SpiderRock Trading LLC
Follow13F filer, CIK 1421412, CHICAGO, IL
SpiderRock Trading LLC reported $18,306,000 across 1,497 holdings for the quarter ended 2013-12-31, in a 13F-HR filed 2014-01-15. Its ten largest share positions make up 7.18% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001421412-14-000001
- Period
- 2013-12-31
- Reported value
- $18.3M
- Holdings
- 1,497
- Top 10 weight
- 7.18%
- New
- 789
- Sold out
- 843
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| ACCESS MIDSTREAM PARTNERS LACCESS MIDSTREAM PARTNERS L UNIT | put | 1,400 | $1K | new |
| ACETO CORPACETO CORP COM | call | 200 | $1K | -4,200 |
| AVAGO TECHNOLOGIES LTDAVAGO TECHNOLOGIES LTD SHS | call | 200 | $1K | new |
| ARCELORMITTAL SA LUXEMBOURGARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | call | 300 | $1K | 0 |
| CONSOL ENERGY INCCONSOL ENERGY INC COM | put | 1,600 | $1K | +1,400 |
| EL PASO PIPELINE PARTNERS LEL PASO PIPELINE PARTNERS L COM UNIT LPI | put | 400 | $1K | new |
| SWIFT ENERGY COSWIFT ENERGY CO COM | call | 1,300 | $1K | new |
| SWIFT TRANSN COSWIFT TRANSN CO CL A | put | 1,000 | $1K | new |
| TELECOM ARGENTINA S ATELECOM ARGENTINA S A SPON ADR REP B | put | 300 | $1K | new |
| TELECOM ARGENTINA S ATELECOM ARGENTINA S A SPON ADR REP B | call | 1,500 | $1K | -1,700 |
| TELEFONICA BRASIL SATELEFONICA BRASIL SA SPONSORED ADR | put | 900 | $1K | new |
| TELEFONICA S ATELEFONICA S A SPONSORED ADR | call | 3,500 | $1K | -2,000 |
| WILLIAMS SONOMA INCWILLIAMS SONOMA INC COM | call | 500 | $1K | +400 |
| WINTRUST FINANCIAL CORPWINTRUST FINANCIAL CORP COM | put | 600 | $1K | new |
| PAYCHEX INCPAYCHEX INC COM | call | 500 | $1K | new |
| NBT BANCORP INCNBT BANCORP INC COM | put | 1,400 | $1K | new |
| NBT BANCORP INCNBT BANCORP INC COM | call | 500 | $1K | +300 |
| O REILLY AUTOMOTIVE INC NEWO REILLY AUTOMOTIVE INC NEW COM | call | 400 | $1K | new |
| KODIAK OIL & GAS CORPKODIAK OIL & GAS CORP COM | put | 1,000 | $1K | new |
| LEGG MASON INCLEGG MASON INC COM | put | 2,100 | $1K | new |
| JAMBA INCJAMBA INC COM NEW | put | 4,400 | $1K | new |
| JAMBA INCJAMBA INC COM NEW | call | 700 | $1K | new |
| TEEKAY LNG PARTNERS L PTEEKAY LNG PARTNERS L P PRTNRSP UNITS | call | 600 | $1K | +500 |
| AAR CORPAAR CORP COM | put | 400 | $1K | new |
| ABB LTDABB LTD SPONSORED ADR | call | 600 | $1K | new |
| ARCTIC CAT INCARCTIC CAT INC COM | call | 300 | $1K | new |
| BJS RESTAURANTS INCBJS RESTAURANTS INC COM | put | 2,900 | $1K | +2,500 |
| BLACKSTONE GROUP L PBLACKSTONE GROUP L P COM UNIT LTD | put | 2,300 | $1K | +300 |
| CONSOLIDATED GRAPHICS INCCONSOLIDATED GRAPHICS INC COM | call | 200 | $1K | 0 |
| KRISPY KREME DOUGHNUTS INCKRISPY KREME DOUGHNUTS INC COM | call | 1,800 | $1K | new |
| JONES GROUP INCJONES GROUP INC COM | put | 3,800 | $1K | new |
| AFC ENTERPRISES INCAFC ENTERPRISES INC COM | put | 100 | $1K | 0 |
| ARUBA NETWORKS INCARUBA NETWORKS INC COM | put | 2,000 | $1K | 0 |
| ARUBA NETWORKS INCARUBA NETWORKS INC COM | call | 1,400 | $1K | new |
| BLUCORA INCBLUCORA INC COM | call | 2,200 | $1K | new |
| COHEN & STEERS INCCOHEN & STEERS INC COM | call | 200 | $1K | -400 |
| FUEL SYS SOLUTIONS INCFUEL SYS SOLUTIONS INC COM | call | 1,500 | $1K | 0 |
| FURIEX PHARMACEUTICALS INCFURIEX PHARMACEUTICALS INC COM | call | 700 | $1K | 0 |
| GEO GROUP INCGEO GROUP INC COM | call | 2,000 | $1K | new |
| GP STRATEGIES CORPGP STRATEGIES CORP COM | put | 2,500 | $1K | 0 |
| HEALTH MGMT ASSOC INC NEWHEALTH MGMT ASSOC INC NEW CL A | put | 700 | $1K | -1,200 |
| SLM CORPSLM CORP COM | call | 600 | $1K | new |
| WASTE MGMT INC DELWASTE MGMT INC DEL COM | call | 1,900 | $1K | 0 |
| WAUSAU PAPER CORPWAUSAU PAPER CORP COM | put | 2,000 | $1K | new |
| LITTELFUSE INCLITTELFUSE INC COM | put | 400 | $1K | -1,000 |
| MOHAWK INDS INCMOHAWK INDS INC COM | put | 400 | $1K | new |
| REGENCY ENERGY PARTNERS L PREGENCY ENERGY PARTNERS L P COM UNITS L P | call | 900 | $1K | new |
| Aflac IncorporatedAflac Incorporated COM | put | 900 | $0 | 0 |
| Akamai Technologies Inc.Akamai Technologies Inc. COM | put | 200 | $0 | new |
| Amazon.com Inc.Amazon.com Inc. COM | put | 100 | $0 | new |
| Apple IncApple Inc COM | put | 100 | $0 | 0 |
| Automatic Data ProcessingAutomatic Data Processing COM | call | 300 | $0 | new |
| Becton DickinsonBecton Dickinson COM | call | 100 | $0 | new |
| Chicago Bridge & IronChicago Bridge & Iron COM | call | 100 | $0 | new |
| Coca-Cola CompanyCoca-Cola Company COM | put | 1,000 | $0 | +800 |
| Coca-Cola CompanyCoca-Cola Company COM | call | 400 | $0 | +200 |
| Colgate Palmolive Co.Colgate Palmolive Co. COM | put | 100 | $0 | new |
| Colgate Palmolive Co.Colgate Palmolive Co. COM | call | 400 | $0 | new |
| CVS/Caremark CorporationCVS/Caremark Corporation COM | put | 800 | $0 | new |
| Discover Financial Services…Discover Financial Services Inc COM | put | 200 | $0 | -800 |
| Ebay Inc.Ebay Inc. COM | put | 300 | $0 | new |
| Express Scripts Hldg CoExpress Scripts Hldg Co COM | put | 900 | $0 | +400 |
| General Electric CompanyGeneral Electric Company COM | put | 2,000 | $0 | new |
| Hertz Global Hldgs. Inc.Hertz Global Hldgs. Inc. COM | put | 2,000 | $0 | new |
| Kansas City SouthernKansas City Southern COM | call | 100 | $0 | new |
| Lennar Corp Cl ALennar Corp Cl A COM | put | 400 | $0 | +200 |
| Microsoft CorporationMicrosoft Corporation COM | put | 900 | $0 | -3,800 |
