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UHLMANN PRICE SECURITIES, LLC

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13F filer, CIK 1035344, SKOKIE, IL

UHLMANN PRICE SECURITIES, LLC reported $163,538,843 across 194 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-07. Its ten largest share positions make up 37.27% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001035344-25-000006

Period
2025-09-30
Reported value
$164M
Holdings
194
Top 10 weight
37.27%
New
20
Sold out
13

Largest buys vs the previous quarter

SecurityShares changeApprox. value
USFRadded+170,626$8.49M
UBERadded+16,152$1.58M
TGTadded+12,396$1.11M
DLNadded+10,807$941K
DHSadded+7,607$766K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
MSFTreduced-2,605-$1.35M
PEPexited-6,275-$829K
SLFexited-10,461-$695K
WMexited-1,377-$315K
XCexited-9,050-$312K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001035344-25-000006, largest first. % of portfolio is the value over $163,533,673, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
USFRWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 340,874 shares; 2024Q4: 391,811 shares; 2025Q1: 389,735 shares; 2025Q2: 338,567 shares; 2025Q3: 509,193 shares 509,193$25.3M15.5%+170,626Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 38,677 shares; 2024Q4: 39,757 shares; 2025Q1: 40,256 shares; 2025Q2: 39,403 shares; 2025Q3: 39,097 shares 39,097$6.68M4.08%-306Timeline
INTUINTUITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,813 shares; 2024Q4: 9,386 shares; 2025Q1: 9,672 shares; 2025Q2: 8,535 shares; 2025Q3: 9,243 shares 9,243$6.31M3.86%+708Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 14,252 shares; 2025Q3: 13,932 shares 13,932$4.39M2.69%-320Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,390 shares; 2024Q4: 15,240 shares; 2025Q1: 15,116 shares; 2025Q2: 14,471 shares; 2025Q3: 14,157 shares 14,157$3.61M2.2%-314Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,125 shares; 2024Q4: 4,187 shares; 2025Q1: 4,319 shares; 2025Q2: 4,289 shares; 2025Q3: 4,254 shares 4,254$3.38M2.07%-35Timeline
UBERUBER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 34,703 shares; 2024Q4: 35,350 shares; 2025Q1: 35,260 shares; 2025Q2: 18,125 shares; 2025Q3: 34,277 shares 34,277$3.36M2.05%+16,152Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,284 shares; 2024Q4: 12,897 shares; 2025Q1: 12,704 shares; 2025Q2: 12,658 shares; 2025Q3: 12,592 shares 12,592$3.07M1.88%-66Timeline
SHOPSHOPIFY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,402 shares; 2024Q4: 18,448 shares; 2025Q1: 18,434 shares; 2025Q2: 16,233 shares; 2025Q3: 16,962 shares 16,962$2.52M1.54%+729Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,816 shares; 2024Q4: 3,818 shares; 2025Q1: 3,818 shares; 2025Q2: 3,830 shares; 2025Q3: 3,795 shares 3,795$2.28M1.39%-35Timeline
CHWYCHEWY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 58,120 shares; 2024Q4: 59,950 shares; 2025Q1: 57,050 shares; 2025Q2: 52,975 shares; 2025Q3: 53,400 shares 53,400$2.16M1.32%+425Timeline
MXFMEXICO FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 69,883 shares; 2024Q4: 95,197 shares; 2025Q1: 100,788 shares; 2025Q2: 101,484 shares; 2025Q3: 104,067 shares 104,067$2.05M1.25%+2,583Timeline
EXEEXPAND ENERGY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,812 shares; 2024Q4: 20,012 shares; 2025Q1: 20,161 shares; 2025Q2: 19,518 shares; 2025Q3: 19,100 shares 19,100$2.03M1.24%-418Timeline
NMLNEUBERGER ENGY INFRSTR & INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 198,390 shares; 2024Q4: 200,691 shares; 2025Q1: 204,007 shares; 2025Q2: 218,623 shares; 2025Q3: 228,922 shares 228,922$2M1.22%+10,299Timeline
DLNWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,427 shares; 2024Q4: 20,656 shares; 2025Q1: 21,403 shares; 2025Q2: 11,503 shares; 2025Q3: 22,310 shares 22,310$1.94M1.19%+10,807Timeline
AEMAGNICO EAGLE MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,021 shares; 2024Q4: 13,055 shares; 2025Q1: 13,334 shares; 2025Q2: 11,428 shares; 2025Q3: 11,308 shares 11,308$1.91M1.17%-120Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,457 shares; 2024Q4: 3,437 shares; 2025Q1: 3,437 shares; 2025Q2: 3,237 shares; 2025Q3: 3,337 shares 3,337$1.68M1.03%+100Timeline
PLTRPALANTIR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,280 shares; 2024Q4: 15,215 shares; 2025Q1: 14,390 shares; 2025Q2: 9,520 shares; 2025Q3: 8,781 shares 8,781$1.6M0.98%-739Timeline
