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TOURADJI CAPITAL MANAGEMENT, LP

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13F filer, CIK 1336657, Boca Raton, FL

TOURADJI CAPITAL MANAGEMENT, LP reported $32,460,000 across 72 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-10-28. Its ten largest share positions make up 44.5% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001144204-13-057084

Period
2013-09-30
Reported value
$32.5M
Holdings
72
Top 10 weight
44.5%
New
41
Sold out
34

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ONYX PHARMACEUTICALS INCnew+13,500$1.68M
PAA NAT GAS STORAGE L Pnew+49,432$1.15M
AAPLnew+2,340$1.12M
SOURCEFIRE INCnew+10,000$759K
LIBERTY GLOBAL PLCnew+10,000$754K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GARDNER DENVER INCexited-17,500-$1.32M
NATIONAL FINANCIAL PARTNERSexited-44,776-$1.13M
ENERGY TRANSFER L P LPexited-32,453-$1.09M
FISHER COMMUNICATIONS INCexited-16,000-$657K
ZHONGPIN INCexited-48,500-$655K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0001144204-13-057084, largest first. % of portfolio is the value over $30,751,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 195,850 shares; 2013Q3: 195,850 shares 195,850$3.65M11.86%0
ONYX PHARMACEUTICALS INCONYX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 13,500 shares 13,500$1.68M5.47%new
PIONEER SOUTHWEST ENERGYPIONEER SOUTHWEST ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 24,000 shares; 2013Q3: 28,500 shares 28,500$1.26M4.1%+4,500
PAA NAT GAS STORAGE L PPAA NAT GAS STORAGE L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 49,432 shares 49,432$1.15M3.74%new
LIFE TECHNOLOGIES CORPLIFE TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 13,100 shares; 2013Q3: 15,100 shares 15,100$1.13M3.67%+2,000
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 2,340 shares 2,340$1.12M3.63%newTimeline
NYSE EURONEXTNYSE EURONEXTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 12,000 shares; 2013Q3: 26,000 shares 26,000$1.09M3.55%+14,000
ELAN PLCELAN PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 29,500 shares; 2013Q3: 66,500 shares 66,500$1.04M3.37%+37,000
VIRGINIA COMM BANCORP INCVIRGINIA COMM BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 45,091 shares; 2013Q3: 50,591 shares 50,591$788K2.56%+5,500
DISCOVERY INCDISCOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 5,000 shares; 2013Q3: 10,000 shares 10,000$781K2.54%+5,000
BMC SOFTWARE INCBMC SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 18,600 shares; 2013Q3: 16,600 shares 16,600$769K2.5%-2,000
SOURCEFIRE INCSOURCEFIRE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 10,000 shares 10,000$759K2.47%new
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 10,000 shares 10,000$754K2.45%new
SPREADTRUM COMMUNICATIONS INSPREADTRUM COMMUNICATIONS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 23,500 shares 23,500$716K2.33%new
AMERICAN SAFETY INSAMERICAN SAFETY INSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 23,364 shares 23,364$706K2.3%new
MPG OFFICE TR INCMPG OFFICE TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 162,500 shares; 2013Q3: 210,988 shares 210,988$660K2.15%+48,488
HARRIS TEETER SUPERMARKETS IHARRIS TEETER SUPERMARKETS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 12,500 shares 12,500$615K2%new
MICHAEL BAKER CORPMICHAEL BAKER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 15,000 shares 15,000$607K1.97%new
HUDSON CITY BANCORPHUDSON CITY BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 65,000 shares; 2013Q3: 65,000 shares 65,000$588K1.91%0
VOLTERRA SEMICONDUCTOR CORPVOLTERRA SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 25,000 shares 25,000$575K1.87%new
LENDER PROCESSING SVCS INCLENDER PROCESSING SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 10,000 shares; 2013Q3: 16,304 shares 16,304$542K1.76%+6,304
WMS INDUSTRIES INCWMS INDUSTRIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 10,500 shares; 2013Q3: 19,780 shares 19,780$513K1.67%+9,280
WARNER CHILCOTT PLC IRELANDWARNER CHILCOTT PLC IRELANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 20,000 shares; 2013Q3: 22,000 shares 22,000$504K1.64%+2,000
SAKS INCSAKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 31,500 shares 31,500$502K1.63%new
MOLEX INCMOLEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 12,000 shares 12,000$459K1.49%new
DELL INCDELL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 47,500 shares; 2013Q3: 30,000 shares 30,000$413K1.34%-17,500
BELO CORPBELO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 10,000 shares; 2013Q3: 30,000 shares 30,000$411K1.34%+20,000
KAYDON CORPKAYDON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 10,000 shares 10,000$355K1.15%new
DOLE PLC ORD SHSDOLE PLC ORD SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 16,500 shares; 2013Q3: 25,000 shares 25,000$341K1.11%+8,500
COLONIAL PROPERTIES TRUSTCOLONIAL PROPERTIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 15,000 shares 15,000$337K1.1%new
