UBS Group AG
Follow13F filer, CIK 1610520, ZURICH, Switzerland
UBS Group AG reported $541,090,902,824 across 9,875 holdings for the quarter ended 2024-12-31, in a 13F-HR filed 2025-02-14. Its ten largest share positions make up 18.93% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000950123-25-002409
- Period
- 2024-12-31
- Reported value
- $541B
- Holdings
- 9,875
- Top 10 weight
- 18.93%
- New
- 1,516
- Sold out
- 1,089
Part of the filer group UBS Group AG
Credit Investments Group, a distinct business unit of UBS Asset Management (Americas) LLCUBS AG
- Credit Investments Group, a distinct business unit of UBS Asset Management (Americas) LLC
- UBS AG
- UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
- UBS Asset Management Switzerland Inc.
- UBS Bank (Canada)
- UBS BRASIL ADMINISTRADORA DE VALORES MOBILIARIOS LTDA.
- UBS EUROPE SE
- UBS FINANCIAL SERVICES INC
- UBS La Maison de Gestion
- UBS (Monaco) S.A.
- UBS SECURITIES LLC
- UBS SuMi TRUST Wealth Management Co., Ltd.
- UBS Switzerland AG
- Unified Global Alternatives, a distinct business unit of UBS Asset Management (Americas) LLC
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| BLKnew | +1,149,635 | $1.18B |
| MSTRadded | +4,036,608 | $1.17B |
| SPYadded | +1,451,260 | $851M |
| BAadded | +4,707,805 | $833M |
| MSFTadded | +1,901,702 | $802M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| BLACKROCK INCexited | -1,050,868 | -$998M |
| LAM RESEARCH CORPexited | -756,398 | -$617M |
| UNHreduced | -986,770 | -$499M |
| ARISTA NETWORKS INCexited | -811,889 | -$312M |
| Ureduced | -7,090,195 | -$159M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q4 2024
Share positions as resolved from 13F-HR 0000950123-25-002409, largest first. % of portfolio is the value over $446,046,935,827, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| FOCUS UNVL INCFOCUS UNVL INC | 37 | $13 | <0.01% | -228,800 | |||
| HYZON MOTORS INCHYZON MOTORS INC | 2,651 | $13 | <0.01% | +2,630 | |||
| CYCLO THERAPEUTICS INCCYCLO THERAPEUTICS INC | 175 | $13 | <0.01% | new | |||
| YOLOADVISORSHARES TR | 5 | $12 | <0.01% | 0 | Timeline | ||
| TMQTRILOGY METALS INC NEW | 10 | $12 | <0.01% | -8,471 | Timeline | ||
| USAUU S GOLD CORP | 2 | $12 | <0.01% | -3,697 | Timeline | ||
| TLPHTALPHERA INC | 22 | $12 | <0.01% | -43,596 | Timeline | ||
| CUBWWLIONHEART HOLDINGS | 112 | $12 | <0.01% | new | Timeline | ||
| PYPDPOLYPID LTD | 4 | $12 | <0.01% | -1,988 | Timeline | ||
| FMYFIRST TR MTG INCOME FD | 1 | $12 | <0.01% | -750 | Timeline | ||
| LITHIA MTRS INC COMLITHIA MTRS INC COM | 474 | $12 | <0.01% | new | |||
| BAYABAYVIEW ACQUISITION CORP | 1 | $11 | <0.01% | 0 | Timeline | ||
| CANETEUCRIUM COMMODITY TR | 1 | $11 | <0.01% | 0 | Timeline | ||
| HENNESSY CAPITAL INVST CORPHENNESSY CAPITAL INVST CORP | 1 | $11 | <0.01% | 0 | |||
| FLYEXCLUSIVE INCFLYEXCLUSIVE INC | 100 | $10 | <0.01% | -13,328 | |||
| WALDWWALDENCAST PLC | 56 | $10 | <0.01% | +16 | Timeline | ||
| METAL SKY STAR ACQUISITION CMETAL SKY STAR ACQUISITION C | 277 | $10 | <0.01% | -56,701 | |||
| MKDWWMKDWELL TECH INC | 504 | $9 | <0.01% | -428 | Timeline | ||
