	<0.01%	new
MCHXMARCHEX INC	20,973	$62K	<0.01%	-2,318		Timeline
TAITTAITRON COMPONENTS INC CL A	38,137	$62K	<0.01%	new		Timeline
ANTARES PHARMA INCANTARES PHARMA INC	19,186	$62K	<0.01%	-47,531
DOVER DOWNS GAMING + ENTERTADOVER DOWNS GAMING + ENTERTA	55,873	$62K	<0.01%	new
PACIFIC DRILLING SA LUXEMBO…PACIFIC DRILLING SA LUXEMBOURG SH…	36,142	$62K	<0.01%	+17,200
WITWIPRO LTD	11,667	$61K	<0.01%	new		Timeline
SOPHIRIS BIO INC FSOPHIRIS BIO INC F	27,562	$61K	<0.01%	+2,357
MFC INDUSTRIAL LTDMFC INDUSTRIAL LTD	33,868	$60K	<0.01%	+18,363
MERUS LABS INTL INC NEWMERUS LABS INTL INC NEW	46,595	$59K	<0.01%	new
CAS MED SYS INCCAS MED SYS INC	51,219	$59K	<0.01%	new
PROTEOSTASIS THERAPEUTICS INPROTEOSTASIS THERAPEUTICS IN	12,635	$59K	<0.01%	new
MEDICAL TRANSCRIPTION BLG COMEDICAL TRANSCRIPTION BLG CO	41,456	$59K	<0.01%	+21,722
HBMHUDBAY MINERALS INC	10,033	$58K	<0.01%	-3,762		Timeline
GOROGOLD RESOURCE CORP	14,315	$58K	<0.01%	new		Timeline
Cinedigm Corp CL ACinedigm Corp CL A	33,100	$58K	<0.01%	-2,935
DHX MEDIA LTDDHX MEDIA LTD	13,148	$58K	<0.01%	new
PHASERX INCPHASERX INC	61,326	$58K	<0.01%	new
USALIBERTY ALL STAR EQUITY FD	10,087	$57K	<0.01%	new		Timeline
RLGTRADIANT LOGISTICS INC	10,618	$57K	<0.01%	-38,614		Timeline
HGTXUHUGOTON ROYALTY TST UBI	31,807	$57K	<0.01%	+11,686		Timeline
ORAGENICS INCORAGENICS INC	153,448	$57K	<0.01%	+125,871
POLAR PWR INCPOLAR PWR INC	10,720	$57K	<0.01%	new
AKARI THERAPEUTICS PLCAKARI THERAPEUTICS PLC	12,472	$57K	<0.01%	new
ROKA BIOSCIENCE INC COM NEWROKA BIOSCIENCE INC COM NEW	22,210	$57K	<0.01%	new
CIKUBS ASSET MGMT INCOME FD INC	16,721	$56K	<0.01%	-60		Timeline
DHXDHI GROUP INC	19,732	$56K	<0.01%	-31,393		Timeline
INUVO INCINUVO INC	55,055	$56K	<0.01%	+28,133
CEMPRA INCCEMPRA INC	12,155	$56K	<0.01%	-88,724
TOP SHIPS INCTOP SHIPS INC	133,775	$56K	<0.01%	new
FENIX PTS INCFENIX PTS INC	119,142	$56K	<0.01%	new
VCELVERICEL CORP	16,717	$55K	<0.01%	-29,087		Timeline
MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INC	15,020	$55K	<0.01%	-5,286
DWSNDAWSON GEOPHYSICAL CO NEW	13,918	$55K	<0.01%	-2,460		Timeline
TANZANIAN ROYALTY EXPLORATI…TANZANIAN ROYALTY EXPLORATION COR…	124,389	$55K	<0.01%	+108,224
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORP	13,900	$55K	<0.01%	new
CLUBQTOWN SPORTS INTL HLDGS INC	11,526	$54K	<0.01%	new		Timeline
GSV CAPITAL CORPGSV CAPITAL CORP	12,435	$54K	<0.01%	new
TSR INCTSR INC	10,606	$54K	<0.01%	new
EXCO RESOURCES INCEXCO RESOURCES INC	20,409	$54K	<0.01%	new
SEQUENTIAL BRNDS GROUP ISEQUENTIAL BRNDS GROUP I	13,598	$54K	<0.01%	new
LILIS ENERGY INCLILIS ENERGY INC	10,848	$53K	<0.01%	-3,510
LIGHTBRIDGE CORPLIGHTBRIDGE CORP	30,606	$53K	<0.01%	-38,985
CHECK CAP LTDCHECK CAP LTD	27,440	$53K	<0.01%	-252
VBI VACCINES INCVBI VACCINES INC	11,990	$52K	<0.01%	-81,212
SIBANYE GOLD LTDSIBANYE GOLD LTD	11,335	$52K	<0.01%	-58,583
VALHI INC NEWVALHI INC NEW	17,360	$52K	<0.01%	-9,108
VIVUS INCVIVUS INC	42,826	$52K	<0.01%	-74,343
BELLATRIX EXPLORATION LTDBELLATRIX EXPLORATION LTD	89,870	$52K	<0.01%	+69,867
CPI CARD GROUP INCCPI CARD GROUP INC	18,217	$52K	<0.01%	new
