SUMITOMO MITSUI FINANCIAL GROUP, INC.

13F filer, CIK 1022837, TOKYO, Japan

SUMITOMO MITSUI FINANCIAL GROUP, INC. reported $4,452,646,624 across 169 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-08. Its ten largest share positions make up 77.22% of the portfolio.

Filed 2024-11-08 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0000950123-24-010599

Period: 2024-09-30
Reported value: $4.45B
Holdings: 169
Top 10 weight: 77.22%
New: 18
Sold out: 29

Part of the filer group SUMITOMO MITSUI FINANCIAL GROUP, INC.

SMBC Nikko Securities Inc.SMBC Trust Bank Ltd. +3 others

How groups are built

Largest buys vs the previous quarter

Security	Shares change	Approx. value
JEFnew	+9,247,081	$569M
XLKnew	+305,000	$68.9M
AVGOadded	+225,759	$38.9M
SPYadded	+33,880	$19.4M
GLDadded	+52,265	$12.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
LQDreduced	-154,176	-$17.4M
JNKexited	-110,000	-$10.4M
GOOGLreduced	-14,040	-$2.3M
AMDexited	-8,867	-$1.41M
HRBexited	-21,664	-$1.37M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0000950123-24-010599, largest first. % of portfolio is the value over $4,447,793,039, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
ARESARES MANAGEMENT CORPORATION	13,364,740	$2.08B	46.83%	0	Timeline
JEFJEFFERIES FINANCIAL GROUP IN	9,247,081	$569M	12.8%	new	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	378,685	$217M	4.88%	+33,880	Timeline
CMECME GROUP INC	471,846	$104M	2.34%	0	Timeline
AGGISHARES TR	956,225	$96.8M	2.18%	+65,251	Timeline
GLDSPDR GOLD TR	366,885	$89.2M	2%	+52,265	Timeline
LQDISHARES TR	667,012	$75.4M	1.69%	-154,176	Timeline
IEFISHARES TR	712,188	$69.9M	1.57%	+19,844	Timeline
XLKSELECT SECTOR SPDR TR	305,000	$68.9M	1.55%	new	Timeline
XYZBLOCK INC	907,930	$60.9M	1.37%	0	Timeline
NVDANVIDIA CORPORATION	496,446	$60.3M	1.36%	-2,034	Timeline
HYGISHARES TR	613,976	$49.3M	1.11%	+26,809	Timeline
IGSBISHARES TR	843,135	$44.4M	1%	+187	Timeline
AVGOBROADCOM INC	250,439	$43.2M	0.97%	+225,759	Timeline
ARISTA NETWORKS INCARISTA NETWORKS INC	101,784	$39.1M	0.88%	+4,366
MBBISHARES TR	385,559	$36.9M	0.83%	+9,673	Timeline
MSFTMICROSOFT CORP	84,931	$36.5M	0.82%	+3,602	Timeline
GOOGALPHABET INC	214,354	$35.8M	0.81%	+20,044	Timeline
METAMETA PLATFORMS INC	62,311	$35.7M	0.8%	+2,538	Timeline
SJNKSPDR SERIES TRUST	1,383,986	$35.6M	0.8%	+398,297	Timeline
AMZNAMAZON COM INC	167,035	$31.1M	0.7%	+16,008	Timeline
QQQINVESCO QQQ TR	56,868	$27.8M	0.62%	+12,946	Timeline
TLTISHARES TR	278,582	$27.3M	0.61%	+11,276	Timeline
PFFISHARES TR	744,091	$24.7M	0.56%	+29,985	Timeline
UNHUNITEDHEALTH GROUP INC	41,705	$24.4M	0.55%	+1,341	Timeline
FSLRFIRST SOLAR INC	88,037	$22M	0.49%	+13,776	Timeline