| SSBISUMMIT ST BK SANTA ROSA CALI | 1 | $8 | <0.01% | 0 | Timeline | ||
| BANNIX ACQUISITION CORPBANNIX ACQUISITION CORP | 87 | $8 | <0.01% | 0 | |||
| NUVATION BIO INCNUVATION BIO INC | 35 | $8 | <0.01% | new | |||
| SESCWSES AI CORPORATION | 36 | $7 | <0.01% | 0 | Timeline | ||
| PIIIWP3 HEALTH PARTNERS INC | 614 | $7 | <0.01% | new | Timeline | ||
| SDAWWSUNCAR TECHNOLOGY GROUP INC | 23 | $7 | <0.01% | -4,536 | Timeline | ||
| KPRXKIORA PHARMACEUTICALS INC | 2 | $7 | <0.01% | -352 | Timeline | ||
| TPCSTECHPRECISION CORP | 2 | $7 | <0.01% | -9,686 | Timeline | ||
| NuCana PLCNuCana PLC | 6 | $7 | <0.01% | -12,598 | |||
| SPORTS ENTMT GAMING GLOBAL …SPORTS ENTMT GAMING GLOBAL COM | 15 | $7 | <0.01% | -5,149 | |||
| ABVCABVC BIOPHARMA INC | 10 | $6 | <0.01% | new | Timeline | ||
| VOXRVOX ROYALTY CORP | 2 | $5 | <0.01% | new | Timeline | ||
| POCIPRECISION OPTICS CORP INC MA | 1 | $5 | <0.01% | new | Timeline | ||
| PAAIPARADIUMAI INC | 4 | $5 | <0.01% | -30,591 | Timeline | ||
| TECHNOLOGY & TELECOMMUNICAT…TECHNOLOGY & TELECOMMUNICATION | 287 | $5 | <0.01% | new | |||
| LONGEVITY HEALTH HLDGS INCLONGEVITY HEALTH HLDGS INC | 116 | $5 | <0.01% | -8,860 | |||
| ACONWACLARION INC | 258 | $5 | <0.01% | +200 | Timeline | ||
| RYVYL INCRYVYL INC | 4 | $5 | <0.01% | +3 | |||
| VIVAKOR INCVIVAKOR INC | 4 | $5 | <0.01% | -6,645 | |||
| AINOS INCAINOS INC | 10 | $5 | <0.01% | -66,997 | |||
| CCGWWCHECHE GROUP INC | 99 | $4 | <0.01% | -2,350 | Timeline | ||
| CNETZW DATA ACTION TECHNOLOGS IN | 2 | $4 | <0.01% | +1 | Timeline | ||
| CARVER BANCORP ORDCARVER BANCORP ORD | 2 | $4 | <0.01% | -8,115 | |||
| SONNET BIOTHERAPEUTC HLDNG ISONNET BIOTHERAPEUTC HLDNG I | 3 | $4 | <0.01% | new | |||
| CHINA SXT PHARMACEUTICALS INCHINA SXT PHARMACEUTICALS IN | 8 | $4 | <0.01% | -8,670 | |||
| AIM IMMUNOTECH INCAIM IMMUNOTECH INC | 21 | $4 | <0.01% | 0 | |||
| HALL OF FAME RESORT & ENTMTHALL OF FAME RESORT & ENTMT | 861 | $4 | <0.01% | -1,729 | |||
| ANLADLAI NORTYE GROUP LTD | 1 | $3 | <0.01% | -1,137 | Timeline | ||
| COOTWAUSTRALIAN OILSEEDS HLDGS LT | 93 | $3 | <0.01% | new | Timeline | ||
| LSTALISATA THERAPEUTICS INC | 1 | $3 | <0.01% | -124 | Timeline | ||
| SONIM TECHNOLOGIES INCSONIM TECHNOLOGIES INC | 1 | $3 | <0.01% | 0 | |||
| 00 | 201 | $3 | <0.01% | +100 | |||
| ADVANTAGE SOLUTIONS INCADVANTAGE SOLUTIONS INC | 232 | $3 | <0.01% | +133 | |||
| FUSION FUEL GREEN PLCFUSION FUEL GREEN PLC | 166 | $3 | <0.01% | new | |||
| CELZCREATIVE MED TECHNOLOGY HLDG | 1 | $2 | <0.01% | -2,724 | Timeline | ||
| UUUUNIVERSAL SAFETY PRODS INC | 1 | $2 | <0.01% | -35,708 | Timeline | ||
| SONWQSONDER HLDGS INC WT EXP 01/31/ | 400 | $2 | <0.01% | 0 | Timeline | ||
| VIGIL NEUROSCIENCE INCVIGIL NEUROSCIENCE INC | 1 | $2 | <0.01% | -282 | |||
| MINGZHU LOGISTICS HLDGS LTDMINGZHU LOGISTICS HLDGS LTD | 2 | $2 | <0.01% | new | |||
| WORKSPORT LTDWORKSPORT LTD | 2 | $2 | <0.01% | new | |||
| SPLASH BEVERAGE GROUP INCSPLASH BEVERAGE GROUP INC | 100 | $2 | <0.01% | new | |||
| YTRAYATRA ONLINE INC | 1 | $1 | <0.01% | 0 | Timeline | ||
| EMCWFEMBRACE CHANGE ACQUISITION COR | 100 | $1 | <0.01% | new | Timeline | ||
| Papaya Growth Opportunity C…Papaya Growth Opportunity Corp I | 66 | $1 | <0.01% | 0 | |||
