Teton Advisors, Inc.

13F filer, CIK 1444874, Rye, NY

Teton Advisors, Inc. reported $322,909,881 across 235 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-08. Its ten largest share positions make up 26.12% of the portfolio.

Filed 2023-11-08 (acceptance time not in the bulk data set), ingested 2026-10-07 18:30:40 UTC13F-HR 0001140361-23-052128

Period: 2023-09-30
Reported value: $323M
Holdings: 235
Top 10 weight: 26.12%
New: 8
Sold out: 20

Largest buys vs the previous quarter

Security	Shares change	Approx. value
DSGRadded	+122,000	$3.17M
RUSHBadded	+33,950	$1.54M
TKOnew	+15,800	$1.33M
RUSHAadded	+14,648	$598K
NSSCnew	+10,000	$222K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
AEROJET ROCKETDYNE HLDGS IN…exited	-144,500	-$7.93M
WORLD WRESTLING ENTMT INCexited	-17,000	-$1.84M
CIRCOR INTL INCreduced	-26,000	-$1.45M
SFSTreduced	-34,010	-$916K
MODreduced	-14,500	-$663K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001140361-23-052128, largest first. % of portfolio is the value over $322,909,881, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
NATHNATHANS FAMOUS INC	211,000	$14.9M	4.62%	-1,500	Timeline
MYEMYERS INDS INC	663,870	$11.9M	3.69%	0	Timeline
MODMODINE MFG CO	225,500	$10.3M	3.19%	-14,500	Timeline
ASTEASTEC INDS INC	177,500	$8.36M	2.59%	-2,000	Timeline
DCODUCOMMUN INC DEL	176,540	$7.68M	2.38%	0	Timeline
DSGRDISTRIBUTION SOLUTIONS GRP I	258,000	$6.71M	2.08%	+122,000	Timeline
GENCGENCOR INDS INC	473,600	$6.69M	2.07%	0	Timeline
CTSCTS CORP	160,000	$6.68M	2.07%	0	Timeline
ROCKGIBRALTAR INDS INC	85,000	$5.74M	1.78%	0	Timeline
EMLEASTERN CO	295,000	$5.35M	1.66%	0	Timeline
MPXMARINE PRODS CORP	359,500	$5.11M	1.58%	-8,100	Timeline
RUSHBRUSH ENTERPRISES INC	112,350	$5.09M	1.58%	+33,950	Timeline
FFICFLUSHING FINL CORP	381,300	$5.01M	1.55%	-8,000	Timeline
FSSFEDERAL SIGNAL CORP	78,800	$4.71M	1.46%	-1,200	Timeline
GDENGOLDEN ENTMT INC	121,500	$4.15M	1.29%	+800	Timeline
HWKNHAWKINS INC	69,580	$4.09M	1.27%	-500	Timeline
CMTCORE MOLDING TECHNOLOGIES IN	139,000	$3.96M	1.23%	-10,300	Timeline
NEOGNEOGEN CORP	212,000	$3.93M	1.22%	0	Timeline
CVCOCAVCO INDS INC DEL	14,540	$3.86M	1.2%	-1,600	Timeline
SKYCHAMPION HOMES INC	60,500	$3.86M	1.19%	-2,820	Timeline
PKOHPARK-OHIO HLDGS CORP	192,500	$3.83M	1.19%	0	Timeline
KKRKKR & CO INC	60,500	$3.73M	1.15%	0	Timeline
ALNTALLIENT INC	120,500	$3.73M	1.15%	+1,100	Timeline
ATROASTRONICS CORP	218,000	$3.46M	1.07%	-10,000	Timeline
FSTRFOSTER L B CO	172,479	$3.26M	1.01%	+11,000	Timeline
CHASE CORPCHASE CORP	25,500	$3.24M	1%	-1,800
INSEINSPIRED ENTMT INC	255,221	$3.05M	0.95%	0	Timeline
LMNRLIMONEIRA CO	195,000	$2.99M	0.93%	0	Timeline
GRCGORMAN RUPP CO	86,000	$2.83M	0.88%	0	Timeline
