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Disclosery

STRATEGIC WEALTH MANAGEMENT INC

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13F filer, CIK 849854, KIRKLAND, WA

STRATEGIC WEALTH MANAGEMENT INC reported $162,823,000 across 65 holdings for the quarter ended 2020-12-31, in a 13F-HR filed 2021-02-18. Its ten largest share positions make up 43.51% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000849854-21-000003

Period
2020-12-31
Reported value
$163M
Holdings
65
Top 10 weight
43.51%
New
3
Sold out
9

Largest buys vs the previous quarter

SecurityShares changeApprox. value
FTSMadded+169,120$10.2M
GLDnew+30,111$5.37M
XBInew+13,249$1.86M
TSMadded+16,284$1.78M
IWPadded+12,802$1.31M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
DIAexited-9,260-$2.57M
CSCOexited-15,285-$602K
XLYreduced-3,423-$550K
FDNreduced-1,250-$265K
CLOUreduced-9,168-$256K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2020

Share positions as resolved from 13F-HR 0000849854-21-000003, largest first. % of portfolio is the value over $162,823,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
FTSMFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 83,147 shares; 2020Q3: 83,882 shares; 2020Q4: 253,002 shares 253,002$15.2M9.33%+169,120Timeline
SCHOSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 383,310 shares; 2020Q3: 279,400 shares; 2020Q4: 279,400 shares 279,400$14.4M8.82%0Timeline
J P MORGAN EXCHANGE-TRADED FJ P MORGAN EXCHANGE-TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 201,786 shares; 2020Q3: 202,732 shares; 2020Q4: 201,230 shares 201,230$5.6M3.44%-1,502
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 51,715 shares; 2020Q2: 38,572 shares; 2020Q3: 37,926 shares; 2020Q4: 34,503 shares 34,503$5.55M3.41%-3,423Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 9,606 shares; 2020Q3: not reported; 2020Q4: 30,111 shares 30,111$5.37M3.3%newTimeline
FXGFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 51,309 shares; 2020Q2: 51,208 shares; 2020Q3: 104,278 shares; 2020Q4: 99,785 shares 99,785$5.15M3.16%-4,493Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 40,244 shares; 2020Q3: 78,684 shares; 2020Q4: 75,586 shares 75,586$5.1M3.13%-3,098Timeline
PDIPIMCO DYNAMIC INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 138,810 shares; 2020Q3: 190,149 shares; 2020Q4: 189,794 shares 189,794$5.02M3.08%-355Timeline
O'Shares Global InternetO'Shares Global InternetQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 91,074 shares; 2020Q4: 88,962 shares 88,962$4.83M2.97%-2,112
TLTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 30,000 shares; 2020Q3: 29,649 shares; 2020Q4: 29,649 shares 29,649$4.68M2.87%0Timeline
CLOUGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 170,081 shares; 2020Q4: 160,913 shares 160,913$4.49M2.76%-9,168Timeline
PBWINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 37,560 shares; 2020Q4: 39,028 shares 39,028$4.04M2.48%+1,468Timeline
FDNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 52,583 shares; 2020Q2: 34,886 shares; 2020Q3: 18,447 shares; 2020Q4: 17,197 shares 17,197$3.65M2.24%-1,250Timeline
IHIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 11,481 shares; 2020Q4: 11,113 shares 11,113$3.64M2.23%-368Timeline
TANINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 35,435 shares; 2020Q4: 34,700 shares 34,700$3.57M2.19%-735Timeline
XLUSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 55,787 shares; 2020Q4: 53,496 shares 53,496$3.35M2.06%-2,291Timeline
BLUEROCK RESIDENTIAL GWT REIBLUEROCK RESIDENTIAL GWT REIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 222,138 shares; 2020Q3: 264,282 shares; 2020Q4: 263,022 shares 263,022$3.33M2.05%-1,260
