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Disclosery

Telemetry Investments, L.L.C.

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13F filer, CIK 1537055, NEW YORK, NY

Telemetry Investments, L.L.C. reported $74,211,000 across 160 holdings for the quarter ended 2021-09-30, in a 13F-HR filed 2021-11-15. Its ten largest share positions make up 25.79% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001537055-21-000006

Period
2021-09-30
Reported value
$74.2M
Holdings
160
Top 10 weight
25.79%
New
67
Sold out
46

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ANGEL POND HOLDINGS CORPnew+300,681$2.9M
HEALTHWELL ACQUISITION CORPnew+216,700$2.13M
STONEBRIDGE ACQUISITION CORPnew+182,821$1.84M
IWMnew+7,000$1.53M
STAMPS COM INCnew+4,457$1.47M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ANGEL POND HOLDINGS CORP UN…exited-303,047-$3.03M
ALEXION PHARMACEUTICALS INCexited-13,000-$2.39M
SLACK TECHNOLOGIES INCexited-46,100-$2.04M
GRAF ACQUISITION CORP IVexited-157,910-$1.57M
PRA HEALTH SCIENCES INCexited-8,900-$1.47M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2021

Share positions as resolved from 13F-HR 0001537055-21-000006, largest first. % of portfolio is the value over $73,053,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
ANGEL POND HOLDINGS CORPANGEL POND HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 300,681 shares 300,681$2.9M3.98%new
SILVER SPIKE ACQUISITN CORPSILVER SPIKE ACQUISITN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 280,000 shares; 2021Q3: 280,000 shares 280,000$2.74M3.76%0
HEALTHWELL ACQUISITION CORPHEALTHWELL ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 216,700 shares 216,700$2.13M2.92%new
STONEBRIDGE ACQUISITION CORPSTONEBRIDGE ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 182,821 shares 182,821$1.84M2.52%new
XILINX INCXILINX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 11,800 shares; 2021Q2: 12,300 shares; 2021Q3: 11,000 shares 11,000$1.66M2.27%-1,300
VEREIT INCVEREIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 20,600 shares; 2021Q3: 36,600 shares 36,600$1.66M2.27%+16,000
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 7,000 shares 7,000$1.53M2.1%newTimeline
ATYRATYR PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 118,220 shares; 2021Q2: 179,308 shares; 2021Q3: 165,318 shares 165,318$1.5M2.05%-13,990Timeline
STAMPS COM INCSTAMPS COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 4,457 shares 4,457$1.47M2.01%new
IHS MARKIT LTDIHS MARKIT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 11,200 shares; 2021Q2: 12,000 shares; 2021Q3: 12,000 shares 12,000$1.4M1.92%0
FCXFREEPORT MCMORAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 46,002 shares; 2021Q2: 39,305 shares; 2021Q3: 41,000 shares 41,000$1.33M1.83%+1,695Timeline
MEDALLIA INCMEDALLIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 38,762 shares 38,762$1.31M1.8%new
EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 150,477 shares; 2021Q2: 155,573 shares; 2021Q3: 195,121 shares 195,121$1.3M1.78%+39,548
PARATEK PHARMACEUTICALS INCPARATEK PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 171,270 shares; 2021Q2: 167,492 shares; 2021Q3: 242,514 shares 242,514$1.18M1.61%+75,022
WTWWILLIS TOWERS WATSON PLC LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 9,800 shares; 2021Q2: 7,000 shares; 2021Q3: 4,700 shares 4,700$1.09M1.5%-2,300Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 8,500 shares; 2021Q2: 7,250 shares; 2021Q3: 6,400 shares 6,400$1.08M1.48%-850Timeline
COHERENT INCCOHERENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 2,000 shares; 2021Q2: 4,300 shares; 2021Q3: 4,200 shares 4,200$1.05M1.44%-100
FUTURE HEALTH ESG CORPFUTURE HEALTH ESG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 100,000 shares 100,000$1M1.37%new