TPZTORTOISE CAPITAL SERIES TRUSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 109,093 shares; 2025Q1: 80,925 shares; 2025Q2: 53,711 shares; 2025Q3: 75,129 shares 75,129$1.58M0.97%+21,418Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,308 shares; 2024Q4: 6,560 shares; 2025Q1: 6,604 shares; 2025Q2: 6,849 shares; 2025Q3: 6,447 shares 6,447$1.57M0.96%-402Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,068 shares; 2024Q4: 3,218 shares; 2025Q1: 3,118 shares; 2025Q2: 5,624 shares; 2025Q3: 3,019 shares 3,019$1.56M0.96%-2,605Timeline
MATMATTEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 72,625 shares; 2024Q4: 76,930 shares; 2025Q1: 81,365 shares; 2025Q2: 86,354 shares; 2025Q3: 86,115 shares 86,115$1.45M0.89%-239Timeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,672 shares; 2024Q4: 3,677 shares; 2025Q1: 3,881 shares; 2025Q2: 3,740 shares; 2025Q3: 16,136 shares 16,136$1.45M0.89%+12,396Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,947 shares; 2024Q4: 5,015 shares; 2025Q1: 5,085 shares; 2025Q2: 5,015 shares; 2025Q3: 5,040 shares 5,040$1.42M0.87%+25Timeline
PAYXPAYCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,987 shares; 2024Q4: 11,353 shares; 2025Q1: 11,539 shares; 2025Q2: 8,427 shares; 2025Q3: 10,996 shares 10,996$1.39M0.85%+2,569Timeline
PEOADAM NAT RES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 47,348 shares; 2024Q4: 50,222 shares; 2025Q1: 61,209 shares; 2025Q2: 61,675 shares; 2025Q3: 64,568 shares 64,568$1.39M0.85%+2,893Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,605 shares; 2024Q4: 17,714 shares; 2025Q1: 17,858 shares; 2025Q2: 18,414 shares; 2025Q3: 18,693 shares 18,693$1.28M0.78%+279Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,527 shares; 2024Q4: 10,221 shares; 2025Q1: 12,084 shares; 2025Q2: 10,866 shares; 2025Q3: 11,020 shares 11,020$1.26M0.77%+154Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 59,335 shares; 2024Q4: 61,656 shares; 2025Q1: 66,766 shares; 2025Q2: 68,666 shares; 2025Q3: 69,306 shares 69,306$1.26M0.77%+640Timeline
NWLNEWELL BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 89,829 shares; 2024Q4: 196,794 shares; 2025Q1: 227,243 shares; 2025Q2: 229,198 shares; 2025Q3: 238,585 shares 238,585$1.25M0.76%+9,387Timeline
SCHWCHARLES SCHWAB CORP (THE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,543 shares; 2024Q4: 12,578 shares; 2025Q1: 12,758 shares; 2025Q2: 10,732 shares; 2025Q3: 12,967 shares 12,967$1.24M0.76%+2,235Timeline
DHSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,773 shares; 2024Q4: 11,471 shares; 2025Q1: 11,908 shares; 2025Q2: 4,674 shares; 2025Q3: 12,281 shares 12,281$1.24M0.76%+7,607Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,000 shares; 2024Q4: 5,027 shares; 2025Q1: 5,014 shares; 2025Q2: 5,130 shares; 2025Q3: 5,333 shares 5,333$1.23M0.75%+203Timeline
HQLABRDN LIFE SCIENCES INVESTORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 66,519 shares; 2024Q4: 67,246 shares; 2025Q1: 70,943 shares; 2025Q2: 61,711 shares; 2025Q3: 73,900 shares 73,900$1.15M0.7%+12,189Timeline
DGRWWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,256 shares; 2024Q4: 12,529 shares; 2025Q1: 12,662 shares; 2025Q2: 12,520 shares; 2025Q3: 12,634 shares 12,634$1.12M0.69%+114Timeline
PINSPINTEREST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 10,270 shares; 2025Q2: 30,145 shares; 2025Q3: 32,990 shares 32,990$1.06M0.65%+2,845Timeline
KWEBKRANESHARES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,206 shares; 2024Q4: 25,188 shares; 2025Q1: 24,723 shares; 2025Q2: 24,396 shares; 2025Q3: 24,553 shares 24,553$1.03M0.63%+157Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 31,867 shares; 2024Q4: 32,166 shares; 2025Q1: 33,382 shares; 2025Q2: 33,106 shares; 2025Q3: 32,947 shares 32,947$1.03M0.63%-159Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,762 shares; 2024Q4: 4,929 shares; 2025Q1: 4,973 shares; 2025Q2: 5,335 shares; 2025Q3: 5,450 shares 5,450$1.01M0.62%+115Timeline
CBOECBOE GLOBAL MKTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,900 shares; 2024Q4: 3,900 shares; 2025Q1: 3,900 shares; 2025Q2: 1,400 shares; 2025Q3: 3,900 shares 3,900$956K0.58%+2,500Timeline
CGXUCAPITAL GROUP INTL FOCUS EQTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 9,791 shares; 2025Q1: 27,902 shares; 2025Q2: 30,431 shares; 2025Q3: 30,904 shares 30,904$915K0.56%+473Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,365 shares; 2024Q4: 3,616 shares; 2025Q1: 4,816 shares; 2025Q2: 4,415 shares; 2025Q3: 3,965 shares 3,965$871K0.53%-450Timeline
RMTROYCE MICRO-CAP TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,106 shares; 2024Q4: 37,157 shares; 2025Q1: 72,145 shares; 2025Q2: 70,249 shares; 2025Q3: 83,415 shares 83,415$867K0.53%+13,166Timeline