ISHARES U S ETF TRISHARES U S ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 101,975 shares; 2020Q4: 101,575 shares 101,575$3.29M2.02%-400
RIORIO TINTO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 41,473 shares; 2020Q4: 41,473 shares 41,473$3.12M1.92%0Timeline
IWPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 15,333 shares; 2020Q3: 15,278 shares; 2020Q4: 28,080 shares 28,080$2.88M1.77%+12,802Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 17,009 shares; 2020Q3: 9,299 shares; 2020Q4: 8,753 shares 8,753$2.75M1.69%-546Timeline
TSMTAIWAN SEMICONDUCTOR MANUFACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 5,100 shares; 2020Q3: 8,901 shares; 2020Q4: 25,185 shares 25,185$2.75M1.69%+16,284Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 139,316 shares; 2020Q3: 139,316 shares; 2020Q4: 138,911 shares 138,911$2.72M1.67%-405Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 17,662 shares; 2020Q4: 29,475 shares 29,475$2.7M1.66%+11,813Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 34,296 shares; 2020Q3: 24,885 shares; 2020Q4: 23,750 shares 23,750$2.69M1.65%-1,135Timeline
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 34,066 shares; 2020Q3: 30,491 shares; 2020Q4: 30,491 shares 30,491$2.63M1.62%0Timeline
WCLDWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 48,266 shares; 2020Q4: 48,278 shares 48,278$2.59M1.59%+12Timeline
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 406,541 shares; 2020Q3: 418,046 shares; 2020Q4: 416,881 shares 416,881$2.58M1.58%-1,165Timeline
IEPICAHN ENTERPRISES LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 47,589 shares; 2020Q2: 47,584 shares; 2020Q3: 46,775 shares; 2020Q4: 46,737 shares 46,737$2.37M1.45%-38Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 205,715 shares; 2020Q3: 275,168 shares; 2020Q4: 280,168 shares 280,168$2.37M1.45%+5,000
FSKFS KKR CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 59,073 shares; 2020Q3: 130,666 shares; 2020Q4: 130,453 shares 130,453$2.16M1.33%-213Timeline
AVGOBROADCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 4,776 shares; 2020Q4: 4,776 shares 4,776$2.09M1.28%0Timeline
IDNAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 45,501 shares; 2020Q4: 45,501 shares 45,501$2.09M1.28%0Timeline
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 107,926 shares; 2020Q4: 107,926 shares 107,926$2.08M1.28%0
XBISPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 13,249 shares 13,249$1.86M1.15%newTimeline
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 240,953 shares; 2020Q3: 223,956 shares; 2020Q4: 223,706 shares 223,706$1.84M1.13%-250Timeline
ALTERYX, INC (CLASS A)ALTERYX, INC (CLASS A)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 12,437 shares; 2020Q4: 12,437 shares 12,437$1.51M0.93%0
SWKSSKYWORKS SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 6,000 shares; 2020Q3: 9,531 shares; 2020Q4: 9,731 shares 9,731$1.49M0.91%+200Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 30,000 shares; 2020Q3: 37,869 shares; 2020Q4: 39,069 shares 39,069$1.41M0.86%+1,200Timeline
PHMPULTE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 30,867 shares; 2020Q4: 31,867 shares 31,867$1.37M0.84%+1,000Timeline
VGSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 23,230 shares; 2020Q3: 21,600 shares; 2020Q4: 21,600 shares 21,600$1.33M0.82%0Timeline
AGZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 18,246 shares; 2020Q3: 10,749 shares; 2020Q4: 10,599 shares 10,599$1.27M0.78%-150Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 1,000 shares; 2020Q3: 2,357 shares; 2020Q4: 2,420 shares 2,420$1.26M0.78%+63Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 2,030 shares; 2020Q3: 4,304 shares; 2020Q4: 4,504 shares 4,504$1.2M0.73%+200Timeline
