Vicis Capital, LLC
Follow13F filer, CIK 1341950, New York, NY
Vicis Capital, LLC reported $30,184,000 across 1 holding for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-14.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001144204-13-061345
- Period
- 2013-09-30
- Reported value
- $30.2M
- Holdings
- 1
- Top 10 weight
- 100%
- New
- 0
- Sold out
- 3
Largest buys vs the previous quarter
None.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| GLOWPOINT INCexited | -8,942,805 | -$7.17M |
| CHINA HYDROELECTRIC CP-ADSexited | -125,000 | -$328K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q3 2013
Share positions as resolved from 13F-HR 0001144204-13-061345, largest first. % of portfolio is the value over $30,184,000, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| AMBIENT CORPAMBIENT CORP | 13,297,083 | $30.2M | 100% | 0 |
Sold out in Q3 2013
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| GLOWPOINT INCGLOWPOINT INC | 8,942,805 | $7.17M | shares |
| CHINA HYDROELECTRIC CP-ADSCHINA HYDROELECTRIC CP-ADS | 125,000 | $328K | shares |
| CHINA HYDROELECTRIC CORPORATCHINA HYDROELECTRIC CORPORAT | 125,000 | $8K | call |
How Q3 2013 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001144204-13-061345 | base | 2013-11-14 | acceptance time not in the bulk data set |
Filings
Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.
| Filing | Subject | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-061345 | Quarter ended 2013-09-30 | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-13-045511 | Quarter ended 2013-06-30 | 2013-08-14 | acceptance time not in the bulk data set |