ONE HORIZON GROUP INCONE HORIZON GROUP INC	68,377	$52K	<0.01%	new
IZEA INCIZEA INC	27,463	$52K	<0.01%	new
VEON LTDVEON LTD	13,056	$51K	<0.01%	-47,610
LFVNLIFEVANTAGE CORP	11,680	$51K	<0.01%	+1,599		Timeline
TTOOTTOO	15,858	$51K	<0.01%	new
NORTH AMERN ENERGY PARTNERSNORTH AMERN ENERGY PARTNERS	11,491	$51K	<0.01%	new
BIOANALYTICAL SYS INCBIOANALYTICAL SYS INC	30,943	$51K	<0.01%	-10,528
OHR PHARMACEUTICAL INCOHR PHARMACEUTICAL INC	78,516	$50K	<0.01%	-21,942
EDGIO INCEDGIO INC	17,339	$50K	<0.01%	new
SEANERGY MARITIME HLDGS CORPSEANERGY MARITIME HLDGS CORP	47,216	$49K	<0.01%	-104,512
OCEAN RIG UDW INC SHSOCEAN RIG UDW INC SHS	311,606	$49K	<0.01%	-209,877
PETROQUEST ENERGY INC COM N…PETROQUEST ENERGY INC COM NEW	24,737	$49K	<0.01%	new
CELHCELSIUS HLDGS INC	11,200	$48K	<0.01%	new		Timeline
CRNTCERAGON NETWORKS LTD	18,877	$48K	<0.01%	-156,442		Timeline
NOVAVAX INCNOVAVAX INC	41,326	$48K	<0.01%	-137,471
AGILE THERAPEUTICS INCAGILE THERAPEUTICS INC	12,924	$48K	<0.01%	+1,714
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL A	18,284	$47K	<0.01%	-102,564
NEVADA GOLD & CASINOSNEVADA GOLD & CASINOS	20,822	$47K	<0.01%	+9,961
DAGXFDB AGRICULTURE DOUBLE LONG ETN	14,089	$47K	<0.01%	-889		Timeline
CHANTICLEER HLDGS INCCHANTICLEER HLDGS INC	15,222	$47K	<0.01%	new
TGBTASEKO MINES LTD	36,119	$46K	<0.01%	new		Timeline
GLDDGREAT LAKES DREDGE & DOCK CO	10,611	$46K	<0.01%	new		Timeline
PARKER DRILLING COPARKER DRILLING CO	34,335	$46K	<0.01%	-21,382
Lee Enterprises IncLee Enterprises Inc	24,297	$46K	<0.01%	+10,323
GLOWPOINT INCGLOWPOINT INC	162,947	$46K	<0.01%	new
TRACON PHARMACEUTICALS INCTRACON PHARMACEUTICALS INC	19,086	$46K	<0.01%	+7,897
PAIN THERAPEUTICS INCPAIN THERAPEUTICS INC	11,130	$46K	<0.01%	new
ABUSARBUTUS BIOPHARMA CORP	12,433	$45K	<0.01%	new		Timeline
EXETER RES CORPEXETER RES CORP	29,506	$45K	<0.01%	+9,563
PHOENIX NEW MEDIA LTDPHOENIX NEW MEDIA LTD	16,928	$45K	<0.01%	new
RXI PHARMACEUTICALS CORP NEWRXI PHARMACEUTICALS CORP NEW	77,328	$45K	<0.01%	+19,636
FORM HLDGS CORP COMFORM HLDGS CORP COM	27,346	$45K	<0.01%	+14,657
NAGENIAGEN BIOSCIENCE INC	11,549	$44K	<0.01%	new		Timeline
GASSSTEALTHGAS INC	13,670	$44K	<0.01%	-8,053		Timeline
PROFIRE ENERGY INCPROFIRE ENERGY INC	33,625	$44K	<0.01%	new
Female Health CompanyFemale Health Company	42,155	$44K	<0.01%	new
NOODLES & CONOODLES & CO	10,972	$43K	<0.01%	-47,136
CTI BIOPHARMA CORPCTI BIOPHARMA CORP	13,015	$43K	<0.01%	-738
INTELSAT S AINTELSAT S A	14,070	$43K	<0.01%	new
PAYMENT DATA SYS INCPAYMENT DATA SYS INC	35,336	$43K	<0.01%	new
RENNOVA HEALTH INCRENNOVA HEALTH INC	789,057	$43K	<0.01%	+720,614
OVERSEAS SHIPHOLDING GROUP IOVERSEAS SHIPHOLDING GROUP I	15,869	$42K	<0.01%	-32,719
RADISYS CORPRADISYS CORP	11,158	$42K	<0.01%	new
SENOMYX INCSENOMYX INC	50,699	$42K	<0.01%	-3,970
ACASTI PHARMA INCACASTI PHARMA INC	31,731	$42K	<0.01%	new
CASCADIAN THERAPEUTICS INCCASCADIAN THERAPEUTICS INC	11,311	$42K	<0.01%	+187
ALJ REGIONAL HOLDINGS INCALJ REGIONAL HOLDINGS INC	13,002	$42K	<0.01%	new