CAVACAVA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 12,862 shares; 2025Q3: 13,748 shares 13,748$831K0.51%+886Timeline
CGGOCAPITAL GROUP GBL GROWTH EQTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,126 shares; 2024Q4: 19,073 shares; 2025Q1: 19,073 shares; 2025Q2: 19,348 shares; 2025Q3: 24,010 shares 24,010$820K0.5%+4,662Timeline
ECFELLSWORTH GROWTH & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 58,824 shares; 2024Q4: 59,661 shares; 2025Q1: 60,478 shares; 2025Q2: 66,680 shares; 2025Q3: 67,837 shares 67,837$787K0.48%+1,157Timeline
CQQQINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,020 shares; 2024Q4: 15,650 shares; 2025Q1: 14,711 shares; 2025Q2: 14,711 shares; 2025Q3: 13,274 shares 13,274$783K0.48%-1,437Timeline
HCKTHACKETT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 48,681 shares; 2024Q4: 40,681 shares; 2025Q1: 40,681 shares; 2025Q2: 40,681 shares; 2025Q3: 40,681 shares 40,681$773K0.47%0Timeline
MCHPMICROCHIP TECHNOLOGY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,464 shares; 2024Q4: 13,269 shares; 2025Q1: 13,100 shares; 2025Q2: 11,286 shares; 2025Q3: 12,001 shares 12,001$771K0.47%+715Timeline
NIMNUVEEN SELECT MAT MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 27,422 shares; 2025Q1: 76,067 shares; 2025Q2: 78,981 shares; 2025Q3: 82,287 shares 82,287$762K0.47%+3,306Timeline
NOCNORTHROP GRUMMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,163 shares; 2024Q4: 1,186 shares; 2025Q1: 1,243 shares; 2025Q2: 1,227 shares; 2025Q3: 1,250 shares 1,250$761K0.47%+23Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,906 shares; 2024Q4: 4,051 shares; 2025Q1: 4,239 shares; 2025Q2: 4,003 shares; 2025Q3: 4,079 shares 4,079$761K0.47%+76Timeline
FANGDIAMONDBACK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,351 shares; 2024Q4: 3,358 shares; 2025Q1: 5,023 shares; 2025Q2: 5,090 shares; 2025Q3: 5,261 shares 5,261$753K0.46%+171Timeline
ADXADAMS DIVERSIFIED EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,340 shares; 2024Q4: 30,926 shares; 2025Q1: 31,624 shares; 2025Q2: 32,229 shares; 2025Q3: 32,905 shares 32,905$734K0.45%+676Timeline
CMECME GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,265 shares; 2024Q4: 3,265 shares; 2025Q1: 3,205 shares; 2025Q2: not reported; 2025Q3: 2,655 shares 2,655$717K0.44%newTimeline
AEOAMERICAN EAGLE OUTFITTERS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 23,774 shares; 2024Q4: 24,931 shares; 2025Q1: 34,550 shares; 2025Q2: 42,251 shares; 2025Q3: 41,381 shares 41,381$708K0.43%-870Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,537 shares; 2024Q4: 6,561 shares; 2025Q1: 10,394 shares; 2025Q2: 10,228 shares; 2025Q3: 10,469 shares 10,469$694K0.42%+241Timeline
SWZTOTAL RETURN SECURITIES FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 99,685 shares; 2024Q4: 140,919 shares; 2025Q1: 143,837 shares; 2025Q2: 104,609 shares; 2025Q3: 111,654 shares 111,654$679K0.42%+7,045Timeline
CGMSCAPITAL GRP FIXED INCM ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,775 shares; 2024Q4: 9,810 shares; 2025Q1: 11,700 shares; 2025Q2: 22,637 shares; 2025Q3: 23,804 shares 23,804$661K0.4%+1,167Timeline
DONWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,678 shares; 2024Q4: 11,934 shares; 2025Q1: 12,242 shares; 2025Q2: 7,530 shares; 2025Q3: 12,570 shares 12,570$657K0.4%+5,040Timeline
ASGIABRDN GLOBAL INFRA INCOME FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 27,245 shares; 2024Q4: 27,624 shares; 2025Q1: 28,723 shares; 2025Q2: 29,468 shares; 2025Q3: 30,279 shares 30,279$640K0.39%+811Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 7,387 shares 7,387$625K0.38%newTimeline
TYGTORTOISE ENERGY INFRSTRCTR CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 12,840 shares; 2025Q1: 13,085 shares; 2025Q2: 11,011 shares; 2025Q3: 14,499 shares 14,499$625K0.38%+3,488Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,539 shares; 2024Q4: 1,541 shares; 2025Q1: 1,534 shares; 2025Q2: 1,537 shares; 2025Q3: 1,540 shares 1,540$624K0.38%+3Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,943 shares; 2024Q4: 5,943 shares; 2025Q1: 5,944 shares; 2025Q2: not reported; 2025Q3: 5,947 shares 5,947$613K0.37%newTimeline
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,395 shares; 2024Q4: 5,331 shares; 2025Q1: 5,354 shares; 2025Q2: 5,380 shares; 2025Q3: 5,404 shares 5,404$606K0.37%+24Timeline
SDYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,058 shares; 2024Q4: 5,063 shares; 2025Q1: 5,067 shares; 2025Q2: 3,763 shares; 2025Q3: 4,280 shares 4,280$599K0.37%+517Timeline