| PASSAGE BIO INCPASSAGE BIO INC | 2 | $1 | <0.01% | new | |||
| SENSEI BIOTHERAPEUTICS INCSENSEI BIOTHERAPEUTICS INC | 2 | $1 | <0.01% | new | |||
| PROTAGENIC THERAPEUTICS INCPROTAGENIC THERAPEUTICS INC | 360 | $1 | <0.01% | new | |||
| 00 | 18 | $1 | <0.01% | 0 | |||
| UNICYCIVE THERAPEUTICS INCUNICYCIVE THERAPEUTICS INC | 1 | $1 | <0.01% | 0 | |||
| GOLDENSTONE ACQUISITION LTDGOLDENSTONE ACQUISITION LTD | 16 | $1 | <0.01% | new | |||
| NMHIWNMHIW | 40 | $1 | <0.01% | 0 | Timeline | ||
| XTNTXTANT MED HLDGS INC | 1 | $0 | 0% | -39,047 | Value filed as zero, left out of ratios. | Timeline | |
| GPATWGP-ACT III ACQUISITION CORP | 2 | $0 | 0% | new | Value filed as zero, left out of ratios. | Timeline | |
| Distoken Acquisition CorpDistoken Acquisition Corp | 10 | $0 | 0% | -109 | Value filed as zero, left out of ratios. | ||
| AIMDWAINOS INC | 2 | $0 | 0% | new | Value filed as zero, left out of ratios. | Timeline | |
| CHEER HLDG INCCHEER HLDG INC | 100 | $0 | 0% | new | Value filed as zero, left out of ratios. | ||
| CSLM ACQUISITION CORPCSLM ACQUISITION CORP | 4 | $0 | 0% | 0 | Value filed as zero, left out of ratios. |
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 1,247. All 1,247
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 5,312,200 | $3.11B | -7,867,600 |
| IWMISHARES TR SHS | put | 11,734,400 | $2.59B | -8,843,500 |
| AAPLAPPLE INC COM | put | 9,469,335 | $2.37B | -1,005,807 |
| QQQINVESCO QQQ TR COM | put | 4,023,800 | $2.06B | -4,213,437 |
| NVDANVIDIA CORPORATION COM | call | 13,155,223 | $1.77B | -4,131,389 |
| EEMISHARES TR MSCI EMG MKT ETF | put | 36,926,200 | $1.54B | +8,232,100 |
| HYGISHARES TR IBOXX HI YD ETF | put | 19,506,400 | $1.53B | +10,145,200 |
| TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS | put | 6,890,550 | $1.36B | +461,838 |
| NVDANVIDIA CORPORATION COM | put | 9,747,480 | $1.31B | -2,918,265 |
| TSLATESLA INC COM | put | 3,170,018 | $1.28B | -492,000 |
| TSLATESLA INC COM | call | 3,136,951 | $1.27B | -544,175 |
| EEMISHARES TR MSCI EMG MKT ETF | call | 30,179,000 | $1.26B | -3,621,700 |
| AAPLAPPLE INC COM | call | 4,731,755 | $1.18B | -2,272,571 |
| XLESELECT SECTOR SPDR TR SHS | put | 13,139,800 | $1.13B | +5,660,200 |
| QQQINVESCO QQQ TR COM | call | 2,195,037 | $1.12B | +479,164 |
| XLFSELECT SECTOR SPDR TR SHS | put | 22,572,400 | $1.09B | -1,090,000 |
| MSFTMICROSOFT CORP COM | put | 2,310,836 | $974M | -656,172 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 1,641,626 | $962M | -1,637,220 |
| JPMJPMORGAN CHASE & CO COM | put | 3,922,100 | $940M | +584,400 |
| IWMISHARES TR SHS | call | 3,957,730 | $875M | -5,569,822 |
| XLFSELECT SECTOR SPDR TR SHS | call | 17,434,788 | $843M | +8,627,188 |
| GLDSPDR GOLD TR GOLD SHS | call | 3,363,682 | $814M | -590,618 |
| MSFTMICROSOFT CORP COM | call | 1,907,575 | $804M | -603,320 |
| LQDISHARES TR SHS | call | 7,195,000 | $769M | -1,796,100 |
| FXIISHARES TR CHINA LG-CAP ETF | call | 24,885,500 | $758M | +1,331,200 |
| EFAISHARES TR MSCI EAFE ETF | put | 9,624,300 | $728M | +5,480,500 |
| NFLXNETFLIX INC. COM | put | 786,800 | $701M | +34,100 |