Concord Med Svcs Hldgs LtdConcord Med Svcs Hldgs Ltd	11,042	$41K	<0.01%	new
CHINA ZENIX AUTO INTL LTDCHINA ZENIX AUTO INTL LTD	22,831	$41K	<0.01%	new
SKY SOLAR HLDGS LTDSKY SOLAR HLDGS LTD	27,012	$41K	<0.01%	new
OREXIGEN THERAPEUTICS INC C…OREXIGEN THERAPEUTICS INC COM NEW	14,238	$41K	<0.01%	-29,716
IMPRIMIS PHARMA IMMYIMPRIMIS PHARMA IMMY	12,376	$40K	<0.01%	-18,846
CAMBER ENERGY INC COMCAMBER ENERGY INC COM	154,127	$40K	<0.01%	+117,662
AWXAVALON HLDGS CORP	16,249	$39K	<0.01%	new		Timeline
FTEKFUEL TECH INC	49,840	$39K	<0.01%	new		Timeline
PRKRPARKERVISION INC COM STK NEW (	21,987	$39K	<0.01%	new		Timeline
AIR INDS GROUP COMAIR INDS GROUP COM	22,044	$39K	<0.01%	new
CAN-FITE BIOPHARMA LTDCAN-FITE BIOPHARMA LTD	21,565	$39K	<0.01%	new
SYNLOGICSYNLOGIC	23,526	$39K	<0.01%	new
BLDPBALLARD PWR SYS INC NEW	13,176	$38K	<0.01%	-191,345		Timeline
UTIUNIVERSAL TECHNICAL INST INC	10,550	$38K	<0.01%	new		Timeline
ROCKET FUEL INCROCKET FUEL INC	13,731	$38K	<0.01%	-20,702
GOLDEN STAR RES LTD CDAGOLDEN STAR RES LTD CDA	58,051	$38K	<0.01%	-95,661
SOCIAL REALITY INCSOCIAL REALITY INC	31,029	$38K	<0.01%	new
DIFFUSION PHARMACEUTICALS INDIFFUSION PHARMACEUTICALS IN	16,313	$38K	<0.01%	+326
SEARS HOMETOWN & OUTLET STORSEARS HOMETOWN & OUTLET STOR	13,867	$37K	<0.01%	new
DOVER MOTORSPORTS INCDOVER MOTORSPORTS INC	17,393	$37K	<0.01%	+1,122
EUROSEAS LTDEUROSEAS LTD	29,282	$37K	<0.01%	-60,484
KINGOLD JEWELRY INCKINGOLD JEWELRY INC	21,538	$36K	<0.01%	+5,048
ATYR PHARMA INCATYR PHARMA INC	10,669	$36K	<0.01%	new
APPLIANCE RECYCLING CTRS AMEAPPLIANCE RECYCLING CTRS AME	44,189	$35K	<0.01%	new
CHF SOLUTIONS INCCHF SOLUTIONS INC	34,000	$35K	<0.01%	new
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INC	28,109	$35K	<0.01%	-41,483
DARIOHEALTH CORPDARIOHEALTH CORP	16,036	$35K	<0.01%	-17,452
AEVI GENOMIC MEDICINE INCAEVI GENOMIC MEDICINE INC	26,671	$35K	<0.01%	new
Rocket Pharmaceuticals IncRocket Pharmaceuticals Inc	18,392	$35K	<0.01%	-12,049
UMCUNITED MICROELECTRONICS CORP	14,062	$34K	<0.01%	-55,253		Timeline
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORP	15,601	$34K	<0.01%	-1,168
SUMMER INFANT INCSUMMER INFANT INC	19,033	$34K	<0.01%	new
SYNTHETIC BIOLOGICS INCSYNTHETIC BIOLOGICS INC	60,432	$34K	<0.01%	-24,916
CHINA NEW BORUN CORPCHINA NEW BORUN CORP	24,221	$33K	<0.01%	-17,317
NII HLDGS INC COM PAR $0.001NII HLDGS INC COM PAR $0.001	40,898	$33K	<0.01%	new
DOCUMENT SEC SYS INC COM NEWDOCUMENT SEC SYS INC COM NEW	42,635	$33K	<0.01%	new
WILLBROS GROUP INCWILLBROS GROUP INC	12,779	$32K	<0.01%	new
IPASS INCIPASS INC	24,421	$32K	<0.01%	-38,431
VERSAR INCVERSAR INC	21,326	$32K	<0.01%	new
AMERICAN LORAIN CORPAMERICAN LORAIN CORP	63,148	$32K	<0.01%	+48,393
LEJU HLDGS LTDLEJU HLDGS LTD	17,511	$32K	<0.01%	-3,928
MONSTER DIGITAL INC COM PAR…MONSTER DIGITAL INC COM PAR NEW	66,085	$32K	<0.01%	+44,090
ONCOBIOLOG-CW17AONCOBIOLOG-CW17A	186,109	$32K	<0.01%	new
ONCOGENEX PHARMACEUTICALS INONCOGENEX PHARMACEUTICALS IN	86,824	$31K	<0.01%	+34,078
HARTE-HANKS INCHARTE-HANKS INC	30,550	$31K	<0.01%	+9,977
UNIVAR SOLUTIONSUNIVAR SOLUTIONS	58,173	$31K	<0.01%	+37,654