UCTTULTRA CLEAN HLDGS INC	83,000	$2.46M	0.76%	-700	Timeline
CWSTCASELLA WASTE SYS INC	31,900	$2.43M	0.75%	-1,500	Timeline
CCBGCAPITAL CITY BANK	79,800	$2.38M	0.74%	0	Timeline
CMCOCOLUMBUS MCKINNON CORP N Y	68,000	$2.37M	0.74%	0	Timeline
GRSDGRANDSTAND LTD	174,393	$2.28M	0.71%	-6,492	Timeline
GHMGRAHAM CORP	134,000	$2.22M	0.69%	+5,000	Timeline
CVGICOMMERCIAL VEH GROUP INC	280,000	$2.17M	0.67%	0	Timeline
WGOWINNEBAGO INDS INC	36,400	$2.16M	0.67%	0	Timeline
RUSHARUSH ENTERPRISES INC	50,490	$2.06M	0.64%	+14,648	Timeline
MIDDMIDDLEBY CORP	16,020	$2.05M	0.64%	0	Timeline
IIIVI3 VERTICALS INC	96,791	$2.05M	0.63%	0	Timeline
VLGEAVILLAGE SUPER MKT INC	90,247	$2.04M	0.63%	-16,500	Timeline
SXISTANDEX INTL CORP	14,000	$2.04M	0.63%	0	Timeline
ATEXANTERIX INC	63,000	$1.98M	0.61%	0	Timeline
INFUINFUSYSTEM HLDGS INC	200,000	$1.93M	0.6%	0	Timeline
TITNTITAN MACHY INC	72,000	$1.91M	0.59%	0	Timeline
SSPSCRIPPS E W CO OHIO	339,800	$1.86M	0.58%	0	Timeline
VPGVISHAY PRECISION GROUP INC	54,012	$1.81M	0.56%	0	Timeline
MYRGMYR GROUP INC	13,000	$1.75M	0.54%	-3,100	Timeline
ICFIICF INTL INC	14,500	$1.75M	0.54%	-2,780	Timeline
SRISTONERIDGE INC	85,000	$1.71M	0.53%	-4,000	Timeline
ITGRINTEGER HLDGS CORP	21,730	$1.7M	0.53%	0	Timeline
TNCTENNANT CO	22,650	$1.68M	0.52%	0	Timeline
AOUTAMERICAN OUTDOOR BRANDS INC	170,638	$1.67M	0.52%	+15,000	Timeline
GTNGRAY MEDIA INC	241,120	$1.67M	0.52%	0	Timeline
ACUACME UTD CORP	55,000	$1.64M	0.51%	0	Timeline
CWCOCONSOLIDATED WATER CO INC	56,700	$1.61M	0.5%	-300	Timeline
TWINTWIN DISC INC	116,800	$1.6M	0.5%	0	Timeline
KAMAN CORP-CLASS AKAMAN CORP-CLASS A	80,000	$1.57M	0.49%	-3,500
TRCTEJON RANCH CO	95,500	$1.55M	0.48%	-2,500	Timeline
PLAYAGS INCPLAYAGS INC	237,000	$1.55M	0.48%	0
LOGILITY SUPPLY CHAIN SOLUT…LOGILITY SUPPLY CHAIN SOLUTIONS	134,000	$1.54M	0.48%	0
Surmodics IncSurmodics Inc	46,400	$1.49M	0.46%	0
RGCORGC RES INC	86,010	$1.49M	0.46%	+2,000	Timeline
NVGSNAVIGATOR HLDGS LTD	100,000	$1.48M	0.46%	0	Timeline
LEGHLEGACY HOUSING CORP	75,700	$1.47M	0.46%	0	Timeline
MITKMITEK SYS INC	137,000	$1.47M	0.45%	0	Timeline
YORWYORK WTR CO	38,360	$1.44M	0.45%	0	Timeline
PRSUPURSUIT ATTRACTIONS AND HOSP	54,000	$1.41M	0.44%	0	Timeline
VALUVALUE LINE INC	31,800	$1.39M	0.43%	0	Timeline
STELSTELLAR BANCORP INC	64,500	$1.38M	0.43%	0	Timeline
WLDNWILLDAN GROUP INC	67,000	$1.37M	0.42%	-11,000	Timeline
ARTNAARTESIAN RES CORP	32,320	$1.36M	0.42%	0	Timeline
SMPSTANDARD MTR PRODS INC	40,000	$1.34M	0.42%	0	Timeline
TKOTKO GROUP HOLDINGS INC	15,800	$1.33M	0.41%	new	Timeline
LCUTLIFETIME BRANDS INC	235,175	$1.32M	0.41%	-8,000	Timeline
EXELEXELIXIS INC	60,500	$1.32M	0.41%	0	Timeline
PFSWEB INCPFSWEB INC	177,000	$1.32M	0.41%	-30,000
