UBS Group AG
Follow13F filer, CIK 1610520, ZURICH, Switzerland
UBS Group AG reported $459,013,256,203 across 9,448 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 20.99% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000950123-24-011557
- Period
- 2024-09-30
- Reported value
- $459B
- Holdings
- 9,448
- Top 10 weight
- 20.99%
- New
- 1,186
- Sold out
- 1,202
Part of the filer group UBS Group AG
Credit Investments Group, a distinct business unit of UBS Asset Management (Americas) LLCUBS AG
- Credit Investments Group, a distinct business unit of UBS Asset Management (Americas) LLC
- UBS AG
- UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
- UBS Asset Management Switzerland Inc.
- UBS Bank (Canada)
- UBS BRASIL ADMINISTRADORA DE VALORES MOBILIARIOS LTDA.
- UBS EUROPE SE
- UBS FINANCIAL SERVICES INC
- UBS La Maison de Gestion
- UBS (Monaco) S.A.
- UBS SECURITIES LLC
- UBS SuMi TRUST Wealth Management Co., Ltd.
- UBS Switzerland AG
- Unified Global Alternatives, a distinct business unit of UBS Asset Management (Americas) LLC
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AVGOadded | +23,229,676 | $4.01B |
| METAadded | +1,348,927 | $772M |
| AAPLadded | +2,754,986 | $642M |
| NVDAadded | +5,157,833 | $626M |
| LLYadded | +633,098 | $561M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| NKEreduced | -13,587,744 | -$1.2B |
| TSLAreduced | -2,047,442 | -$536M |
| ACWIreduced | -2,288,437 | -$274M |
| MTCHreduced | -6,892,686 | -$261M |
| CRHreduced | -2,511,073 | -$233M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 8,180 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| HOODROBINHOOD MKTS INC COM | call | 68,900 | $1.61M | +43,800 |
| WHRWHIRLPOOL CORP Stock | put | 15,000 | $1.6M | -2,500 |
| XLYSELECT SECTOR SPDR TR SBI CONS DISCR | call | 8,000 | $1.6M | -75,000 |
| ALLYALLY FINL INC Stock | put | 45,000 | $1.6M | 0 |
| TAPMOLSON COORS BEVERAGE CO Stock | call | 27,800 | $1.6M | +15,500 |
| LSPDLIGHTSPEED COMMERCE INC SUB VTG SHS | call | 96,850 | $1.6M | new |
| PARAMOUNT GLOBALPARAMOUNT GLOBAL CLASS B COM | call | 150,000 | $1.59M | +6,900 |
| PPLPPL CORP Stock | call | 48,000 | $1.59M | +21,000 |
| VOOVANGUARD INDEX FDS COM | call | 3,000 | $1.58M | new |
| HDBHDFC BANK LTD ADR | put | 25,300 | $1.58M | -12,800 |
| ICLNISHARES TR COM | put | 107,600 | $1.58M | new |
| DEODIAGEO PLC ADR | call | 11,200 | $1.57M | 0 |
| CCJCAMECO CORP Stock | put | 32,500 | $1.55M | -17,500 |
| GFIGOLD FIELDS LTD ADR | call | 100,000 | $1.53M | 0 |
| VIPSVIPSHOP HLDGS LTD ADR | call | 97,118 | $1.53M | -55,500 |
| AONAON PLC Stock | put | 4,300 | $1.49M | -600 |
| PENNPENN ENTERTAINMENT INC Stock | call | 78,700 | $1.48M | -51,300 |
| CRICARTERS INC COM | put | 22,500 | $1.46M | new |
| SAMBOSTON BEER INC Stock | call | 5,000 | $1.45M | new |
| EDRENDEAVOR GROUP HLDGS INC CL A COM | call | 50,000 | $1.43M | 0 |
| KGCKINROSS GOLD CORP COM | call | 150,000 | $1.4M | 0 |
| QLYSQUALYS INC Stock | call | 10,900 | $1.4M | +5,400 |
| ZBHZIMMER BIOMET HOLDINGS INC Stock | put | 12,700 | $1.37M | -3,000 |
| ZBHZIMMER BIOMET HOLDINGS INC Stock | call | 12,700 | $1.37M | -3,000 |
| LUCID GROUP INCLUCID GROUP INC COM | put | 385,500 | $1.36M | +55,200 |