NORTH ATLANTIC DRI ORDFNORTH ATLANTIC DRI ORDF	22,983	$31K	<0.01%	new
JASON INDS INCJASON INDS INC	342,436	$31K	<0.01%	+331,398
MCEWEN MNG INCMCEWEN MNG INC	11,304	$30K	<0.01%	-83,693
Anthera Pharmaceuticals Inc…Anthera Pharmaceuticals Inc (NV)	18,295	$30K	<0.01%	new
YINGLI GREEN ENERGY HLDG CO…YINGLI GREEN ENERGY HLDG COMPANY …	13,100	$30K	<0.01%	-31,714
VICAL INCVICAL INC	11,259	$30K	<0.01%	-29,047
LINDBLAD EXPEDITIONS HLDGS ILINDBLAD EXPEDITIONS HLDGS I	13,403	$30K	<0.01%	new
GULFMARK OFFSHORE INCGULFMARK OFFSHORE INC	130,938	$29K	<0.01%	-41,435
Jason Industries IncJason Industries Inc	22,812	$29K	<0.01%	new
MICROBOT MED INCMICROBOT MED INC	20,591	$29K	<0.01%	new
NIVALIS THERAPEUTICS INCNIVALIS THERAPEUTICS INC	12,094	$29K	<0.01%	new
MFINMEDALLION FINANCIAL CORP	11,770	$28K	<0.01%	new		Timeline
WECAST NETWORK INCWECAST NETWORK INC	16,033	$28K	<0.01%	new
GBRNEW CONCEPT ENERGY INC	19,124	$27K	<0.01%	-42,474		Timeline
BIOLASE INCBIOLASE INC	27,832	$27K	<0.01%	new
ATOSSA GENETICS INCATOSSA GENETICS INC	53,735	$27K	<0.01%	+3,672
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INC	26,616	$26K	<0.01%	new
COGENTIX MED INC COMCOGENTIX MED INC COM	14,862	$26K	<0.01%	new
CHINA XINIYA FASHION LTDCHINA XINIYA FASHION LTD	18,181	$26K	<0.01%	new
HARMONY MERGER CORPHARMONY MERGER CORP	32,187	$26K	<0.01%	new
PERSPECTIVE THERAPEUTICS INCPERSPECTIVE THERAPEUTICS INC	40,126	$25K	<0.01%	new
CYTRX CORPCYTRX CORP	39,662	$25K	<0.01%	+15,862
APTEVO THERAPEUTICS INCAPTEVO THERAPEUTICS INC	12,019	$25K	<0.01%	new
SIGMA LABS INCSIGMA LABS INC	11,674	$25K	<0.01%	-6,125
JRJR33 INCORPORATEDJRJR33 INCORPORATED	44,426	$25K	<0.01%	-12,452
PLAYA HOTELS & RESORTS NVPLAYA HOTELS & RESORTS NV	23,103	$25K	<0.01%	+5,048
DSWLDESWELL INDS INC	10,803	$24K	<0.01%	new		Timeline
GOLD STD VENTURES CORPGOLD STD VENTURES CORP	13,787	$24K	<0.01%	-160,999
CHRISTOPHER + BANKS CORPCHRISTOPHER + BANKS CORP	18,023	$24K	<0.01%	new
Ampio PharmaceuticalsAmpio Pharmaceuticals	45,120	$24K	<0.01%	new
LIQTECH INTERNATIONALLIQTECH INTERNATIONAL	75,193	$24K	<0.01%	+26,746
BIOCEPT INCBIOCEPT INC	17,372	$24K	<0.01%	new
PENGROWTH ENERGY CORPPENGROWTH ENERGY CORP	29,398	$23K	<0.01%	-179,096
THESTREET INCTHESTREET INC	27,154	$23K	<0.01%	+2,681
CERECOR INCCERECOR INC	40,203	$23K	<0.01%	-4,259
TRANSGLOBE ENERGY CORPTRANSGLOBE ENERGY CORP	16,711	$22K	<0.01%	+5,211
ARCADIA BIOSCIENCES INCARCADIA BIOSCIENCES INC	48,183	$22K	<0.01%	+37,398
JUMEI INTL HLDG LTDJUMEI INTL HLDG LTD	10,132	$22K	<0.01%	new
CELLECTAR BIOSCIENCES INCCELLECTAR BIOSCIENCES INC	36,838	$22K	<0.01%	new
MODUSLINK GLOBAL SOLUTIONS …MODUSLINK GLOBAL SOLUTIONS INC CO…	13,083	$22K	<0.01%	+575
DNNDENISON MINES CORP	48,400	$21K	<0.01%	-264		Timeline
GASTAR EXPLORATION LTDGASTAR EXPLORATION LTD	23,149	$21K	<0.01%	-162,991
LOMBARD MED INCLOMBARD MED INC	37,578	$21K	<0.01%	-40,570
KITOV PHARMA LTD SPONSORED …KITOV PHARMA LTD SPONSORED ADS	13,942	$21K	<0.01%	-7,373
DGSE COMPANIES INCDGSE COMPANIES INC	12,067	$20K	<0.01%	new
PROTEON THERAPEUTICS INCPROTEON THERAPEUTICS INC	12,924	$20K	<0.01%	-23,742