| PNC Financial Services GroupPNC Financial Services Group COM | put | 200 | $0 | new |
| Qualcomm Inc.Qualcomm Inc. COM | put | 500 | $0 | new |
| Roper Industries Inc. New C…Roper Industries Inc. New Com COM | put | 200 | $0 | -500 |
| Target CorporationTarget Corporation COM | call | 700 | $0 | new |
| Transocean Inc.Transocean Inc. COM | call | 200 | $0 | new |
| Under Armour Inc. Class AUnder Armour Inc. Class A COM | put | 300 | $0 | -100 |
| Union Pacific CorporationUnion Pacific Corporation COM | put | 100 | $0 | new |
| Foster Wheeler AGFoster Wheeler AG COM | put | 2,800 | $0 | -1,200 |
| WELLS FARGO & CO NEWWELLS FARGO & CO NEW COM | put | 400 | $0 | -200 |
| WESCO INTL INC COMWESCO INTL INC COM COM | put | 100 | $0 | new |
| WYNDHAM WORLDWIDE CORWYNDHAM WORLDWIDE COR COM | put | 500 | $0 | 0 |
| DONNELLEY R R & SONSDONNELLEY R R & SONS COM | put | 1,000 | $0 | new |
| ENERGIZER HLDGS INC CENERGIZER HLDGS INC C COM | call | 100 | $0 | new |
| FREEPORT MCMORAN COPPFREEPORT MCMORAN COPP COM | put | 1,600 | $0 | +900 |
| GENERAL DYNAMICS CORPGENERAL DYNAMICS CORP COM | put | 500 | $0 | new |
| GRACE W R & CO DEL NEGRACE W R & CO DEL NE COM | put | 200 | $0 | +100 |
| HARRIS CORP DEL COMHARRIS CORP DEL COM COM | put | 700 | $0 | -300 |
| HOME DEPOT INC COMHOME DEPOT INC COM COM | put | 700 | $0 | +300 |
| HONEYWELL INTL INC COHONEYWELL INTL INC CO COM | put | 400 | $0 | -400 |
| INTERNATIONAL PAPER CINTERNATIONAL PAPER C COM | put | 200 | $0 | -100 |
| INVESTMENT TECHNOLOGYINVESTMENT TECHNOLOGY COM | put | 2,900 | $0 | -100 |
| JARDEN CORP COMJARDEN CORP COM COM | put | 100 | $0 | new |
| KB HOME COMKB HOME COM COM | put | 1,700 | $0 | -4,100 |
| KEYCORP NEW COMKEYCORP NEW COM COM | put | 3,000 | $0 | +2,000 |
| RYLAND GROUP INC COMRYLAND GROUP INC COM COM | put | 300 | $0 | 0 |
| SEAGATE TECHNOLOGY PLSEAGATE TECHNOLOGY PL COM | put | 600 | $0 | new |
| SEALED AIR CORP NEW CSEALED AIR CORP NEW C COM | put | 1,600 | $0 | +1,100 |
| SOUTHERN CO COMSOUTHERN CO COM COM | call | 1,000 | $0 | -200 |
| SOUTHWEST AIRLS CO COSOUTHWEST AIRLS CO CO COM | put | 1,000 | $0 | new |
| TJX COS INCTJX COS INC COM | put | 400 | $0 | 0 |
| URS CORP NEW COMURS CORP NEW COM COM | put | 300 | $0 | -1,400 |
| YUM BRANDS INC COMYUM BRANDS INC COM COM | call | 100 | $0 | new |
| ZIMMER HLDGS INC COMZIMMER HLDGS INC COM COM | put | 1,200 | $0 | new |
| ALKERMES PLCALKERMES PLC COM | put | 900 | $0 | -1,000 |
| ALKERMES PLCALKERMES PLC COM | call | 100 | $0 | new |
| ALTRIA GROUP INC COMALTRIA GROUP INC COM COM | put | 1,800 | $0 | +1,700 |
| ALTRIA GROUP INC COMALTRIA GROUP INC COM COM | call | 700 | $0 | +600 |
| ANIXTER INTL INC COMANIXTER INTL INC COM COM | put | 600 | $0 | new |
| AT&T INCAT&T INC COM | put | 900 | $0 | -1,100 |
| AVNET INC COMAVNET INC COM COM | call | 100 | $0 | new |
| B & G FOODS INC NEW CB & G FOODS INC NEW C COM | call | 200 | $0 | +100 |
| BANK OF NEW YORK MELLBANK OF NEW YORK MELL COM | call | 200 | $0 | -500 |
| BE AEROSPACE INC COMBE AEROSPACE INC COM COM | put | 1,000 | $0 | +600 |
| BLACKROCK INC CL ABLACKROCK INC CL A COM | call | 100 | $0 | new |
| BOEING CO COMBOEING CO COM COM | put | 400 | $0 | -100 |
| BRISTOL MYERS SQUIBBBRISTOL MYERS SQUIBB COM | put | 600 | $0 | -800 |
| COMCAST CORP NEW COMCOMCAST CORP NEW COM COM | put | 100 | $0 | 0 |
| CONOCOPHILLIPS COMCONOCOPHILLIPS COM COM | call | 700 | $0 | +100 |
| COSTCO WHSL CORP NEWCOSTCO WHSL CORP NEW COM | put | 200 | $0 | new |
| LOCKHEED MARTIN CORPLOCKHEED MARTIN CORP COM | put | 200 | $0 | new |
| LOWES COS INC COMLOWES COS INC COM COM | call | 400 | $0 | new |
| M D C HLDGS INC COMM D C HLDGS INC COM COM | put | 100 | $0 | -2,300 |
| MCKESSON CORPORATIONMCKESSON CORPORATION COM | put | 100 | $0 | new |
| NORFOLK SOUTHN CORPNORFOLK SOUTHN CORP COM | put | 400 | $0 | new |
| NUCOR CORP COMNUCOR CORP COM COM | put | 200 | $0 | -100 |
| OMNICARE INC COMOMNICARE INC COM COM | put | 1,200 | $0 | new |
| OWENS ILL INC COM NEWOWENS ILL INC COM NEW COM | put | 100 | $0 | new |
| RAYTHEON CO COM NEWRAYTHEON CO COM NEW COM | put | 600 | $0 | +500 |
| ROCK-TENN CO CL AROCK-TENN CO CL A COM | put | 400 | $0 | new |
| ROSETTA RESOURCES INCROSETTA RESOURCES INC COM | call | 1,000 | $0 | +100 |
| RYDER SYSTEM INCRYDER SYSTEM INC COM | put | 200 | $0 | -200 |
| TOWER GROUP INTL LTDTOWER GROUP INTL LTD COM | call | 300 | $0 | 0 |
| ACE LTDACE LTD SHS | put | 400 | $0 | 0 |
| BROOKFIELD ASSET MGMT INCBROOKFIELD ASSET MGMT INC CL A LTD VT SH | call | 300 | $0 | +200 |
| G-III APPAREL GROUP LTDG-III APPAREL GROUP LTD COM | put | 1,200 | $0 | new |
| SILVER WHEATON CORPSILVER WHEATON CORP COM | call | 300 | $0 | -1,400 |
| SPECTRA ENERGY CORPSPECTRA ENERGY CORP COM | put | 100 | $0 | new |
| VALERO ENERGY CORP NEWVALERO ENERGY CORP NEW COM | call | 100 | $0 | new |
| LORILLARD INCLORILLARD INC COM | put | 1,300 | $0 | new |
| MELCO CROWN ENTMT LTDMELCO CROWN ENTMT LTD ADR | put | 100 | $0 | -2,000 |
| MENS WEARHOUSE INCMENS WEARHOUSE INC COM | put | 200 | $0 | new |
| RANGE RES CORPRANGE RES CORP COM | put | 500 | $0 | 0 |
| NEW ORIENTAL ED & TECH GRP INEW ORIENTAL ED & TECH GRP I SPON ADR | put | 100 | $0 | new |
| ADVANCED ENERGY INDSADVANCED ENERGY INDS COM | put | 1,600 | $0 | new |
| ADVANCED ENERGY INDSADVANCED ENERGY INDS COM | call | 200 | $0 | -3,400 |
| BUFFALO WILD WINGS INCBUFFALO WILD WINGS INC COM | put | 200 | $0 | new |