DHID R HORTON INC	110,049	$21M	0.47%	+3,360	Timeline
BABINVESCO EXCH TRADED FD TR II	744,630	$20.5M	0.46%	-24,609	Timeline
JPMJPMORGAN CHASE & CO	94,931	$20M	0.45%	+5,545	Timeline
INTUINTUIT	31,767	$19.7M	0.44%	+3,558	Timeline
GWWWW GRAINGER INC	16,695	$17.3M	0.39%	+1,264	Timeline
AMGNAMGEN INC	52,234	$16.8M	0.38%	+3,571	Timeline
APDAIR PRODUCTS AND CHEMICALS I	54,425	$16.2M	0.36%	+5,278	Timeline
BLACKROCK INCBLACKROCK INC	16,810	$16M	0.36%	+1,133
GOVTISHARES TR	649,354	$15.2M	0.34%	+80,951	Timeline
KOCOCA COLA CO	196,111	$14.1M	0.32%	+18,770	Timeline
BMYBRISTOL-MYERS SQUIBB CO	247,963	$12.8M	0.29%	+32,107	Timeline
SHVISHARES TR	105,392	$11.7M	0.26%	-3,925	Timeline
JBHTHUNT J B TRANS SVCS INC	63,534	$10.9M	0.25%	+8,169	Timeline
IYRISHARES TR	99,627	$10.1M	0.23%	+8,158	Timeline
XLPSELECT SECTOR SPDR TR	122,068	$10.1M	0.23%	-5,313	Timeline
ADMARCHER DANIELS MIDLAND CO	166,973	$9.97M	0.22%	+29,583	Timeline
QCOMQUALCOMM INC	55,754	$9.48M	0.21%	+10,548	Timeline
VGTVANGUARD WORLD FD	15,796	$9.26M	0.21%	-462	Timeline
VTVANGUARD INTL EQUITY INDEX F	77,273	$9.25M	0.21%	+75,078	Timeline
VOOVANGUARD INDEX FDS	16,179	$8.54M	0.19%	+1,752	Timeline
SHYISHARES TR	101,459	$8.44M	0.19%	+605	Timeline
XLUSELECT SECTOR SPDR TR	91,933	$7.43M	0.17%	-5,711	Timeline
VCLTVANGUARD SCOTTSDALE FDS	88,510	$7.19M	0.16%	-1,018	Timeline
VCSHVANGUARD SCOTTSDALE FDS	89,491	$7.11M	0.16%	+7,159	Timeline
COSTCOSTCO WHOLESALE CORPORATION	7,476	$6.63M	0.15%	-423	Timeline
SOXXISHARES TR	23,233	$5.36M	0.12%	-896	Timeline
ULTAULTA BEAUTY INC	13,453	$5.23M	0.12%	-104	Timeline
TXNTEXAS INSTRS INC	24,371	$5.03M	0.11%	+839	Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	84,865	$5.03M	0.11%	+7,089	Timeline
HDHOME DEPOT INC	12,025	$4.87M	0.11%	-102	Timeline
PEPPEPSICO INC	26,513	$4.51M	0.1%	-839	Timeline
IGVISHARES TR	48,801	$4.36M	0.1%	-3,574	Timeline
IYEISHARES TR	93,443	$4.33M	0.1%	-13,208	Timeline
SCHDSCHWAB STRATEGIC TR	48,659	$4.11M	0.09%	+2,657	Timeline
VCITVANGUARD SCOTTSDALE FDS	48,506	$4.06M	0.09%	+947	Timeline
TIPISHARES TR	33,362	$3.69M	0.08%	+4,021	Timeline
PFEPFIZER INC	123,217	$3.57M	0.08%	+1,166	Timeline
IEIISHARES TR	29,502	$3.53M	0.08%	+10,437	Timeline
PGPROCTER & GAMBLE CO	19,813	$3.43M	0.08%	-2,795	Timeline
INDAISHARES TR	52,938	$3.1M	0.07%	+19,526	Timeline
SKYYFIRST TR EXCHANGE-TRADED FD	29,392	$3.01M	0.07%	-1,227	Timeline
SDYSPDR SERIES TRUST	20,239	$2.87M	0.06%	-1,530	Timeline
REETISHARES TR	93,743	$2.5M	0.06%	+7,370	Timeline
SGOVISHARES TR	24,773	$2.5M	0.06%	-7,959	Timeline
RLRALPH LAUREN CORP	11,651	$2.26M	0.05%	+793	Timeline
WCLDWISDOMTREE TR	69,125	$2.21M	0.05%	-3,622	Timeline
TAT&T INC	98,188	$2.16M	0.05%	-275	Timeline
UCONFIRST TR EXCHNG TRADED FD VI	84,706	$2.13M	0.05%	-12,960	Timeline