| SKXSKECHERS U S A INC CL A | call | 20,000 | $1.34M | 0 |
| AIC3 AI INC CL A | put | 55,000 | $1.33M | 0 |
| TFCTRUIST FINL CORP Stock | put | 30,800 | $1.32M | new |
| WOLFSPEED INCWOLFSPEED INC COM | put | 134,100 | $1.3M | +34,100 |
| PLUGPLUG PWR INC COM NEW | put | 571,000 | $1.29M | 0 |
| UNGUNITED STS NAT GAS FD LP UNIT PAR | call | 78,900 | $1.29M | -21,100 |
| SPMOINVESCO EXCH TRADED FD TR II SHS | put | 14,113 | $1.28M | new |
| SPMOINVESCO EXCH TRADED FD TR II SHS | call | 14,113 | $1.28M | new |
| IVVISHARES TR SHS | put | 2,207 | $1.27M | new |
| IVVISHARES TR SHS | call | 2,207 | $1.27M | new |
| YUMCYUM CHINA HLDGS INC COM | put | 28,200 | $1.27M | -30,500 |
| GOOSCANADA GOOSE HLDGS INC Stock | call | 100,000 | $1.25M | new |
| COPXGLOBAL X FDS GLOBAL X COPPER | put | 26,500 | $1.25M | new |
| APOAPOLLO GLOBAL MGMT INC Stock | call | 9,920 | $1.24M | new |
| LIVEPERSON, INC.LIVEPERSON, INC. COM | call | 960,300 | $1.23M | 0 |
| TEVATEVA PHARMACEUTICAL INDS LTD ADR | call | 66,900 | $1.21M | -38,400 |
| BDXBECTON DICKINSON & CO COM | call | 5,000 | $1.21M | 0 |
| GOGOGOGO INC COM | call | 165,000 | $1.18M | new |
| EQNREQUINOR ASA ADR | call | 45,600 | $1.16M | new |
| ESTCELASTIC N V Stock | call | 15,000 | $1.15M | -15,700 |
| SPRSPIRIT AEROSYSTEMS HLDGS INC COM CL A | put | 35,000 | $1.14M | -33,300 |
| SPRSPIRIT AEROSYSTEMS HLDGS INC COM CL A | call | 35,000 | $1.14M | 0 |
| RFREGIONS FINANCIAL CORP NEW Stock | put | 48,500 | $1.13M | -345,200 |
| MRSHMARSH & MCLENNAN COS INC COM | call | 5,000 | $1.12M | 0 |
| CHWYCHEWY INC STOK | put | 37,637 | $1.1M | new |
| IEMGISHARES INC SHS | call | 19,100 | $1.1M | -17,400 |
| NMMNAVIOS MARITIME PARTNERS LP COM UNIT LPI | call | 17,500 | $1.1M | new |
| ADARRAY DIGITAL INFRASTRUCTURE COM | call | 20,000 | $1.09M | new |
| LEVILEVI STRAUSS & CO NEW Stock | call | 50,000 | $1.09M | new |
| COINCOINBASE GLOBAL INC Stock | put | 6,000 | $1.07M | new |
| HBANHUNTINGTON BANCSHARES INC Stock | call | 71,500 | $1.05M | new |
| APLDAPPLIED DIGITAL CORP Stock | call | 126,300 | $1.04M | +3,600 |
| VNQVANGUARD INDEX FDS SHS | call | 10,650 | $1.04M | new |
| ALKALASKA AIR GROUP INC Stock | call | 22,800 | $1.03M | 0 |
| TRIPTRIPADVISOR INC COM | put | 70,500 | $1.02M | 0 |
| AFRMAFFIRM HLDGS INC Stock | put | 25,000 | $1.02M | new |
| APHAMPHENOL CORP COM | call | 15,562 | $1.01M | 0 |
| RHRH COM | put | 3,000 | $1M | new |
| EWTISHARES INC MSCI TAIWAN ETF | call | 18,574 | $1M | new |
| MMACYS INC Stock | call | 63,000 | $988K | new |
| TXTTEXTRON INC Stock | call | 11,000 | $974K | 0 |
| RCIROGERS COMMUNICATIONS INC Stock | put | 24,231 | $974K | 0 |
| GTMZOOMINFO TECHNOLOGIES INC Stock | put | 94,400 | $974K | new |
| CRSPCRISPR THERAPEUTICS AG Stock | call | 20,314 | $954K | -16,585 |
| SSENTINELONE INC CL A | put | 39,500 | $945K | new |
| SMPLSIMPLY GOOD FOODS CO Stock | call | 26,700 | $928K | -151,700 |
| PLCECHILDRENS PL INC NEW COM | call | 59,500 | $921K | new |
| TDOCTELADOC HEALTH INC COM | put | 100,000 | $918K | -51,100 |
| BMRNBIOMARIN PHARMACEUTICAL INC COM | call | 13,000 | $914K | +5,500 |
| ADMARCHER DANIELS MIDLAND CO Stock | call | 15,120 | $903K | 0 |
| BEBLOOM ENERGY CORP COM | call | 84,200 | $889K | +77,000 |