SEARS CDA INCSEARS CDA INC	23,660	$19K	<0.01%	new
AETERNA ZENTARIS INCAETERNA ZENTARIS INC	18,577	$19K	<0.01%	+450
AKERS BIOSCIENCES INCAKERS BIOSCIENCES INC	15,107	$19K	<0.01%	new
PRIMERO MNG CORPPRIMERO MNG CORP	52,062	$18K	<0.01%	-89,522
UNXLQUNI-PIXEL INC	46,122	$18K	<0.01%	+30,587		Timeline
DYNEGY INC WARRANTDYNEGY INC WARRANT	260,141	$18K	<0.01%	+246,675
CITIGROUP INCCITIGROUP INC	121,560	$18K	<0.01%	new
EVINE LIVE INCEVINE LIVE INC	18,139	$18K	<0.01%	+5,340
SAMSON OIL&GAS LTD ADR SPON…SAMSON OIL&GAS LTD ADR SPONSORED	36,202	$18K	<0.01%	new
DIMENSION THERAPEUTICS INCDIMENSION THERAPEUTICS INC	12,467	$18K	<0.01%	new
RVPRETRACTABLE TECHNOLOGIES INC	13,718	$17K	<0.01%	new		Timeline
FACOFIRST ACCEPTANCE CORP	14,907	$17K	<0.01%	new		Timeline
FORWARD INDUSTRIES INC COM …FORWARD INDUSTRIES INC COM NEW	16,100	$17K	<0.01%	new
CRYSTAL ROCK HLDGS INCCRYSTAL ROCK HLDGS INC	20,203	$17K	<0.01%	new
ADEPTUS HEALTHADEPTUS HEALTH	10,055	$17K	<0.01%	-103,090
VGZVISTA GOLD CORP	18,374	$16K	<0.01%	-32,546		Timeline
EV ENERGY PARTNERS LPEV ENERGY PARTNERS LP	25,326	$16K	<0.01%	-40,518
INSIGNIA SYSTEMS INCINSIGNIA SYSTEMS INC	15,731	$16K	<0.01%	new
FIELDPOINT PETROLEUM CORPFIELDPOINT PETROLEUM CORP	51,281	$16K	<0.01%	+36,119
MICRONET ENERTEC TECHMICRONET ENERTEC TECH	14,534	$16K	<0.01%	+2,707
CHINA HGS REAL ESTATE INCCHINA HGS REAL ESTATE INC	10,453	$16K	<0.01%	new
KIQSFKELSO TECHNOLOGIES INC NEW ORD	19,472	$16K	<0.01%	new		Timeline
FUELCELL ENERGY INCFUELCELL ENERGY INC	13,034	$16K	<0.01%	new
NET ELEMENT INCNET ELEMENT INC	23,854	$16K	<0.01%	-12,369
AMTXAEMETIS INC	11,276	$15K	<0.01%	new		Timeline
PHOTOMEDEX INCPHOTOMEDEX INC	13,027	$15K	<0.01%	new
ASTROTECH CORPASTROTECH CORP	15,698	$14K	<0.01%	+5,185
TROVAGENE INCTROVAGENE INC	10,986	$14K	<0.01%	-199,315
GLOBAL SHIP LEASE INC NEWGLOBAL SHIP LEASE INC NEW	11,295	$14K	<0.01%	new
CHINA INFORMATION TECHNOLOGYCHINA INFORMATION TECHNOLOGY	15,390	$14K	<0.01%	+1,088
ERLFFENTREE RES LTD COM (CAN)	37,013	$14K	<0.01%	new		Timeline
BELLEROPHON THERAPEUTICS INCBELLEROPHON THERAPEUTICS INC	10,129	$14K	<0.01%	new
ROSEHILL RES INCROSEHILL RES INC	12,778	$14K	<0.01%	new
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TR	98,035	$14K	<0.01%	+38,686
ITUS CORPITUS CORP	12,549	$14K	<0.01%	new
BARINGTON HILCO ACQUISITIONBARINGTON HILCO ACQUISITION	33,932	$14K	<0.01%	new
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INC	31,267	$13K	<0.01%	-129,806
PEREGRINE PHARMACEUTICALS INPEREGRINE PHARMACEUTICALS IN	20,834	$13K	<0.01%	-218,072
OPGEN INCOPGEN INC	109,354	$13K	<0.01%	+85,721
GENERAL MOLY INC COMGENERAL MOLY INC COM	33,619	$12K	<0.01%	-20,957
FIELDPOINT PETROLEUM CORPFIELDPOINT PETROLEUM CORP	159,723	$12K	<0.01%	new
CAPSTONE GREEN ENERGY CORP.CAPSTONE GREEN ENERGY CORP.	17,145	$12K	<0.01%	+6,383
COMMUNITY HEALTH SYS INC NEWCOMMUNITY HEALTH SYS INC NEW	614,834	$12K	<0.01%	-23,796
IMMUNOCELLULAR THERAPEUTICSIMMUNOCELLULAR THERAPEUTICS	14,163	$12K	<0.01%	new
Asterias Biothera 16 WtsAsterias Biothera 16 Wts	23,007	$12K	<0.01%	new
