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Spectrum Asset Management, Inc. (NB/CA)

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13F filer, CIK 1632078, NEWPORT BEACH, CA

Spectrum Asset Management, Inc. (NB/CA) reported $284,430,382 across 109 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-10-23. Its ten largest share positions make up 39.45% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001632078-25-000015

Period
2025-09-30
Reported value
$284M
Holdings
109
Top 10 weight
39.45%
New
14
Sold out
3

Largest buys vs the previous quarter

SecurityShares changeApprox. value
VUSBnew+428,467$21.4M
VYMInew+55,020$4.66M
DSEPadded+97,293$4.3M
GOOGadded+10,242$2.49M
RSPadded+7,733$1.47M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BRK-Breduced-1,612-$810K
ACNexited-2,399-$717K
CVXreduced-3,628-$563K
CTSHexited-6,237-$487K
WMTreduced-4,629-$477K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001632078-25-000015, largest first. % of portfolio is the value over $284,428,699, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VUSBVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 428,467 shares 428,467$21.4M7.53%newTimeline
RSPINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 66,915 shares; 2024Q4: 80,718 shares; 2025Q1: 86,065 shares; 2025Q2: 60,951 shares; 2025Q3: 68,684 shares 68,684$13M4.58%+7,733Timeline
SCHVSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 198,162 shares; 2024Q4: 582,529 shares; 2025Q1: 594,440 shares; 2025Q2: 393,646 shares; 2025Q3: 410,880 shares 410,880$12M4.21%+17,234Timeline
DSEPFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 171,787 shares; 2024Q4: 170,646 shares; 2025Q1: 169,405 shares; 2025Q2: 169,238 shares; 2025Q3: 266,531 shares 266,531$11.8M4.14%+97,293Timeline
USMVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 118,553 shares; 2024Q4: 112,435 shares; 2025Q1: 116,135 shares; 2025Q2: 119,806 shares; 2025Q3: 123,164 shares 123,164$11.7M4.12%+3,358Timeline
IAUISHARES GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 249,697 shares; 2024Q4: 151,377 shares; 2025Q1: 154,380 shares; 2025Q2: 156,113 shares; 2025Q3: 160,315 shares 160,315$11.7M4.1%+4,202Timeline
DMARFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 141,874 shares; 2024Q4: 139,471 shares; 2025Q1: 139,108 shares; 2025Q2: 241,169 shares; 2025Q3: 238,549 shares 238,549$9.73M3.42%-2,620Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,185 shares; 2024Q4: 28,270 shares; 2025Q1: 28,358 shares; 2025Q2: 27,685 shares; 2025Q3: 26,814 shares 26,814$7.54M2.65%-871Timeline
SCHGSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 92,660 shares; 2024Q4: 372,331 shares; 2025Q1: 311,231 shares; 2025Q2: 210,977 shares; 2025Q3: 212,025 shares 212,025$6.77M2.38%+1,048Timeline
DFEBFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 116,506 shares; 2024Q4: 114,701 shares; 2025Q1: 148,033 shares; 2025Q2: 144,889 shares; 2025Q3: 142,103 shares 142,103$6.61M2.33%-2,786Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,985 shares; 2024Q4: 12,348 shares; 2025Q1: 12,474 shares; 2025Q2: 12,299 shares; 2025Q3: 12,062 shares 12,062$6.25M2.2%-237Timeline
DMAYFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,205 shares; 2024Q4: 9,205 shares; 2025Q1: 8,865 shares; 2025Q2: 139,416 shares; 2025Q3: 136,741 shares 136,741$6.06M2.13%-2,675Timeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 114,589 shares; 2024Q4: 70,004 shares; 2025Q1: 72,085 shares; 2025Q2: 72,679 shares; 2025Q3: 74,372 shares 74,372$5.93M2.09%+1,693Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,695 shares; 2024Q4: 2,247 shares; 2025Q1: 1,747 shares; 2025Q2: 11,191 shares; 2025Q3: 21,433 shares 21,433$5.22M1.84%+10,242Timeline