FARMFARMER BROS CO	509,000	$1.31M	0.41%	-175,000	Timeline
TSQTOWNSQUARE MEDIA INC	150,000	$1.31M	0.41%	0	Timeline
RDIBREADING INTL INC	74,400	$1.29M	0.4%	0	Timeline
ULBIULTRALIFE CORP	129,000	$1.26M	0.39%	-3,000	Timeline
ARLOARLO TECHNOLOGIES INC	122,000	$1.26M	0.39%	-15,000	Timeline
MSAMSA SAFETY INC	7,800	$1.23M	0.38%	0	Timeline
FLWS1 800 FLOWERS COM INC	173,000	$1.21M	0.38%	+10,000	Timeline
AUBATLANTIC UN BANKSHARES CORP	41,244	$1.19M	0.37%	-147	Timeline
CVGWCALAVO GROWERS INC	47,000	$1.19M	0.37%	-1,000	Timeline
CUTERA INCCUTERA INC	191,160	$1.15M	0.36%	-37,500
TGTREDEGAR CORP	208,700	$1.13M	0.35%	-26,300	Timeline
CMTLCOMTECH TELECOMMUNICATIONS C	129,000	$1.13M	0.35%	-45,000	Timeline
MCSMARCUS CORP DEL	72,500	$1.12M	0.35%	0	Timeline
CWTCALIFORNIA WTR SVC GROUP	23,400	$1.11M	0.34%	-200	Timeline
SFSTSOUTHERN FIRST BANCSHARES	41,000	$1.1M	0.34%	-34,010	Timeline
WNCWABASH NATL CORP	52,000	$1.1M	0.34%	-400	Timeline
SAMGSILVERCREST ASSET MGMT GROUP	68,000	$1.08M	0.33%	0	Timeline
WASHWASHINGTON TR BANCORP INC	40,410	$1.06M	0.33%	-72	Timeline
FRPHFRP HLDGS INC	19,500	$1.05M	0.33%	0	Timeline
JBTMJBT MAREL CORPORATION	10,000	$1.05M	0.33%	0	Timeline
ALYAFALITHYA GROUP INC CL A SUB VTG	662,000	$1000K	0.31%	-44,000	Timeline
INTEVAC INCINTEVAC INC	317,000	$986K	0.31%	+10,000
BYDBOYD GAMING CORP	16,000	$973K	0.3%	-3,051	Timeline
KEKIMBALL ELECTRONICS INC	35,400	$969K	0.3%	0	Timeline
FSBWFS BANCORP INC	32,116	$947K	0.29%	0	Timeline
PKEPARK AEROSPACE CORP	60,600	$941K	0.29%	0	Timeline
CZRCAESARS ENTERTAINMENT INC NE	20,200	$936K	0.29%	0	Timeline
BMIBADGER METER INC	6,500	$935K	0.29%	-300	Timeline
ODCOIL DRI CORP AMER	15,000	$926K	0.29%	-300	Timeline
RNSTRENASANT CORP	30,530	$800K	0.25%	0	Timeline
FNBF N B CORP	74,000	$798K	0.25%	0	Timeline
UTIUNIVERSAL TECHNICAL INST INC	95,000	$796K	0.25%	0	Timeline
IAINNOVATIVE SOLUTIONS & SUPPO	104,200	$792K	0.25%	-1,303	Timeline
WSBFWATERSTONE FINL INC MD	71,520	$783K	0.24%	0	Timeline
CIRCOR INTL INCCIRCOR INTL INC	14,000	$780K	0.24%	-26,000
ATENA10 NETWORKS INC	51,000	$767K	0.24%	-5,000	Timeline
STARRETT (L.S.) CO -CL ASTARRETT (L.S.) CO -CL A	70,000	$752K	0.23%	+2,500
NEONEOGENOMICS INC	60,500	$744K	0.23%	0	Timeline
SANDY SPRING BANCORP INCSANDY SPRING BANCORP INC	34,000	$729K	0.23%	+500
MOVMOVADO GROUP INC	26,500	$725K	0.22%	0	Timeline
DANDANA INC	47,500	$697K	0.22%	0	Timeline
CPKCHESAPEAKE UTILS CORP	7,000	$684K	0.21%	0	Timeline
OPCHOPTION CARE HEALTH INC	21,000	$679K	0.21%	0	Timeline
MFINMEDALLION FINANCIAL CORP	96,000	$674K	0.21%	0	Timeline
GTN-AGRAY MEDIA INC	86,600	$650K	0.2%	0	Timeline
AZZAZZ INC	14,000	$638K	0.2%	0	Timeline
ERIIENERGY RECOVERY INC	30,000	$636K	0.2%	0	Timeline