TARO PHARMACEUTICAL INDS LTDTARO PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 4,500 shares; 2013Q3: 4,300 shares 4,300$327K1.06%-200
OPTIMER PHARMACEUTICALS INCOPTIMER PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 25,000 shares 25,000$315K1.02%new
PVF CAPITAL CORPPVF CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 75,000 shares; 2013Q3: 75,000 shares 75,000$309K1%0
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 34,928 shares 34,928$308K1%newTimeline
ASIAINFO-LINKAGE INCASIAINFO-LINKAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 19,000 shares; 2013Q3: 26,500 shares 26,500$306K1%+7,500
MAKO SURGICAL CORPMAKO SURGICAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 10,000 shares 10,000$295K0.96%new
MAIDENFORM BRANDS INCMAIDENFORM BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 12,500 shares 12,500$294K0.96%new
STERLING FINL CORP WASHSTERLING FINL CORP WASHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 10,000 shares 10,000$287K0.93%new
FLOW INTL CORPFLOW INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 19,558 shares; 2013Q3: 65,000 shares 65,000$259K0.84%+45,442
ANALYSTS INTL CORPANALYSTS INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 40,000 shares 40,000$258K0.84%new
VANGUARD HEALTH SYS INCVANGUARD HEALTH SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 12,000 shares 12,000$252K0.82%new
TOWER FINANCIAL CORPTOWER FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 10,000 shares 10,000$232K0.75%new
ASTEX PHARMACEUTICALS INCASTEX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 25,000 shares 25,000$212K0.69%new
LEAP WIRELESS INTL INCLEAP WIRELESS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 12,500 shares 12,500$198K0.64%new
PHGKONINKLIJKE PHILIPS N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 60,000 shares 60,000$191K0.62%newTimeline
MULTIBAND CORPMULTIBAND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 55,000 shares; 2013Q3: 55,000 shares 55,000$179K0.58%0
METROCORP BANCSHARES INCMETROCORP BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 12,600 shares 12,600$173K0.56%new
EMULEX CORPEMULEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 10,000 shares; 2013Q3: 20,000 shares 20,000$155K0.5%+10,000
CORNERSTONE THERAPEUTICS INCCORNERSTONE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 11,500 shares; 2013Q3: 16,500 shares 16,500$155K0.5%+5,000
MORGANS HOTEL GROUP COMORGANS HOTEL GROUP COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 15,000 shares; 2013Q3: 19,000 shares 19,000$146K0.47%+4,000
BOISE INCBOISE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 11,300 shares 11,300$142K0.46%new
GLOBECOMM SYSTEMS INCGLOBECOMM SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 10,000 shares 10,000$140K0.46%new
HEALTH MGMT ASSOC INC NEWHEALTH MGMT ASSOC INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 10,000 shares 10,000$128K0.42%new
AMERICAN INDEPENDENCE CORPAMERICAN INDEPENDENCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 11,390 shares 11,390$114K0.37%new
THERAGENICS CORPTHERAGENICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 47,500 shares; 2013Q3: 40,000 shares 40,000$87K0.28%-7,500
BGC PARTNERS INCBGC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 15,300 shares; 2013Q3: 15,300 shares 15,300$86K0.28%0
PACTERA TECHNOLOGY INTERNAT…PACTERA TECHNOLOGY INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 13,500 shares 13,500$80K0.26%new
GULTUGULF COAST ULTRA DEEP ROYALTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 35,000 shares 35,000$76K0.25%newTimeline
HARVEST NATURAL RESOURCES INHARVEST NATURAL RESOURCES INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 10,000 shares 10,000$54K0.18%new
OFFICE DEPOT INCOFFICE DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 10,000 shares; 2013Q3: 10,000 shares 10,000$48K0.16%0
TRANSCEPT PHARMACEUTICALS INTRANSCEPT PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 10,000 shares 10,000$32K0.1%new
CASPIAN SERVICES INCCASPIAN SERVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 607,437 shares 607,437$29K0.09%new
UTSTARCOM HOLDINGS CORPUTSTARCOM HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 10,000 shares; 2013Q3: 10,000 shares 10,000$28K0.09%0
SYMS CORPSYMS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 10,218 shares; 2013Q3: 10,218 shares 10,218$25K0.08%0
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 10,000 shares; 2013Q3: 10,000 shares 10,000$20K0.07%0
STORM CAT ENERGY CORPSTORM CAT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 173,328 shares 173,328$1K<0.01%new
CONSTELLATION COPPER CORPCONSTELLATION COPPER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: not loaded; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 398,788 shares 398,788$00%newValue filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
WISDOMTREE TRWISDOMTREE TR JAPN HEDGE EQTcall500,000$1.06Mnew
KGCKINROSS GOLD CORP COMcall7,150$416Knew
RUE21 INCRUE21 INC COMcall50$218Knew
SAKS INCSAKS INC COMcall10,000$11K+9,900
LINN CO LLCLINN CO LLC Cmncall100$1Knew

