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Disclosery

Stratford Consulting, LLC

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13F filer, CIK 1553656, ADDISON, TX

Stratford Consulting, LLC reported $292,026,000 across 59 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-10-30. Its ten largest share positions make up 75.81% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001398344-19-018722

Period
2019-09-30
Reported value
$292M
Holdings
59
Top 10 weight
75.81%
New
4
Sold out
0

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SCZadded+51,354$2.94M
NWFLnew+92,032$2.91M
VCSHadded+29,654$2.4M
IJRadded+10,115$787K
SHVnew+4,739$524K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
IVVreduced-6,629-$1.98M
SDYreduced-8,197-$841K
HDVreduced-6,218-$585K
RWRreduced-4,285-$448K
DLSreduced-2,608-$166K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001398344-19-018722, largest first. % of portfolio is the value over $292,024,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 211,097 shares; 2018Q3: 212,123 shares; 2018Q4: 210,016 shares; 2019Q1: 213,362 shares; 2019Q2: 214,370 shares; 2019Q3: 207,741 shares 207,741$62M21.24%-6,629Timeline
HDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 381,340 shares; 2018Q3: 385,919 shares; 2018Q4: 380,046 shares; 2019Q1: 386,875 shares; 2019Q2: 389,378 shares; 2019Q3: 383,160 shares 383,160$36.1M12.35%-6,218Timeline
SDYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 350,464 shares; 2018Q3: 351,576 shares; 2018Q4: 345,146 shares; 2019Q1: 347,930 shares; 2019Q2: 347,992 shares; 2019Q3: 339,795 shares 339,795$34.9M11.94%-8,197Timeline
SCZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 297,734 shares; 2018Q3: 307,067 shares; 2018Q4: 305,998 shares; 2019Q1: 309,574 shares; 2019Q2: 318,608 shares; 2019Q3: 369,962 shares 369,962$21.2M7.25%+51,354Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 167,949 shares; 2018Q3: 167,539 shares; 2018Q4: 166,479 shares; 2019Q1: 170,467 shares; 2019Q2: 174,973 shares; 2019Q3: 185,088 shares 185,088$14.4M4.93%+10,115Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 300,701 shares; 2018Q3: 313,330 shares; 2018Q4: 318,606 shares; 2019Q1: 320,776 shares; 2019Q2: 328,796 shares; 2019Q3: 340,600 shares 340,600$13.7M4.7%+11,804Timeline
SJNKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 404,000 shares; 2018Q3: 415,139 shares; 2018Q4: 381,140 shares; 2019Q1: 390,049 shares; 2019Q2: 401,106 shares; 2019Q3: 408,550 shares 408,550$11M3.78%+7,444Timeline
VCSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 103,039 shares; 2018Q3: 105,976 shares; 2018Q4: 97,488 shares; 2019Q1: 104,175 shares; 2019Q2: 99,429 shares; 2019Q3: 129,083 shares 129,083$10.5M3.58%+29,654Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 222,556 shares; 2018Q3: 229,126 shares; 2018Q4: 227,636 shares; 2019Q1: 229,763 shares; 2019Q2: 236,780 shares; 2019Q3: 245,190 shares 245,190$10.1M3.45%+8,410Timeline
IJSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 53,734 shares; 2018Q3: 51,740 shares; 2018Q4: 51,218 shares; 2019Q1: 50,779 shares; 2019Q2: 50,407 shares; 2019Q3: 50,415 shares 50,415$7.57M2.59%+8Timeline
DGSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 141,597 shares; 2018Q3: 149,010 shares; 2018Q4: 150,142 shares; 2019Q1: 150,857 shares; 2019Q2: 155,107 shares; 2019Q3: 162,784 shares 162,784$7.21M2.47%+7,677Timeline
RWRSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 72,554 shares; 2018Q3: 71,528 shares; 2018Q4: 70,451 shares; 2019Q1: 69,986 shares; 2019Q2: 69,746 shares; 2019Q3: 65,461 shares 65,461$6.84M2.34%-4,285Timeline
VNQIVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 101,099 shares; 2018Q3: 107,298 shares; 2018Q4: 108,919 shares; 2019Q1: 109,857 shares; 2019Q2: 109,698 shares; 2019Q3: 110,873 shares 110,873$6.5M2.22%+1,175Timeline
JP MORGAN CHASE & COJP MORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 230,959 shares; 2018Q3: 239,618 shares; 2018Q4: 240,176 shares; 2019Q1: 246,528 shares; 2019Q2: 250,488 shares; 2019Q3: 268,723 shares 268,723$6.25M2.14%+18,235
VYMVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 53,116 shares; 2018Q3: 55,454 shares; 2018Q4: 59,025 shares; 2019Q1: 62,549 shares; 2019Q2: 65,929 shares; 2019Q3: 68,951 shares 68,951$6.12M2.1%+3,022Timeline
SCHHSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 110,821 shares; 2018Q3: 115,739 shares; 2018Q4: 115,200 shares; 2019Q1: 114,060 shares; 2019Q2: 116,026 shares; 2019Q3: 116,725 shares 116,725$5.51M1.89%+699Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 21,126 shares; 2018Q3: 20,504 shares; 2018Q4: 20,054 shares; 2019Q1: 19,865 shares; 2019Q2: 19,868 shares; 2019Q3: 19,654 shares 19,654$3.8M1.3%-214Timeline
NWFLNORWOOD FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 92,032 shares 92,032$2.91M1%newTimeline
LUVSOUTHWEST AIRLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 44,320 shares; 2018Q3: 44,321 shares; 2018Q4: 44,321 shares; 2019Q1: 44,326 shares; 2019Q2: 44,328 shares; 2019Q3: 44,330 shares 44,330$2.39M0.82%+2Timeline
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 20,863 shares; 2018Q3: 20,934 shares; 2018Q4: 21,082 shares; 2019Q1: 21,161 shares; 2019Q2: 21,214 shares; 2019Q3: 21,001 shares 21,001$2.14M0.73%-213Timeline
DLSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 37,514 shares; 2018Q3: 35,866 shares; 2018Q4: 34,859 shares; 2019Q1: 34,940 shares; 2019Q2: 35,362 shares; 2019Q3: 32,754 shares 32,754$2.08M0.71%-2,608Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 16,215 shares; 2018Q3: 16,226 shares; 2018Q4: 15,137 shares; 2019Q1: 15,147 shares; 2019Q2: 13,512 shares; 2019Q3: 13,519 shares 13,519$1.68M0.58%+7Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 7,729 shares; 2018Q3: 7,664 shares; 2018Q4: 6,624 shares; 2019Q1: 6,658 shares; 2019Q2: 6,349 shares; 2019Q3: 6,075 shares 6,075$1.66M0.57%-274Timeline
VTIPVANGUARD MALVERN FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 11,801 shares; 2018Q3: 11,905 shares; 2018Q4: 10,259 shares; 2019Q1: 21,224 shares; 2019Q2: 21,297 shares; 2019Q3: 21,488 shares 21,488$1.05M0.36%+191Timeline
MINTPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 12,032 shares; 2018Q3: 12,102 shares; 2018Q4: 16,684 shares; 2019Q1: 19,051 shares; 2019Q2: 9,588 shares; 2019Q3: 9,652 shares 9,652$982K0.34%+64Timeline
IJTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 5,537 shares; 2018Q3: 5,546 shares; 2018Q4: 5,258 shares; 2019Q1: 5,269 shares; 2019Q2: 5,281 shares; 2019Q3: 5,294 shares 5,294$944K0.32%+13Timeline