HUDBAY MINERALS INCHUDBAY MINERALS INC	69,796	$12K	<0.01%	new
AMEDICA CORP COM PARAMEDICA CORP COM PAR	32,787	$12K	<0.01%	new
ENPHENPHASE ENERGY INC	12,662	$11K	<0.01%	new		Timeline
SEADRILL ORDSEADRILL ORD	30,608	$11K	<0.01%	-213,129
MER TELEMANAGEMENT SOLUTIONSMER TELEMANAGEMENT SOLUTIONS	19,889	$11K	<0.01%	new
ACER THERAPEUTICS INC COMACER THERAPEUTICS INC COM	17,578	$11K	<0.01%	-42,678
Soleno Therapeutics Inc Wt …Soleno Therapeutics Inc Wt S E	62,657	$11K	<0.01%	new
THMINTERNATIONAL TOWER HILL MIN	20,703	$10K	<0.01%	new		Timeline
NLSTNETLIST, INC. COM STK	10,132	$10K	<0.01%	-1,687		Timeline
NF ENERGY SAVING CORPNF ENERGY SAVING CORP	11,322	$10K	<0.01%	new
LINIU TECHNOLOGY GROUPLINIU TECHNOLOGY GROUP	19,204	$10K	<0.01%	new
TERRAVIA HOLDINTERRAVIA HOLDIN	42,927	$10K	<0.01%	+11,289
MODSYS INTL LTDMODSYS INTL LTD	12,628	$10K	<0.01%	-30,062
SANOFISANOFI	22,891	$9K	<0.01%	new
BLONDER TONGUE LABS INCBLONDER TONGUE LABS INC	15,318	$9K	<0.01%	new
NEUROMETRIX INCNEUROMETRIX INC	76,028	$9K	<0.01%	new
VINCE HLDG CORPVINCE HLDG CORP	18,486	$9K	<0.01%	-10,365
Global Partner Acquisition …Global Partner Acquisition Corp	43,362	$9K	<0.01%	new
GOLDEN MINERALS COMPANYGOLDEN MINERALS COMPANY	14,967	$8K	<0.01%	new
CHINA PHARMA HOLDINGS INCCHINA PHARMA HOLDINGS INC	32,632	$8K	<0.01%	new
U S ENERGY CORP WYOU S ENERGY CORP WYO	11,689	$8K	<0.01%	new
CONNECTURE INC COMCONNECTURE INC COM	13,390	$8K	<0.01%	-30,319
ORIGO ACQUISITION CORPORIGO ACQUISITION CORP	42,311	$8K	<0.01%	+27,387
BIOBLAST PHARMA LTDBIOBLAST PHARMA LTD	11,468	$8K	<0.01%	-15,495
URGUR-ENERGY INC	11,613	$7K	<0.01%	-297,392		Timeline
IBIO INCIBIO INC	17,757	$7K	<0.01%	-75,320
OPGEN INCOPGEN INC	10,754	$7K	<0.01%	new
BONTQBON-TON STORES INC	13,472	$6K	<0.01%	new		Timeline
INFOSONICS CORPINFOSONICS CORP	12,875	$6K	<0.01%	+2,639
BIO PATH HOLDINGS INCBIO PATH HOLDINGS INC	15,183	$6K	<0.01%	new
CERECOR INCCERECOR INC	107,292	$6K	<0.01%	new
OXBRWOXBRIDGE RE HLDGS LTD	10,492	$5K	<0.01%	new		Timeline
UNILIFE CORP NEWUNILIFE CORP NEW	80,095	$5K	<0.01%	+54,317
RAND LOGISTICS INCRAND LOGISTICS INC	12,262	$5K	<0.01%	-148
AXAR ACQUISITION CORPAXAR ACQUISITION CORP	66,073	$5K	<0.01%	+51,462
ENSERVCO CORP COM NEWENSERVCO CORP COM NEW	12,649	$4K	<0.01%	-5,548
EYEGATE PHARMACEUTICALS INCEYEGATE PHARMACEUTICALS INC	38,136	$4K	<0.01%	new
NXT ID INCNXT ID INC	20,867	$4K	<0.01%	new
ELECTRUM SPL ACQUISITION CORELECTRUM SPL ACQUISITION COR	12,359	$4K	<0.01%	new
BIOSTAGE INCBIOSTAGE INC	10,267	$4K	<0.01%	-15,199
Forum Merger CorpForum Merger Corp	12,087	$4K	<0.01%	new
COMSTOCK MNG INCCOMSTOCK MNG INC	14,002	$3K	<0.01%	-46,350
Functionx Inc New Com NewFunctionx Inc New Com New	12,333	$3K	<0.01%	-139,856
JENSYN ACQUISITION CORPJENSYN ACQUISITION CORP	11,100	$3K	<0.01%	-8,100
MICRONET $6.25 04/15/MICRONET $6.25 04/15/	10,670	$2K	<0.01%	-5,891
BARINGTON HILCO ACQUISITIONBARINGTON HILCO ACQUISITION	12,958	$2K	<0.01%	new
ONCOBIOLOGICS INCONCOBIOLOGICS INC	11,304	$1K	<0.01%	new
BIOTIME INCBIOTIME INC	39,564	$0	0%	new	Value filed as zero, left out of ratios.