| CSCOCISCO SYS INC COM | put | 11,662,600 | $690M | +1,547,500 |
| AMZNAMAZON COM INC COM | put | 3,146,100 | $690M | +269,700 |
| BACBANK OF AMER CORP COM | put | 14,932,800 | $656M | +3,338,700 |
| GLDSPDR GOLD TR GOLD SHS | put | 2,690,900 | $652M | -341,700 |
| SLVISHARES SILVER TR COM | call | 23,789,688 | $626M | -17,119,812 |
| XLESELECT SECTOR SPDR TR SHS | call | 6,718,290 | $575M | +5,439,040 |
| METAMETA PLATFORMS INC COM | put | 952,118 | $557M | -68,782 |
| ASHRDBX ETF TR XTRACK HRVST CSI | call | 18,981,100 | $502M | +18,442,900 |
| AVGOBROADCOM INC COM | put | 2,113,900 | $490M | -135,800 |
| DHRDANAHER CORP DEL COM | call | 2,082,300 | $478M | +53,200 |
| METAMETA PLATFORMS INC COM | call | 793,564 | $465M | -47,024 |
| GOOGLALPHABET INC COM | put | 2,454,380 | $465M | -299,720 |
| AMDADVANCED MICRO DEVICES INC COM | put | 3,756,300 | $454M | -13,500 |
| FXIISHARES TR CHINA LG-CAP ETF | put | 14,573,200 | $444M | -6,374,700 |
| ROCKET LAB USA INCROCKET LAB USA INC COM | call | 17,340,483 | $442M | +25,100 |
| MSMORGAN STANLEY COM | put | 3,482,200 | $438M | +763,200 |
| BACBANK OF AMER CORP COM | call | 9,852,623 | $433M | +2,193,260 |
| COINCOINBASE GLOBAL INC Stock | call | 1,742,287 | $433M | +1,729,530 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 5,047,400 | $428M | +3,032,900 |
| AMZNAMAZON COM INC COM | call | 1,780,199 | $391M | -1,479,723 |
| JPMJPMORGAN CHASE & CO COM | call | 1,523,858 | $365M | +81,592 |
| NFLXNETFLIX INC. COM | call | 407,359 | $363M | -74,966 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | call | 4,278,813 | $363M | +1,309,239 |
| XLISELECT SECTOR SPDR TR INDL | put | 2,690,200 | $354M | +1,176,900 |
| CRMSALESFORCE INC COM | put | 1,031,100 | $345M | +105,300 |
| AVGOBROADCOM INC COM | call | 1,472,662 | $341M | -190,862 |
| MAMASTERCARD INCORPORATED COM | put | 640,300 | $337M | +77,300 |
| ADIANALOG DEVICES INC COM | put | 1,514,999 | $322M | +46,500 |
| GOOGALPHABET INC COM | put | 1,629,100 | $310M | -278,400 |
| MCDMCDONALDS CORP COM | call | 1,052,668 | $305M | -571,956 |
| TGTTARGET CORP Stock | put | 2,255,000 | $305M | +79,400 |
| BRK-BBERKSHIRE HATHAWAY INC DEL COM | put | 668,400 | $303M | -194,400 |
| KWEBKRANESHARES TRUST CSI CHI INTERNET | call | 10,262,975 | $300M | +6,294,794 |
| CMGCHIPOTLE MEXICAN GRILL INC STOK | put | 4,882,500 | $294M | +115,800 |
| EFAISHARES TR MSCI EAFE ETF | call | 3,885,600 | $294M | +1,528,900 |
| UNHUNITEDHEALTH GROUP INC COM | put | 580,700 | $294M | -51,700 |
| TMUST-MOBILE US INC COM | put | 1,318,200 | $291M | -92,700 |
| AMDADVANCED MICRO DEVICES INC COM | call | 2,390,445 | $289M | -327,495 |
| CCITIGROUP INC COM | put | 4,086,700 | $288M | +903,900 |
| BRK-BBERKSHIRE HATHAWAY INC DEL COM | call | 632,992 | $287M | +51,886 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | call | 8,236,450 | $279M | +3,919,450 |
| COINCOINBASE GLOBAL INC Stock | put | 1,120,700 | $278M | +1,114,700 |
| CSCOCISCO SYS INC COM | call | 4,687,925 | $278M | +359,100 |
| CRWDCROWDSTRIKE HLDGS INC COM | put | 810,800 | $277M | -141,200 |
| KWEBKRANESHARES TRUST CSI CHI INTERNET | put | 9,427,100 | $276M | +7,089,500 |