NEARISHARES U S ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 10,000 shares; 2019Q1: 20,757 shares; 2019Q2: 18,259 shares; 2019Q3: 18,384 shares 18,384$925K0.32%+125Timeline
IVEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 7,816 shares; 2018Q3: 7,769 shares; 2018Q4: 7,384 shares; 2019Q1: 6,977 shares; 2019Q2: 6,979 shares; 2019Q3: 6,979 shares 6,979$831K0.28%0Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 6,864 shares; 2018Q3: 6,902 shares; 2018Q4: 6,723 shares; 2019Q1: 6,723 shares; 2019Q2: 6,782 shares; 2019Q3: 6,813 shares 6,813$815K0.28%+31Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 55,700 shares; 2018Q3: 55,700 shares; 2018Q4: 55,700 shares; 2019Q1: 55,700 shares; 2019Q2: 55,700 shares; 2019Q3: 55,700 shares 55,700$785K0.27%0
HYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 8,148 shares; 2018Q3: 8,290 shares; 2018Q4: 8,418 shares; 2019Q1: 8,480 shares; 2019Q2: 8,440 shares; 2019Q3: 8,530 shares 8,530$744K0.25%+90Timeline
SHVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 10,600 shares; 2018Q3: 8,833 shares; 2018Q4: 7,296 shares; 2019Q1: 9,851 shares; 2019Q2: not reported; 2019Q3: 4,739 shares 4,739$524K0.18%newTimeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 18,061 shares; 2018Q3: 18,061 shares; 2018Q4: 12,818 shares; 2019Q1: 12,648 shares; 2019Q2: 12,559 shares; 2019Q3: 12,559 shares 12,559$513K0.18%0Timeline
SPSBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 20,857 shares; 2018Q3: 20,919 shares; 2018Q4: 20,147 shares; 2019Q1: 20,843 shares; 2019Q2: 16,482 shares; 2019Q3: 16,522 shares 16,522$510K0.17%+40Timeline
BSVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 6,640 shares; 2018Q3: 6,665 shares; 2018Q4: 6,922 shares; 2019Q1: 6,942 shares; 2019Q2: 5,837 shares; 2019Q3: 5,861 shares 5,861$473K0.16%+24Timeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 8,149 shares; 2018Q3: 8,473 shares; 2018Q4: 8,159 shares; 2019Q1: 8,434 shares; 2019Q2: 8,796 shares; 2019Q3: 9,377 shares 9,377$460K0.16%+581Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 3,420 shares; 2018Q3: 2,784 shares; 2018Q4: 1,999 shares; 2019Q1: 1,999 shares; 2019Q2: 1,999 shares; 2019Q3: 1,999 shares 1,999$429K0.15%0Timeline
IFGLISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 13,152 shares; 2018Q3: 13,138 shares; 2018Q4: 13,334 shares; 2019Q1: 13,416 shares; 2019Q2: 13,547 shares; 2019Q3: 14,013 shares 14,013$416K0.14%+466Timeline
LNCLINCOLN NATL CORP INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 5,835 shares; 2018Q3: 6,570 shares; 2018Q4: 5,897 shares; 2019Q1: 5,935 shares; 2019Q2: 5,968 shares; 2019Q3: 6,724 shares 6,724$406K0.14%+756Timeline
MLMMARTIN MARIETTA MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 1,373 shares; 2018Q3: 1,373 shares; 2018Q4: 1,373 shares; 2019Q1: 1,373 shares; 2019Q2: 1,373 shares; 2019Q3: 1,373 shares 1,373$376K0.13%0Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,878 shares; 2019Q1: 1,878 shares; 2019Q2: 2,253 shares; 2019Q3: 2,603 shares 2,603$361K0.12%+350Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 7,604 shares; 2018Q3: 7,686 shares; 2018Q4: 7,774 shares; 2019Q1: 7,887 shares; 2019Q2: 7,996 shares; 2019Q3: 8,108 shares 8,108$332K0.11%+112Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 2,350 shares; 