CGBLCAPITAL GROUP CORE BALANCEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,230 shares; 2024Q4: 9,308 shares; 2025Q1: 13,494 shares; 2025Q2: 16,032 shares; 2025Q3: 16,796 shares 16,796$583K0.36%+764Timeline
EQTEQT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,111 shares; 2024Q4: 13,118 shares; 2025Q1: 10,624 shares; 2025Q2: 10,628 shares; 2025Q3: 10,634 shares 10,634$579K0.35%+6Timeline
SLVISHARES SILVER TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,422 shares; 2024Q4: 16,142 shares; 2025Q1: 16,142 shares; 2025Q2: 16,142 shares; 2025Q3: 13,468 shares 13,468$571K0.35%-2,674Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,024 shares; 2024Q4: 4,179 shares; 2025Q1: 4,258 shares; 2025Q2: 3,517 shares; 2025Q3: 2,973 shares 2,973$555K0.34%-544Timeline
CRKCOMSTOCK RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 43,582 shares; 2024Q4: 35,738 shares; 2025Q1: 34,940 shares; 2025Q2: 27,003 shares; 2025Q3: 27,653 shares 27,653$548K0.34%+650Timeline
AVGOBROADCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,016 shares; 2024Q4: 2,021 shares; 2025Q1: 2,029 shares; 2025Q2: 1,755 shares; 2025Q3: 1,654 shares 1,654$546K0.33%-101Timeline
STLDSTEEL DYNAMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,739 shares; 2024Q4: 4,645 shares; 2025Q1: 4,401 shares; 2025Q2: 4,108 shares; 2025Q3: 3,876 shares 3,876$540K0.33%-232Timeline
NFJVIRTUS DIVIDEND INTEREST & PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,975 shares; 2024Q4: 30,692 shares; 2025Q1: 31,453 shares; 2025Q2: 33,859 shares; 2025Q3: 41,184 shares 41,184$536K0.33%+7,325Timeline
JBLJABIL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,400 shares; 2024Q4: 2,400 shares; 2025Q1: 2,400 shares; 2025Q2: 2,400 shares; 2025Q3: 2,400 shares 2,400$521K0.32%0Timeline
DESWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,927 shares; 2024Q4: 14,327 shares; 2025Q1: 14,835 shares; 2025Q2: 10,190 shares; 2025Q3: 15,216 shares 15,216$512K0.31%+5,026Timeline
CGSMCAPITAL GRP FIXED INCM ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 15,088 shares; 2025Q2: 16,213 shares; 2025Q3: 19,352 shares 19,352$510K0.31%+3,139Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,190 shares; 2024Q4: 2,225 shares; 2025Q1: 2,260 shares; 2025Q2: 2,360 shares; 2025Q3: 2,360 shares 2,360$509K0.31%0Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,895 shares; 2024Q4: 3,792 shares; 2025Q1: 3,795 shares; 2025Q2: 3,497 shares; 2025Q3: 3,800 shares 3,800$509K0.31%+303Timeline
ARANTERO RESOURCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,400 shares; 2024Q4: 13,200 shares; 2025Q1: 14,600 shares; 2025Q2: 14,800 shares; 2025Q3: 15,125 shares 15,125$508K0.31%+325Timeline
BCVBANCROFT FD LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,020 shares; 2024Q4: 19,313 shares; 2025Q1: 19,647 shares; 2025Q2: 22,296 shares; 2025Q3: 23,152 shares 23,152$507K0.31%+856Timeline
CGHMCAPITAL GRP FIXED INCM ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 12,008 shares; 2025Q3: 19,935 shares 19,935$504K0.31%+7,927Timeline
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,000 shares; 2024Q4: 3,000 shares; 2025Q1: 3,000 shares; 2025Q2: 3,000 shares; 2025Q3: 3,000 shares 3,000$502K0.31%0Timeline
ZTSZOETIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,300 shares; 2024Q4: 3,500 shares; 2025Q1: 3,300 shares; 2025Q2: 2,282 shares; 2025Q3: 3,300 shares 3,300$483K0.3%+1,018Timeline
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,498 shares; 2024Q4: 2,634 shares; 2025Q1: 2,745 shares; 2025Q2: not reported; 2025Q3: 2,804 shares 2,804$477K0.29%newTimeline
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 2,302 shares; 2025Q2: 3,268 shares; 2025Q3: 3,483 shares 3,483$474K0.29%+215Timeline
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,288 shares; 2024Q4: 4,294 shares; 2025Q1: 4,333 shares; 2025Q2: 4,221 shares; 2025Q3: 4,245 shares 4,245$471K0.29%+24Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,050 shares; 2024Q4: 14,367 shares; 2025Q1: 14,346 shares; 2025Q2: 12,894 shares; 2025Q3: 13,473 shares 13,473$463K0.28%+579Timeline
HQHABRDN HEALTHCARE INVESTORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 26,959 shares; 2024Q4: 23,718 shares; 2025Q1: 24,733 shares; 2025Q2: 23,272 shares; 2025Q3: 24,930 shares 24,930$460K0.28%+1,658Timeline
SUNSUNOCO LP/SUNOCO FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,073 shares; 2024Q4: 9,784 shares; 2025Q1: 9,788 shares; 2025Q2: 8,786 shares; 2025Q3: 9,036 shares 9,036$452K0.28%+250Timeline