| VGTVANGUARD WORLD FD SHS | call | 1,506 | $883K | new |
| MATMATTEL INC COM | call | 45,900 | $874K | -104,100 |
| DXCDXC TECHNOLOGY CO Stock | call | 41,800 | $867K | -20,000 |
| OREALTY INCOME CORP REIT | put | 13,400 | $850K | new |
| OREALTY INCOME CORP REIT | call | 13,400 | $850K | -1,600 |
| TEAMATLASSIAN CORPORATION STOK | call | 5,300 | $842K | +3,800 |
| FOOT LOCKER INCFOOT LOCKER INC COM | call | 32,500 | $840K | -22,800 |
| MBLYMOBILEYE GLOBAL INC COMMON CLASS A | call | 60,000 | $822K | 0 |
| WULFTERAWULF INC COM | put | 175,000 | $819K | new |
| ALGMALLEGRO MICROSYSTEMS INC COM | put | 35,000 | $816K | new |
| NETCLOUDFLARE INC Stock | call | 10,000 | $809K | -17,500 |
| HTZHERTZ GLOBAL HLDGS INC COM NEW | call | 240,000 | $792K | 0 |
| AZNASTRAZENECA PLC-SPONS ADR ADR | call | 10,000 | $779K | -5,000 |
| VSATVIASAT INC COM | put | 65,000 | $776K | 0 |
| LNTHLANTHEUS HLDGS INC COM | put | 7,000 | $768K | 0 |
| LNTHLANTHEUS HLDGS INC COM | call | 7,000 | $768K | 0 |
| FSLYFASTLY INC CL A | put | 100,200 | $759K | 0 |
| PKGPACKAGING CORP AMER Stock | call | 3,500 | $754K | -5,000 |
| CSTLCASTLE BIOSCIENCES INC COMMON STOCK | call | 26,400 | $753K | new |
| ARCCARES CAPITAL CORP COM | put | 35,100 | $735K | +30,000 |
| ELANELANCO ANIMAL HEALTH INC Stock | call | 50,000 | $734K | -335,800 |
| MTCHMATCH GROUP INC NEW COM | put | 19,200 | $727K | new |
| VIZIO HOLDING CORPVIZIO HOLDING CORP COMMON STOCK | put | 65,000 | $726K | 0 |
| GAPGAP INC Stock | call | 32,680 | $721K | -67,320 |
| KRKROGER CO Stock | put | 12,500 | $716K | new |
| DOVDOVER CORP Stock | put | 3,700 | $709K | new |
| EVHEVOLENT HEALTH INC Stock | call | 25,000 | $707K | new |
| GSMFERROGLOBE PLC SHS | put | 150,000 | $696K | new |
| IMVTIMMUNOVANT INC COM | put | 24,000 | $684K | 0 |
| KMBKIMBERLY-CLARK CORP Stock | put | 4,800 | $683K | +3,500 |
| EWWISHARES INC SHS | call | 12,550 | $674K | new |
| TEMTEMPUS AI INC Stock | put | 11,800 | $668K | new |
| EWEDWARDS LIFESCIENCES CORP Stock | put | 10,000 | $660K | 0 |
| CXMSPRINKLR INC CL A | put | 85,000 | $657K | new |
| EBAYEBAY INC. Stock | put | 10,000 | $651K | 0 |
| APLDAPPLIED DIGITAL CORP Stock | put | 78,100 | $644K | new |
| COMPCOMPASS INC CL A | put | 105,000 | $642K | 0 |
| JBLUJETBLUE AIRWAYS CORP COM | call | 96,700 | $634K | -630,000 |
| FSLYFASTLY INC CL A | call | 81,800 | $619K | +46,800 |
| SBSWSIBANYE STILLWATER LTD ADR | put | 150,000 | $616K | new |
| CYHCOMMUNITY HEALTH SYS INC NEW COMMON STOCK | call | 100,000 | $607K | new |
| FSMFORTUNA MNG CORP Stock | put | 129,600 | $600K | new |
| FSMFORTUNA MNG CORP Stock | call | 129,600 | $600K | new |
| HDBHDFC BANK LTD ADR | call | 9,500 | $594K | +4,500 |
| CORZCORE SCIENTIFIC INC NEW COM | put | 50,000 | $593K | -66,000 |
| RFREGIONS FINANCIAL CORP NEW Stock | call | 25,100 | $586K | -49,400 |
| ASOACADEMY SPORTS & OUTDOORS IN Stock | call | 10,000 | $584K | new |
| SNYSANOFI SA ADR | put | 10,000 | $576K | new |
| EMBISHARES TR JPMORGAN USD EMG | call | 6,100 | $571K | -131,600 |
| KEYSKEYSIGHT TECHNOLOGIES INC Stock | call | 3,500 | $556K | new |
| THOTHOR INDS INC COM | put | 5,000 | $549K | new |
| NVONOVO-NORDISK A S ADR | call | 4,518 | $538K | -15,482 |
