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Disclosery

TRUST & FIDUCIARY MANAGEMENT SERVICES INC

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13F filer, CIK 1141800, Boston, MA

TRUST & FIDUCIARY MANAGEMENT SERVICES INC reported $231,430,000 across 42 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-14. Its ten largest share positions make up 42.99% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001398344-14-005895

Period
2014-09-30
Reported value
$231M
Holdings
42
Top 10 weight
42.99%
New
5
Sold out
3

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SANadded+581,708$5.53M
CALUMET SPECIALTY PRODS PARTnew+176,919$4.86M
NEXPOINT CR STRATEGIES FDnew+435,474$4.62M
MMLPnew+123,799$4.62M
PSECadded+264,207$2.62M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
REGENCY ENERGY PARTNERS MLexited-174,919-$5.63M
PETROLOGISTICS LP UNIT LTD …exited-362,416-$5.2M
HOLLYFRONTIER CORPexited-90,734-$3.96M
AVENUE INCOME CR STRATEGIESreduced-91,956-$1.54M
EDDreduced-81,218-$959K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001398344-14-005895, largest first. % of portfolio is the value over $231,430,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 1,526,866 shares; 2014Q2: 1,829,108 shares; 2014Q3: 2,036,961 shares 2,036,961$13.3M5.73%+207,853
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 78,003 shares; 2014Q2: 94,032 shares; 2014Q3: 109,491 shares 109,491$10.3M4.46%+15,459
KKR & CO LPKKR & CO LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 319,665 shares; 2014Q2: 387,577 shares; 2014Q3: 452,783 shares 452,783$10.1M4.36%+65,206
SANBANCO SANTANDER SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 364,683 shares; 2014Q2: 453,268 shares; 2014Q3: 1,034,976 shares 1,034,976$9.83M4.25%+581,708Timeline
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 386,140 shares; 2014Q2: 464,728 shares; 2014Q3: 599,510 shares 599,510$9.69M4.19%+134,782Timeline
EPREPR PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 136,492 shares; 2014Q2: 165,004 shares; 2014Q3: 190,688 shares 190,688$9.66M4.18%+25,684Timeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 578,867 shares; 2014Q2: 699,325 shares; 2014Q3: 963,532 shares 963,532$9.54M4.12%+264,207Timeline
AMERICAN RLTY CAP PPTYS INCAMERICAN RLTY CAP PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 234,610 shares; 2014Q2: 672,695 shares; 2014Q3: 783,553 shares 783,553$9.45M4.08%+110,858
AMERICAN CAP MTG INVT CORPAMERICAN CAP MTG INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 337,858 shares; 2014Q2: 405,296 shares; 2014Q3: 469,456 shares 469,456$8.84M3.82%+64,160
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 232,429 shares; 2014Q2: 281,115 shares; 2014Q3: 327,975 shares 327,975$8.81M3.81%+46,860
VANGUARDVANGUARDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 226,996 shares; 2014Q2: 273,155 shares; 2014Q3: 317,661 shares 317,661$8.72M3.77%+44,506
NAVIOS MARITIME PART LPNAVIOS MARITIME PART LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 290,268 shares; 2014Q2: 348,824 shares; 2014Q3: 404,334 shares 404,334$7.21M3.11%+55,510
EDDMORGAN STANLEY EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 525,414 shares; 2014Q2: 633,377 shares; 2014Q3: 552,159 shares 552,159$6.52M2.82%-81,218Timeline
STONEMOR PARTNERS LPSTONEMOR PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 154,304 shares; 2014Q2: 185,122 shares; 2014Q3: 215,423 shares 215,423$5.56M2.4%+30,301
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 381,545 shares; 2014Q2: 461,709 shares; 2014Q3: 535,705 shares 535,705$4.93M2.13%+73,996Timeline
CVR REFINING LP COM UNIT RE…CVR REFINING LP COM UNIT REPSTG L…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 152,078 shares; 2014Q2: 182,605 shares; 2014Q3: 210,943 shares 210,943$4.91M2.12%+28,338
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PARTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 176,919 shares 176,919$4.86M2.1%new
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 202,182 shares; 2014Q2: 243,534 shares; 2014Q3: 281,815 shares 281,815$4.77M2.06%+38,281
SEADRILL ORDSEADRILL ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 156,778 shares; 2014Q2: 189,935 shares; 2014Q3: 177,639 shares 177,639$4.75M2.05%-12,296