SouthState CorpSouthState Corp	9,200	$620K	0.19%	-103
BRBRBELLRING BRANDS INC	15,000	$618K	0.19%	0	Timeline
LZBLA Z BOY INC	20,000	$618K	0.19%	0	Timeline
HRIHERC HLDGS INC	5,000	$595K	0.18%	0	Timeline
AVID TECHNOLOGY INCAVID TECHNOLOGY INC	22,000	$591K	0.18%	0
IMAXIMAX CORP	30,000	$580K	0.18%	-464	Timeline
RDIREADING INTL INC	257,500	$546K	0.17%	-25,769	Timeline
RESRPC INC	60,000	$536K	0.17%	0	Timeline
DAKTDAKTRONICS INC	60,000	$535K	0.17%	+5,000	Timeline
WNEBWESTERN NEW ENG BANCORP INC	81,580	$529K	0.16%	-3,000	Timeline
UGUNITED GUARDIAN INC	69,611	$524K	0.16%	0	Timeline
OOMAOOMA INC	40,000	$520K	0.16%	+15,000	Timeline
DENNDENNY'S CORP	57,000	$483K	0.15%	0	Timeline
OPLNOPENLANE INC	31,400	$468K	0.15%	-1,196	Timeline
CHART INDS INCCHART INDS INC	7,000	$467K	0.14%	0
THRMGENTHERM INC	8,560	$464K	0.14%	-3,630	Timeline
FMNBFARMERS NATIONAL BANC CORP	40,000	$462K	0.14%	0	Timeline
HZOMARINEMAX INC	14,000	$459K	0.14%	0	Timeline
PLPCPREFORMED LINE PRODS CO	2,800	$455K	0.14%	0	Timeline
INNOVATE CORPINNOVATE CORP	260,000	$421K	0.13%	-10,000
MLABMESA LABS INC	4,000	$420K	0.13%	0	Timeline
STEEL PARTNERS HLDGS L PSTEEL PARTNERS HLDGS L P	9,800	$417K	0.13%	+318
BSETBASSETT FURNITURE INDS INC	27,700	$406K	0.13%	0	Timeline
INBKFIRST INTERNET BANCORP	24,440	$396K	0.12%	0	Timeline
CHDNCHURCHILL DOWNS INC	3,400	$395K	0.12%	0	Timeline
APAMPCO-PITTSBURG CORP	150,000	$394K	0.12%	+17,000	Timeline
GTXGARRETT MOTION INC	50,000	$394K	0.12%	0	Timeline
SKYTSKYWATER TECHNOLOGY INC	64,927	$391K	0.12%	+11,000	Timeline
TYLTYLER TECHNOLOGIES INC	1,000	$386K	0.12%	0	Timeline
VLYVALLEY NATL BANCORP	44,800	$383K	0.12%	-559	Timeline
ELMDELECTROMED INC	35,142	$365K	0.11%	0	Timeline
SBGISINCLAIR INC	32,000	$359K	0.11%	0	Timeline
S&W SEED COMPANY COMS&W SEED COMPANY COM	310,000	$347K	0.11%	-60,000
MSEXMIDDLESEX WTR CO	5,200	$344K	0.11%	0	Timeline
OFIXORTHOFIX MED INC	25,500	$328K	0.1%	-33,000	Timeline
LEELEE ENTERPRISES INC	30,000	$321K	0.1%	+6,500	Timeline
BSVNBANK7 CORP	13,800	$311K	0.1%	0	Timeline
IMKTAINGLES MKTS INC	4,000	$301K	0.09%	0	Timeline
LMATLEMAITRE VASCULAR INC	5,500	$300K	0.09%	0	Timeline
CZNCCITIZENS & NORTHN CORP	16,560	$291K	0.09%	0	Timeline
STESTERIS PLC	1,300	$285K	0.09%	0	Timeline
OPKOPKO HEALTH INC	178,000	$285K	0.09%	-12,000	Timeline
TWITITAN INTL INC ILL	20,500	$275K	0.09%	0	Timeline
MTXMINERALS TECHNOLOGIES INC	5,000	$274K	0.08%	+1,454	Timeline
ICC HOLDINGS INCICC HOLDINGS INC	17,000	$274K	0.08%	0
JOUTJOHNSON OUTDOORS INC	5,000	$273K	0.08%	0	Timeline
TRSTTRUSTCO BK CORP N Y	10,010	$273K	0.08%	0	Timeline
Hanover BancorpHanover Bancorp	15,000	$271K	0.08%	0
MTWMANITOWOC CO INC	18,000	$271K	0.08%	0	Timeline