KNSLKINSALE CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 954 shares; 2024Q4: 954 shares; 2025Q1: 954 shares; 2025Q2: 954 shares; 2025Q3: 1,048 shares 1,048$447K0.27%+94Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,792 shares; 2024Q4: 21,252 shares; 2025Q1: 19,839 shares; 2025Q2: 18,283 shares; 2025Q3: 16,813 shares 16,813$436K0.27%-1,470Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,405 shares; 2024Q4: 1,412 shares; 2025Q1: 1,419 shares; 2025Q2: 1,328 shares; 2025Q3: 1,432 shares 1,432$435K0.27%+104Timeline
KLACKLA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 430 shares; 2024Q4: 431 shares; 2025Q1: 410 shares; 2025Q2: 407 shares; 2025Q3: 401 shares 401$433K0.26%-6Timeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,800 shares; 2024Q4: 1,803 shares; 2025Q1: 1,802 shares; 2025Q2: 1,805 shares; 2025Q3: 1,807 shares 1,807$426K0.26%+2Timeline
MPWRMONOLITHIC PWR SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 452 shares; 2024Q4: 452 shares; 2025Q1: 453 shares; 2025Q2: 454 shares; 2025Q3: 454 shares 454$418K0.26%0Timeline
NTRSNORTHERN TR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,100 shares; 2024Q4: 3,100 shares; 2025Q1: 3,100 shares; 2025Q2: 3,100 shares; 2025Q3: 3,100 shares 3,100$417K0.26%0Timeline
EQIXEQUINIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 528 shares; 2024Q4: 528 shares; 2025Q1: 528 shares; 2025Q2: 528 shares; 2025Q3: 528 shares 528$414K0.25%0Timeline
SCCOSOUTHERN COPPER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,828 shares; 2024Q4: 3,054 shares; 2025Q1: 3,291 shares; 2025Q2: 3,335 shares; 2025Q3: 3,383 shares 3,383$410K0.25%+48Timeline
BSTZBLACKROCK SCIENCE & TECHNOLOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 26,914 shares; 2024Q4: 24,982 shares; 2025Q1: 24,045 shares; 2025Q2: 20,235 shares; 2025Q3: 18,517 shares 18,517$410K0.25%-1,718Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,307 shares; 2024Q4: 2,447 shares; 2025Q1: 2,447 shares; 2025Q2: 2,529 shares; 2025Q3: 2,529 shares 2,529$409K0.25%0Timeline
SYKSTRYKER CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 700 shares; 2024Q4: 850 shares; 2025Q1: 850 shares; 2025Q2: 850 shares; 2025Q3: 1,102 shares 1,102$407K0.25%+252Timeline
RRCRANGE RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,558 shares; 2024Q4: 11,471 shares; 2025Q1: 10,415 shares; 2025Q2: 8,671 shares; 2025Q3: 10,803 shares 10,803$407K0.25%+2,132Timeline
BGRBLACKROCK ENERGY & RES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 44,273 shares; 2024Q4: 39,922 shares; 2025Q1: 30,926 shares; 2025Q2: 28,889 shares; 2025Q3: 29,513 shares 29,513$400K0.24%+624Timeline
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,952 shares; 2024Q4: 1,952 shares; 2025Q1: 1,952 shares; 2025Q2: 1,952 shares; 2025Q3: 1,953 shares 1,953$400K0.24%+1Timeline
NPFDNUVEEN VRIABL RAT PFD & INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,884 shares; 2024Q4: 19,446 shares; 2025Q1: 18,917 shares; 2025Q2: 18,987 shares; 2025Q3: 19,742 shares 19,742$394K0.24%+755Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,867 shares; 2024Q4: 1,949 shares; 2025Q1: 1,949 shares; 2025Q2: 1,096 shares; 2025Q3: 1,096 shares 1,096$390K0.24%0Timeline
IGAVOYA GLBL ADV & PREM OPP FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 33,493 shares; 2024Q4: 34,396 shares; 2025Q1: 35,196 shares; 2025Q2: 36,122 shares; 2025Q3: 37,062 shares 37,062$368K0.22%+940Timeline
IQDGWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,895 shares; 2024Q4: 8,944 shares; 2025Q1: 8,981 shares; 2025Q2: 10,589 shares; 2025Q3: 9,126 shares 9,126$364K0.22%-1,463Timeline
FSKFS KKR CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 23,343 shares; 2024Q4: 26,467 shares; 2025Q1: 26,734 shares; 2025Q2: 26,347 shares; 2025Q3: 23,970 shares 23,970$358K0.22%-2,377Timeline
REMXVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 5,197 shares; 2025Q3: 5,405 shares 5,405$356K0.22%+208Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,366 shares; 2024Q4: 29,903 shares; 2025Q1: 30,331 shares; 2025Q2: 30,884 shares; 2025Q3: 31,424 shares 31,424$352K0.22%+540Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,486 shares; 2024Q4: 4,613 shares; 2025Q1: 4,118 shares; 2025Q2: 5,080 shares; 2025Q3: 4,132 shares 4,132$347K0.21%-948Timeline
DELLDELL TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 2,302 shares; 2025Q3: 2,408 shares 2,408$342K0.21%+106Timeline
LIONLIONSGATE STUDIOS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 43,421 shares; 2025Q3: 49,411 shares 49,411$341K0.21%+5,990Timeline
WPMWHEATON PRECIOUS METALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 3,000 shares; 2025Q2: not reported; 2025Q3: 3,000 shares 3,000$336K0.21%newTimeline
VBRVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,513 shares; 2024Q4: 1,522 shares; 2025Q1: 1,532 shares; 2025Q2: 1,364 shares; 2025Q3: 1,588 shares 1,588$332K0.2%+224Timeline
