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VECTOR WEALTH MANAGEMENT, LLC

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13F filer, CIK 1686409, MINNEAPOLIS, MN

VECTOR WEALTH MANAGEMENT, LLC reported $145,991,000 across 80 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-10-26. Its ten largest share positions make up 64.68% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001221073-16-000203

Period
2016-09-30
Reported value
$146M
Holdings
80
Top 10 weight
64.68%
New
2
Sold out
2

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CLAYMORE EXCHANGE TRD FD TRadded+194,272$4.14M
SCHBadded+50,422$2.64M
VOEadded+3,561$333K
BNDadded+3,835$323K
SCHFadded+10,991$316K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
POWERSHARES ETF TR II S&P50…reduced-272,116-$11.3M
CLAYMORE EXCHANGE TRD FD TRreduced-36,695-$810K
SPYreduced-2,291-$496K
VEUreduced-5,726-$260K
KYNreduced-12,573-$259K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0001221073-16-000203, largest first. % of portfolio is the value over $145,991,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 77,517 shares; 2015Q2: 79,044 shares; 2015Q3: 82,994 shares; 2015Q4: 82,224 shares; 2016Q1: 88,180 shares; 2016Q2: 94,889 shares; 2016Q3: 92,598 shares 92,598$20M13.72%-2,291Timeline
SCHFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 344,510 shares; 2015Q2: 360,880 shares; 2015Q3: 407,192 shares; 2015Q4: 408,340 shares; 2016Q1: 495,162 shares; 2016Q2: 497,587 shares; 2016Q3: 508,578 shares 508,578$14.6M10.03%+10,991Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 430,657 shares; 2015Q2: 442,158 shares; 2015Q3: 385,809 shares; 2015Q4: 379,797 shares; 2016Q1: 367,556 shares; 2016Q2: 361,608 shares; 2016Q3: 356,183 shares 356,183$13.4M9.18%-5,425Timeline
JP MORGAN CHASE & COJP MORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 286,793 shares; 2015Q2: 293,854 shares; 2015Q3: 342,951 shares; 2015Q4: 401,041 shares; 2016Q1: 402,169 shares; 2016Q2: 397,418 shares; 2016Q3: 394,772 shares 394,772$12.4M8.52%-2,646
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 237,982 shares; 2015Q4: 361,612 shares; 2016Q1: 358,087 shares; 2016Q2: 370,497 shares; 2016Q3: 387,787 shares 387,787$6.42M4.4%+17,290
VEUVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 169,234 shares; 2015Q2: 172,088 shares; 2015Q3: 157,912 shares; 2015Q4: 157,121 shares; 2016Q1: 152,871 shares; 2016Q2: 144,281 shares; 2016Q3: 138,555 shares 138,555$6.29M4.31%-5,726Timeline
KYNKAYNE ANDERSON ENERGY INFRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 330,947 shares; 2015Q2: 320,598 shares; 2015Q3: 276,239 shares; 2015Q4: 279,299 shares; 2016Q1: 301,040 shares; 2016Q2: 295,010 shares; 2016Q3: 282,437 shares 282,437$5.83M3.99%-12,573Timeline
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 60,560 shares; 2016Q2: 73,690 shares; 2016Q3: 267,962 shares 267,962$5.71M3.91%+194,272
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 17,640 shares; 2015Q2: 32,323 shares; 2015Q3: 47,392 shares; 2015Q4: 50,782 shares; 2016Q1: 49,364 shares; 2016Q2: 44,754 shares; 2016Q3: 43,124 shares 43,124$4.84M3.32%-1,630Timeline
SCHBSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 41,574 shares; 2016Q3: 91,996 shares 91,996$4.81M3.3%+50,422Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 60,659 shares; 2015Q2: 62,206 shares; 2015Q3: 61,184 shares; 2015Q4: 61,458 shares; 2016Q1: 56,101 shares; 2016Q2: 39,872 shares; 2016Q3: 38,511 shares 38,511$4.35M2.98%-1,361Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 24,200 shares; 2015Q2: 23,759 shares; 2015Q3: 23,618 shares; 2015Q4: 23,333 shares; 2016Q1: 23,673 shares; 2016Q2: 23,831 shares; 2016Q3: 23,657 shares 23,657$4.17M2.86%-174Timeline
VOEVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 26,660 shares; 2015Q4: 34,790 shares; 2016Q1: 39,135 shares; 2016Q2: 39,795 shares; 2016Q3: 43,356 shares 43,356$4.06M2.78%+3,561Timeline
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 17,165 shares; 2015Q2: 51,395 shares; 2015Q3: 114,250 shares; 2015Q4: 119,185 shares; 2016Q1: 132,125 shares; 2016Q2: 145,035 shares; 2016Q3: 157,745 shares 157,745$3.58M2.45%+12,710
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,091 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 16,083 shares; 2016Q3: 19,918 shares 19,918$1.68M1.15%+3,835Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 15,694 shares; 2015Q2: 15,694 shares; 2015Q3: 47,417 shares; 2015Q4: 52,250 shares; 2016Q1: 50,860 shares; 2016Q2: 45,404 shares; 2016Q3: 44,504 shares 44,504$1.67M1.14%-900Timeline
LIILENNOX INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,000 shares; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: 10,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$1.57M1.08%0Timeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,325 shares; 2015Q2: 39,578 shares; 2015Q3: 18,015 shares; 2015Q4: 17,912 shares; 2016Q1: 12,912 shares; 2016Q2: 12,277 shares; 2016Q3: 12,262 shares 12,262$1.43M0.98%-15Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 19,801 shares; 2015Q2: 20,496 shares; 2015Q3: 20,415 shares; 2015Q4: 20,552 shares; 2016Q1: 20,979 shares; 2016Q2: 19,913 shares; 2016Q3: 19,530 shares 19,530$1.12M0.77%-383Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,278 shares; 2015Q2: 1,279 shares; 2015Q3: 2,236 shares; 2015Q4: 3,924 shares; 2016Q1: 4,157 shares; 2016Q2: 4,604 shares; 2016Q3: 4,729 shares 4,729$1.03M0.7%+125Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 11,208 shares; 2015Q2: 11,240 shares; 2015Q3: 12,843 shares; 2015Q4: 11,754 shares; 2016Q1: 11,553 shares; 2016Q2: 11,629 shares; 2016Q3: 11,744 shares 11,744$1.02M0.7%+115Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,618 shares; 2015Q2: 9,770 shares; 2015Q3: 8,562 shares; 2015Q4: 8,432 shares; 2016Q1: 9,096 shares; 2016Q2: 9,322 shares; 2016Q3: 9,336 shares 9,336$838K0.57%+14Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit SerQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,422 shares; 2015Q2: 8,109 shares; 2015Q3: 7,464 shares; 2015Q4: 7,464 shares; 2016Q1: 7,576 shares; 2016Q2: 7,543 shares; 2016Q3: 7,043 shares 7,043$836K0.57%-500
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 18,716 shares; 2015Q2: 19,423 shares; 2015Q3: 18,998 shares; 2015Q4: 19,188 shares; 2016Q1: 19,168 shares; 2016Q2: 18,809 shares; 2016Q3: 18,745 shares 18,745$830K0.57%-64Timeline
CWISPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 17,680 shares; 2015Q2: 17,680 shares; 2015Q3: 37,455 shares; 2015Q4: 34,320 shares; 2016Q1: 18,970 shares; 2016Q2: 25,020 shares; 2016Q3: 25,020 shares 25,020$813K0.56%0Timeline
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 16,270 shares; 2015Q2: 67,330 shares; 2015Q3: 124,525 shares; 2015Q4: 123,520 shares; 2016Q1: 94,745 shares; 2016Q2: 72,940 shares; 2016Q3: 36,245 shares 36,245$800K0.55%-36,695
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 19,223 shares; 2015Q2: 18,960 shares; 2015Q3: 20,087 shares; 2015Q4: 20,233 shares; 2016Q1: 20,271 shares; 2016Q2: 20,795 shares; 2016Q3: 23,185 shares 23,185$785K0.54%+2,390Timeline