| BLUE NILE INCBLUE NILE INC COM | put | 200 | $0 | new |
| D R HORTON INCD R HORTON INC COM | put | 1,800 | $0 | -800 |
| DST SYS INC DELDST SYS INC DEL COM | put | 600 | $0 | new |
| DTE ENERGY CODTE ENERGY CO COM | call | 1,000 | $0 | +600 |
| UNILEVER PLCUNILEVER PLC SPON ADR NEW | call | 200 | $0 | new |
| TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP COM | put | 100 | $0 | -1,900 |
| TERNIUM SATERNIUM SA SPON ADR | put | 500 | $0 | new |
| TERNIUM SATERNIUM SA SPON ADR | call | 100 | $0 | new |
| TEVA PHARMACEUTICAL INDS LTDTEVA PHARMACEUTICAL INDS LTD ADR | put | 1,300 | $0 | +900 |
| TRACTOR SUPPLY COTRACTOR SUPPLY CO COM | put | 400 | $0 | -1,200 |
| UNITED CONTL HLDGS INCUNITED CONTL HLDGS INC COM | put | 600 | $0 | -1,400 |
| UNITED FIRE GROUP INCUNITED FIRE GROUP INC COM | call | 500 | $0 | 0 |
| JUNIPER NETWORKS INCJUNIPER NETWORKS INC COM | put | 800 | $0 | new |
| PEABODY ENERGY CORPPEABODY ENERGY CORP COM | put | 200 | $0 | -1,300 |
| RAYMOND JAMES FINANCIAL INCRAYMOND JAMES FINANCIAL INC COM | put | 1,000 | $0 | new |
| REACHLOCAL INCREACHLOCAL INC COM | call | 500 | $0 | 0 |
| NIC INCNIC INC COM | call | 100 | $0 | new |
| OASIS PETE INC NEWOASIS PETE INC NEW COM | call | 200 | $0 | new |
| AGNICO EAGLE MINES LTDAGNICO EAGLE MINES LTD COM | put | 100 | $0 | -900 |
| AGRIUM INCAGRIUM INC COM | put | 200 | $0 | 0 |
| APPROACH RESOURCES INCAPPROACH RESOURCES INC COM | call | 600 | $0 | new |
| AMERICAN ELEC PWR INCAMERICAN ELEC PWR INC COM | put | 600 | $0 | -200 |
| AMERICAN ELEC PWR INCAMERICAN ELEC PWR INC COM | call | 600 | $0 | -600 |
| DARLING INTL INCDARLING INTL INC COM | put | 900 | $0 | +200 |
| DARLING INTL INCDARLING INTL INC COM | call | 2,200 | $0 | -1,900 |
| ENERGY TRANSFER EQUITY L PENERGY TRANSFER EQUITY L P COM UT LTD PTN | put | 500 | $0 | new |
| ENERSYSENERSYS COM | put | 300 | $0 | -500 |
| HELMERICH & PAYNE INCHELMERICH & PAYNE INC COM | put | 700 | $0 | +200 |
| UNITED NAT FOODS INCUNITED NAT FOODS INC COM | put | 800 | $0 | -800 |
| KKR & CO L P DELKKR & CO L P DEL COM UNITS | put | 400 | $0 | new |
| NRG ENERGY INCNRG ENERGY INC COM NEW | call | 100 | $0 | new |
| NANOMETRICS INCNANOMETRICS INC COM | call | 1,000 | $0 | new |
| NASDAQ OMX GROUP INCNASDAQ OMX GROUP INC COM | put | 300 | $0 | new |
| OIL STS INTL INCOIL STS INTL INC COM | call | 200 | $0 | new |
| PARTNERRE LTDPARTNERRE LTD COM | put | 100 | $0 | -800 |
| SEADRILL LIMITEDSEADRILL LIMITED SHS | call | 1,400 | $0 | -1,000 |
| AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC COM NEW | put | 700 | $0 | -800 |
| BRIDGEPOINT ED INCBRIDGEPOINT ED INC COM | put | 400 | $0 | +100 |
| CLIFFS NAT RES INCCLIFFS NAT RES INC COM | put | 100 | $0 | 0 |
| CLOROX CO DELCLOROX CO DEL COM | put | 100 | $0 | new |
| CLOUD PEAK ENERGY INCCLOUD PEAK ENERGY INC COM | put | 200 | $0 | 0 |
| COBALT INTL ENERGY INCCOBALT INTL ENERGY INC COM | call | 1,300 | $0 | new |
| DEERE & CODEERE & CO COM | put | 100 | $0 | -800 |
| SCHWEITZER-MAUDUIT INTL INCSCHWEITZER-MAUDUIT INTL INC COM | call | 600 | $0 | new |
| STANCORP FINL GROUP INCSTANCORP FINL GROUP INC COM | put | 100 | $0 | new |
| NORTHERN OIL & GAS INC NEVNORTHERN OIL & GAS INC NEV COM | put | 300 | $0 | -1,000 |
| NORTHERN OIL & GAS INC NEVNORTHERN OIL & GAS INC NEV COM | call | 1,200 | $0 | new |
| PRAXAIR INCPRAXAIR INC COM | put | 300 | $0 | 0 |
| PRAXAIR INCPRAXAIR INC COM | call | 300 | $0 | new |
| AON PLCAON PLC SHS CL A | put | 500 | $0 | +400 |
| AUTONATION INCAUTONATION INC COM | put | 200 | $0 | new |
| AVIS BUDGET GROUPAVIS BUDGET GROUP COM | put | 400 | $0 | +100 |
| BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INC COM | put | 700 | $0 | 0 |
| CHINA LIFE INS CO LTDCHINA LIFE INS CO LTD SPON ADR REP H | put | 200 | $0 | -400 |
| CHUBB CORPCHUBB CORP COM | put | 600 | $0 | +200 |
| GENERAL MLS INCGENERAL MLS INC COM | put | 100 | $0 | new |
| HIBBETT SPORTS INCHIBBETT SPORTS INC COM | put | 200 | $0 | -300 |
| ROGERS COMMUNICATIONS INCROGERS COMMUNICATIONS INC CL B | call | 100 | $0 | -200 |
| OWENS CORNING NEWOWENS CORNING NEW COM | put | 200 | $0 | -1,800 |
| MONRO MUFFLER BRAKE INCMONRO MUFFLER BRAKE INC COM | put | 1,700 | $0 | +1,100 |
| ITAU UNIBANCO HLDG SAITAU UNIBANCO HLDG SA SPON ADR REP PFD | put | 300 | $0 | -2,500 |
| ITAU UNIBANCO HLDG SAITAU UNIBANCO HLDG SA SPON ADR REP PFD | call | 2,400 | $0 | +1,800 |
| AMERCOAMERCO COM | put | 300 | $0 | 0 |
| AMERICA MOVIL SAB DE CVAMERICA MOVIL SAB DE CV SPON ADR L SHS | put | 400 | $0 | 0 |
| CINCINNATI FINL CORPCINCINNATI FINL CORP COM | put | 300 | $0 | new |
| GENESEE & WYO INCGENESEE & WYO INC CL A | put | 300 | $0 | -1,100 |
| GENTEX CORPGENTEX CORP COM | call | 100 | $0 | new |
| HANESBRANDS INCHANESBRANDS INC COM | put | 800 | $0 | 0 |
| STIFEL FINL CORPSTIFEL FINL CORP COM | put | 200 | $0 | new |
| ROLLINS INCROLLINS INC COM | put | 200 | $0 | 0 |
| PG&E CORPPG&E CORP COM | put | 100 | $0 | new |
| LEUCADIA NATL CORPLEUCADIA NATL CORP COM | call | 200 | $0 | 0 |
| LEXMARK INTL NEWLEXMARK INTL NEW CL A | call | 800 | $0 | +500 |
| PIONEER NAT RES COPIONEER NAT RES CO COM | call | 300 | $0 | new |
| PLAINS ALL AMERN PIPELINE LPLAINS ALL AMERN PIPELINE L UNIT LTD PARTN | call | 500 | $0 | -200 |
| PLUM CREEK TIMBER CO INCPLUM CREEK TIMBER CO INC COM | call | 700 | $0 | new |
| COVIDIEN PLCCOVIDIEN PLC SHS | put | 400 | $0 | new |