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
GARDNER DENVER INCGARDNER DENVER INC17,500$1.32Mshares
NATIONAL FINANCIAL PARTNERSNATIONAL FINANCIAL PARTNERS44,776$1.13Mshares
ENERGY TRANSFER L P LPENERGY TRANSFER L P LP32,453$1.09Mshares
FISHER COMMUNICATIONS INCFISHER COMMUNICATIONS INC16,000$657Kshares
ZHONGPIN INCZHONGPIN INC48,500$655Kshares
CNH GLOBAL N VCNH GLOBAL N V15,000$625Kshares
MET-PRO CORPMET-PRO CORP41,991$564Kshares
BUCKEYE TECHNOLOGIES INCBUCKEYE TECHNOLOGIES INC15,000$556Kshares
ARBITRON INCARBITRON INC11,500$534Kshares
LUFKIN INDS INCLUFKIN INDS INC6,000$531Kshares
AMERISTAR CASINOS INCAMERISTAR CASINOS INC20,000$526Kshares
WHITEWAVE FOODS COWHITEWAVE FOODS CO32,500$494Kshares
NETSPEND HOLDINGS INCNETSPEND HOLDINGS INC30,000$479Kshares
SMITHFIELD FOODS INCSMITHFIELD FOODS INC14,300$468Kshares
SPRINT NEXTEL CORPSPRINT NEXTEL CORP65,000$456Kshares
ASSISTED LIVING CONCPT NEV NASSISTED LIVING CONCPT NEV N35,296$422Kshares
MARKET LEADER INCMARKET LEADER INC35,000$375Kshares
POWER-ONE INCPOWER-ONE INC49,500$313Kshares
RUE21 INCRUE21 INC7,500$312Kshares
TRUE RELIGION APPAREL INCTRUE RELIGION APPAREL INC9,500$301Kshares
Berry PetroleumBerry Petroleum7,000$296Kshares
KEYNOTE SYS INCKEYNOTE SYS INC15,000$296Kshares
CLEARWIRE CORP NEWCLEARWIRE CORP NEW55,000$275Kshares
7 DAYS GROUP HLDGS LTD7 DAYS GROUP HLDGS LTD18,000$248Kshares
WEBSENSE INCWEBSENSE INC8,500$210Kshares
FEIHE INTL INCFEIHE INTL INC28,400$210Kshares
VIVUS INCVIVUS INC16,000$201Kshares
AMERICAN GREETINGS CORP CL AAMERICAN GREETINGS CORP CL A10,400$189Kshares
STRATEGIC HOTEL & RESORTSSTRATEGIC HOTEL & RESORTS20,000$177Kshares
SOUNDBITE COMMUNICATIONS INCSOUNDBITE COMMUNICATIONS INC30,000$150Kshares
SMITH & WESSON BRANDS, INC.SMITH & WESSON BRANDS, INC.13,000$130Kshares
NTS RLTY HLDGS LTD PARTNERSHNTS RLTY HLDGS LTD PARTNERSH17,892$128Kshares
PROLOR BIOTECH INCPROLOR BIOTECH INC13,500$85Kshares
AMR CORPAMR CORP20,000$81Kshares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001144204-13-057084 base2013-10-28acceptance time not in the bulk data set