RIORIO TINTO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,289 shares; 2024Q4: 4,860 shares; 2025Q1: 4,741 shares; 2025Q2: 5,000 shares; 2025Q3: 4,911 shares 4,911$324K0.2%-89Timeline
FDNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,299 shares; 2024Q4: 1,299 shares; 2025Q1: 1,249 shares; 2025Q2: 1,196 shares; 2025Q3: 1,146 shares 1,146$321K0.2%-50Timeline
GRXGABELLI HEALTHCARE & WELLNESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,015 shares; 2024Q4: 24,385 shares; 2025Q1: 24,750 shares; 2025Q2: 30,498 shares; 2025Q3: 35,029 shares 35,029$318K0.19%+4,531Timeline
WIWWESTERN AST INFL LKD OPP & IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 41,842 shares; 2024Q4: 33,113 shares; 2025Q1: 33,816 shares; 2025Q2: 32,181 shares; 2025Q3: 35,285 shares 35,285$314K0.19%+3,104Timeline
LHXL3HARRIS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,493 shares; 2024Q4: 1,497 shares; 2025Q1: 1,502 shares; 2025Q2: 1,073 shares; 2025Q3: 1,017 shares 1,017$310K0.19%-56Timeline
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,760 shares; 2024Q4: 4,781 shares; 2025Q1: 4,801 shares; 2025Q2: 3,891 shares; 2025Q3: 4,812 shares 4,812$305K0.19%+921Timeline
IDEVOYA INFRASTRUCTURE INDLS &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 23,070 shares; 2024Q4: 22,800 shares; 2025Q1: 23,453 shares; 2025Q2: 20,294 shares; 2025Q3: 24,451 shares 24,451$297K0.18%+4,157Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 607 shares; 2024Q4: 608 shares; 2025Q1: 542 shares; 2025Q2: 458 shares; 2025Q3: 444 shares 444$296K0.18%-14Timeline
CMICUMMINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 700 shares; 2024Q4: 700 shares; 2025Q1: 700 shares; 2025Q2: 700 shares; 2025Q3: 700 shares 700$296K0.18%0Timeline
VBFINVESCO BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 18,177 shares; 2025Q2: 17,209 shares; 2025Q3: 18,662 shares 18,662$295K0.18%+1,453Timeline
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 33,410 shares; 2024Q4: 30,505 shares; 2025Q1: 27,602 shares; 2025Q2: 24,780 shares; 2025Q3: 25,314 shares 25,314$293K0.18%+534Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 655 shares; 2024Q4: 655 shares; 2025Q1: 655 shares; 2025Q2: 730 shares; 2025Q3: 612 shares 612$292K0.18%-118Timeline
EESWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 4,830 shares; 2025Q2: 4,587 shares; 2025Q3: 5,222 shares 5,222$292K0.18%+635Timeline
SHELSHELL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,969 shares; 2024Q4: 3,976 shares; 2025Q1: 3,981 shares; 2025Q2: 3,987 shares; 2025Q3: 3,993 shares 3,993$286K0.17%+6Timeline
INVHINVITATION HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,212 shares; 2024Q4: 14,400 shares; 2025Q1: 12,272 shares; 2025Q2: 10,795 shares; 2025Q3: 9,685 shares 9,685$284K0.17%-1,110Timeline
MSOSADVISORSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 88,300 shares; 2024Q4: 59,475 shares; 2025Q1: 59,200 shares; 2025Q2: 59,200 shares; 2025Q3: 59,200 shares 59,200$284K0.17%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,985 shares; 2024Q4: 11,029 shares; 2025Q1: 12,268 shares; 2025Q2: 9,892 shares; 2025Q3: 9,930 shares 9,930$280K0.17%+38Timeline
NUENUCOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,054 shares; 2024Q4: 2,007 shares; 2025Q1: 2,011 shares; 2025Q2: 2,015 shares; 2025Q3: 2,018 shares 2,018$273K0.17%+3Timeline
ICEINTERCONTINENTAL EXCHANGE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,250 shares; 2024Q4: 1,600 shares; 2025Q1: 1,600 shares; 2025Q2: 1,601 shares; 2025Q3: 1,602 shares 1,602$270K0.17%+1Timeline
PSNPARSONS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 3,200 shares 3,200$265K0.16%newTimeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,100 shares; 2025Q3: 933 shares 933$262K0.16%-167Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,157 shares; 2024Q4: 4,184 shares; 2025Q1: 4,212 shares; 2025Q2: 3,731 shares; 2025Q3: 3,962 shares 3,962$262K0.16%+231Timeline
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 2,920 shares; 2025Q1: 2,922 shares; 2025Q2: 2,924 shares; 2025Q3: 2,700 shares 2,700$257K0.16%-224Timeline
AEFABRDN EMERGING MARKETS EX CHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 48,573 shares; 2024Q4: 48,573 shares; 2025Q1: 38,036 shares; 2025Q2: 39,003 shares; 2025Q3: 39,140 shares 39,140$254K0.16%+137Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 909 shares; 2025Q2: not reported; 2025Q3: 569 shares 569$253K0.15%newTimeline