| ALABASTERA LABS INC COM | call | 10,000 | $524K | 0 |
| SPIRIT AIRLS INCSPIRIT AIRLS INC COM | put | 200,000 | $480K | new |
| HSYHERSHEY CO Stock | call | 2,500 | $479K | new |
| BBWIBATH & BODY WORKS INC Stock | put | 15,000 | $479K | -55,300 |
| BBWIBATH & BODY WORKS INC Stock | call | 15,000 | $479K | -285,000 |
| PTONPELOTON INTERACTIVE INC CL A COM | call | 100,000 | $468K | -440,700 |
| RBBNRIBBON COMMUNICATIONS INC COMMON STOCK | call | 141,400 | $460K | new |
| APAAPA CORPORATION Stock | call | 18,000 | $440K | -69,800 |
| TOLTOLL BROTHERS INC Stock | put | 2,800 | $433K | 0 |
| TOLTOLL BROTHERS INC Stock | call | 2,800 | $433K | 0 |
| WSCWILLSCOT HLDGS CORP COM CL A | put | 11,500 | $432K | new |
| RIGTRANSOCEAN LTD Stock | call | 100,000 | $425K | -24,500 |
| SMPLSIMPLY GOOD FOODS CO Stock | put | 12,000 | $417K | -35,400 |
| CCJCAMECO CORP Stock | call | 8,634 | $412K | -81,366 |
| ACCOLADE INCACCOLADE INC COM | put | 105,000 | $404K | 0 |
| MANUMANCHESTER UTD PLC NEW CMN | call | 24,900 | $403K | -600 |
| WRBBERKLEY W R CORP Stock | call | 7,000 | $397K | 0 |
| AAPADVANCE AUTO PARTS INC COM | put | 10,000 | $390K | 0 |
| APLSAPELLIS PHARMACEUTICALS INC COM | put | 13,500 | $389K | 0 |
| NTLAINTELLIA THERAPEUTICS INC COM | call | 18,648 | $383K | new |
| HUYAHUYA INC COM | call | 74,500 | $380K | +10,500 |
| FIVEFIVE BELOW INC Stock | call | 4,300 | $380K | new |
| ASANASANA INC CL A | call | 32,630 | $378K | new |
| ARCBARCBEST CORP Stock | put | 3,400 | $369K | new |
| SPIRIT AIRLS INCSPIRIT AIRLS INC COM | call | 149,700 | $359K | -200,200 |
| EVHEVOLENT HEALTH INC Stock | put | 12,500 | $354K | +10,000 |
| SOXLDIREXION SHARES ETF TRUST DAI SEM BUL ETF | call | 9,000 | $330K | 0 |
| DBIDESIGNER BRANDS INC CL A | call | 44,500 | $328K | new |
| XPEVXPENG INC ADR | call | 26,398 | $322K | new |
| BMBLBUMBLE INC COM CL A | put | 50,000 | $319K | new |
| VNDAVANDA PHARMACEUTICALS INC COM | call | 63,800 | $299K | new |
| PWRQUANTA SVCS INC COM | call | 1,000 | $298K | new |
| INVHINVITATION HOMES INC REIT | call | 8,400 | $296K | new |
| DDOMINION ENERGY INC Stock | call | 5,020 | $290K | new |
| ESIELEMENT SOLUTIONS INC Stock | call | 10,400 | $282K | new |
| JJACOBS SOLUTIONS INC Stock | put | 2,100 | $275K | -100 |
| NDSNNORDSON CORP COM | call | 1,000 | $263K | 0 |
| GRABGRAB HOLDINGS LIMITED STOK | call | 68,774 | $261K | new |
| WCCWESCO INTL INC Stock | put | 1,500 | $252K | 0 |
| AZUL S AAZUL S A OPT | put | 72,600 | $250K | +33,000 |
| PLSEPULSE BIOSCIENCES INC COMMON STOCK | call | 13,800 | $242K | new |
| PWRQUANTA SVCS INC COM | put | 800 | $239K | +500 |
| ITUBITAU UNIBANCO HLDG S A ADR | put | 35,000 | $233K | 0 |
| AMCAMC ENTMT HLDGS INC CL A NEW | call | 50,000 | $228K | new |
| FLGFLAGSTAR BANK NATIONAL ASSOC COM NEW | put | 20,000 | $225K | new |
| GRPNGROUPON INC COM NEW | call | 20,400 | $200K | new |
| AGCOAGCO CORP COM | call | 2,000 | $196K | 0 |
| SBSWSIBANYE STILLWATER LTD ADR | call | 45,200 | $186K | 0 |
| DBRGDIGITALBRIDGE GROUP INC CL A NEW | call | 12,000 | $170K | new |
| QLYSQUALYS INC Stock | put | 1,300 | $167K | new |
| MARAMARA HOLDINGS INC Stock | call | 10,000 | $162K | new |
| TELLURIAN INC NEWTELLURIAN INC NEW COM | put | 161,900 | $157K | new |