CSCOCISCO SYS INC	38,998	$2.08M	0.05%	-11	Timeline
EEMISHARES TR	43,652	$2M	0.05%	+3,286	Timeline
GISGENERAL MILLS INC	24,048	$1.78M	0.04%	-413	Timeline
SYYSYSCO CORP	22,607	$1.76M	0.04%	+3,788	Timeline
BONDPIMCO ETF TR	18,470	$1.75M	0.04%	-95	Timeline
MUMICRON TECHNOLOGY INC	16,100	$1.73M	0.04%	+2,192	Timeline
TSLATESLA INC	6,400	$1.67M	0.04%	new	Timeline
VHTVANGUARD WORLD FD	5,726	$1.62M	0.04%	-1,372	Timeline
EMBISHARES TR	15,315	$1.43M	0.03%	-410	Timeline
MDLZMONDELEZ INTL INC	19,241	$1.42M	0.03%	-2,643	Timeline
IHIISHARES TR	23,617	$1.4M	0.03%	+262	Timeline
PAVEGLOBAL X FDS	31,923	$1.31M	0.03%	-1,312	Timeline
BNYBANK OF NY MELLON CORP	17,857	$1.28M	0.03%	-4,000	Timeline
XBISPDR SERIES TRUST	12,285	$1.21M	0.03%	-971	Timeline
ZMZOOM COMMUNICATIONS INC	17,067	$1.19M	0.03%	+14,600	Timeline
VNQVANGUARD INDEX FDS	10,982	$1.07M	0.02%	+1,267	Timeline
IEMGISHARES INC	17,947	$1.03M	0.02%	+1,712	Timeline
IBBISHARES TR	7,032	$1.02M	0.02%	-507	Timeline
DVYISHARES TR	7,430	$1M	0.02%	-108	Timeline
XLCSELECT SECTOR SPDR TR	10,783	$975K	0.02%	-1,432	Timeline
VZVERIZON COMMUNICATIONS INC	18,394	$826K	0.02%	+111	Timeline
GDXVANECK ETF TRUST	19,534	$778K	0.02%	+678	Timeline
OMCOMNICOM GROUP INC	7,521	$778K	0.02%	+31	Timeline
VCRVANGUARD WORLD FD	2,181	$743K	0.02%	-191	Timeline
GOOGLALPHABET INC	4,426	$726K	0.02%	-14,040	Timeline
ITWILLINOIS TOOL WKS INC	2,668	$699K	0.02%	-253	Timeline
KMBKIMBERLY-CLARK CORP	4,765	$678K	0.02%	-89	Timeline
CRMSALESFORCE INC	1,931	$534K	0.01%	-197	Timeline
Proshares Short S&PProshares Short S&P	48,000	$521K	0.01%	0
ZSZSCALER INC	2,240	$385K	0.01%	+954	Timeline
ARMARM HOLDINGS PLC	2,617	$381K	0.01%	new	Timeline
CRWDCROWDSTRIKE HLDGS INC	1,329	$380K	0.01%	+200	Timeline
XLESELECT SECTOR SPDR TR	3,465	$304K	0.01%	+200	Timeline
REMISHARES TR	12,042	$286K	0.01%	+2,056	Timeline
GDXJVANECK ETF TRUST	5,586	$273K	0.01%	+916	Timeline
PYPLPAYPAL HLDGS INC	3,118	$243K	0.01%	-10,974	Timeline
QCLNFIRST TR EXCHANGE-TRADED FD	6,518	$234K	0.01%	-1,949	Timeline
HEWJISHARES TR	5,625	$231K	0.01%	0	Timeline
EWJISHARES INC	3,179	$227K	0.01%	0	Timeline
IWMISHARES TR	948	$209K	<0.01%	+931	Timeline
IEOISHARES TR	2,023	$184K	<0.01%	-55	Timeline
TWLOTWILIO INC	2,155	$139K	<0.01%	0	Timeline
SNOWSNOWFLAKE INC	1,000	$114K	<0.01%	-546	Timeline
PIXIE DUST TECHNOLOGIES INCPIXIE DUST TECHNOLOGIES INC	56,400	$112K	<0.01%	0
EAGGISHARES TR	2,196	$107K	<0.01%	0	Timeline
FCXFREEPORT MCMORAN INC	1,900	$97.5K	<0.01%	-19,706	Timeline
ESGVVANGUARD WORLD FD	938	$94.8K	<0.01%	0	Timeline
XSOEWISDOMTREE TR	2,351	$77.7K	<0.01%	0	Timeline
FCPIFIDELITY COVINGTON TRUST	1,750	$75.8K	<0.01%	-50	Timeline
XLBSELECT SECTOR SPDR TR	593	$57.2K	<0.01%	0	Timeline