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 16,000 shares; 2021Q2: 14,033 shares; 2021Q3: 14,047 shares 14,047$986K1.35%+14Timeline
STATE AUTO FINANCIAL CORPSTATE AUTO FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 19,207 shares 19,207$979K1.34%new
CRVSCORVUS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 249,006 shares; 2021Q2: 263,975 shares; 2021Q3: 196,168 shares 196,168$949K1.3%-67,807Timeline
SOFTWARE ACQUISITN GRP INC ISOFTWARE ACQUISITN GRP INC IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 91,027 shares 91,027$919K1.26%new
FEZSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 32,000 shares; 2021Q2: not reported; 2021Q3: 20,000 shares 20,000$906K1.24%newTimeline
FXIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 19,500 shares; 2021Q3: 22,500 shares 22,500$876K1.2%+3,000Timeline
LYDALL INCLYDALL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 14,011 shares 14,011$870K1.19%new
GP STRATEGIES CORPGP STRATEGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 41,833 shares 41,833$866K1.19%new
GLOBAL PARTNER ACQISTN CORPGLOBAL PARTNER ACQISTN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 102,143 shares; 2021Q3: 89,200 shares 89,200$865K1.18%-12,943
HOME PLATE ACQUISITION CORPHOME PLATE ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 83,738 shares 83,738$826K1.13%new
AFFIMED N VAFFIMED N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 96,453 shares; 2021Q2: 89,108 shares; 2021Q3: 131,018 shares 131,018$810K1.11%+41,910
CAI INTERNATIONAL INCCAI INTERNATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 13,443 shares 13,443$752K1.03%new
SCYXSCYNEXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 91,270 shares; 2021Q2: 133,758 shares; 2021Q3: 140,760 shares 140,760$746K1.02%+7,002Timeline
WELBILT INCWELBILT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 15,600 shares; 2021Q3: 31,900 shares 31,900$741K1.01%+16,300
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 3,200 shares; 2021Q2: 3,100 shares; 2021Q3: 5,000 shares 5,000$740K1.01%+1,900Timeline
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 12,500 shares; 2021Q3: 13,448 shares 13,448$740K1.01%+948
GS ACQUISITION HLDGS CORP IIGS ACQUISITION HLDGS CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 61,000 shares; 2021Q2: 70,000 shares; 2021Q3: 71,000 shares 71,000$726K0.99%+1,000
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 17,000 shares; 2021Q3: 17,000 shares 17,000$722K0.99%0Timeline
GANXGAIN THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 30,293 shares; 2021Q3: 96,232 shares 96,232$716K0.98%+65,939Timeline
FAST ACQUISITION CORP IIFAST ACQUISITION CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 76,339 shares; 2021Q3: 72,360 shares 72,360$702K0.96%-3,979
PERSHING SQUARE TONTINE HLD…PERSHING SQUARE TONTINE HLDG COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 34,000 shares; 2021Q2: 37,086 shares; 2021Q3: 34,000 shares 34,000$670K0.92%-3,086
AMRYT PHARMA LTD - SPNR ADRAMRYT PHARMA LTD - SPNR ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 37,652 shares; 2021Q2: 37,152 shares; 2021Q3: 50,908 shares 50,908$615K0.84%+13,756
QAD INC-BQAD INC-BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 6,892 shares 6,892$601K0.82%new
ACRSACLARIS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 10,000 shares; 2021Q2: 34,018 shares; 2021Q3: 31,500 shares 31,500$567K0.78%-2,518Timeline
AGILE GROWTH CORPAGILE GROWTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 54,333 shares; 2021Q3: 57,841 shares 57,841$562K0.77%+3,508
CONTRAFECT CORPCONTRAFECT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 45,000 shares; 2021Q2: 131,248 shares; 2021Q3: 134,382 shares 134,382$544K0.74%+3,134
GRAF ACQUISITION CORP IVGRAF ACQUISITION CORP IVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 54,061 shares 54,061$524K0.72%new