VRTXVERTEX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 5,000 shares; 2020Q3: 4,718 shares; 2020Q4: 4,693 shares 4,693$1.11M0.68%-25Timeline
CGNXCOGNEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 8,000 shares; 2020Q3: 12,546 shares; 2020Q4: 13,046 shares 13,046$1.05M0.64%+500Timeline
ROKROCKWELL AUTOMATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 3,500 shares; 2020Q3: 3,498 shares; 2020Q4: 3,498 shares 3,498$877K0.54%0Timeline
ACMAECOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 24,000 shares; 2020Q3: 17,447 shares; 2020Q4: 17,447 shares 17,447$869K0.53%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 14,134 shares; 2020Q2: 21,332 shares; 2020Q3: 12,944 shares; 2020Q4: 12,894 shares 12,894$758K0.47%-50Timeline
CMICUMMINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 2,500 shares; 2020Q3: 2,745 shares; 2020Q4: 2,945 shares 2,945$669K0.41%+200Timeline
TEEKAY LNG PARTNERS L PTEEKAY LNG PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 42,669 shares; 2020Q4: 42,669 shares 42,669$489K0.3%0
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 1,200 shares; 2020Q3: 1,170 shares; 2020Q4: 1,170 shares 1,170$415K0.25%0Timeline
HEALTHCAREHEALTHCAREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 27,754 shares; 2020Q3: 14,047 shares; 2020Q4: 14,047 shares 14,047$387K0.24%0
NOCNORTHROP GRUMMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 1,200 shares; 2020Q3: 1,170 shares; 2020Q4: 1,170 shares 1,170$357K0.22%0Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 51,132 shares; 2020Q3: 5,176 shares; 2020Q4: 4,944 shares 4,944$242K0.15%-232Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 53,123 shares; 2020Q3: 1,163 shares; 2020Q4: 1,070 shares 1,070$69K0.04%-93Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 614 shares; 2020Q3: 314 shares; 2020Q4: 308 shares 308$69K0.04%-6Timeline
LORDSTOWN MOTORS CORPLORDSTOWN MOTORS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 2,895 shares 2,895$58K0.04%new
BLACKROCK INCBLACKROCK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 800 shares; 2020Q3: 40 shares; 2020Q4: 40 shares 40$29K0.02%0
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 5,003 shares; 2020Q2: 5,053 shares; 2020Q3: 147 shares; 2020Q4: 140 shares 140$25K0.02%-7Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 15,000 shares; 2020Q2: 15,125 shares; 2020Q3: 445 shares; 2020Q4: 300 shares 300$12K0.01%-145Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 18,012 shares; 2020Q2: 16,801 shares; 2020Q3: 67 shares; 2020Q4: 47 shares 47$11K0.01%-20Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3,011 shares; 2020Q2: 4,561 shares; 2020Q3: 121 shares; 2020Q4: 66 shares 66$10K0.01%-55Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 8,020 shares; 2020Q2: 8,020 shares; 2020Q3: 185 shares; 2020Q4: 170 shares 170$9K0.01%-15Timeline
RTXRTX CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 5,000 shares; 2020Q3: 90 shares; 2020Q4: 90 shares 90$6K<0.01%0Timeline

Sold out in Q4 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
DIASTATE STR SPDR DOW JONES IND9,260$2.57Mshares
CSCOCISCO SYS INC15,285$602Kshares
DIAMONDPEAK HLDGS CORDIAMONDPEAK HLDGS COR2,895$75Kshares
TYGTORTOISE ENERGY INFRSTRCTR C200$3Kshares
COSTCOSTCO WHOLESALE CORPORATION5$2Kshares
TORTOISE MIDSTREAM ENERGY F…TORTOISE MIDSTREAM ENERGY FUND170$2Kshares
ABTABBOTT LABORATORIES5$1Kshares
CVSCVS HEALTH CORP22$1Kshares
PYPLPAYPAL HLDGS INC2$0shares

How Q4 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000849854-21-000003 base2021-02-18acceptance time not in the bulk data set