RABROOKFIELD REAL ASSETS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,109 shares; 2024Q4: 12,867 shares; 2025Q1: 15,154 shares; 2025Q2: 17,931 shares; 2025Q3: 18,836 shares 18,836$252K0.15%+905Timeline
PANWPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,300 shares; 2025Q3: 1,230 shares 1,230$250K0.15%-70Timeline
NTRNUTRIEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 4,271 shares; 2025Q2: 4,301 shares; 2025Q3: 4,263 shares 4,263$250K0.15%-38Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,881 shares; 2024Q4: not reported; 2025Q1: 10,281 shares; 2025Q2: not reported; 2025Q3: 7,342 shares 7,342$246K0.15%newTimeline
DINOHF SINCLAIR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,700 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 4,700 shares 4,700$246K0.15%newTimeline
LAMRLAMAR ADVERTISING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,000 shares; 2024Q4: 2,000 shares; 2025Q1: 2,000 shares; 2025Q2: 2,000 shares; 2025Q3: 2,000 shares 2,000$245K0.15%0Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,279 shares; 2024Q4: 7,287 shares; 2025Q1: 7,754 shares; 2025Q2: 6,151 shares; 2025Q3: 5,428 shares 5,428$245K0.15%-723Timeline
FVFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,083 shares; 2024Q4: 5,083 shares; 2025Q1: 4,318 shares; 2025Q2: 3,389 shares; 2025Q3: 3,878 shares 3,878$240K0.15%+489Timeline
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,680 shares; 2024Q4: 1,680 shares; 2025Q1: 1,680 shares; 2025Q2: 1,680 shares; 2025Q3: 1,680 shares 1,680$239K0.15%0Timeline
DHRDANAHER CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,147 shares; 2024Q4: 1,148 shares; 2025Q1: 1,199 shares; 2025Q2: 1,199 shares; 2025Q3: 1,200 shares 1,200$238K0.15%+1Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,922 shares; 2024Q4: 3,922 shares; 2025Q1: 3,922 shares; 2025Q2: 3,922 shares; 2025Q3: 3,922 shares 3,922$234K0.14%0
AONAON PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 651 shares; 2024Q4: 651 shares; 2025Q1: 651 shares; 2025Q2: 651 shares; 2025Q3: 651 shares 651$232K0.14%0Timeline
FUBOFUBOTV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 50,500 shares; 2025Q2: 57,000 shares; 2025Q3: 54,900 shares 54,900$228K0.14%-2,100Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,966 shares; 2024Q4: 1,978 shares; 2025Q1: 1,988 shares; 2025Q2: 1,999 shares; 2025Q3: 2,011 shares 2,011$227K0.14%+12Timeline
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,170 shares; 2024Q4: 1,170 shares; 2025Q1: 1,170 shares; 2025Q2: 1,320 shares; 2025Q3: 1,170 shares 1,170$225K0.14%-150Timeline
ETNEATON CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 600 shares; 2025Q3: 600 shares 600$225K0.14%0Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 240 shares; 2025Q3: 240 shares 240$223K0.14%0Timeline
VTEBVANGUARD MUN BD FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,240 shares; 2024Q4: 4,285 shares; 2025Q1: 4,307 shares; 2025Q2: 5,783 shares; 2025Q3: 4,380 shares 4,380$219K0.13%-1,403Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,320 shares; 2024Q4: 20,781 shares; 2025Q1: 21,770 shares; 2025Q2: 22,262 shares; 2025Q3: 22,988 shares 22,988$217K0.13%+726Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,365 shares 1,365$217K0.13%newTimeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 12,619 shares; 2025Q1: 12,877 shares; 2025Q2: 11,847 shares; 2025Q3: 13,368 shares 13,368$216K0.13%+1,521Timeline
AZNASTRAZENECA PLC-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,800 shares; 2024Q4: not reported; 2025Q1: 2,800 shares; 2025Q2: not reported; 2025Q3: 2,800 shares 2,800$215K0.13%newTimeline
IHDVOYA EMERGING MKTS HIGH DIVIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 30,191 shares; 2024Q4: 31,082 shares; 2025Q1: 32,068 shares; 2025Q2: 29,839 shares; 2025Q3: 33,979 shares 33,979$213K0.13%+4,140Timeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,235 shares; 2024Q4: 3,235 shares; 2025Q1: 3,235 shares; 2025Q2: 3,235 shares; 2025Q3: 3,145 shares 3,145$211K0.13%-90Timeline
FPFFIRST TR INTER DURATN PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,075 shares; 2024Q4: 10,298 shares; 2025Q1: 10,527 shares; 2025Q2: 10,769 shares; 2025Q3: 11,001 shares 11,001$211K0.13%+232Timeline
ANGIANGI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,780 shares 12,780$208K0.13%newTimeline
LAZLAZARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 3,900 shares 3,900$206K0.13%newTimeline
DIAXNUVEEN DOW 30SM DYNAMIC OVERWRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 13,781 shares 13,781$205K0.13%newTimeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 170 shares 170$204K0.12%newTimeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,221 shares; 2025Q3: 1,248 shares 1,248$202K0.12%+27Timeline