TRACON PHARMACEUTICALS INCTRACON PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 40,000 shares; 2021Q3: 130,500 shares 130,500$505K0.69%+90,500
BRICKELL BIOTECH INCBRICKELL BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 512,815 shares; 2021Q2: 609,993 shares; 2021Q3: 699,338 shares 699,338$504K0.69%+89,345
ARCTOS NORTHSTAR ACQUIS CORPARCTOS NORTHSTAR ACQUIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 93,961 shares; 2021Q3: 50,000 shares 50,000$488K0.67%-43,961
PARAMOUNT GLOBALPARAMOUNT GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 12,200 shares 12,200$482K0.66%new
SANBANCO SANTANDER SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 208,695 shares; 2021Q2: 132,058 shares; 2021Q3: 132,000 shares 132,000$478K0.65%-58Timeline
HBANHUNTINGTON BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 35,486 shares; 2021Q3: 30,900 shares 30,900$478K0.65%-4,586Timeline
IEC ELECTRS CORP NEWIEC ELECTRS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 30,371 shares 30,371$466K0.64%new
ACTVISION BLIZZARD INCACTVISION BLIZZARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 6,000 shares 6,000$464K0.64%new
XMESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 28,000 shares; 2021Q2: 6,000 shares; 2021Q3: 11,000 shares 11,000$459K0.63%+5,000Timeline
RIGEL PHARMACEUTICALS INCRIGEL PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 90,000 shares; 2021Q2: 80,000 shares; 2021Q3: 122,500 shares 122,500$445K0.61%+42,500
INDAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 19,000 shares; 2021Q2: 15,500 shares; 2021Q3: 9,000 shares 9,000$438K0.6%-6,500Timeline
TXNMTXNM ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 13,405 shares; 2021Q2: 16,305 shares; 2021Q3: 8,800 shares 8,800$435K0.6%-7,505Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,000 shares 1,000$429K0.59%newTimeline
EQ HEALTH ACQUISITION CORPEQ HEALTH ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 36,024 shares; 2021Q3: 43,015 shares 43,015$420K0.57%+6,991
CADENCE BANCORPCADENCE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 18,785 shares 18,785$413K0.57%new
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 3,000 shares; 2021Q2: 2,500 shares; 2021Q3: 2,500 shares 2,500$411K0.56%0Timeline
REVOLUTION HEALTHCAR AQ CORPREVOLUTION HEALTHCAR AQ CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 66,621 shares; 2021Q3: 42,139 shares 42,139$410K0.56%-24,482
TALKTALKSPACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 110,000 shares 110,000$402K0.55%newTimeline
BRIDGETOWN HOLDINGS LTDBRIDGETOWN HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 40,000 shares; 2021Q2: 41,000 shares; 2021Q3: 41,000 shares 41,000$402K0.55%0
BIOTECH ACQUISITION COMPANYBIOTECH ACQUISITION COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 144,683 shares; 2021Q3: 40,000 shares 40,000$390K0.53%-104,683
BPBP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 14,000 shares; 2021Q2: 14,649 shares; 2021Q3: 14,000 shares 14,000$383K0.52%-649Timeline
ALTIMETER GROWTH CORPALTIMETER GROWTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 38,000 shares; 2021Q2: 37,500 shares; 2021Q3: 37,500 shares 37,500$383K0.52%0
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 17,000 shares; 2021Q2: 7,500 shares; 2021Q3: 7,792 shares 7,792$362K0.5%+292Timeline
MOTIVE CAPITAL CORPMOTIVE CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 33,000 shares; 2021Q2: 36,000 shares; 2021Q3: 36,000 shares 36,000$356K0.49%0
BELLEROPHON THERAPEUTICS INCBELLEROPHON THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 61,042 shares; 2021Q2: 90,920 shares; 2021Q3: 85,500 shares 85,500$347K0.47%-5,420
ACCELERON PHARMA INCACCELERON PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 2,000 shares 2,000$344K0.47%new
COLUMBIA PROPERTY TRUST INCCOLUMBIA PROPERTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 18,070 shares 18,070$344K0.47%new