| GSGOLDMAN SACHS GROUP INC COM | put | 474,400 | $272M | +231,400 |
| GOOGLALPHABET INC COM | call | 1,412,039 | $267M | -659,378 |
| NEMNEWMONT CORP COM | put | 6,990,559 | $260M | -160,308 |
| MSMORGAN STANLEY COM | call | 2,025,534 | $255M | -4,067,584 |
| ORCLORACLE CORP COM | put | 1,522,734 | $254M | -197,700 |
| BOXBOX INC Stock | call | 7,846,628 | $248M | 0 |
| CNXCNX RES CORP Stock | call | 6,717,280 | $246M | 0 |
| CRMSALESFORCE INC COM | call | 726,253 | $243M | +95,880 |
| MCKMCKESSON CORP Stock | call | 413,000 | $235M | +14,500 |
| TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS | call | 1,177,872 | $233M | -400,566 |
| MUMICRON TECHNOLOGY INC COM | call | 2,676,458 | $225M | +693,639 |
| TLTISHARES TR 20 YR TR BD ETF | call | 2,542,906 | $222M | -1,922,951 |
| COSTCOSTCO WHOLESALE CORPORATION COM | put | 239,100 | $219M | +31,900 |
| VVISA INC COM | put | 693,100 | $219M | -4,700 |
| KRESPDR SERIES TRUST ST STR SP REGBNK | put | 3,615,800 | $218M | -791,700 |
| FEZSPDR INDEX SHS FDS EURO STOXX 50 | put | 4,500,000 | $217M | new |
| PSNPARSONS CORP DEL Stock | call | 2,343,400 | $216M | 0 |
| SHOPSHOPIFY INC CL A SUB VTG SHS | put | 2,017,600 | $215M | +90,800 |
| CCITIGROUP INC COM | call | 3,045,849 | $214M | +426,266 |
| DBXDROPBOX INC Stock | call | 7,036,911 | $211M | 0 |
| XOMEXXON MOBIL CORP COM | put | 1,931,700 | $208M | +891,300 |
| WMTWALMART INC COM | put | 2,289,000 | $207M | -368,300 |
| PGPROCTER & GAMBLE CO COM | put | 1,231,600 | $206M | +37,000 |
| INTCINTEL CORP COM | put | 9,723,811 | $195M | +514,448 |
| ABBVABBVIE INC COM | put | 1,093,600 | $194M | -156,800 |
| WDAYWORKDAY INC Stock | put | 752,200 | $194M | +28,300 |
| IYRISHARES TR U.S. REAL ES ETF | put | 2,084,600 | $194M | +1,303,800 |
| OXYOCCIDENTAL PETE CORP COM | put | 3,919,100 | $194M | +72,700 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| CONFLUENT INCCONFLUENT INC NOTE 1/1 | principal | 28,900,500 | $26M | +28,899,000 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 9,355,000 | $11.3M | new |
| WOLFSPEED INCWOLFSPEED INC NOTE 1.750% 5/0 | principal | 10,670,000 | $9.44M | new |
| EVERGY INCEVERGY INC NOTE 4.500%12/1 | principal | 7,901,000 | $8.58M | new |
| WOLFSPEED INCWOLFSPEED INC NOTE 0.250% 2/1 | principal | 11,906,000 | $5.48M | new |
| ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 4.000% 3/1 | principal | 5,133,000 | $5.18M | new |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 3,500,000 | $3.51M | -700,000 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 | principal | 3,450,000 | $3.2M | new |
| HEALTH CATALYST INCHEALTH CATALYST INC BOND | principal | 2,626,000 | $2.58M | new |
| BLOCK INCBLOCK INC NOTE 0.125% 3/0 | principal | 2,571,000 | $2.55M | new |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible | principal | 2,651,000 | $2.26M | new |
| PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INC NOTE 0.750% 8/0 | principal | 1,203,000 | $1.17M | new |
| PDD HOLDINGS INCPDD HOLDINGS INC NOTE 12/0 | principal | 701,500 | $672K | -1,200,000 |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 484,000 | $650K | new |