SCHWCHARLES SCHWAB CORP (THE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 65,167 shares; 2024Q4: 65,631 shares; 2025Q1: 66,378 shares; 2025Q2: 54,850 shares; 2025Q3: 53,049 shares 53,049$5.06M1.78%-1,801Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 32,632 shares; 2024Q4: 32,861 shares; 2025Q1: 32,822 shares; 2025Q2: 35,244 shares; 2025Q3: 31,616 shares 31,616$4.91M1.73%-3,628Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 22,069 shares; 2024Q4: 20,872 shares; 2025Q1: 20,846 shares; 2025Q2: 20,610 shares; 2025Q3: 20,557 shares 20,557$4.76M1.67%-53Timeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 22,428 shares; 2024Q4: 22,487 shares; 2025Q1: 22,900 shares; 2025Q2: 22,417 shares; 2025Q3: 22,369 shares 22,369$4.71M1.66%-48Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 78,505 shares; 2024Q4: 58,691 shares; 2025Q1: 51,475 shares; 2025Q2: 50,032 shares; 2025Q3: 45,403 shares 45,403$4.68M1.65%-4,629Timeline
VYMIVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 55,020 shares 55,020$4.66M1.64%newTimeline
LHXL3HARRIS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,996 shares; 2024Q4: 15,867 shares; 2025Q1: 15,712 shares; 2025Q2: 15,335 shares; 2025Q3: 15,196 shares 15,196$4.64M1.63%-139Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,994 shares; 2024Q4: 30,333 shares; 2025Q1: 38,096 shares; 2025Q2: 41,054 shares; 2025Q3: 41,137 shares 41,137$4.64M1.63%+83Timeline
SCHFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 145,679 shares; 2024Q4: 311,754 shares; 2025Q1: 321,755 shares; 2025Q2: 195,886 shares; 2025Q3: 198,372 shares 198,372$4.62M1.62%+2,486Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 64,170 shares; 2024Q4: 64,793 shares; 2025Q1: 64,847 shares; 2025Q2: 65,280 shares; 2025Q3: 64,586 shares 64,586$4.42M1.55%-694Timeline
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 34,193 shares; 2024Q4: 34,337 shares; 2025Q1: 34,219 shares; 2025Q2: 34,162 shares; 2025Q3: 33,855 shares 33,855$4.19M1.47%-307Timeline
EMEEMCOR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 6,417 shares; 2025Q3: 6,429 shares 6,429$4.18M1.47%+12Timeline
LINLINDE PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 8,870 shares; 2025Q2: 8,569 shares; 2025Q3: 8,590 shares 8,590$4.08M1.43%+21Timeline
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 40,454 shares; 2024Q4: 41,294 shares; 2025Q1: 41,061 shares; 2025Q2: 40,937 shares; 2025Q3: 41,067 shares 41,067$3.94M1.39%+130Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,950 shares; 2024Q4: 9,040 shares; 2025Q1: 9,453 shares; 2025Q2: 9,048 shares; 2025Q3: 7,436 shares 7,436$3.74M1.31%-1,612Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,815 shares; 2024Q4: 28,968 shares; 2025Q1: 28,626 shares; 2025Q2: 28,121 shares; 2025Q3: 27,648 shares 27,648$3.63M1.28%-473Timeline
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 24,655 shares; 2025Q3: 26,168 shares 26,168$3.36M1.18%+1,513Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 25,879 shares; 2024Q4: 26,019 shares; 2025Q1: 25,798 shares; 2025Q2: 24,957 shares; 2025Q3: 24,962 shares 24,962$3.34M1.18%+5Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 74,173 shares; 2024Q4: 74,490 shares; 2025Q1: 74,972 shares; 2025Q2: 75,171 shares; 2025Q3: 75,098 shares 75,098$3.3M1.16%-73Timeline
EWEDWARDS LIFESCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 38,054 shares; 2024Q4: 35,633 shares; 2025Q1: 38,543 shares; 2025Q2: 39,083 shares; 2025Q3: 38,960 shares 38,960$3.03M1.07%-123Timeline
LNGCHENIERE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 6,203 shares; 2025Q3: 12,017 shares 12,017$2.82M0.99%+5,814Timeline
SCJISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 28,514 shares; 2025Q1: 29,485 shares; 2025Q2: 29,899 shares; 2025Q3: 29,879 shares 29,879$2.75M0.97%-20Timeline
AAAUGOLDMAN SACHS PHYSICAL GOLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 71,360 shares; 2025Q3: 71,332 shares 71,332$2.72M0.96%-28Timeline
EWZISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 83,568 shares; 2025Q3: 82,739 shares 82,739$2.56M0.9%-829Timeline
EWWISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 38,536 shares; 2025Q3: 37,600 shares 37,600$2.56M0.9%-936Timeline
MLPXGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 38,530 shares; 2025Q3: 39,065 shares 39,065$2.45M0.86%+535Timeline
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 3 shares; 2025Q2: 3 shares; 2025Q3: 3 shares 3$2.26M0.8%0Timeline
SCHBSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 30,312 shares; 2024Q4: 92,050 shares; 2025Q1: 75,025 shares; 2025Q2: 78,528 shares; 2025Q3: 80,899 shares 80,899$2.08M0.73%+2,371Timeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,249 shares; 2024Q4: 19,903 shares; 2025Q1: 21,155 shares; 2025Q2: 22,232 shares; 2025Q3: 23,235 shares 23,235$2.08M0.73%+1,003Timeline
FISVFISERV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 7,817 shares; 2025Q3: 15,935 shares 15,935$2.05M0.72%+8,118Timeline
FLJPFRANKLIN TEMPLETON ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 58,219 shares; 2025Q3: 58,429 shares 58,429$2.02M0.71%+210Timeline
SCHRSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 30,789 shares; 2025Q3: 79,439 shares 79,439$2M0.7%+48,650Timeline
EWAISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 68,692 shares; 2025Q3: 68,677 shares 68,677$1.85M0.65%-15Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,554 shares; 2024Q4: 2,555 shares; 2025Q1: 2,738 shares; 2025Q2: 2,739 shares; 2025Q3: 2,741 shares 2,741$1.83M0.64%+2Timeline
ESGUISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,346 shares; 2024Q4: 19,703 shares; 2025Q1: 12,716 shares; 2025Q2: 11,972 shares; 2025Q3: 12,344 shares 12,344$1.8M0.63%+372Timeline
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,627 shares; 2024Q4: 7,428 shares; 2025Q1: 6,137 shares; 2025Q2: 3,602 shares; 2025Q3: 3,567 shares 3,567$1.71M0.6%-35Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,047 shares; 2024Q4: 2,048 shares; 2025Q1: 1,494 shares; 2025Q2: 1,495 shares; 2025Q3: 1,493 shares 1,493$1.38M0.49%-2Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,380 shares; 2024Q4: 4,945 shares; 2025Q1: 4,950 shares; 2025Q2: 5,325 shares; 2025Q3: 5,383 shares 5,383$1.31M0.46%+58Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,968 shares; 2024Q4: 1,971 shares; 2025Q1: 3,819 shares; 2025Q2: 3,822 shares; 2025Q3: 3,825 shares 3,825$1.31M0.46%+3Timeline
MCKMCKESSON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 600 shares; 2024Q4: 600 shares; 2025Q1: 1,600 shares; 2025Q2: 1,600 shares; 2025Q3: 1,600 shares 1,600$1.24M0.44%0Timeline
RTXRTX CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,508 shares; 2024Q4: 11,527 shares; 2025Q1: 8,300 shares; 2025Q2: 8,317 shares; 2025Q3: 7,204 shares 7,204$1.21M0.42%-1,113Timeline
DNOVFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 24,800 shares; 2025Q1: 24,800 shares; 2025Q2: 24,800 shares; 2025Q3: 24,800 shares 24,800$1.16M0.41%0Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,369 shares; 2024Q4: 4,356 shares; 2025Q1: 4,283 shares; 2025Q2: 4,253 shares; 2025Q3: 4,310 shares 4,310$1.1M0.39%+57Timeline
TLTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,370 shares; 2024Q4: 8,370 shares; 2025Q1: 8,370 shares; 2025Q2: 8,370 shares; 2025Q3: 8,370 shares 8,370$748K0.26%0Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,410 shares; 2024Q4: 13,404 shares; 2025Q1: 13,286 shares; 2025Q2: 12,599 shares; 2025Q3: 12,452 shares 12,452$746K0.26%-147Timeline
ESLTELBIT SYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,810 shares; 2024Q4: 3,810 shares; 2025Q1: 1,755 shares; 2025Q2: 1,755 shares; 2025Q3: 1,436 shares 1,436$732K0.26%-319Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 9,939 shares 9,939$693K0.24%newTimeline