2018Q3: 2,364 shares; 2018Q4: 2,377 shares; 2019Q1: 2,391 shares; 2019Q2: 2,404 shares; 2019Q3: 2,569 shares 2,569$332K0.11%+165Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 4,320 shares; 2018Q3: 3,814 shares; 2018Q4: 3,827 shares; 2019Q1: 3,841 shares; 2019Q2: 3,855 shares; 2019Q3: 3,915 shares 3,915$328K0.11%+60Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 1,532 shares; 2018Q3: 1,532 shares; 2018Q4: 1,532 shares; 2019Q1: 1,532 shares; 2019Q2: 1,532 shares; 2019Q3: 1,532 shares 1,532$319K0.11%0Timeline
WPCWP CAREY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5,288 shares; 2019Q1: 3,457 shares; 2019Q2: 3,503 shares; 2019Q3: 3,546 shares 3,546$317K0.11%+43Timeline
IGSBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 8,809 shares; 2019Q2: 5,688 shares; 2019Q3: 5,726 shares 5,726$307K0.11%+38Timeline
PFMINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 9,970 shares; 2018Q3: 9,990 shares; 2018Q4: 10,015 shares; 2019Q1: 10,030 shares; 2019Q2: 10,051 shares; 2019Q3: 10,066 shares 10,066$298K0.1%+15Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 7,066 shares 7,066$267K0.09%newTimeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 1,003 shares; 2018Q4: not reported; 2019Q1: 1,133 shares; 2019Q2: 1,137 shares; 2019Q3: 1,142 shares 1,142$256K0.09%+5Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 2,577 shares; 2018Q3: 1,557 shares; 2018Q4: 1,557 shares; 2019Q1: 1,557 shares; 2019Q2: 1,557 shares; 2019Q3: 1,557 shares 1,557$249K0.09%0Timeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,637 shares; 2019Q3: 2,662 shares 2,662$248K0.08%+25Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 3,162 shares; 2018Q3: 2,516 shares; 2018Q4: 2,538 shares; 2019Q1: 2,565 shares; 2019Q2: not reported; 2019Q3: 2,671 shares 2,671$202K0.07%newTimeline
PHKPIMCO HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 21,306 shares; 2018Q3: 21,306 shares; 2018Q4: 21,306 shares; 2019Q1: 21,306 shares; 2019Q2: 21,306 shares; 2019Q3: 21,306 shares 21,306$165K0.06%0Timeline
SBIWESTERN ASSET INTER MUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 13,284 shares; 2018Q3: 13,421 shares; 2018Q4: 13,609 shares; 2019Q1: 13,695 shares; 2019Q2: 13,824 shares; 2019Q3: 13,950 shares 13,950$128K0.04%+126Timeline
ASGLIBERTY ALL-STAR GROWTH FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 10,401 shares; 2018Q3: 10,401 shares; 2018Q4: 13,868 shares; 2019Q1: 13,868 shares; 2019Q2: 13,868 shares; 2019Q3: 13,868 shares 13,868$82K0.03%0Timeline
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 10,556 shares; 2018Q3: 10,556 shares; 2018Q4: 10,556 shares; 2019Q1: 10,556 shares; 2019Q2: 10,556 shares; 2019Q3: 10,556 shares 10,556$58K0.02%0
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 10,105 shares; 2018Q3: 10,105 shares; 2018Q4: 10,105 shares; 2019Q1: 10,105 shares; 2019Q2: 10,105 shares; 2019Q3: 10,105 shares 10,105$57K0.02%0
ALLIANZGI CONV INCOME FD IIALLIANZGI CONV INCOME FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 10,107 shares; 2018Q3: 10,107 shares; 2018Q4: 10,107 shares; 2019Q1: 10,107 shares; 2019Q2: 10,107 shares; 2019Q3: 10,107 shares 10,107$51K0.02%0

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001398344-19-018722 base2019-10-30acceptance time not in the bulk data set