| BILIBILI INCBILIBILI INC NOTE 0.500%12/0 | principal | 565,000 | $559K | new |
| AIRBNB INC CLASS AAIRBNB INC CLASS A CLASS A | principal | 311,500 | $292K | +309,000 |
| TETRA TECH INC NEWTETRA TECH INC NEW DBCV 2.250% 8/1 | principal | 87,000 | $102K | new |
| BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 | principal | 104,000 | $100K | 0 |
| WESTERN DIGITAL CORPWESTERN DIGITAL CORP NOTE 3.000%11/1 | principal | 62,000 | $82.2K | new |
| IQIYI INCIQIYI INC NOTE 6.500% 3/1 | principal | 15,000 | $14.2K | new |
| NUVASIVE INCNUVASIVE INC NOTE 0.375% 3/1 | principal | 6,000 | $5.92K | 0 |
| OKTA INCOKTA INC NOTE 0.125% 9/0 | principal | 6,000 | $5.77K | 0 |
| Shopify IncShopify Inc Convertible bond | principal | 5,500 | $5.6K | 0 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 1,500 | $5.49K | 0 |
| PEABODY ENGR CORPPEABODY ENGR CORP NOTE 3.250% 3/0 | principal | 4,000 | $5.04K | new |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 1,500 | $3.96K | 0 |
| AXON ENTERPRISE INCAXON ENTERPRISE INC NOTE 0.500%12/1 | principal | 1,500 | $3.91K | 0 |
| BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1 | principal | 4,000 | $3.88K | 0 |
| DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNV | principal | 4,500 | $3.83K | 0 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 3,000 | $3.17K | 0 |
| MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1 | principal | 1,500 | $3.09K | 0 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 3,000 | $3.02K | -1,800,000 |
| EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1 | principal | 3,000 | $2.98K | 0 |
| LYFT INCLYFT INC NOTE 1.500% 5/1 | principal | 3,000 | $2.96K | 0 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 3,000 | $2.46K | 0 |
| FRESHPET INCFRESHPET INC NOTE 3.000% 4/0 | principal | 1,000 | $2.21K | 0 |
| NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0 | principal | 1,000 | $2.19K | 0 |
| INSMED INCINSMED INC NOTE 0.750% 6/0 | principal | 1,000 | $2.17K | 0 |
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 1,500 | $1.86K | 0 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 2,000 | $1.82K | new |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 1,500 | $1.58K | 0 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 1,500 | $1.57K | 0 |
| SHAKE SHACK INCSHAKE SHACK INC NOTE 3/0 | principal | 1,500 | $1.53K | 0 |
| ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0 | principal | 1,500 | $1.48K | 0 |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 1,500 | $1.45K | 0 |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 1,500 | $1.45K | 0 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0 | principal | 1,500 | $1.41K | -1,000,000 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 1,670 | $1.39K | -50,000 |
| ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 3.250%10/0 | principal | 1,000 | $1.28K | new |
| FASTLY INCFASTLY INC NOTE 3/1 | principal | 1,000 | $934 | new |
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 1,000 | $894 | -999,000 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 | principal | 500 | $549 | 0 |