| ACIALBERTSONS COMPANIES INC Stock | put | 7,500 | $139K | new |
| KSPIKASPI KZ JSC SPONSORED ADS | call | 1,300 | $138K | new |
| GRMNGARMIN LTD Stock | call | 720 | $127K | 0 |
| PARAMOUNT GLOBALPARAMOUNT GLOBAL CLASS B COM | put | 11,600 | $123K | new |
| GPNGLOBAL PMTS INC COM | put | 1,200 | $123K | 0 |
| GPNGLOBAL PMTS INC COM | call | 1,200 | $123K | -24,700 |
| FLNCFLUENCE ENERGY INC COM CL A | call | 4,600 | $104K | -21,400 |
| GWWWW GRAINGER INC Stock | put | 100 | $104K | 0 |
| GWWWW GRAINGER INC Stock | call | 100 | $104K | 0 |
| PEVERPURE INC Stock | call | 1,911 | $96K | new |
| SOXSDIREXION DAILY SEMI BEAR 3X ETF | call | 4,000 | $81K | 0 |
| XPEVXPENG INC ADR | put | 6,400 | $78K | new |
| BEBLOOM ENERGY CORP COM | put | 7,200 | $76K | 0 |
| QUALISHARES TR ETF | put | 400 | $71.7K | new |
| IGVISHARES TR SHS | call | 752 | $67.2K | 0 |
| MGNXMACROGENICS INC COM | call | 20,000 | $65.8K | 0 |
| BEKEKE HLDGS INC ADR | put | 3,200 | $63.7K | new |
| BCRXBIOCRYST PHARMACEUTICALS INC Stock | put | 8,000 | $60.8K | 0 |
| MCSMARCUS CORP DEL COMMON STOCK | call | 3,750 | $56.5K | -338,000 |
| BYNDBEYOND MEAT INC COM | put | 7,300 | $49.5K | -260,200 |
| FLRFLUOR CORP COM | call | 900 | $42.9K | 0 |
| CYTKCYTOKINETICS INC COM NEW | call | 600 | $31.7K | new |
| ERXDIREXION SHARES ETF TRUST CMN | call | 500 | $29.7K | 0 |
| GISGENERAL MILLS INC Stock | call | 400 | $29.5K | -35,300 |
| GTGOODYEAR TIRE & RUBR CO COM | put | 3,000 | $26.6K | 0 |
| AVTRAVANTOR INC Stock | put | 1,000 | $25.9K | +300 |
| ELFE L F BEAUTY INC STOK | put | 200 | $21.8K | -4,100 |
| AVTRAVANTOR INC Stock | call | 700 | $18.1K | -150,000 |
| VIPSVIPSHOP HLDGS LTD ADR | put | 1,100 | $17.3K | 0 |
| BTUPEABODY ENGR CORP COM | put | 500 | $13.3K | -23,200 |
| BBDBANCO BRADESCO S A SP ADR PFD NEW | call | 2,000 | $5.32K | 0 |
| TFCTRUIST FINL CORP Stock | call | 100 | $4.28K | 0 |
| NVCRNOVOCURE LTD ORD SHS | put | 200 | $3.13K | 0 |
| BBDBANCO BRADESCO S A SP ADR PFD NEW | put | 1,000 | $2.66K | 0 |
| ProShares UltraPro Short S&…ProShares UltraPro Short S&P 500 ETF | call | 100 | $2.42K | new |
| AMPXAMPRIUS TECHNOLOGIES INC Stock | call | 1,600 | $1.78K | 0 |
| ICLNISHARES TR COM | call | 100 | $1.47K | -19,900 |
| PROSHARES TRPROSHARES TR ULTRAPRO SHT QQQ | call | 100 | $739 | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1 | principal | 5,500,000 | $5.57M | new |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND | principal | 4,500,000 | $4.76M | 0 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 4,200,000 | $4.33M | -1,000 |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 3,000,000 | $3.02M | -1,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 2,000,000 | $2.43M | 0 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 1,803,000 | $1.99M | +1,801,000 |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1 | principal | 2,000,000 | $1.96M | -1,000 |
| PDD HOLDINGS INCPDD HOLDINGS INC NOTE 12/0 | principal | 1,901,500 | $1.91M | +1,900,500 |
| FIRST MAJESTIC SILVER CORPFIRST MAJESTIC SILVER CORP NOTE 0.375% 1/1 | principal | 1,500,000 | $1.33M | 0 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0 | principal | 1,001,500 | $1.01M | +500 |
| BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0 | principal | 1,000,000 | $922K | 0 |
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 1,000,000 | $882K | 0 |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 500,000 | $597K | 0 |
| NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1 | principal | 500,000 | $571K | 0 |
| MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1 | principal | 500,000 | $532K | 0 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 300,000 | $294K | -3,000 |
| BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 | principal | 104,000 | $98.5K | 0 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 51,670 | $41.5K | +1,000 |
| NUVASIVE INCNUVASIVE INC NOTE 0.375% 3/1 | principal | 6,000 | $5.85K | +2,000 |
| OKTA INCOKTA INC NOTE 0.125% 9/0 | principal | 6,000 | $5.72K | +2,000 |
| Shopify IncShopify Inc Convertible bond | principal | 5,500 | $5.29K | +1,500 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 1,500 | $5.15K | +500 |
| NATERA INCNATERA INC BOND | principal | 1,500 | $4.96K | +500 |
| BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1 | principal | 4,000 | $4K | +1,000 |
| DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNV | principal | 4,500 | $3.9K | +1,500 |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 1,500 | $3.36K | +500 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 3,000 | $3.33K | +2,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 | principal | 3,000 | $2.99K | +1,000 |
| LYFT INCLYFT INC NOTE 1.500% 5/1 | principal | 3,000 | $2.91K | +1,000 |
| EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1 | principal | 3,000 | $2.86K | +1,000 |
| CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD NOTE 11/1 | principal | 1,500 | $2.77K | +500 |
| AXON ENTERPRISE INCAXON ENTERPRISE INC NOTE 0.500%12/1 | principal | 1,500 | $2.69K | +500 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 3,000 | $2.64K | +1,000 |
| AIRBNB INC CLASS AAIRBNB INC CLASS A CLASS A | principal | 2,500 | $2.33K | +500 |
| INSMED INCINSMED INC NOTE 0.750% 6/0 | principal | 1,000 | $2.29K | 0 |
| NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0 | principal | 1,000 | $2.22K | 0 |
| FRESHPET INCFRESHPET INC NOTE 3.000% 4/0 | principal | 1,000 | $2.08K | 0 |
| MONGODB INCMONGODB INC NOTE 0.250% 1/1 | principal | 1,500 | $2.07K | +500 |
| MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1 | principal | 1,500 | $2.04K | +500 |
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 1,500 | $1.83K | +500 |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 1,500 | $1.76K | +500 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC DBCV 1.500%11/1 | principal | 1,000 | $1.7K | new |
| ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0 | principal | 1,500 | $1.6K | +500 |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 1,500 | $1.47K | +500 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 1,500 | $1.47K | +500 |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 1,500 | $1.44K | +500 |
| SHAKE SHACK INCSHAKE SHACK INC NOTE 3/0 | principal | 1,500 | $1.39K | +500 |
| CONFLUENT INCCONFLUENT INC NOTE 1/1 | principal | 1,500 | $1.33K | +500 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 | principal | 500 | $567 | new |