MUSTANG BIO INCMUSTANG BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 125,000 shares 125,000$336K0.46%new
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 2,010 shares; 2021Q2: 2,000 shares; 2021Q3: 2,000 shares 2,000$327K0.45%0Timeline
REE AUTOMOTIVE LTDREE AUTOMOTIVE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 69,000 shares 69,000$313K0.43%new
JAWS HURRICANE ACQUISITN CORJAWS HURRICANE ACQUISITN CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 44,000 shares; 2021Q3: 30,884 shares 30,884$309K0.42%-13,116
HGENQHUMANIGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 74,467 shares; 2021Q2: 50,501 shares; 2021Q3: 51,000 shares 51,000$302K0.41%+499Timeline
BETZLISTED FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 10,000 shares 10,000$301K0.41%newTimeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 900 shares; 2021Q2: 900 shares; 2021Q3: 1,055 shares 1,055$297K0.41%+155Timeline
EVAXION BIOTECH A SEVAXION BIOTECH A SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 73,850 shares; 2021Q2: 41,729 shares; 2021Q3: 30,743 shares 30,743$296K0.41%-10,986
EENI SPAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 11,000 shares; 2021Q2: 11,000 shares; 2021Q3: 11,000 shares 11,000$294K0.4%0Timeline
EUFNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 75,000 shares; 2021Q2: not reported; 2021Q3: 15,000 shares 15,000$294K0.4%newTimeline
ERICTELEFONAKTIEBOLAGET LM ERICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 39,160 shares; 2021Q2: 35,000 shares; 2021Q3: 26,000 shares 26,000$291K0.4%-9,000Timeline
FIVNFIVE9 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,800 shares 1,800$288K0.39%newTimeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 6,000 shares; 2021Q2: 6,000 shares; 2021Q3: 6,000 shares 6,000$288K0.39%0
VACCINEX INCVACCINEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 105,000 shares; 2021Q2: 120,000 shares; 2021Q3: 132,500 shares 132,500$286K0.39%+12,500
MMYTMAKEMYTRIP LIMITED MAURITIUSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 10,527 shares; 2021Q2: 10,500 shares; 2021Q3: 10,000 shares 10,000$272K0.37%-500Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 1,000 shares; 2021Q2: 1,300 shares; 2021Q3: 1,000 shares 1,000$271K0.37%-300
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 5,001 shares 5,001$270K0.37%newTimeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,012 shares; 2021Q2: 11,013 shares; 2021Q3: 5,025 shares 5,025$265K0.36%-5,988Timeline
CORNER GROWTH ACQUISITN CORPCORNER GROWTH ACQUISITN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 82,497 shares; 2021Q3: 26,229 shares 26,229$264K0.36%-56,268
BANK OF COMMERCE HOLDINGSBANK OF COMMERCE HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 17,171 shares 17,171$260K0.36%new
COMPUTE HEALTH ACQUISITIN COCOMPUTE HEALTH ACQUISITIN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 25,569 shares 25,569$256K0.35%new
DOMTAR CORPDOMTAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 4,600 shares 4,600$251K0.34%new
CIT GROUP INC COM NEWCIT GROUP INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 4,800 shares 4,800$249K0.34%new
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 25,000 shares; 2021Q2: 6,500 shares; 2021Q3: 6,500 shares 6,500$244K0.33%0Timeline
CLARUS THERAPEUTICS HXXXBAN…CLARUS THERAPEUTICS HXXXBANKRUPTC…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 45,000 shares 45,000$240K0.33%new
Checkpoint Therapeutics Inc…Checkpoint Therapeutics Inc ComQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 70,000 shares 70,000$231K0.32%new
QAD INC-AQAD INC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 2,515 shares 2,515$220K0.3%new
NEMNEWMONT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 6,582 shares; 2021Q2: not reported; 2021Q3: 4,000 shares 4,000$217K0.3%newTimeline