| AMERICAN CAP LTDAMERICAN CAP LTD COM | call | 300 | $0 | -700 |
| BANK OF THE OZARKS INCBANK OF THE OZARKS INC COM | put | 100 | $0 | new |
| CIRRUS LOGIC INCCIRRUS LOGIC INC COM | put | 2,000 | $0 | +900 |
| CAVIUM INCCAVIUM INC COM | call | 100 | $0 | -1,800 |
| DENBURY RES INCDENBURY RES INC COM NEW | put | 100 | $0 | new |
| DENBURY RES INCDENBURY RES INC COM NEW | call | 1,900 | $0 | new |
| FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC COM | put | 100 | $0 | new |
| FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC COM | call | 100 | $0 | new |
| VEECO INSTRS INC DELVEECO INSTRS INC DEL COM | call | 200 | $0 | new |
| WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LP COM UNIT LP IN | put | 200 | $0 | new |
| WESTERN UN COWESTERN UN CO COM | call | 300 | $0 | new |
| UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COM | put | 300 | $0 | +100 |
| PERFICIENT INCPERFICIENT INC COM | put | 1,000 | $0 | -2,500 |
| QUESTAR CORPQUESTAR CORP COM | call | 1,000 | $0 | -1,900 |
| NATIONAL FUEL GAS CO N JNATIONAL FUEL GAS CO N J COM | put | 800 | $0 | 0 |
| NATIONAL GRID PLCNATIONAL GRID PLC SPON ADR NEW | put | 300 | $0 | new |
| ALIGN TECHNOLOGY INCALIGN TECHNOLOGY INC COM | put | 1,600 | $0 | 0 |
| ALIGN TECHNOLOGY INCALIGN TECHNOLOGY INC COM | call | 100 | $0 | new |
| ALLEGHENY TECHNOLOGIES INCALLEGHENY TECHNOLOGIES INC COM | put | 600 | $0 | -1,400 |
| ALLEGHENY TECHNOLOGIES INCALLEGHENY TECHNOLOGIES INC COM | call | 200 | $0 | -300 |
| ALLEGIANT TRAVEL COALLEGIANT TRAVEL CO COM | call | 100 | $0 | 0 |
| BARD C R INCBARD C R INC COM | call | 100 | $0 | new |
| BARNES & NOBLE INCBARNES & NOBLE INC COM | call | 1,400 | $0 | -2,000 |
| CADENCE DESIGN SYSTEM INCCADENCE DESIGN SYSTEM INC COM | put | 600 | $0 | new |
| DEVON ENERGY CORP NEWDEVON ENERGY CORP NEW COM | put | 400 | $0 | +300 |
| DEVON ENERGY CORP NEWDEVON ENERGY CORP NEW COM | call | 400 | $0 | new |
| FIFTH THIRD BANCORPFIFTH THIRD BANCORP COM | call | 700 | $0 | new |
| 51JOB INC51JOB INC SP ADR REP COM | put | 500 | $0 | 0 |
| FINANCIAL ENGINES INCFINANCIAL ENGINES INC COM | put | 800 | $0 | 0 |
| FIRST AMERN FINL CORPFIRST AMERN FINL CORP COM | put | 1,600 | $0 | 0 |
| GLOBE SPECIALTY METALS INCGLOBE SPECIALTY METALS INC COM | call | 300 | $0 | -3,800 |
| ICICI BK LTDICICI BK LTD ADR | put | 900 | $0 | -1,200 |
| ILLINOIS TOOL WKS INCILLINOIS TOOL WKS INC COM | put | 100 | $0 | new |
| VODAFONE GROUP PLC NEWVODAFONE GROUP PLC NEW SPONS ADR NEW | put | 500 | $0 | -2,400 |
| VULCAN MATLS COVULCAN MATLS CO COM | put | 200 | $0 | -200 |
| WGL HLDGS INCWGL HLDGS INC COM | call | 1,700 | $0 | new |
| MCGRAW HILL FINL INCMCGRAW HILL FINL INC COM | put | 400 | $0 | +200 |
| NOVARTIS A GNOVARTIS A G SPONSORED ADR | put | 200 | $0 | new |
| ALLIANCEBERNSTEIN HOLDING LPALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN | call | 300 | $0 | -900 |
| CARDIOVASCULAR SYS INC DELCARDIOVASCULAR SYS INC DEL COM | call | 300 | $0 | new |
| GPO AEROPORTUARIO DEL PAC SAGPO AEROPORTUARIO DEL PAC SA SPON ADR B | put | 700 | $0 | 0 |
| SMUCKER J M COSMUCKER J M CO COM NEW | call | 400 | $0 | new |
| SANDISK CORPSANDISK CORP COM | put | 500 | $0 | 0 |
| PVR PARTNERS L PPVR PARTNERS L P COM UNIT REPTG L | put | 800 | $0 | -500 |
| PUBLIC SVC ENTERPRISE GROUPPUBLIC SVC ENTERPRISE GROUP COM | call | 200 | $0 | -600 |
| LANDSTAR SYS INCLANDSTAR SYS INC COM | put | 600 | $0 | 0 |
| JDS UNIPHASE CORPJDS UNIPHASE CORP COM PAR $0.001 | call | 600 | $0 | new |
| BAKER HUGHES INCBAKER HUGHES INC COM | call | 1,300 | $0 | +900 |
| CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC COM | put | 1,500 | $0 | -1,200 |
| COMPANIA DE MINAS BUENAVENTUCOMPANIA DE MINAS BUENAVENTU SPONSORED ADR | call | 900 | $0 | new |
| CONTINENTAL RESOURCES INCCONTINENTAL RESOURCES INC COM | put | 100 | $0 | 0 |
| CROWN HOLDINGS INCCROWN HOLDINGS INC COM | call | 100 | $0 | new |
| EZCORP INCEZCORP INC CL A NON VTG | put | 100 | $0 | new |
| FEI COFEI CO COM | call | 200 | $0 | new |
| FLIR SYS INCFLIR SYS INC COM | call | 100 | $0 | 0 |
| FMC TECHNOLOGIES INCFMC TECHNOLOGIES INC COM | put | 300 | $0 | -700 |
| GULFPORT ENERGY CORPGULFPORT ENERGY CORP COM NEW | put | 400 | $0 | -200 |
| H & E EQUIPMENT SERVICES INCH & E EQUIPMENT SERVICES INC COM | put | 1,000 | $0 | -1,000 |
| HMS HLDGS CORPHMS HLDGS CORP COM | put | 200 | $0 | new |
| INTERNATIONAL GAME TECHNOLOGINTERNATIONAL GAME TECHNOLOG COM | put | 400 | $0 | +300 |
| TIDEWATER INCTIDEWATER INC COM | call | 200 | $0 | new |
| ROYAL DUTCH SHELL PLCROYAL DUTCH SHELL PLC SPONS ADR A | put | 400 | $0 | -1,400 |
| ROYAL GOLD INCROYAL GOLD INC COM | call | 200 | $0 | -1,000 |
| PAN AMERICAN SILVER CORPPAN AMERICAN SILVER CORP COM | call | 100 | $0 | 0 |
| PANERA BREAD COPANERA BREAD CO CL A | put | 200 | $0 | new |
| M/I HOMES INCM/I HOMES INC COM | put | 1,000 | $0 | -1,000 |
| MSC INDL DIRECT INCMSC INDL DIRECT INC CL A | put | 300 | $0 | new |
| KIMBERLY CLARK CORPKIMBERLY CLARK CORP COM | call | 200 | $0 | new |
| CAL MAINE FOODS INCCAL MAINE FOODS INC COM NEW | call | 200 | $0 | -1,100 |
| DOW CHEM CODOW CHEM CO COM | put | 500 | $0 | -1,500 |
| DOW CHEM CODOW CHEM CO COM | call | 100 | $0 | -500 |
| DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC COM | put | 600 | $0 | 0 |
| DRIL-QUIP INCDRIL-QUIP INC COM | call | 200 | $0 | new |
| DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO COM | put | 100 | $0 | new |
| DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO COM | call | 100 | $0 | -700 |
| GOLDCORP INC NEWGOLDCORP INC NEW COM | call | 1,600 | $0 | -700 |
| GOODYEAR TIRE & RUBR COGOODYEAR TIRE & RUBR CO COM | put | 500 | $0 | 0 |
| INTERPUBLIC GROUP COS INCINTERPUBLIC GROUP COS INC COM | put | 2,000 | $0 | new |
| WHITING PETE CORP NEWWHITING PETE CORP NEW COM | call | 200 | $0 | new |
| TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP COM | put | 900 | $0 | +500 |
| II VI INCII VI INC COM | call | 100 | $0 | 0 |
| LILLY ELI & COLILLY ELI & CO COM | put | 300 | $0 | new |
| LILLY ELI & COLILLY ELI & CO COM | call | 100 | $0 | new |
| NISOURCE INCNISOURCE INC COM | put | 1,200 | $0 | new |
| NORDSTROM INCNORDSTROM INC COM | put | 600 | $0 | 0 |
| AMERIPRISE FINL INCAMERIPRISE FINL INC COM | put | 100 | $0 | new |
| CORRECTIONS CORP AMER NEWCORRECTIONS CORP AMER NEW COM NEW | call | 1,600 | $0 | new |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW COM NEW | call | 1,200 | $0 | new |
| ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P COM | call | 600 | $0 | -100 |
| ENCANA CORPENCANA CORP COM | put | 700 | $0 | new |
| GRAINGER W W INCGRAINGER W W INC COM | call | 200 | $0 | new |
| IROBOT CORPIROBOT CORP COM | put | 100 | $0 | new |
| WYNN RESORTS LTDWYNN RESORTS LTD COM | put | 600 | $0 | +200 |
| WUXI PHARMATECH CAYMAN INCWUXI PHARMATECH CAYMAN INC SPONS ADR SHS | put | 200 | $0 | new |
| WABTEC CORPWABTEC CORP COM | put | 400 | $0 | +100 |
| TYSON FOODS INCTYSON FOODS INC CL A | put | 1,400 | $0 | new |
| MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION CO COM | put | 1,000 | $0 | 0 |
| PETSMART INCPETSMART INC COM | put | 400 | $0 | 0 |
| RALPH LAUREN CORPRALPH LAUREN CORP CL A | put | 100 | $0 | 0 |
| RANDGOLD RES LTDRANDGOLD RES LTD ADR | call | 500 | $0 | +300 |
| ACACIA RESH CORPACACIA RESH CORP ACACIA TCH COM | call | 400 | $0 | new |
| CANADIAN NAT RES LTDCANADIAN NAT RES LTD COM | put | 2,000 | $0 | -100 |
| CBOE HLDGS INCCBOE HLDGS INC COM | put | 300 | $0 | new |
| CBOE HLDGS INCCBOE HLDGS INC COM | call | 900 | $0 | +700 |
| CREDIT SUISSE GROUPCREDIT SUISSE GROUP SPONSORED ADR | put | 1,000 | $0 | new |
| COMSTOCK RES INCCOMSTOCK RES INC COM NEW | put | 1,000 | $0 | +900 |
| ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC COM | call | 100 | $0 | new |
| ECOLAB INCECOLAB INC COM | call | 200 | $0 | new |
| EDISON INTLEDISON INTL COM | call | 200 | $0 | -700 |
| TOLL BROTHERS INCTOLL BROTHERS INC COM | call | 300 | $0 | -1,700 |
| US ECOLOGY INCUS ECOLOGY INC COM | put | 400 | $0 | new |
| V F CORPV F CORP COM | put | 400 | $0 | new |
| MEDIFAST INCMEDIFAST INC COM | put | 500 | $0 | new |
| PULTE GROUP INCPULTE GROUP INC COM | put | 200 | $0 | -1,400 |
| QUAD / GRAPHICS INCQUAD / GRAPHICS INC COM CL A | call | 1,000 | $0 | 0 |
| MATERION CORPMATERION CORP COM | call | 200 | $0 | new |
| MATTEL INCMATTEL INC COM | put | 1,000 | $0 | new |
| NETEASE INCNETEASE INC SPONSORED ADR | put | 600 | $0 | new |
| ORBITAL SCIENCES CORPORBITAL SCIENCES CORP COM | call | 200 | $0 | new |
| ACCESS MIDSTREAM PARTNERS LACCESS MIDSTREAM PARTNERS L UNIT | call | 200 | $0 | new |
| AVAGO TECHNOLOGIES LTDAVAGO TECHNOLOGIES LTD SHS | put | 100 | $0 | -1,600 |
| ANGLOGOLD ASHANTI LTDANGLOGOLD ASHANTI LTD SPONSORED ADR | call | 100 | $0 | -100 |
| CECO ENVIRONMENTAL CORPCECO ENVIRONMENTAL CORP COM | call | 300 | $0 | new |
| CIGNA CORPORATIONCIGNA CORPORATION COM | put | 200 | $0 | new |
| CIGNA CORPORATIONCIGNA CORPORATION COM | call | 100 | $0 | new |
| CONCHO RES INCCONCHO RES INC COM | put | 100 | $0 | 0 |
| ELECTRONIC ARTS INCELECTRONIC ARTS INC COM | put | 100 | $0 | 0 |
| FIRSTENERGY CORPFIRSTENERGY CORP COM | call | 2,400 | $0 | +2,100 |
| GENERAC HLDGS INCGENERAC HLDGS INC COM | put | 400 | $0 | new |
| INTER PARFUMS INCINTER PARFUMS INC COM | put | 200 | $0 | -400 |
| SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO COM | call | 700 | $0 | new |
| WINNEBAGO INDS INCWINNEBAGO INDS INC COM | put | 200 | $0 | +100 |
| SCHNITZER STL INDSSCHNITZER STL INDS CL A | put | 200 | $0 | new |
| SCHWAB CHARLES CORP NEWSCHWAB CHARLES CORP NEW COM | put | 1,200 | $0 | new |
| KODIAK OIL & GAS CORPKODIAK OIL & GAS CORP COM | call | 1,000 | $0 | new |
| KOHLS CORPKOHLS CORP COM | put | 1,400 | $0 | +800 |
| LEGG MASON INCLEGG MASON INC COM | call | 500 | $0 | new |
| ABB LTDABB LTD SPONSORED ADR | put | 1,000 | $0 | +400 |
| ARLINGTON ASSET INVT CORPARLINGTON ASSET INVT CORP CL A NEW | put | 700 | $0 | -2,000 |
| CONSOLIDATED COMM HLDGS INCCONSOLIDATED COMM HLDGS INC COM | call | 200 | $0 | 0 |
| CONSOLIDATED EDISON INCCONSOLIDATED EDISON INC COM | put | 500 | $0 | new |
| CONSOLIDATED EDISON INCCONSOLIDATED EDISON INC COM | call | 300 | $0 | +200 |
| FRESH MKT INCFRESH MKT INC COM | put | 300 | $0 | new |
| HASBRO INCHASBRO INC COM | call | 100 | $0 | new |
| XO GROUP INCXO GROUP INC COM | put | 100 | $0 | 0 |
| TERADATA CORP DELTERADATA CORP DEL COM | call | 600 | $0 | -300 |
| PROCERA NETWORKS INCPROCERA NETWORKS INC COM NEW | put | 2,000 | $0 | -1,200 |
| MAGELLAN MIDSTREAM PRTNRS LPMAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP | put | 100 | $0 | new |
| KRATON PERFORMANCE POLYMERSKRATON PERFORMANCE POLYMERS COM | put | 1,000 | $0 | new |