ASMLASML HLDG NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 714 shares; 2025Q3: 714 shares 714$691K0.24%0Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,207 shares; 2024Q4: 2,215 shares; 2025Q1: 2,122 shares; 2025Q2: 2,130 shares; 2025Q3: 2,138 shares 2,138$650K0.23%+8Timeline
PHMPULTE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 4,852 shares; 2025Q3: 4,852 shares 4,852$642K0.23%0Timeline
VONEVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,373 shares; 2024Q4: 3,348 shares; 2025Q1: 2,138 shares; 2025Q2: 2,163 shares; 2025Q3: 2,094 shares 2,094$633K0.22%-69Timeline
IBTHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,684 shares; 2024Q4: 20,726 shares; 2025Q1: 21,662 shares; 2025Q2: 27,636 shares; 2025Q3: 28,052 shares 28,052$632K0.22%+416Timeline
CIBRFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 8,295 shares; 2025Q3: 8,301 shares 8,301$631K0.22%+6Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 4,762 shares; 2025Q3: 4,758 shares 4,758$565K0.2%-4Timeline
PAYCPAYCOM SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 4,381 shares; 2025Q1: 2,538 shares; 2025Q2: 2,538 shares; 2025Q3: 2,538 shares 2,538$528K0.19%0Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,991 shares; 2024Q4: 16,003 shares; 2025Q1: 16,006 shares; 2025Q2: not reported; 2025Q3: 14,938 shares 14,938$518K0.18%newTimeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,078 shares; 2024Q4: 1,082 shares; 2025Q1: 1,086 shares; 2025Q2: 1,090 shares; 2025Q3: 1,123 shares 1,123$515K0.18%+33Timeline
AXSAXIS CAP HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 5,189 shares 5,189$499K0.18%newTimeline
PGRPROGRESSIVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 2,012 shares 2,012$497K0.17%newTimeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,546 shares; 2024Q4: 1,498 shares; 2025Q1: 1,498 shares; 2025Q2: 1,498 shares; 2025Q3: 1,498 shares 1,498$493K0.17%0Timeline
MCOMOODYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 984 shares 984$469K0.16%newTimeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 16,340 shares; 2024Q4: 16,799 shares; 2025Q1: 17,060 shares; 2025Q2: 17,679 shares; 2025Q3: 17,812 shares 17,812$454K0.16%+133Timeline
ITBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 4,074 shares 4,074$437K0.15%newTimeline
IBTGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,964 shares; 2024Q4: 13,956 shares; 2025Q1: 14,544 shares; 2025Q2: 18,648 shares; 2025Q3: 18,983 shares 18,983$436K0.15%+335Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 563 shares; 2025Q1: 920 shares; 2025Q2: 978 shares; 2025Q3: 978 shares 978$435K0.15%0Timeline
SRESEMPRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,279 shares; 2024Q4: 5,183 shares; 2025Q1: 4,764 shares; 2025Q2: 4,792 shares; 2025Q3: 4,834 shares 4,834$435K0.15%+42Timeline
MORNMORNINGSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,805 shares; 2024Q4: 1,807 shares; 2025Q1: 1,810 shares; 2025Q2: 1,812 shares; 2025Q3: 1,815 shares 1,815$421K0.15%+3Timeline
ANETARISTA NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 2,747 shares 2,747$400K0.14%newTimeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,820 shares; 2024Q4: 1,935 shares; 2025Q1: 2,875 shares; 2025Q2: 2,052 shares; 2025Q3: 2,052 shares 2,052$383K0.13%0Timeline
MLPAGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,288 shares; 2024Q4: 7,421 shares; 2025Q1: 7,549 shares; 2025Q2: 7,687 shares; 2025Q3: 7,832 shares 7,832$379K0.13%+145Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,083 shares; 2024Q4: 1,027 shares; 2025Q1: 988 shares; 2025Q2: 988 shares; 2025Q3: 988 shares 988$351K0.12%0Timeline