DISCOVERY INCDISCOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 8,400 shares; 2021Q3: 8,400 shares 8,400$213K0.29%0
GOODRICH PETE CORP COM PARGOODRICH PETE CORP COM PARQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 8,600 shares 8,600$203K0.28%new
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 10,000 shares; 2021Q2: not reported; 2021Q3: 4,000 shares 4,000$202K0.28%newTimeline
VERASTEM INCVERASTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 75,000 shares; 2021Q2: not reported; 2021Q3: 65,000 shares 65,000$200K0.27%new
VASCULAR BIOGENICS LTDVASCULAR BIOGENICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 107,500 shares; 2021Q2: 152,764 shares; 2021Q3: 92,000 shares 92,000$189K0.26%-60,764
FORTRESS BIOTECH INCFORTRESS BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 55,000 shares 55,000$177K0.24%new
ETFMGETFMGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 12,000 shares; 2021Q2: 11,000 shares; 2021Q3: 11,000 shares 11,000$158K0.22%0
AIRSPANNETWORKSHOLDINGSINAIRSPANNETWORKSHOLDINGSINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 200,000 shares 200,000$150K0.21%new
ELECTRIC LAST MILE SOLUTNS IELECTRIC LAST MILE SOLUTNS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 80,115 shares 80,115$133K0.18%new
GLOBALSTAR INCGLOBALSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 224,097 shares; 2021Q2: 102,597 shares; 2021Q3: 77,500 shares 77,500$129K0.18%-25,097
ZOSANO PHARMA CORPZOSANO PHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 161,490 shares; 2021Q2: 185,000 shares; 2021Q3: 175,000 shares 175,000$126K0.17%-10,000
MONEYLION INCMONEYLION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 17,922 shares 17,922$121K0.17%new
ALKURI GLOBAL ACQUISITION COALKURI GLOBAL ACQUISITION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 65,225 shares; 2021Q3: 12,000 shares 12,000$120K0.16%-53,225
COMMUNITY BANKERS TRUST CORPCOMMUNITY BANKERS TRUST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 10,452 shares 10,452$119K0.16%new
THIMBLE POINT ACQUISITION COTHIMBLE POINT ACQUISITION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 73,371 shares; 2021Q3: 125,502 shares 125,502$119K0.16%+52,131
ARQQWARQIT QUANTUM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 57,184 shares 57,184$117K0.16%newTimeline
BRIDGETOWN 2 HOLDINGS LTDBRIDGETOWN 2 HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 11,000 shares; 2021Q2: 11,000 shares; 2021Q3: 11,000 shares 11,000$109K0.15%0
VRAYQVIEWRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 90,000 shares; 2021Q2: 65,000 shares; 2021Q3: 15,000 shares 15,000$108K0.15%-50,000Timeline
PCGPG&E CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 23,700 shares; 2021Q2: 23,800 shares; 2021Q3: 10,000 shares 10,000$96K0.13%-13,800Timeline
MARKETWISE INCMARKETWISE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 78,695 shares 78,695$89K0.12%new
SENIOR CONNECT ACQUISITN CORSENIOR CONNECT ACQUISITN CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 67,952 shares; 2021Q3: 121,150 shares 121,150$86K0.12%+53,198
SHAPEWAYS HOLDINGS INC 11.5…SHAPEWAYS HOLDINGS INC 11.5000EXP…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 85,931 shares 85,931$85K0.12%new
EQ HEALTH ACQUISITION CORPEQ HEALTH ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 107,532 shares; 2021Q3: 146,274 shares 146,274$85K0.12%+38,742
COVAW US 31 Dec 27 C11.5COVAW US 31 Dec 27 C11.5Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 86,500 shares; 2021Q3: 144,769 shares 144,769$84K0.11%+58,269
ANGEL POND HOLDINGS CORP WT…ANGEL POND HOLDINGS CORP WT EXPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 103,115 shares 103,115$81K0.11%new
SLAM CORPSLAM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 10,984 shares; 2021Q3: 89,034 shares 89,034$80K0.11%+78,050