| KRISPY KREME DOUGHNUTS INCKRISPY KREME DOUGHNUTS INC COM | put | 100 | $0 | new |
| KULICKE & SOFFA INDS INCKULICKE & SOFFA INDS INC COM | put | 3,400 | $0 | 0 |
| AGCO CORPAGCO CORP COM | call | 900 | $0 | +700 |
| CHART INDS INCCHART INDS INC COM PAR $0.01 | call | 300 | $0 | new |
| COEUR MNG INCCOEUR MNG INC COM NEW | call | 100 | $0 | -1,100 |
| HEALTH MGMT ASSOC INC NEWHEALTH MGMT ASSOC INC NEW CL A | call | 400 | $0 | -3,000 |
| HURON CONSULTING GROUP INCHURON CONSULTING GROUP INC COM | put | 800 | $0 | -400 |
| HYATT HOTELS CORPHYATT HOTELS CORP COM CL A | call | 200 | $0 | new |
| SIGMA ALDRICH CORPSIGMA ALDRICH CORP COM | put | 800 | $0 | new |
| WASTE MGMT INC DELWASTE MGMT INC DEL COM | put | 700 | $0 | +500 |
| WEIGHT WATCHERS INTL INC NEWWEIGHT WATCHERS INTL INC NEW COM | put | 400 | $0 | new |
| REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC COM | call | 400 | $0 | new |
| U S G CORPU S G CORP COM NEW | call | 400 | $0 | new |
| LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP COM NEW | put | 600 | $0 | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 614. All 614
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PDC ENERGY INCPDC ENERGY INC COM | principal | 2,900 | $152K | new |
| DOMTAR CORPDOMTAR CORP COM NEW | principal | 1,414 | $135K | new |
| BLACKROCK INC CL ABLACKROCK INC CL A COM | principal | 400 | $126K | +100 |
| COMERICA INCCOMERICA INC COM | principal | 2,579 | $123K | new |
| BHP BILLITON PLCBHP BILLITON PLC SPONSORED ADR | principal | 1,900 | $117K | +1,800 |
| INTUITIVE SURGICAL INCINTUITIVE SURGICAL INC COM NEW | principal | 300 | $115K | new |
| OMNICARE INC COMOMNICARE INC COM COM | principal | 1,875 | $113K | +1,775 |
| IAC INTERACTIVECORPIAC INTERACTIVECORP COM PAR $.001 | principal | 1,600 | $110K | +886 |
| F5 NETWORKS INCF5 NETWORKS INC COM | principal | 1,200 | $108K | +300 |
| Fiserv IncFiserv Inc COM | principal | 1,788 | $105K | +1,612 |
| TEVA PHARMACEUTICAL INDS LTDTEVA PHARMACEUTICAL INDS LTD ADR | principal | 2,565 | $103K | +1,600 |
| SIGMA ALDRICH CORPSIGMA ALDRICH CORP COM | principal | 1,100 | $103K | new |
| TOLL BROTHERS INCTOLL BROTHERS INC COM | principal | 2,732 | $101K | +2,195 |
| E TRADE FINANCIAL CORPE TRADE FINANCIAL CORP COM NEW | principal | 5,104 | $99K | +2,304 |
| ALIGN TECHNOLOGY INCALIGN TECHNOLOGY INC COM | principal | 1,702 | $97K | -100 |
| Foster Wheeler AGFoster Wheeler AG COM | principal | 2,900 | $95K | -1,000 |
| WHOLE FOODS MKT INCWHOLE FOODS MKT INC COM | principal | 1,592 | $92K | +1,392 |
| WELLS FARGO & CO NEWWELLS FARGO & CO NEW COM | principal | 2,000 | $91K | +1,500 |
| U. S. BancorpU. S. Bancorp COM | principal | 2,186 | $88K | new |
| BOEING CO COMBOEING CO COM COM | principal | 647 | $88K | -200 |
| FEI COFEI CO COM | principal | 985 | $88K | new |
| INTERACTIVE BROKERS GROUP ININTERACTIVE BROKERS GROUP IN COM | principal | 3,600 | $88K | new |
| HESS CORPHESS CORP COM | principal | 1,035 | $86K | new |
| OXFORD INDS INCOXFORD INDS INC COM | principal | 1,080 | $86K | +600 |
| Exxon Mobil CorporationExxon Mobil Corporation COM | principal | 850 | $85K | +300 |
| Pepsico Inc.Pepsico Inc. COM | principal | 1,000 | $83K | +100 |
| CHINA MOBILE LIMITEDCHINA MOBILE LIMITED SPONSORED ADR | principal | 1,588 | $83K | +1,287 |
| ADOBE SYS INCADOBE SYS INC COM | principal | 1,400 | $83K | +700 |
| LOWES COS INC COMLOWES COS INC COM COM | principal | 1,656 | $82K | +857 |
| VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL COM | principal | 700 | $82K | +200 |
| CORNING INCCORNING INC COM | principal | 4,589 | $82K | new |
| FLUOR COPR NEWFLUOR COPR NEW COM | principal | 1,000 | $80K | new |
| TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP COM | principal | 817 | $78K | new |
| PLEXUS CORPPLEXUS CORP COM | principal | 1,810 | $77K | new |
| ACUITY BRANDS INCACUITY BRANDS INC COM | principal | 700 | $77K | new |
| BUCKEYE PARTNERS L PBUCKEYE PARTNERS L P UNIT LTD PARTN | principal | 1,082 | $76K | +500 |
| MOODYS CORPMOODYS CORP COM | principal | 963 | $75K | +790 |
| CAPITAL ONE FINL CORPCAPITAL ONE FINL CORP COM | principal | 993 | $75K | new |
| VALMONT INDS INCVALMONT INDS INC COM | principal | 499 | $74K | new |
| JUNIPER NETWORKS INCJUNIPER NETWORKS INC COM | principal | 3,273 | $74K | +2,973 |
| UGI CORP NEWUGI CORP NEW COM | principal | 1,800 | $74K | +700 |
| KOHLS CORPKOHLS CORP COM | principal | 1,318 | $74K | +1,100 |
| General Electric CompanyGeneral Electric Company COM | principal | 2,610 | $73K | new |
| Ingersoll Rand PLCIngersoll Rand PLC COM | principal | 1,185 | $73K | -200 |
| VEECO INSTRS INC DELVEECO INSTRS INC DEL COM | principal | 2,242 | $72K | new |
| SALIX PHARMACEUTICALS INCSALIX PHARMACEUTICALS INC COM | principal | 800 | $71K | new |
| GROUP 1 AUTOMOTIVE INCGROUP 1 AUTOMOTIVE INC COM | principal | 996 | $71K | +896 |
| MOTOROLA SOLUTIONS INCMOTOROLA SOLUTIONS INC COM NEW | principal | 1,060 | $71K | +852 |
| EDISON INTLEDISON INTL COM | principal | 1,529 | $71K | +1,456 |
| PATTERSON COS INC COMPATTERSON COS INC COM COM | principal | 1,702 | $70K | +200 |
| DEUTSCHE BANK AGDEUTSCHE BANK AG NAMEN AKT | principal | 1,443 | $70K | new |
| MOSAIC CO NEWMOSAIC CO NEW COM | principal | 1,446 | $68K | new |
| UNITEDHEALTH GROUP INUNITEDHEALTH GROUP IN COM | principal | 900 | $67K | new |
| CANADIAN NAT RES LTDCANADIAN NAT RES LTD COM | principal | 1,991 | $67K | -199 |