BNDXVANGUARD CHARLOTTE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 8,435 shares; 2016Q2: 13,230 shares; 2016Q3: 13,670 shares 13,670$766K0.52%+440Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,484 shares; 2015Q2: 5,616 shares; 2015Q3: 4,633 shares; 2015Q4: 4,671 shares; 2016Q1: 5,540 shares; 2016Q2: 5,469 shares; 2016Q3: 5,460 shares 5,460$764K0.52%-9Timeline
IJSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,400 shares; 2015Q2: 2,400 shares; 2015Q3: 5,290 shares; 2015Q4: 5,745 shares; 2016Q1: 5,745 shares; 2016Q2: 5,745 shares; 2016Q3: 5,745 shares 5,745$717K0.49%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,727 shares; 2015Q2: 5,785 shares; 2015Q3: 6,268 shares; 2015Q4: 6,311 shares; 2016Q1: 6,124 shares; 2016Q2: 6,310 shares; 2016Q3: 5,983 shares 5,983$707K0.48%-327Timeline
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 22,005 shares; 2015Q2: 22,228 shares; 2015Q3: 9,577 shares; 2015Q4: 9,850 shares; 2016Q1: 9,034 shares; 2016Q2: 8,596 shares; 2016Q3: 8,150 shares 8,150$704K0.48%-446Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 22,988 shares; 2015Q2: 24,581 shares; 2015Q3: 25,343 shares; 2015Q4: 23,853 shares; 2016Q1: 24,108 shares; 2016Q2: 23,812 shares; 2016Q3: 23,288 shares 23,288$689K0.47%-524
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,386 shares; 2015Q2: 5,486 shares; 2015Q3: 5,578 shares; 2015Q4: 5,502 shares; 2016Q1: 5,497 shares; 2016Q2: 4,716 shares; 2016Q3: 4,605 shares 4,605$666K0.46%-111Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,593 shares; 2015Q2: 3,596 shares; 2015Q3: 3,838 shares; 2015Q4: 3,839 shares; 2016Q1: 3,879 shares; 2016Q2: 3,779 shares; 2016Q3: 3,705 shares 3,705$589K0.4%-74Timeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,024 shares; 2015Q2: 8,925 shares; 2015Q3: 8,570 shares; 2015Q4: 8,576 shares; 2016Q1: 8,581 shares; 2016Q2: 8,439 shares; 2016Q3: 8,335 shares 8,335$572K0.39%-104Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,679 shares; 2015Q2: 4,277 shares; 2015Q3: 2,963 shares; 2015Q4: 2,963 shares; 2016Q1: 2,366 shares; 2016Q2: 3,056 shares; 2016Q3: 5,021 shares 5,021$559K0.38%+1,965Timeline
SCHXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 6,325 shares; 2016Q2: 10,402 shares; 2016Q3: 10,404 shares 10,404$537K0.37%+2Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,907 shares; 2015Q2: 7,448 shares; 2015Q3: 6,968 shares; 2015Q4: 7,093 shares; 2016Q1: 7,106 shares; 2016Q2: 7,988 shares; 2016Q3: 8,483 shares 8,483$530K0.36%+495Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 9,285 shares; 2015Q2: 17,882 shares; 2015Q3: 12,207 shares; 2015Q4: 21,482 shares; 2016Q1: 21,482 shares; 2016Q2: 21,482 shares; 2016Q3: 21,482 shares 21,482$497K0.34%0Timeline
ST JUDE MED INCST JUDE MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,115 shares; 2015Q2: 7,115 shares; 2015Q3: 7,116 shares; 2015Q4: 7,116 shares; 2016Q1: 6,217 shares; 2016Q2: 6,133 shares; 2016Q3: 6,134 shares 6,134$489K0.33%+1
FDLFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 24,353 shares; 2015Q2: 20,263 shares; 2015Q3: 19,317 shares; 2015Q4: 19,322 shares; 2016Q1: 20,606 shares; 2016Q2: 19,908 shares; 2016Q3: 17,623 shares 17,623$481K0.33%-2,285Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,587 shares; 2015Q2: 11,085 shares; 2015Q3: 11,765 shares; 2015Q4: 11,315 shares; 2016Q1: 13,317 shares; 2016Q2: 13,615 shares; 2016Q3: 12,011 shares 12,011$454K0.31%-1,604Timeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 3,648 shares; 2015Q4: 6,254 shares; 2016Q1: 6,254 shares; 2016Q2: 7,731 shares; 2016Q3: 7,581 shares 7,581$448K0.31%-150Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 10,472 shares; 2015Q2: 10,484 shares; 2015Q3: 11,511 shares; 2015Q4: 11,511 shares; 2016Q1: 9,357 shares; 2016Q2: 9,356 shares; 2016Q3: 10,313 