DOCUDOCUSIGN INC	753	$46.4K	<0.01%	-11,131	Timeline
SNAPSNAP INC	4,106	$44.6K	<0.01%	-18,673	Timeline
TDOCTELADOC HEALTH INC	4,970	$42K	<0.01%	-17,844	Timeline
HEZUISHARES TR	1,130	$41.5K	<0.01%	0	Timeline
USMVISHARES TR	424	$38.7K	<0.01%	-145	Timeline
SPLVINVESCO EXCH TRADED FD TR II	228	$16.4K	<0.01%	-70	Timeline
JNJJOHNSON & JOHNSON	64	$10.3K	<0.01%	-151	Timeline
LMTLOCKHEED MARTIN CORP	16	$9.32K	<0.01%	new	Timeline
XLFSELECT SECTOR SPDR TR	169	$7.66K	<0.01%	-10	Timeline
OKTAOKTA INC	39	$2.89K	<0.01%	-6,592	Timeline
UUNITY SOFTWARE INC	59	$1.33K	<0.01%	new	Timeline
EMQQEXCHANGE TRADED CONCEPTS TRU	14	$549	<0.01%	0	Timeline
AMCAMC ENTMT HLDGS INC	2	$9	<0.01%	new	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
NVIDIA CORPORATIONNVIDIA CORPORATION CALL	call	166,220	$593K	+113,140
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC CALL JUL 550	call	22,603	$492K	+19,800
TESLA INCTESLA INC PUT	put	20,000	$461K	new
SHOPIFY INCSHOPIFY INC CALL	call	49,025	$389K	+29,025
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC PUT	put	21,000	$343K	+1,000
TESLA INCTESLA INC CALL	call	5,000	$289K	new
ARM HOLDINGS PLCARM HOLDINGS PLC CALL	call	10,000	$196K	+8,800
BROADCOM INCBROADCOM INC PUT	put	16,000	$176K	new
CROWDSTRIKE HLDGS INCCROWDSTRIKE HLDGS INC CALL	put	9,000	$169K	+2,000
ARM HOLDINGS PLCARM HOLDINGS PLC PUT	put	30,000	$166K	new
BROADCOM INCBROADCOM INC CALL	call	8,000	$165K	new
AMAZON COM INCAMAZON COM INC CALL	call	24,812	$147K	+3,060
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC PUT	put	12,000	$141K	new
PAYPAL HLDGS INCPAYPAL HLDGS INC CALL	call	16,265	$130K	+14,865
ALPHABET INCALPHABET INC PUT	put	10,000	$118K	-40,000
INVESCO QQQ TRINVESCO QQQ TR PUT	put	11,000	$117K	-9,000
INVESCO QQQ TRINVESCO QQQ TR CALL	call	4,500	$104K	new
NVIDIA CORPORATIONNVIDIA CORPORATION PUT	put	10,000	$95K	-20,000
FREEPORT MCMORAN INCFREEPORT MCMORAN INC PUT	put	45,000	$92.9K	0
CROWDSTRIKE HLDGS INCCROWDSTRIKE HLDGS INC CALL	call	3,000	$83.6K	-790
FREEPORT MCMORAN INCFREEPORT MCMORAN INC CALL	call	15,000	$75.9K	-7,500
SALESFORCE INCSALESFORCE INC PUT	put	3,500	$62.4K	-10,000
BLOCK INCBLOCK INC CALL	call	19,911	$59.8K	new
BARRICK GOLD CORPBARRICK GOLD CORP COM	call	48,100	$39.8K	new
ZSCALER INCZSCALER INC CALL	call	3,789	$36.8K	+1,394
AMAZON COM INCAMAZON COM INC PUT	put	10,000	$33K	0
ALPHABET INCALPHABET INC CALL	call	2,650	$24.3K	+50
SHOPIFY INCSHOPIFY INC PUT	put	20,000	$21.7K	new
ALBEMARLE CORPALBEMARLE CORP CALL	call	1,810	$14.5K	new
QUALCOMM INCQUALCOMM INC CALL	call	5,056	$9.38K	0
SERVICENOW INCSERVICENOW INC CALL	call	103	$8.59K	0
ZOOM COMMUNICATIONS INCZOOM COMMUNICATIONS INC PUT	put	17,000	$1.25K	+7,000