INSPIREMD INCINSPIREMD INC	53,748	$0	0%	new	Value filed as zero, left out of ratios.
IMMUNOCELLULAR THERAPEUTICSIMMUNOCELLULAR THERAPEUTICS	21,526	$0	0%	new	Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T CALL	call	1,893,600	$458M	+531,900
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	1,450,200	$351M	+59,200
POWERSHARES QQQ NASDAQ 100POWERSHARES QQQ NASDAQ 100 COM	call	1,593,500	$219M	+864,500
POWERSHARES QQQ NASDAQ 100POWERSHARES QQQ NASDAQ 100 COM	put	1,101,200	$152M	+482,600
ISHARES TRISHARES TR PUT	put	583,900	$82.3M	-150,200
ISHARES TRISHARES TR CALL	call	568,200	$80.1M	-62,200
BANK OF AMER CORPBANK OF AMER CORP PUT	put	230,000	$5.58M	-271,000
BANK OF AMER CORPBANK OF AMER CORP CALL	call	180,800	$4.39M	-331,600
BARCLAYS BK PLC CALLBARCLAYS BK PLC CALL IPATH S&P500 VIX	call	312,700	$3.99M	-19,200
BARCLAYS BK PLCBARCLAYS BK PLC PUT	put	212,200	$2.71M	-79,100
APPLE INCAPPLE INC PUT	put	2,500	$360K	-120,300

Sold out in Q2 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 1,217. All 1,217

Security	Shares before	Value before	Type
THE BANK OF NOVA4 5 25F …THE BANK OF NOVA4 5 25F …	150,000	$15.7M	shares
STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND	67,400	$13.9M	put
APPLE INCAPPLE INC	85,400	$12.3M	call
STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND	43,100	$8.89M	call
MYLAN NVMYLAN NV	203,621	$7.94M	shares
TIPISHARES TR	64,134	$7.35M	shares
TESLA INCTESLA INC	19,300	$5.37M	call
CMECME GROUP INC	44,932	$5.34M	shares
BRK-BBERKSHIRE HATHAWAY INC DEL	30,273	$5.05M	shares
CSXCSX CORP	106,291	$4.95M	shares
CCLCARNIVAL CORP	80,791	$4.76M	shares
BIDUBAIDU INC	27,259	$4.7M	shares
ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 …	454,925	$3.8M	shares
Powershs Db Multi SectorPowershs Db Multi Sector	126,656	$3.58M	shares
NSCNORFOLK SOUTHN CORP	31,781	$3.56M	shares
NFLXNETFLIX INC.	23,540	$3.48M	shares
J P MORGAN EXCHANGETRADED F…J P MORGAN EXCHANGETRADED F DIV R…	65,566	$3.45M	shares
BWZSPDR SERIES TRUST	110,703	$3.36M	shares
HESS CORPHESS CORP	68,912	$3.32M	shares
SJNKSPDR SERIES TRUST	113,838	$3.18M	shares
IXUSISHARES TR	57,519	$3.15M	shares
AMAZON COM INCAMAZON COM INC	3,500	$3.1M	put
BLVVANGUARD BD INDEX FDS	34,052	$3.07M	shares
IXIAIXIA	142,631	$2.8M	shares
COMPUTER SCIENCES CORPCOMPUTER SCIENCES CORP	40,440	$2.79M	shares
META PLATFORMS INCMETA PLATFORMS INC	19,500	$2.77M	put
AIR METHODS CORPAIR METHODS CORP	63,393	$2.73M	shares
NUENUCOR CORP	45,277	$2.7M	shares
REALITY SHS ETF TR DIVS ETFREALITY SHS ETF TR DIVS ETF	101,276	$2.64M	shares
VNQVANGUARD INDEX FDS	31,372	$2.59M	shares
OSI ETF TROSI ETF TR	100,200	$2.54M	shares
TESLA INCTESLA INC	9,100	$2.53M	put
URIUNITED RENTALS INC	19,761	$2.47M	shares
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP	179,442	$2.47M	shares
NEENEXTERA ENERGY INC	19,087	$2.45M	shares
IQDFFLEXSHARES TR	100,799	$2.45M	shares
FLTBFIDELITY MERRIMACK STR TR	48,587	$2.44M	shares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	471,936	$2.43M	shares
YAHOO INCYAHOO INC	51,881	$2.41M	shares