shares 10,313$419K0.29%+957Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,378 shares; 2015Q2: 2,875 shares; 2015Q3: 3,286 shares; 2015Q4: 3,286 shares; 2016Q1: 3,081 shares; 2016Q2: 3,284 shares; 2016Q3: 3,284 shares 3,284$408K0.28%0Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,714 shares; 2015Q2: 3,725 shares; 2015Q3: 3,818 shares; 2015Q4: 3,967 shares; 2016Q1: 4,242 shares; 2016Q2: 4,270 shares; 2016Q3: 3,912 shares 3,912$403K0.28%-358Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,135 shares; 2015Q2: 6,029 shares; 2015Q3: 5,389 shares; 2015Q4: 5,389 shares; 2016Q1: 4,202 shares; 2016Q2: 4,775 shares; 2016Q3: 4,775 shares 4,775$401K0.27%0Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,242 shares; 2015Q2: 3,769 shares; 2015Q3: 3,509 shares; 2015Q4: 3,548 shares; 2016Q1: 3,597 shares; 2016Q2: 3,289 shares; 2016Q3: 3,070 shares 3,070$395K0.27%-219Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,641 shares; 2015Q2: 2,864 shares; 2015Q3: 3,722 shares; 2015Q4: 3,771 shares; 2016Q1: 3,678 shares; 2016Q2: 3,136 shares; 2016Q3: 2,982 shares 2,982$382K0.26%-154Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,846 shares; 2015Q2: 5,745 shares; 2015Q3: 6,045 shares; 2015Q4: 6,139 shares; 2016Q1: 6,280 shares; 2016Q2: 6,209 shares; 2016Q3: 5,978 shares 5,978$378K0.26%-231Timeline
TMOTHERMO FISHER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,185 shares; 2015Q2: 2,259 shares; 2015Q3: 2,208 shares; 2015Q4: 2,218 shares; 2016Q1: 2,218 shares; 2016Q2: 2,286 shares; 2016Q3: 2,234 shares 2,234$355K0.24%-52Timeline
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,261 shares; 2015Q2: 6,580 shares; 2015Q3: 110,588 shares; 2015Q4: 135,778 shares; 2016Q1: 203,902 shares; 2016Q2: 280,626 shares; 2016Q3: 8,510 shares 8,510$353K0.24%-272,116
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,250 shares; 2015Q2: 3,250 shares; 2015Q3: 3,099 shares; 2015Q4: 3,100 shares; 2016Q1: 2,940 shares; 2016Q2: 3,208 shares; 2016Q3: 3,177 shares 3,177$348K0.24%-31Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,873 shares; 2015Q2: 6,078 shares; 2015Q3: 6,671 shares; 2015Q4: 6,471 shares; 2016Q1: 6,454 shares; 2016Q2: 6,707 shares; 2016Q3: 6,707 shares 6,707$348K0.24%0Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 446 shares; 2016Q1: 414 shares; 2016Q2: 448 shares; 2016Q3: 436 shares 436$338K0.23%-12Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,337 shares; 2015Q2: 4,337 shares; 2015Q3: 4,337 shares; 2015Q4: 4,337 shares; 2016Q1: 4,145 shares; 2016Q2: 3,745 shares; 2016Q3: 3,782 shares 3,782$335K0.23%+37Timeline
TRVTRAVELERS COMPANIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,116 shares; 2015Q2: 3,116 shares; 2015Q3: 2,981 shares; 2015Q4: 2,981 shares; 2016Q1: 2,955 shares; 2016Q2: 2,955 shares; 2016Q3: 2,900 shares 2,900$332K0.23%-55Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,770 shares; 2015Q2: 4,770 shares; 2015Q3: 4,771 shares; 2015Q4: 4,771 shares; 2016Q1: 4,771 shares; 2016Q2: 4,771 shares; 2016Q3: 4,771 shares 4,771$319K0.22%0
SUSAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,600 shares; 2016Q3: 3,400 shares 3,400$309K0.21%+800Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,838 shares; 2015Q2: 2,845 shares; 2015Q3: 2,551 shares; 2015Q4: 2,576 shares; 2016Q1: 2,593 shares; 2016Q2: 2,598 shares; 2016Q3: 2,603 shares 2,603$300K0.21%+5Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,751 shares; 2015Q2: 11,669 shares; 2015Q3: 9,850 shares; 2015Q4: 9,850 shares; 2016Q1: 7,962 shares; 2016Q2: 7,962 shares; 2016Q3: 7,962 shares 7,962$298K0.2%0Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 8,538 shares; 2015Q2: 7,393 shares; 2015Q3: 8,303 shares; 2015Q4: 8,303 shares; 2016Q1: 8,492 shares; 2016Q2: 8,842 shares; 2016Q3: 9,152 shares 9,152$290K0.2%+310Timeline