| ITRON INCITRON INC NOTE 3/1 | principal | 500 | $518 | 0 |
Sold out in Q4 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 1,089. All 1,089
| Security | Shares before | Value before | Type |
|---|---|---|---|
| BLACKROCK INCBLACKROCK INC | 1,050,868 | $998M | shares |
| LAM RESEARCH CORPLAM RESEARCH CORP | 756,398 | $617M | shares |
| ARISTA NETWORKS INCARISTA NETWORKS INC | 811,889 | $312M | shares |
| IEFISHARES TR | 2,300,000 | $226M | put |
| ACWIISHARES TR | 1,507,808 | $180M | call |
| EWJISHARES INC | 2,000,000 | $143M | call |
| APTIV IRISH HOLDINGS LTDAPTIV IRISH HOLDINGS LTD | 1,570,877 | $113M | shares |
| BILLBILL HOLDINGS INC | 1,798,266 | $94.9M | put |
| BLACKROCK INCBLACKROCK INC | 94,800 | $90M | put |
| CATALENT INC USD 0.01CATALENT INC USD 0.01 | 1,420,230 | $86M | shares |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC | 185,443 | $77.2M | call |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC | 175,815 | $73.2M | shares |
| PERFICIENT INCPERFICIENT INC | 885,295 | $66.8M | shares |
| BLACKROCK INCBLACKROCK INC | 67,107 | $63.7M | call |
| ISHARESISHARES | 2,344,993 | $59.1M | shares |
| DECKDECKERS OUTDOOR CORP | 354,000 | $56.4M | call |
| LAM RESEARCH CORPLAM RESEARCH CORP | 57,900 | $47.3M | put |
| ARISTA NETWORKS INCARISTA NETWORKS INC | 108,500 | $41.6M | put |
| XLPSELECT SECTOR SPDR TR | 499,600 | $41.5M | put |
| KSSKOHLS CORP | 1,928,200 | $40.7M | put |
| MARATHON OIL CORPMARATHON OIL CORP | 1,486,421 | $39.6M | shares |
| SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS A | 1,000,000 | $39M | put |
| ISHARES TRISHARES TR | 1,328,892 | $31.9M | shares |
| AXONICS INCAXONICS INC | 455,206 | $31.7M | shares |
| VWOVANGUARD INTL EQUITY INDEX F | 621,300 | $29.7M | put |
| LAM RESEARCH CORPLAM RESEARCH CORP | 35,413 | $28.9M | call |
| TPRTAPESTRY INC | 584,100 | $27.4M | call |
| YOUCLEAR SECURE INC | 823,300 | $27.3M | put |
| AEEAMEREN CORP | 300,000 | $26.2M | call |
| XLPSELECT SECTOR SPDR TR | 300,000 | $24.9M | call |
| AVANGRID INCAVANGRID INC | 684,551 | $24.5M | shares |
| EQTEQT CORP | 663,045 | $24.3M | put |
| SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO | 3,383,144 | $24.1M | shares |
| INVESCOINVESCO | 1,112,426 | $23.5M | shares |
| ARISTA NETWORKS INCARISTA NETWORKS INC | 60,300 | $23.1M | call |
| CRTOCRITEO S A | 551,700 | $22.2M | call |
| OIHVANECK ETF TRUST | 70,500 | $20M | call |
| CCOICOGENT COMM HOLDINGS INC | 240,000 | $18.2M | call |
| R1 RCM INCR1 RCM INC | 1,252,369 | $17.7M | shares |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC | 42,400 | $17.7M | put |
| ALLYALLY FINL INC | 451,000 | $16.1M | call |
| SOXXISHARES TR | 62,400 | $14.4M | put |
| ProShares Ultra VIX Short-T…ProShares Ultra VIX Short-Term Fu… | 497,800 | $12.4M | call |
| INDAISHARES TR | 210,400 | $12.3M | put |
| REXRREXFORD INDL RLTY INC | 221,600 | $11.1M | call |
| ATLANTICA YIELD PLCATLANTICA YIELD PLC | 505,535 | $11.1M | shares |
| LBTYALIBERTY GLOBAL LTD | 500,000 | $10.6M | put |
| MARATHON OIL CORPMARATHON OIL CORP | 395,700 | $10.5M | put |
| WMWASTE MGMT INC DEL | 50,000 | $10.4M | call |
| EDUNEW ORIENTAL ED & TECHNOLOGY | 134,428 | $10.2M | put |
