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Disclosery

Trident Investment Management, LLC

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13F filer, CIK 1484086, NEW YORK, NY

Trident Investment Management, LLC reported $13,360,000 across 5 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-08.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001140361-13-041446

Period
2013-09-30
Reported value
$13.4M
Holdings
5
Top 10 weight
100%
New
0
Sold out
3

Largest buys vs the previous quarter

None.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
JNJexited-76,699-$6.58M
XLUexited-49,527-$1.86M
INVESCO WATER RESOURCES ETFexited-42,301-$932K
XLVreduced-12,500-$640K
XLPreduced-12,200-$486K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0001140361-13-041446, largest first. % of portfolio is the value over $13,360,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 99,665 shares; 2013Q3: 87,165 shares 87,165$4.46M33.42%-12,500Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 117,680 shares; 2013Q3: 105,480 shares 105,480$4.2M31.43%-12,200Timeline
IXJISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 37,873 shares; 2013Q3: 33,673 shares 33,673$2.68M20.08%-4,200Timeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 22,434 shares; 2013Q3: 19,944 shares 19,944$1.67M12.5%-2,490Timeline
GUGGENHEIMGUGGENHEIMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 29,946 shares; 2013Q3: 13,346 shares 13,346$343K2.57%-16,600

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
JNJJOHNSON & JOHNSON76,699$6.58Mshares
XLUSELECT SECTOR SPDR TR49,527$1.86Mshares
INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETF42,301$932Kshares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001140361-13-041446 base2013-11-08acceptance time not in the bulk data set