TPLTEXAS PACIFIC LAND CORPORATIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 366 shares; 2025Q3: 366 shares 366$342K0.12%0Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,200 shares; 2024Q4: 1,200 shares; 2025Q1: 1,200 shares; 2025Q2: 1,200 shares; 2025Q3: 1,200 shares 1,200$339K0.12%0Timeline
GEGE AEROSPACEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 1,105 shares; 2025Q2: 1,105 shares; 2025Q3: 1,105 shares 1,105$333K0.12%0Timeline
PANWPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,528 shares 1,528$311K0.11%newTimeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 523 shares; 2024Q4: 468 shares; 2025Q1: 466 shares; 2025Q2: 466 shares; 2025Q3: 464 shares 464$311K0.11%-2Timeline
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,723 shares; 2024Q4: 12,139 shares; 2025Q1: 12,434 shares; 2025Q2: 12,684 shares; 2025Q3: 13,033 shares 13,033$305K0.11%+349
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,077 shares; 2024Q4: 2,077 shares; 2025Q1: 2,112 shares; 2025Q2: 2,133 shares; 2025Q3: 2,153 shares 2,153$302K0.11%+20Timeline
VEEVVEEVA SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,315 shares; 2024Q4: 1,315 shares; 2025Q1: 1,295 shares; 2025Q2: 1,295 shares; 2025Q3: 971 shares 971$289K0.1%-324Timeline
DJULFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,970 shares; 2024Q4: 10,970 shares; 2025Q1: 5,970 shares; 2025Q2: 5,970 shares; 2025Q3: 5,970 shares 5,970$279K0.1%0Timeline
NOWSERVICENOW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 301 shares 301$277K0.1%newTimeline
DAPRFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 7,355 shares; 2025Q3: 6,965 shares 6,965$269K0.09%-390Timeline
MELIMERCADOLIBRE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 221 shares; 2024Q4: 142 shares; 2025Q1: 142 shares; 2025Q2: 142 shares; 2025Q3: 115 shares 115$269K0.09%-27Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 4,451 shares; 2025Q3: 4,979 shares 4,979$257K0.09%+528Timeline
NICENICE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,655 shares; 2025Q3: 1,655 shares 1,655$240K0.08%0Timeline
SPDWSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,921 shares; 2024Q4: 7,922 shares; 2025Q1: 7,922 shares; 2025Q2: 5,539 shares; 2025Q3: 5,539 shares 5,539$237K0.08%0Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 3,405 shares 3,405$229K0.08%newTimeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 955 shares; 2025Q1: not reported; 2025Q2: 955 shares; 2025Q3: 1,015 shares 1,015$223K0.08%+60Timeline
DOCTFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 5,975 shares; 2025Q1: 5,260 shares; 2025Q2: 5,100 shares; 2025Q3: 5,100 shares 5,100$220K0.08%0Timeline
CMGCHIPOTLE MEXICAN GRILL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 5,492 shares 5,492$215K0.08%newTimeline
IWBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 649 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 548 shares 548$200K0.07%newTimeline
BEATHEARTBEAM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 54,400 shares; 2024Q4: 74,400 shares; 2025Q1: 74,400 shares; 2025Q2: 74,400 shares; 2025Q3: 74,400 shares 74,400$123K0.04%0Timeline
TNONWTENON MEDICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,070,000 shares; 2024Q4: 1,070,000 shares; 2025Q1: 1,058,692 shares; 2025Q2: 1,058,692 shares; 2025Q3: 914,314 shares 914,314$17K0.01%-144,378Timeline
TNONTENON MEDICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,025 shares; 2024Q4: 25,650 shares; 2025Q1: 25,650 shares; 2025Q2: 25,650 shares; 2025Q3: 10,650 shares 10,650$12.6K<0.01%-15,000Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
NVDANVIDIA CORPORATION COMput40,000$1.68K+25,000

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ACNACCENTURE PLC IRELAND2,399$717Kshares
CTSHCOGNIZANT TECHNOLOGY SOLUTIO6,237$487Kshares
AAPLAPPLE INC200$302put

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001632078-25-000015 base2025-10-23acceptance time not in the bulk data set