POEMA GLOBAL HOLDINGS CORPPOEMA GLOBAL HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 88,374 shares 88,374$79K0.11%new
Goal Acquisitions CorpGoal Acquisitions CorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 134,500 shares 134,500$78K0.11%new
KINS TECHNOLOGY GROUP INCKINS TECHNOLOGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 79,809 shares; 2021Q3: 119,369 shares 119,369$78K0.11%+39,560
OMNICHANNEL ACQUISITION CORPOMNICHANNEL ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 30,101 shares; 2021Q3: 91,611 shares 91,611$77K0.11%+61,510
VIRTUOSO ACQUISITION CORPVIRTUOSO ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 70,153 shares; 2021Q3: 67,027 shares 67,027$77K0.11%-3,126
SPRINGBIG HOLDINSPRINGBIG HOLDINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 120,732 shares 120,732$73K0.1%new
KLUDEIN I ACQUISITION CORPKLUDEIN I ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 106,135 shares; 2021Q3: 109,314 shares 109,314$71K0.1%+3,179
MDH ACQUISITION CORPMDH ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 128,369 shares 128,369$71K0.1%new
SCVX CORPSCVX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 98,873 shares; 2021Q3: 88,873 shares 88,873$71K0.1%-10,000
MONEYLION INCMONEYLION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 72,000 shares 72,000$70K0.1%new
FORESIGHT ACQUISITION CORPFORESIGHT ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 72,361 shares; 2021Q3: 79,423 shares 79,423$70K0.1%+7,062
ADMAADMA BIOLOGICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 60,000 shares 60,000$68K0.09%newTimeline
AVALON GLOBOCARE CORPAVALON GLOBOCARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 75,000 shares 75,000$67K0.09%new
BIOTECH ACQUISITION COMPANYBIOTECH ACQUISITION COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 85,000 shares; 2021Q3: 100,025 shares 100,025$66K0.09%+15,025
VLNWFVALENS SEMICONDUCTOR LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 103,005 shares 103,005$65K0.09%newTimeline
ALKURI GLOBAL ACQUISITION COALKURI GLOBAL ACQUISITION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 116,628 shares; 2021Q3: 44,821 shares 44,821$64K0.09%-71,807
SILVER SPIKE ACQUISITN CORPSILVER SPIKE ACQUISITN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 62,156 shares; 2021Q3: 56,156 shares 56,156$61K0.08%-6,000
TAILWIND INTERNATNAL ACQ CORTAILWIND INTERNATNAL ACQ CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 69,270 shares; 2021Q3: 97,067 shares 97,067$60K0.08%+27,797
DPCM CAP INCDPCM CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 95,000 shares; 2021Q3: 95,000 shares 95,000$59K0.08%0
PRENETICS GLOBAL LTD WT EXP…PRENETICS GLOBAL LTD WT EXP 051827Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 51,000 shares 51,000$58K0.08%new
CARNEY TECHNOLOGY ACQU CORPCARNEY TECHNOLOGY ACQU CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 75,000 shares 75,000$50K0.07%new
PETRA ACQUISITION INCPETRA ACQUISITION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 80,796 shares 80,796$49K0.07%new
ARIES I ACQUISITION CORP (U…ARIES I ACQUISITION CORP (U.S.)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 80,240 shares 80,240$44K0.06%new
MONUMENT CIRCLE ACQUISITN COMONUMENT CIRCLE ACQUISITN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 66,906 shares; 2021Q3: 66,906 shares 66,906$38K0.05%0
TIO TECH ATIO TECH AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 50,000 shares; 2021Q3: 50,000 shares 50,000$38K0.05%0
E MERGE TECHNOLOGY ACQUISITIE MERGE TECHNOLOGY ACQUISITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 54,102 shares 54,102$38K0.05%new
SOUNDHOUND AI INC WT EXP 04…SOUNDHOUND AI INC WT EXP 042627Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 52,325 shares 52,325$36K0.05%new
SCP & CO HEALTHCARE ACQUSTNSCP & CO HEALTHCARE ACQUSTNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 59,025 shares 59,025$34K0.05%new