ARIAPOLLO COML REAL ESTATE FINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 211,543 shares; 2014Q2: 253,739 shares; 2014Q3: 296,100 shares 296,100$4.65M2.01%+42,361Timeline
NEXPOINT CR STRATEGIES FDNEXPOINT CR STRATEGIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 435,474 shares 435,474$4.62M2%new
MMLPMARTIN MIDSTREAM PRTNRS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 123,799 shares 123,799$4.62M1.99%newTimeline
NORTHERN TIER ENERGY LPNORTHERN TIER ENERGY LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 138,880 shares; 2014Q2: 170,458 shares; 2014Q3: 197,023 shares 197,023$4.6M1.99%+26,565
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 155,907 shares; 2014Q2: 188,620 shares; 2014Q3: 219,448 shares 219,448$4.59M1.98%+30,828
CAPSTEAD MTG CORPCAPSTEAD MTG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 268,309 shares; 2014Q2: 323,245 shares; 2014Q3: 374,103 shares 374,103$4.58M1.98%+50,858
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 206,199 shares; 2014Q2: 249,375 shares; 2014Q3: 289,097 shares 289,097$4.54M1.96%+39,722
EHIWESTERN ASSET GBL HIGH INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 263,980 shares; 2014Q2: 319,538 shares; 2014Q3: 371,282 shares 371,282$4.53M1.96%+51,744Timeline
Niska Gas Storage Partners LNiska Gas Storage Partners LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 257,516 shares; 2014Q2: 308,933 shares; 2014Q3: 359,235 shares 359,235$4.48M1.94%+50,302
TERRA NITROGEN CO L PTERRA NITROGEN CO L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 21,080 shares; 2014Q2: 25,388 shares; 2014Q3: 29,767 shares 29,767$4.3M1.86%+4,379
CVR Partners, LPCVR Partners, LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 222,019 shares; 2014Q2: 267,066 shares; 2014Q3: 308,384 shares 308,384$4.23M1.83%+41,318
FIFTH STREET FIN CORP COMFIFTH STREET FIN CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 316,328 shares; 2014Q2: 378,994 shares; 2014Q3: 441,955 shares 441,955$4.06M1.75%+62,961
HYTBLACKROCK CORPOR HI YLD FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 228,176 shares; 2014Q2: 275,532 shares; 2014Q3: 321,876 shares 321,876$3.81M1.65%+46,344Timeline
AVENUE INCOME CR STRATEGIESAVENUE INCOME CR STRATEGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 244,480 shares; 2014Q2: 293,480 shares; 2014Q3: 201,524 shares 201,524$3.38M1.46%-91,956
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 301,212 shares; 2014Q2: 362,887 shares; 2014Q3: 309,515 shares 309,515$3.31M1.43%-53,372
EDFVIRTUS STONE HBR EMRG MKTS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 97,545 shares; 2014Q2: 116,035 shares; 2014Q3: 132,371 shares 132,371$2.56M1.1%+16,336Timeline
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 461,792 shares 461,792$2.54M1.1%new
WESTERN ASSET EMRG MKT INCMWESTERN ASSET EMRG MKT INCMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 146,905 shares; 2014Q2: 177,706 shares; 2014Q3: 205,426 shares 205,426$2.47M1.07%+27,720
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 198,593 shares 198,593$2.45M1.06%new
STUDENT TRANSPORTATION INCSTUDENT TRANSPORTATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 274,011 shares; 2014Q2: 331,591 shares; 2014Q3: 385,053 shares 385,053$2.41M1.04%+53,462
WSRWHITESTONE REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 110,211 shares; 2014Q2: 133,309 shares; 2014Q3: 154,593 shares 154,593$2.15M0.93%+21,284Timeline
OIAINVESCO MUNI INCOME OPP TRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 79,890 shares; 2014Q2: 79,890 shares; 2014Q3: 77,890 shares 77,890$529K0.23%-2,000Timeline
PMMFRANKLIN MANAGED MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 41,580 shares; 2014Q2: 40,270 shares; 2014Q3: 40,270 shares 40,270$285K0.12%0Timeline

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
REGENCY ENERGY PARTNERS MLREGENCY ENERGY PARTNERS ML174,919$5.63Mshares
PETROLOGISTICS LP UNIT LTD …PETROLOGISTICS LP UNIT LTD PARTNE…362,416$5.2Mshares
HOLLYFRONTIER CORPHOLLYFRONTIER CORP90,734$3.96Mshares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001398344-14-005895 base2014-11-14acceptance time not in the bulk data set