| ITRON INCITRON INC NOTE 3/1 | principal | 500 | $522 | new |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 1,202. All 1,202
| Security | Shares before | Value before | Type |
|---|---|---|---|
| TE CONNECTIVITY LTDTE CONNECTIVITY LTD | 1,187,165 | $179M | shares |
| CEDAR FAIR L PCEDAR FAIR L P | 3,268,683 | $178M | shares |
| WESTROCK COWESTROCK CO | 3,210,230 | $161M | shares |
| BKLNINVESCO EXCH TRADED FD TR II | 4,529,300 | $95.3M | put |
| FERGUSON PLCFERGUSON PLC | 439,945 | $85.2M | shares |
| EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV | 5,095,287 | $66.1M | shares |
| ENCORE WIRE CORPENCORE WIRE CORP | 125,344 | $36.3M | shares |
| FLUTFLUTTER ENTMT PLC | 192,800 | $35.2M | put |
| XLCSELECT SECTOR SPDR TR | 300,000 | $25.7M | put |
| FEZSPDR INDEX SHS FDS | 500,000 | $25M | put |
| LIBERTY MEDIA CORP DEL COM …LIBERTY MEDIA CORP DEL COM LBTY S… | 880,155 | $19.5M | shares |
| HUBSHUBSPOT INC | 26,000 | $15.3M | put |
| LUVSOUTHWEST AIRLS CO | 512,000 | $14.6M | put |
| ANFABERCROMBIE & FITCH CO | 75,000 | $13.3M | put |
| RMDRESMED INC | 69,300 | $13.3M | put |
| CEREVEL THERAPEUTICS HLDNG ICEREVEL THERAPEUTICS HLDNG I | 291,457 | $11.9M | shares |
| XIFRXPLR INFRASTRUCTURE LP | 412,200 | $11.4M | put |
| SRPTSAREPTA THERAPEUTICS INC | 66,700 | $10.5M | call |
| QIAGEN NVQIAGEN NV | 240,200 | $9.87M | call |
| STLDSTEEL DYNAMICS INC | 75,600 | $9.79M | put |
| LBTYALIBERTY GLOBAL LTD | 504,000 | $8.78M | call |
| ETENERGY TRANSFER L P | 540,000 | $8.76M | call |
| OLINK HLDG ABOLINK HLDG AB | 325,704 | $8.3M | shares |
| BZKANZHUN LIMITED | 441,000 | $8.3M | call |
| CZRCAESARS ENTERTAINMENT INC NE | 200,000 | $7.95M | put |
| ISPYPROSHARES TR | 180,000 | $7.83M | shares |
| WWAYFAIR INC | 127,600 | $6.73M | call |
| NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP | 2,020,007 | $6.5M | shares |
| ALNYALNYLAM PHARMACEUTICALS INC | 24,900 | $6.05M | put |
| TE CONNECTIVITY LTDTE CONNECTIVITY LTD | 40,100 | $6.03M | put |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 271,860 | $6.02M | shares |
| SLGSL GREEN RLTY CORP | 100,000 | $5.66M | put |
| ASPNASPEN AEROGELS INC | 224,700 | $5.36M | call |
| DOCNDIGITALOCEAN HLDGS INC | 149,900 | $5.21M | call |
| GTMZOOMINFO TECHNOLOGIES INC | 400,000 | $5.11M | call |
| CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART | 306,402 | $4.92M | shares |
| CONSOL ENERGY INC NEWCONSOL ENERGY INC NEW | 47,000 | $4.8M | call |
| FNVFRANCO NEV CORP | 40,000 | $4.74M | call |
| SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP | 136,318 | $4.52M | shares |
| SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC | 1,592,900 | $4.51M | call |
| CELHCELSIUS HLDGS INC | 78,000 | $4.45M | call |
| SJMSMUCKER J M CO | 40,100 | $4.37M | call |
| BSYBENTLEY SYS INC | 84,000 | $4.15M | call |
| HIBBETT INCHIBBETT INC | 46,559 | $4.06M | shares |
| BROOKFIELD REINS LTDBROOKFIELD REINS LTD | 95,038 | $3.97M | shares |
| BTUPEABODY ENGR CORP | 179,000 | $3.96M | call |
| HOLLYSYS AUTOMATION TCHNGY LHOLLYSYS AUTOMATION TCHNGY L | 170,881 | $3.7M | shares |
| CRHCRH PLC | 48,600 | $3.64M | put |
| U S SILICA HLDGS INCU S SILICA HLDGS INC | 235,296 | $3.64M | shares |