CLARUS THERAPEUTICS HOLDINGSCLARUS THERAPEUTICS HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 29,456 shares 29,456$22K0.03%new
ARCTOS NORTHSTAR ACQUIS CORPARCTOS NORTHSTAR ACQUIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 25,120 shares; 2021Q3: 25,120 shares 25,120$19K0.03%0
AGILE GROWTH CORPAGILE GROWTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 29,699 shares; 2021Q3: 29,699 shares 29,699$19K0.03%0
EROS INTL PLCEROS INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 19,760 shares; 2021Q2: 19,760 shares; 2021Q3: 19,760 shares 19,760$18K0.02%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
FCXFREEPORT MCMORAN INC Stockcall25,000$813K0
OMEROMEROS CORP COMcall25,000$345Knew

Sold out in Q3 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ANGEL POND HOLDINGS CORP UN…ANGEL POND HOLDINGS CORP UNIT303,047$3.03Mshares
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC13,000$2.39Mshares
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC46,100$2.04Mshares
GRAF ACQUISITION CORP IVGRAF ACQUISITION CORP IV157,910$1.57Mshares
PRA HEALTH SCIENCES INCPRA HEALTH SCIENCES INC8,900$1.47Mshares
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC13,500$1.42Mshares
NAVISTAR INTERNATIONALNAVISTAR INTERNATIONAL27,609$1.23Mshares
TUATARA CAPITAL ACQUISITN COTUATARA CAPITAL ACQUISITN CO120,915$1.17Mshares
KADMON HLDGS INCKADMON HLDGS INC229,571$888Kshares
SLAMFSLAM CORP CL A (CYM)82,673$801Kshares
TAILWIND TWO ACQUISITION CORTAILWIND TWO ACQUISITION COR70,521$681Kshares
ELLIOTT OPPORTUNITY II CORPELLIOTT OPPORTUNITY II CORP67,500$676Kshares
G SQUARED ASCEND II INCG SQUARED ASCEND II INC63,000$631Kshares
SOLITON INCSOLITON INC15,982$359Kshares
FINTECH ACQUISITION CORP VIFINTECH ACQUISITION CORP VI34,780$351Kshares
CINCINNATI BELL INC NEW COM…CINCINNATI BELL INC NEW COM NEW21,400$330Kshares
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L16,000$303Kshares
PROOFPOINT INCPROOFPOINT INC1,700$295Kshares
COHN ROBBINS HOLDINGS CORPCOHN ROBBINS HOLDINGS CORP27,190$268Kshares
CHANGE HEALTHCARE INCCHANGE HEALTHCARE INC11,500$265Kshares
COINCOINBASE GLOBAL INC1,000$253Kshares
MAGELLAN HEALTH SERVICES INCMAGELLAN HEALTH SERVICES INC2,600$245Kshares
SIERRA ONCOLOGY INCSIERRA ONCOLOGY INC12,349$241Kshares
ICLNISHARES TR10,000$235Kshares
INSMINSMED INC8,000$228Kshares
KNOLL INCKNOLL INC8,700$226Kshares
TALEND S ATALEND S A3,200$210Kshares
MMA Capital Management LLCMMA Capital Management LLC7,576$206Kshares
GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COM2,900$200Kshares
ATHIRA PHARMA INCATHIRA PHARMA INC17,000$174Kshares
ALASKA COMMUNICATIONS SYS GRALASKA COMMUNICATIONS SYS GR49,004$163Kshares
DIAMOND S SHIPPING INC COMDIAMOND S SHIPPING INC COM14,500$144Kshares
NEW BEGINNINGS ACQUISITION CNEW BEGINNINGS ACQUISITION C91,209$106Kshares
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP10,700$97Kshares
EXFO INCEXFO INC12,000$71Kshares
DOUYU INTL HLDGS LTDDOUYU INTL HLDGS LTD10,199$70Kshares
CENTRICUS ACQUISITION CORPCENTRICUS ACQUISITION CORP50,000$70Kshares
SHAPEWAYS HOLDINSHAPEWAYS HOLDIN57,173$67Kshares
PTK ACQUISITION CORPPTK ACQUISITION CORP124,952$65Kshares
CA HEALTHCARE ACQUISITION C…CA HEALTHCARE ACQUISITION CORP55,443$54Kshares
ROMAN DBDR TECH ACQUISITIONROMAN DBDR TECH ACQUISITION30,000$48Kshares
MOTION ACQUISITION CORPMOTION ACQUISITION CORP30,183$45Kshares
ICONIX BRAND GROUP INC COM …ICONIX BRAND GROUP INC COM NEW13,935$44Kshares
TAILWIND TWO ACQUISITION CORTAILWIND TWO ACQUISITION COR25,201$25Kshares
EPIPHANY TECHNOLOGY ACQUISITEPIPHANY TECHNOLOGY ACQUISIT19,903$22Kshares
GLOBAL PARTNER ACQISTN CORPGLOBAL PARTNER ACQISTN CORP10,152$11Kshares

How Q3 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001537055-21-000006 base2021-11-15acceptance time not in the bulk data set