| Proshares Short S&PProshares Short S&P | 879,853 | $9.55M | shares |
| STERICYCLE INCSTERICYCLE INC | 155,628 | $9.49M | shares |
| ISHARES TRISHARES TR | 362,871 | $9.47M | shares |
| WLKWESTLAKE CORPORATION | 59,900 | $9M | put |
| MARATHON OIL CORPMARATHON OIL CORP | 337,800 | $9M | call |
| MFCMANULIFE FINL CORP | 300,000 | $8.87M | call |
| BTIBRITISH AMERN TOB PLC | 236,300 | $8.64M | call |
| DUCKHORN PORTFOLIO INCDUCKHORN PORTFOLIO INC | 1,397,029 | $8.12M | shares |
| SQUARESPACE INCSQUARESPACE INC | 170,272 | $7.91M | shares |
| VIZIO HOLDING CORPVIZIO HOLDING CORP | 703,674 | $7.86M | shares |
| PRIMO WATER CORPORATIONPRIMO WATER CORPORATION | 279,839 | $7.07M | shares |
| PERFICIENT INCPERFICIENT INC | 90,200 | $6.81M | call |
| VLTOVERALTO CORP | 59,420 | $6.65M | put |
| KBRKBR INC | 100,000 | $6.51M | call |
| BROOKFIELD INFRASTRUCT FCLA…BROOKFIELD INFRASTRUCT FCLASS … | 148,979 | $6.47M | shares |
| VECTOR GROUP LTDVECTOR GROUP LTD | 419,743 | $6.26M | shares |
| INODINNODATA INC | 367,400 | $6.16M | call |
| RGENREPLIGEN CORP | 40,200 | $5.98M | put |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC | 5,500,000 | $5.57M | principal |
| CRTOCRITEO S A | 135,500 | $5.45M | put |
| MSOSADVISORSHARES TR | 747,600 | $5.36M | call |
| YINNDIREXION SHARES ETF TRUST | 145,000 | $5.35M | call |
| NUVEI CORPORATIONNUVEI CORPORATION | 152,128 | $5.07M | shares |
| AXTAAXALTA COATING SYS LTD | 134,900 | $4.88M | call |
| RYNRAYONIER INC | 150,357 | $4.84M | put |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW | 4,500,000 | $4.76M | principal |
| KOSKOSMOS ENERGY LTD | 1,143,800 | $4.61M | put |
| BROOKFIELD RENEWABLE COR-ABROOKFIELD RENEWABLE COR-A | 139,802 | $4.57M | shares |
| INSTRUCTURE HLDGS INCINSTRUCTURE HLDGS INC | 193,106 | $4.55M | shares |
| ENVESTNET INCENVESTNET INC | 71,932 | $4.5M | shares |
| ITUBITAU UNIBANCO HLDG S A | 670,338 | $4.46M | call |
| SUISUN CMNTYS INC | 32,200 | $4.35M | call |
| URAGLOBAL X FDS | 150,000 | $4.29M | call |
| INVESCOINVESCO | 169,226 | $4.2M | shares |
| HAYNES INTL INCHAYNES INTL INC | 68,516 | $4.08M | shares |
| WABWABTEC | 22,300 | $4.05M | call |
| TEEKAY TANKERS LTDTEEKAY TANKERS LTD | 68,585 | $4M | shares |
| MSCIMSCI INC | 6,700 | $3.91M | put |
| ProShares Ultra VIX Short-T…ProShares Ultra VIX Short-Term Fu… | 153,800 | $3.83M | put |
| RGAREINSURANCE GROUP AMER INC | 17,400 | $3.79M | call |
| UMCUNITED MICROELECTRONICS CORP | 450,000 | $3.79M | call |
| RLRALPH LAUREN CORP | 19,200 | $3.72M | call |
| NVSNOVARTIS AG | 30,000 | $3.45M | put |
| CVECENOVUS ENERGY INC | 200,000 | $3.35M | call |
| BNSBANK NOVA SCOTIA B C | 60,000 | $3.27M | put |
| CRICARTERS INC | 49,100 | $3.19M | call |
| INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD | 133,844 | $3.04M | shares |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO | 3,000,000 | $3.02M | principal |
| HUBBHUBBELL INC | 6,800 | $2.91M | put |
| SGISOMNIGROUP INTERNATIONAL INC | 52,500 | $2.87M | put |
How Q4 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0000950123-25-002409 | base | 2025-02-14 | acceptance time not in the bulk data set |