DGIIDIGI INTL INC	10,000	$270K	0.08%	0	Timeline
SPWHSPORTSMANS WHSE HLDGS INC	60,000	$269K	0.08%	+10,000	Timeline
AGYSAGILYSYS INC	4,000	$265K	0.08%	0	Timeline
UBSIUNITED BANKSHARES INC WEST V	8,500	$235K	0.07%	0	Timeline
NSSCNAPCO SEC TECHNOLOGIES INC	10,000	$222K	0.07%	new	Timeline
BEASLEY BROADCAST GRP INC -ABEASLEY BROADCAST GRP INC -A	253,300	$221K	0.07%	-51,700
PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INC	10,000	$218K	0.07%	0
TACTTRANSACT TECHNOLOGIES INC	32,500	$209K	0.06%	0	Timeline
PRIMO WATER CORPORATIONPRIMO WATER CORPORATION	15,000	$207K	0.06%	0
NGVCNATURAL GROCERS BY VITAMIN	16,000	$207K	0.06%	0	Timeline
LELANDS END INC NEW	27,000	$202K	0.06%	-5,000	Timeline
MCHBMECHANICS BANCORP	25,600	$199K	0.06%	0	Timeline
GYROGYRODYNE LLC	18,540	$187K	0.06%	-500	Timeline
ARAYACCURAY INC DEL	65,000	$177K	0.05%	0	Timeline
FRSTPRIMIS FINANCIAL CORP	20,000	$163K	0.05%	-12,000	Timeline
BALLYS CORPORATIONBALLYS CORPORATION	12,000	$157K	0.05%	-10,964
OCFCOCEANFIRST FINL CORP	10,440	$151K	0.05%	-272	Timeline
PBIPITNEY BOWES INC	50,000	$151K	0.05%	0	Timeline
DHXDHI GROUP INC	45,000	$138K	0.04%	0	Timeline
WVVIWILLAMETTE VALLEY VINEYARDS	23,000	$134K	0.04%	0	Timeline
MPAAMOTORCAR PTS AMER INC	15,200	$123K	0.04%	-2,800	Timeline
LWAYLIFEWAY FOODS INC	11,000	$114K	0.04%	new	Timeline
BIG 5 SPORTING GOODS CORPBIG 5 SPORTING GOODS CORP	16,000	$112K	0.03%	0
ADTHEORENT HOLDING COMPANYADTHEORENT HOLDING COMPANY	85,000	$110K	0.03%	+55,000
GENIGENIUS SPORTS LIMITED	20,000	$107K	0.03%	0	Timeline
TPHSTRINITY PLACE HLDGS INC COM ST	265,000	$96.7K	0.03%	-75,000	Timeline
MYPSPLAYSTUDIOS INC	30,000	$95.4K	0.03%	0	Timeline
RSIRUSH STREET INTERACTIVE INC	20,000	$92.4K	0.03%	0	Timeline
TISITEAM INC	10,000	$69.5K	0.02%	0	Timeline
FEIMFREQUENCY ELECTRS INC	10,000	$69.4K	0.02%	-500	Timeline
DWSNDAWSON GEOPHYSICAL CO NEW	24,000	$55.7K	0.02%	0	Timeline
MTLSMATERIALISE NV	10,000	$54.9K	0.02%	0	Timeline
STIMNEURONETICS INC	34,000	$45.9K	0.01%	-26,000	Timeline
AAMEATLANTIC AMERN CORP	22,000	$42.5K	0.01%	0	Timeline
GLATFELTER CORPGLATFELTER CORP	18,000	$36K	0.01%	+8,000
GAN LTDGAN LTD	28,000	$32.5K	0.01%	0
AMPCO-PITTSBURG CORPAMPCO-PITTSBURG CORP	47,000	$15K	<0.01%	0
NAUTILUS INCNAUTILUS INC	10,000	$8.5K	<0.01%	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PERFICIENT INCPERFICIENT INC BOND	principal	1,000,000	$804K	0
PROGRESS SOFTWARE CORPPROGRESS SOFTWARE CORP NOTE 1.000% 4/1	principal	760,000	$784K	0
STRIDE INCSTRIDE INC NOTE 1.125% 9/0	principal	600,000	$634K	0
PETIQ INCPETIQ INC NOTE 4.000% 6/0	principal	640,000	$624K	0
ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0	principal	528,000	$603K	0