LDURPIMCO ETF TR	23,766	$2.4M	shares
NTRSNORTHERN TR CORP	27,200	$2.35M	shares
BB & T CORPBB & T CORP	52,487	$2.35M	shares
CRBNISHARES TR	22,019	$2.3M	shares
ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORP	36,812	$2.26M	shares
AFEMFIRST TR EXCH TRADED FD III	37,549	$2.25M	shares
ITWILLINOIS TOOL WKS INC	16,494	$2.19M	shares
TTWOTAKE-TWO INTERACTIVE SOFTWAR	36,192	$2.15M	shares
CATCATERPILLAR INC	22,738	$2.11M	shares
ITGARTNER INC	19,413	$2.1M	shares
UNHUNITEDHEALTH GROUP INC	12,662	$2.08M	shares
INGRINGREDION INC	16,888	$2.03M	shares
CWCURTISS WRIGHT CORP	22,240	$2.03M	shares
MFCMANULIFE FINL CORP	113,634	$2.01M	shares
PLCECHILDRENS PL INC NEW	16,619	$2M	shares
MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION CO	22,280	$1.99M	shares
HIGHARTFORD INSURANCE GROUP INC	41,217	$1.98M	shares
SNAPSNAP INC	87,576	$1.97M	shares
LKQLKQ CORP	67,370	$1.97M	shares
SILVER WHEATON CORPSILVER WHEATON CORP	94,228	$1.96M	shares
NFRAFLEXSHARES TR	42,372	$1.94M	shares
BBBLACKBERRY LTD	247,890	$1.92M	shares
CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES	233,810	$1.92M	shares
MDYVSPDR SERIES TRUST	19,635	$1.89M	shares
SONSONOCO PRODS CO	35,264	$1.87M	shares
BWABORGWARNER INC	43,469	$1.82M	shares
EWXSPDR INDEX SHS FDS	40,005	$1.81M	shares
TAPMOLSON COORS BEVERAGE CO	18,946	$1.81M	shares
IYTISHARES TR	10,944	$1.79M	shares
TEVATEVA PHARMACEUTICAL INDS LTD	55,676	$1.79M	shares
TIME WARNER INCTIME WARNER INC	18,065	$1.76M	shares
CA INC COMCA INC COM	54,391	$1.73M	shares
PVHPVH CORPORATION	16,658	$1.72M	shares
VNOVORNADO RLTY TR	17,126	$1.72M	shares
RXIISHARES TR	17,605	$1.7M	shares
SHYISHARES TR	19,840	$1.68M	shares
DDR CORPDDR CORP	132,960	$1.67M	shares
EXAR CORPEXAR CORP	127,223	$1.66M	shares
IEIISHARES TR	13,444	$1.65M	shares
BNYBANK OF NY MELLON CORP	34,891	$1.65M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	56,136	$1.65M	shares
DEODIAGEO PLC	14,230	$1.65M	shares
PAYXPAYCHEX INC	27,745	$1.63M	shares
FBNDFIDELITY MERRIMACK STR TR	32,661	$1.63M	shares
XRAYDENTSPLY SIRONA INC	26,048	$1.63M	shares
KRESPDR SERIES TRUST	29,639	$1.62M	shares
STTSTATE STR CORP	19,997	$1.59M	shares
AKAMAKAMAI TECHNOLOGIES INC	26,069	$1.56M	shares
THGHANOVER INS GROUP INC	17,250	$1.55M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	57,169	$1.55M	shares
NIMBLE STORAGE INCNIMBLE STORAGE INC	122,852	$1.54M	shares
EXREXTRA SPACE STORAGE INC	20,433	$1.52M	shares
IOOISHARES TR	18,491	$1.51M	shares
DTREFIRST TR EXCHANGE-TRADED FD	34,691	$1.51M	shares
INTEGRATED DEVICE TECHNOLOG…INTEGRATED DEVICE TECHNOLOGY INC	63,213	$1.5M	shares
PAREXEL INTL CORPPAREXEL INTL CORP	23,579	$1.49M	shares
EPIWISDOMTREE TR	61,583	$1.49M	shares
ALLEGHANY CORP DELALLEGHANY CORP DEL	2,387	$1.47M	shares
MCOMOODYS CORP	13,014	$1.46M	shares
SDGISHARES TR	28,291	$1.46M	shares
HPHELMERICH & PAYNE INC	21,853	$1.46M	shares

How Q2 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000950123-17-007477	base		2017-08-11	acceptance time not in the bulk data set	2026-10-07 19:08:39 UTC