XELXCEL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 7,895 shares; 2015Q2: 7,850 shares; 2015Q3: 7,989 shares; 2015Q4: 7,989 shares; 2016Q1: 7,033 shares; 2016Q2: 7,032 shares; 2016Q3: 7,032 shares 7,032$289K0.2%0Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 3,194 shares; 2015Q2: 2,898 shares; 2015Q3: 2,902 shares; 2015Q4: 2,902 shares; 2016Q1: 2,902 shares; 2016Q2: 2,924 shares; 2016Q3: 2,902 shares 2,902$283K0.19%-22Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,164 shares; 2015Q2: 4,267 shares; 2015Q3: 4,267 shares; 2015Q4: 4,266 shares; 2016Q1: 4,266 shares; 2016Q2: 4,363 shares; 2016Q3: 4,215 shares 4,215$280K0.19%-148Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: 3,071 shares; 2015Q3: 3,607 shares; 2015Q4: 3,607 shares; 2016Q1: 4,396 shares; 2016Q2: 4,398 shares; 2016Q3: 4,398 shares 4,398$277K0.19%0Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,207 shares; 2015Q2: 2,485 shares; 2015Q3: 2,836 shares; 2015Q4: 2,883 shares; 2016Q1: 2,937 shares; 2016Q2: 2,937 shares; 2016Q3: 3,079 shares 3,079$274K0.19%+142Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 1,883 shares; 2015Q2: 1,883 shares; 2015Q3: 2,014 shares; 2015Q4: 3,235 shares; 2016Q1: 2,458 shares; 2016Q2: 2,123 shares; 2016Q3: 2,123 shares 2,123$264K0.18%0Timeline
GISGENERAL MILLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,277 shares; 2015Q2: 5,336 shares; 2015Q3: 4,915 shares; 2015Q4: 4,915 shares; 2016Q1: 4,998 shares; 2016Q2: 3,951 shares; 2016Q3: 3,958 shares 3,958$253K0.17%+7Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 6,225 shares; 2015Q2: 5,751 shares; 2015Q3: 5,850 shares; 2015Q4: 5,924 shares; 2016Q1: 6,027 shares; 2016Q2: 5,727 shares; 2016Q3: 5,727 shares 5,727$246K0.17%0Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 4,482 shares; 2015Q2: 4,581 shares; 2015Q3: 4,529 shares; 2015Q4: 4,500 shares; 2016Q1: 4,011 shares; 2016Q2: 3,712 shares; 2016Q3: 3,445 shares 3,445$243K0.17%-267
HRLHORMEL FOODS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 3,148 shares; 2015Q4: 3,148 shares; 2016Q1: 6,296 shares; 2016Q2: 6,296 shares; 2016Q3: 6,296 shares 6,296$239K0.16%0Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1,374 shares; 2015Q4: 1,335 shares; 2016Q1: 1,349 shares; 2016Q2: 1,459 shares; 2016Q3: 1,459 shares 1,459$223K0.15%0Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 2,460 shares; 2015Q2: 2,554 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 1,988 shares; 2016Q2: 1,988 shares; 2016Q3: 1,988 shares 1,988$216K0.15%0Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: 5,211 shares; 2015Q2: 5,211 shares; 2015Q3: 4,190 shares; 2015Q4: 4,190 shares; 2016Q1: 3,965 shares; 2016Q2: 3,965 shares; 2016Q3: 3,965 shares 3,965$216K0.15%0Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 297 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 257 shares 257$215K0.15%newTimeline
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,412 shares; 2016Q3: 2,412 shares 2,412$207K0.14%0Timeline
EFXEQUIFAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,489 shares 1,489$201K0.14%newTimeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
PIMCO MUN INCOME FDPIMCO MUN INCOME FD COMprincipal10,865$182K0

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
BMYBRISTOL-MYERS SQUIBB CO3,029$223Kshares
KKELLANOVA2,556$209Kshares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001221073-16-000203 base2016-10-26acceptance time not in the bulk data set