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
JNKSPDR SERIES TRUST	110,000	$10.4M	shares
AMDADVANCED MICRO DEVICES INC	8,867	$1.41M	shares
HRBBLOCK H & R INC	21,664	$1.37M	shares
SHOPSHOPIFY INC	16,080	$1.07M	shares
APPLE INCAPPLE INC	19,000	$501K	call
BLOCK INCBLOCK INC	40,000	$443K	put
NFLXNETFLIX INC.	621	$425K	shares
AAPLAPPLE INC	1,548	$331K	shares
MAMASTERCARD INCORPORATED	550	$244K	shares
MICROSOFT CORPMICROSOFT CORP	15,500	$131K	put
PAYPAL HLDGS INCPAYPAL HLDGS INC	30,000	$120K	put
ADOBE INCADOBE INC	4,158	$84.9K	call
PANWPALO ALTO NETWORKS INC	235	$80.1K	shares
META PLATFORMS INCMETA PLATFORMS INC	5,000	$79.9K	put
ADOBE INCADOBE INC	4,000	$75.9K	put
SALESFORCE INCSALESFORCE INC	3,500	$63.2K	call
NETFLIX INC.NETFLIX INC.	4,000	$58.5K	put
NEENEXTERA ENERGY INC	702	$51.8K	shares
NETFLIX INC.NETFLIX INC.	584	$38.8K	call
LLYELI LILLY & CO	27	$24.5K	shares
MICROSOFT CORPMICROSOFT CORP	941	$20.3K	call
APPLE INCAPPLE INC	35,000	$16.9K	put
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC	1,400	$16K	call
ADBEADOBE INC	20	$10.9K	shares
ALPHABET INCALPHABET INC	720	$8.38K	call
META PLATFORMS INCMETA PLATFORMS INC	190	$6.63K	call
ZOOM COMMUNICATIONS INCZOOM COMMUNICATIONS INC	30,000	$5.45K	call
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC	450	$5.3K	call
DISDISNEY WALT CO	50	$5.11K	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000950123-24-010599	base		2024-11-08	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC
13F-HR/A 0000950123-25-003235	added	new holdings	2025-03-31	acceptance time not in the bulk data set	2026-10-07 18:25:06 UTC