FMYFIRST TR MTG INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,315 shares; 2024Q4: 15,487 shares; 2025Q1: 15,777 shares; 2025Q2: 15,980 shares; 2025Q3: 16,251 shares 16,251$199K0.12%+271Timeline
TUTELUS CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,667 shares; 2024Q4: 11,541 shares; 2025Q1: 11,963 shares; 2025Q2: not reported; 2025Q3: 12,351 shares 12,351$195K0.12%newTimeline
XIAEXVOYA ASIA PAC HIGH DIV EQT IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 23,084 shares; 2024Q4: 23,755 shares; 2025Q1: 24,506 shares; 2025Q2: 25,259 shares; 2025Q3: 25,953 shares 25,953$195K0.12%+694Timeline
FCTFIRST TR SR FLTG RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,060 shares; 2024Q4: 17,543 shares; 2025Q1: 18,037 shares; 2025Q2: 18,567 shares; 2025Q3: 19,104 shares 19,104$191K0.12%+537Timeline
HBANHUNTINGTON BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 11,493 shares; 2025Q3: 10,860 shares 10,860$188K0.11%-633Timeline
EDDMORGAN STANLEY EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 30,103 shares; 2024Q4: 30,374 shares; 2025Q1: 31,438 shares; 2025Q2: 32,511 shares; 2025Q3: 33,037 shares 33,037$178K0.11%+526Timeline
TSITCW STRATEGIC INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 36,262 shares; 2024Q4: 36,691 shares; 2025Q1: 38,236 shares; 2025Q2: 38,746 shares; 2025Q3: 35,185 shares 35,185$173K0.11%-3,561Timeline
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,100 shares; 2024Q4: 24,752 shares; 2025Q1: 25,409 shares; 2025Q2: 26,056 shares; 2025Q3: 26,668 shares 26,668$165K0.1%+612Timeline
NPCTNUVEEN CORE PLUS IMPACT FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,834 shares; 2024Q4: 13,382 shares; 2025Q1: 13,677 shares; 2025Q2: 14,143 shares; 2025Q3: 14,560 shares 14,560$160K0.1%+417Timeline
XWIAXWESTERN ASSET INFLT LNK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 25,958 shares; 2024Q4: 18,453 shares; 2025Q1: 18,793 shares; 2025Q2: 16,386 shares; 2025Q3: 18,319 shares 18,319$154K0.09%+1,933Timeline
KIOKKR INCOME OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 11,052 shares; 2025Q2: 11,386 shares; 2025Q3: 11,715 shares 11,715$148K0.09%+329Timeline
ECOFIN SUSTAINABLE & SOC IM…ECOFIN SUSTAINABLE & SOC IMP TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,825 shares; 2024Q4: 11,626 shares; 2025Q1: 11,889 shares; 2025Q2: 12,165 shares; 2025Q3: 12,439 shares 12,439$146K0.09%+274
PGZPRINCIPAL REAL ESTATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,026 shares; 2024Q4: 13,420 shares; 2025Q1: 13,827 shares; 2025Q2: 12,601 shares; 2025Q3: 12,971 shares 12,971$136K0.08%+370Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,578 shares; 2024Q4: 21,138 shares; 2025Q1: 21,721 shares; 2025Q2: 21,100 shares; 2025Q3: 22,600 shares 22,600$134K0.08%+1,500Timeline
SABASABA CAPITAL INCOME & OPPORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 13,149 shares; 2025Q1: 13,402 shares; 2025Q2: not reported; 2025Q3: 13,926 shares 13,926$127K0.08%newTimeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,347 shares; 2024Q4: 13,411 shares; 2025Q1: 13,445 shares; 2025Q2: 13,497 shares; 2025Q3: 13,550 shares 13,550$122K0.07%+53Timeline
PPTFRANKLIN PREMIER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 23,452 shares; 2024Q4: 23,959 shares; 2025Q1: 24,655 shares; 2025Q2: 25,175 shares; 2025Q3: 25,701 shares 25,701$94.8K0.06%+526Timeline
PCFHIGH INCOME SECS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,089 shares; 2024Q4: 13,459 shares; 2025Q1: 13,820 shares; 2025Q2: 13,834 shares; 2025Q3: 11,350 shares 11,350$72.1K0.04%-2,484Timeline
UAAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 8,735 shares 8,735$43.6K0.03%newTimeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
TGTTARGET CORP Stockcall2,000$2.92Knew
UAAUNDER ARMOUR INC CL Acall5,000$2.25Knew

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PEPPEPSICO INC6,275$829Kshares
SLFSUN LIFE FINANCIAL INC.10,461$695Kshares
WMWASTE MGMT INC DEL1,377$315Kshares
XCWISDOMTREE TR9,050$312Kshares
FIRST TR EXCHNG TRADED FD V…FIRST TR EXCHNG TRADED FD VICONFL…66,448$278Kshares
PNCPNC FINL SVCS GROUP INC1,400$261Kshares
XAGDXABRDN GLOBAL DYNAMIC DIVIDEN23,301$257Kshares
ABRDN JAPAN EQUITY FUND INCABRDN JAPAN EQUITY FUND INC33,155$250Kshares
VOOVANGUARD INDEX FDS439$249Kshares
BSXBOSTON SCIENTIFIC CORP2,000$215Kshares
HYEMVANECK ETF TRUST10,720$212Kshares
KRKROGER CO2,800$201Kshares
PFEPFIZER INC800$278call

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001035344-25-000006 base2025-11-07acceptance time not in the bulk data set