INTERDIGITAL INCINTERDIGITAL INC NOTE 3.500% 6/0	principal	500,000	$591K	0
BANDWIDTH INCBANDWIDTH INC NOTE 0.250% 3/0	principal	700,000	$561K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1	principal	500,000	$490K	new
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 12/1	principal	700,000	$472K	0
INFINERA CORPINFINERA CORP BOND	principal	500,000	$443K	0
LIMELIGHT NETWORKS INCLIMELIGHT NETWORKS INC NOTE 3.500% 8/0	principal	500,000	$442K	0
SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 2.625% 2/1	principal	700,000	$433K	new
LENDINGTREE INCLENDINGTREE INC NOTE 0.500% 7/1	principal	500,000	$396K	0
INSULET CORPINSULET CORP NOTE 0.375% 9/0	principal	400,000	$393K	0
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1	principal	400,000	$375K	new
ORMAT TECHNOLOGIES INCORMAT TECHNOLOGIES INC NOTE 2.500% 7/1	principal	375,000	$365K	new
IMPINJ INCIMPINJ INC NOTE 1.125% 5/1	principal	400,000	$350K	0
CONMED CORPCONMED CORP NOTE 2.250% 6/1	principal	350,000	$334K	0
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0	principal	300,000	$301K	0
POST HLDGS INCPOST HLDGS INC NOTE 2.500% 8/1	principal	275,000	$273K	new
FUBOTV INCFUBOTV INC NOTE 3.250% 2/1	principal	360,000	$238K	0
REDWOOD TRUST INCREDWOOD TRUST INC Convertible	principal	250,000	$226K	0
COHERUS ONCOLOGY INCCOHERUS ONCOLOGY INC BOND	principal	350,000	$220K	-155,000
NCL CORP LTDNCL CORP LTD BOND	principal	223,000	$185K	0

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC C	144,500	$7.93M	shares
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC	17,000	$1.84M	shares
VERINT SYSTEMS INCVERINT SYSTEMS INC	925,000	$817K	principal
2U INC2U INC	1,100,000	$734K	principal
VERITONE INCVERITONE INC	1,056,000	$694K	principal
AVDAMERICAN VANGUARD CORP	33,000	$590K	shares
CARDLYTICS INCCARDLYTICS INC	780,000	$444K	principal
CHART INDS INCCHART INDS INC	150,000	$416K	principal
TERRITORAL BANCORP INCTERRITORAL BANCORP INC	30,000	$368K	shares
SUMMIT HOTEL PPTYSSUMMIT HOTEL PPTYS	385,000	$328K	principal
CADECADENCE BANK	15,240	$299K	shares
MEIMETHODE ELECTRS INC	8,190	$275K	shares
CUTERA INCCUTERA INC	300,000	$254K	principal
NEXTERA ENERGY INCNEXTERA ENERGY INC	5,000	$226K	shares
QDELQUIDELORTHO CORP	2,500	$207K	shares
BBTBEACON FINANCIAL CORP.	9,660	$200K	shares
CUTERA INCCUTERA INC	250,000	$156K	principal
PARATEK PHARMACEUTICALS INCPARATEK PHARMACEUTICALS INC	25,000	$55.2K	shares
OTONOMO TECHNOLOGIES LTDOTONOMO TECHNOLOGIES LTD	45,000	$18K	shares
WILLIAMS INDUSTRIAL SERVICESWILLIAMS INDUSTRIAL SERVICES	11,100	$4.22K	shares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001140361-23-052128	base		2023-11-08	acceptance time not in the bulk data set	2026-10-07 18:30:40 UTC