| CLEARBRIDGE ENERGY MLP FUND…CLEARBRIDGE ENERGY MLP FUND, I | 76,032 | $3.6M | shares |
| SITE CENTERS CORPSITE CENTERS CORP | 246,067 | $3.57M | shares |
| CEREVEL THERAPEUTICS HLDNG ICEREVEL THERAPEUTICS HLDNG I | 87,100 | $3.56M | call |
| GFSGLOBALFOUNDRIES INC | 70,000 | $3.54M | call |
| DOCNDIGITALOCEAN HLDGS INC | 101,800 | $3.54M | put |
| AEOAMERICAN EAGLE OUTFITTERS IN | 175,600 | $3.5M | put |
| FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD | 277,821 | $3.43M | shares |
| GAPGAP INC | 138,300 | $3.3M | put |
| DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN | 209,993 | $3.25M | shares |
| AGIALAMOS GOLD INC | 206,000 | $3.23M | call |
| CEGCONSTELLATION ENERGY CORP | 15,900 | $3.18M | put |
| WESWESTERN MIDSTREAM PARTNERS L | 80,000 | $3.18M | call |
| DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN | 200,000 | $3.1M | put |
| DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN | 200,000 | $3.1M | call |
| LHLABCORP HOLDINGS INC | 15,100 | $3.07M | call |
| WBDWARNER BROS DISCOVERY INC | 382,000 | $2.84M | call |
| APTIV IRISH HOLDINGS LTDAPTIV IRISH HOLDINGS LTD | 40,000 | $2.82M | put |
| HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC | 226,090 | $2.81M | shares |
| WTWWILLIS TOWERS WATSON PLC LTD | 10,700 | $2.8M | put |
| DOVDOVER CORP | 15,000 | $2.71M | call |
| BOOTBOOT BARN HLDGS INC | 20,500 | $2.64M | call |
| IVZINVESCO LTD | 175,000 | $2.62M | put |
| DQDAQO NEW ENERGY CORP | 170,000 | $2.48M | call |
| NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP | 762,800 | $2.46M | put |
| AEYEAUDIOEYE INC | 136,600 | $2.41M | call |
| WALKME LTD ORD SHSWALKME LTD ORD SHS | 171,279 | $2.39M | shares |
| EMTLSSGA ACTIVE TR | 50,824 | $2.15M | shares |
| SOUTHERN COSOUTHERN CO | 2,000,000 | $2.04M | principal |
| SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC | 693,314 | $1.96M | shares |
| URTYPROSHARES TR | 45,181 | $1.95M | shares |
| SRPTSAREPTA THERAPEUTICS INC | 12,000 | $1.9M | put |
| TRVTRAVELERS COMPANIES INC | 9,000 | $1.83M | call |
| SSR Mining IncSSR Mining Inc | 2,000,000 | $1.81M | principal |
| AEOAMERICAN EAGLE OUTFITTERS IN | 87,500 | $1.75M | call |
| SPWRQSUNPOWER CORP | 548,834 | $1.62M | shares |
| NVSNOVARTIS AG | 15,000 | $1.6M | call |
| XYLXYLEM INC | 11,200 | $1.52M | put |
| CNKCINEMARK HLDGS INC | 70,000 | $1.51M | put |
| SNYSANOFI SA | 30,000 | $1.46M | call |
| MORPHIC HLDG INCMORPHIC HLDG INC | 41,460 | $1.41M | shares |
| VKTXVIKING THERAPEUTICS INC | 26,500 | $1.4M | call |
| ENTGENTEGRIS INC | 10,000 | $1.35M | put |
| YETIYETI HLDGS INC | 35,000 | $1.34M | call |
| VTRSVIATRIS INC | 125,200 | $1.33M | put |
| BOOTBOOT BARN HLDGS INC | 10,000 | $1.29M | put |
| VIRTUS CONVERTIBLE & INC 202VIRTUS CONVERTIBLE & INC 202 | 137,208 | $1.24M | shares |
| NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP | 381,800 | $1.23M | call |
| URBNURBAN OUTFITTERS INC | 29,000 | $1.19M | put |
| CEREVEL THERAPEUTICS HLDNG ICEREVEL THERAPEUTICS HLDNG I | 28,800 | $1.18M | put |
| UGIUGI CORP NEW | 50,000 | $1.15M | call |
| LHXL3HARRIS TECHNOLOGIES INC | 5,020 | $1.13M | call |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0000950123-24-011557 | base | 2024-11-14 | acceptance time not in the bulk data set |