| CEC ENTMT INCCEC ENTMT INC COM | principal | 1,518 | $67K | new |
| CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC COM | principal | 1,388 | $67K | -12 |
| Union Pacific CorporationUnion Pacific Corporation COM | principal | 400 | $66K | +300 |
| JOHNSON CTLS INC COMJOHNSON CTLS INC COM COM | principal | 1,300 | $66K | new |
| AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC COM NEW | principal | 1,300 | $66K | -1,100 |
| PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN COM | principal | 1,246 | $65K | +1,012 |
| CONAGRA INCCONAGRA INC COM | principal | 1,861 | $63K | new |
| EXELON CORPEXELON CORP COM | principal | 2,297 | $63K | +1,997 |
| LOUISIANA PAC CORPLOUISIANA PAC CORP COM | principal | 3,300 | $62K | +2,000 |
| NORDSTROM INCNORDSTROM INC COM | principal | 1,008 | $62K | +700 |
| KELLOGG COKELLOGG CO COM | principal | 1,000 | $61K | new |
| NU SKIN ENTERPRISES INCNU SKIN ENTERPRISES INC CL A | principal | 440 | $61K | new |
| FLIR SYS INCFLIR SYS INC COM | principal | 2,036 | $61K | -1,167 |
| MOVE INCMOVE INC COM NEW | principal | 3,863 | $61K | +1,400 |
| HONDA MOTOR LTDHONDA MOTOR LTD AMERN SHS | principal | 1,447 | $60K | +748 |
| LANDSTAR SYS INCLANDSTAR SYS INC COM | principal | 1,040 | $60K | +800 |
| ARCHER-DANIELS-MIDLAND COARCHER-DANIELS-MIDLAND CO COM | principal | 1,346 | $59K | new |
| CHURCH & DWIGHT INCCHURCH & DWIGHT INC COM | principal | 890 | $59K | new |
| SPIRIT AEROSYSTEMS HLDGS INCSPIRIT AEROSYSTEMS HLDGS INC COM CL A | principal | 1,700 | $58K | new |
| HNI CORPHNI CORP COM | principal | 1,449 | $57K | new |
| SOLARWINDS INCSOLARWINDS INC COM | principal | 1,500 | $57K | new |
| PRICE T ROWE GROUP INCPRICE T ROWE GROUP INC COM | principal | 687 | $57K | +618 |
| TIME WARNER INC COMTIME WARNER INC COM COM | principal | 800 | $56K | new |
| AVNET INC COMAVNET INC COM COM | principal | 1,273 | $56K | -1,440 |
| CAMPBELL SOUP COCAMPBELL SOUP CO COM | principal | 1,300 | $56K | new |
| CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC COM | principal | 1,274 | $56K | -1,300 |
| HDFC BANK LTDHDFC BANK LTD ADR REPS 3 SHS | principal | 1,618 | $56K | +943 |
| PATTERSON UTI ENERGY INCPATTERSON UTI ENERGY INC COM | principal | 2,200 | $56K | +100 |
| VODAFONE GROUP PLC NEWVODAFONE GROUP PLC NEW SPONS ADR NEW | principal | 1,400 | $55K | -400 |
| SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO COM | principal | 1,400 | $55K | new |
| ARRIS GROUP INC NEWARRIS GROUP INC NEW COM | principal | 2,285 | $55K | new |
| TENNANT COTENNANT CO COM | principal | 809 | $55K | new |
| ANIXTER INTL INC COMANIXTER INTL INC COM COM | principal | 600 | $54K | new |
| PRECISION CASTPARTS CORPPRECISION CASTPARTS CORP COM | principal | 200 | $54K | new |
| FIFTH THIRD BANCORPFIFTH THIRD BANCORP COM | principal | 2,574 | $54K | new |
| MCGRAW HILL FINL INCMCGRAW HILL FINL INC COM | principal | 700 | $54K | +227 |
| PETSMART INCPETSMART INC COM | principal | 740 | $54K | +428 |
| TIME WARNER CABLE INCTIME WARNER CABLE INC COM | principal | 400 | $54K | +100 |
| CITIGROUP INCCITIGROUP INC COM | principal | 1,022 | $53K | new |
| MICROCHIP TECHNOLOGY INCMICROCHIP TECHNOLOGY INC COM | principal | 1,200 | $53K | +1,000 |
| MATTEL INCMATTEL INC COM | principal | 1,100 | $53K | new |
| LOEWS CORPLOEWS CORP COM | principal | 1,100 | $53K | new |
| Microsoft CorporationMicrosoft Corporation COM | principal | 1,400 | $52K | -100 |
| YUM BRANDS INC COMYUM BRANDS INC COM COM | principal | 700 | $52K | +264 |
| VERIFONE SYS INCVERIFONE SYS INC COM | principal | 2,000 | $52K | new |
| GENERAL DYNAMICS CORPGENERAL DYNAMICS CORP COM | principal | 535 | $51K | +400 |
Sold out in Q4 2013
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 843. All 843
| Security | Shares before | Value before | Type |
|---|---|---|---|
| FAIR ISAAC CORPFAIR ISAAC CORP | 2,000 | $110K | principal |
| METTLER-TOLEDO INTL IMETTLER-TOLEDO INTL I | 400 | $96K | principal |
| BANK N S HALIFAXBANK N S HALIFAX | 1,600 | $92K | principal |
| OCWEN FINL CORP COMOCWEN FINL CORP COM | 1,600 | $91K | principal |
| ROYAL DUTCH SHELL PLCROYAL DUTCH SHELL PLC | 1,386 | $91K | principal |
| ARMSTRONG WORLD INDS INC NEWARMSTRONG WORLD INDS INC NEW | 1,600 | $88K | principal |
| RYANAIR HLDGS PLCRYANAIR HLDGS PLC | 1,634 | $82K | principal |
| CYTEC INDS INCCYTEC INDS INC | 1,000 | $81K | principal |
| Yahoo Inc.Yahoo Inc. | 2,397 | $80K | principal |
| STONE ENERGY CORPSTONE ENERGY CORP | 2,450 | $80K | principal |
| NIKE INCNIKE INC | 1,049 | $77K | principal |
| UNITED CONTL HLDGS INCUNITED CONTL HLDGS INC | 2,400 | $74K | principal |
| CONCUR TECHNOLOGIES INCCONCUR TECHNOLOGIES INC | 657 | $74K | principal |
| AVAGO TECHNOLOGIES LTDAVAGO TECHNOLOGIES LTD | 1,711 | $73K | principal |
| MIDDLEBY CORPMIDDLEBY CORP | 331 | $70K | principal |
| CONSOL ENERGY INCCONSOL ENERGY INC | 2,100 | $70K | principal |
| JONES LANG LASALLE INCJONES LANG LASALLE INC | 800 | $70K | principal |
| HUMANA INCHUMANA INC | 699 | $66K | principal |
| M D C HLDGS INC COMM D C HLDGS INC COM | 2,200 | $66K | principal |
| MERITAGE HOMES CORPMERITAGE HOMES CORP | 1,488 | $64K | principal |
| Amazon.com Inc.Amazon.com Inc. | 200 | $63K | principal |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW | 900 | $60K | principal |
| SCHLUMBERGER LTDSCHLUMBERGER LTD | 3,700 | $60K | call |
| EASTMAN CHEM COEASTMAN CHEM CO | 760 | $59K | principal |
| MADDEN STEVEN LTDMADDEN STEVEN LTD | 1,085 | $57K | principal |
| INTERNATIONAL RECTIFIER CORPINTERNATIONAL RECTIFIER CORP | 2,190 | $55K | principal |
| PETROLEO BRASILEIRO SA PETROPETROLEO BRASILEIRO SA PETRO | 3,515 | $54K | principal |
| Discover Financial Services…Discover Financial Services Inc | 1,031 | $53K | principal |
| SANDERSON FARMS INC CSANDERSON FARMS INC C | 800 | $52K | principal |
| DECKERS OUTDOOR CORPDECKERS OUTDOOR CORP | 800 | $52K | principal |
| POLARIS INDS INCPOLARIS INDS INC | 405 | $52K | principal |
| MULTIMEDIA GAMES HLDG CO INCMULTIMEDIA GAMES HLDG CO INC | 1,489 | $52K | principal |
| ARROW ELECTRS INC COMARROW ELECTRS INC COM | 1,055 | $51K | principal |
| APACHE CORPAPACHE CORP | 597 | $51K | principal |
| CEPHEIDCEPHEID | 1,293 | $51K | principal |
| WABCO HLDGS INCWABCO HLDGS INC | 597 | $50K | principal |
| NORDSON CORPNORDSON CORP | 685 | $50K | principal |
| INTERACTIVE INTELLIGENCE GROINTERACTIVE INTELLIGENCE GRO | 786 | $50K | principal |
| ROGERS CORPROGERS CORP | 769 | $46K | principal |
| TORO COTORO CO | 840 | $46K | principal |
| Aflac IncorporatedAflac Incorporated | 700 | $44K | principal |
| TETRA TECH INC NEWTETRA TECH INC NEW | 1,682 | $44K | principal |
| TEREX CORP NEWTEREX CORP NEW | 1,259 | $43K | principal |
| HI-TECH PHARMACAL INCHI-TECH PHARMACAL INC | 1,000 | $43K | principal |
| HANESBRANDS INCHANESBRANDS INC | 680 | $43K | principal |
| CF Industries Holdings Inc.CF Industries Holdings Inc. | 200 | $42K | principal |
| AT&T INCAT&T INC | 1,200 | $41K | principal |
| DEERE & CODEERE & CO | 500 | $41K | principal |
| ALON USA ENERGY INCALON USA ENERGY INC | 3,972 | $41K | principal |
| HOME INNS & HOTELS MGMT INCHOME INNS & HOTELS MGMT INC | 1,183 | $40K | principal |
| LEUCADIA NATL CORPLEUCADIA NATL CORP | 1,468 | $40K | principal |
| VISA INC COM CL AVISA INC COM CL A | 200 | $39K | principal |
| ALLSCRIPTS HEALTHCARE SOLUTNALLSCRIPTS HEALTHCARE SOLUTN | 2,600 | $39K | principal |
| LAMAR ADVERTISING COLAMAR ADVERTISING CO | 838 | $39K | principal |
| BLUCORA INCBLUCORA INC | 1,716 | $39K | principal |
| METLIFE INC COMMETLIFE INC COM | 795 | $38K | principal |
| BOYD GAMING CORPBOYD GAMING CORP | 2,700 | $38K | principal |
| DOMINION RES INC VA NEWDOMINION RES INC VA NEW | 600 | $37K | principal |
| PICO HLDGS INCPICO HLDGS INC | 1,701 | $37K | principal |
| PAYCHEX INCPAYCHEX INC | 912 | $37K | principal |
| TENNECO INCTENNECO INC | 706 | $36K | principal |
| ICICI BK LTDICICI BK LTD | 1,121 | $35K | principal |
| COMMVAULT SYSTEMS INCCOMMVAULT SYSTEMS INC | 399 | $35K | principal |
| TORONTO DOMINION BK ONTTORONTO DOMINION BK ONT | 379 | $34K | principal |
| BLACK BOX CORP DELBLACK BOX CORP DEL | 1,099 | $34K | principal |
| CONSOLIDATED GRAPHICS INCCONSOLIDATED GRAPHICS INC | 600 | $34K | principal |
| SIERRA WIRELESS INCSIERRA WIRELESS INC | 2,000 | $33K | principal |
| PERKINELMER INC COMPERKINELMER INC COM | 800 | $30K | principal |
| WEYERHAEUSER COWEYERHAEUSER CO | 1,044 | $30K | principal |
| CUBIC CORPCUBIC CORP | 559 | $30K | principal |
| ULTIMATE SOFTWARE GROUP INCULTIMATE SOFTWARE GROUP INC | 200 | $29K | principal |
| DOLLAR TREE INCDOLLAR TREE INC | 500 | $29K | principal |
| PEABODY ENERGY CORPPEABODY ENERGY CORP | 1,675 | $29K | principal |
| FEDEX CORP COMFEDEX CORP COM | 247 | $28K | principal |
| BRISTOL MYERS SQUIBBBRISTOL MYERS SQUIBB | 600 | $28K | principal |
| HEWLETT PACKARD COHEWLETT PACKARD CO | 1,300 | $28K | principal |
| GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC | 175 | $28K | principal |
| COMTECH TELECOMMUNICATIONS CCOMTECH TELECOMMUNICATIONS C | 1,133 | $28K | principal |
| ICU MED INCICU MED INC | 400 | $27K | principal |
| IGATE CORPIGATE CORP | 3,000 | $27K | call |
| CARMAX INCCARMAX INC | 546 | $27K | principal |
| MCKESSON CORPORATIONMCKESSON CORPORATION | 200 | $26K | principal |
| ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN | 570 | $26K | principal |
| BIG LOTS INCBIG LOTS INC | 707 | $26K | principal |
| Perrigo CompanyPerrigo Company | 200 | $25K | principal |
| SYSCO CORP COMSYSCO CORP COM | 768 | $25K | principal |
| TECO ENERGY INCTECO ENERGY INC | 1,500 | $25K | principal |
| NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD | 1,500 | $25K | principal |
| ESTERLINE TECHNOLOGIES CORPESTERLINE TECHNOLOGIES CORP | 320 | $25K | principal |
| ALBEMARLE CORPALBEMARLE CORP | 400 | $25K | principal |
| AMERICAN WTR WKS CO INC NEWAMERICAN WTR WKS CO INC NEW | 621 | $25K | principal |
| MEDASSETS INCMEDASSETS INC | 1,000 | $25K | principal |
| CAPELLA EDUCATION COMPANYCAPELLA EDUCATION COMPANY | 436 | $25K | principal |
| Cummins Engine Inc.Cummins Engine Inc. | 183 | $24K | principal |
| INVESTMENT TECHNOLOGYINVESTMENT TECHNOLOGY | 1,518 | $24K | principal |
| VERIZON COMMUNICATIONVERIZON COMMUNICATION | 500 | $24K | principal |
| BRIGGS & STRATTON CORPBRIGGS & STRATTON CORP | 1,180 | $24K | principal |
| AMERICAN PUBLIC EDUCATION INAMERICAN PUBLIC EDUCATION IN | 634 | $24K | principal |
| WOLVERINE WORLD WIDE INCWOLVERINE WORLD WIDE INC | 400 | $23K | principal |
| ANGLOGOLD ASHANTI LTDANGLOGOLD ASHANTI LTD | 1,700 | $23K | principal |
How Q4 2013 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001421412-14-000001 | base | 2014-01-15 | acceptance time not in the bulk data set |