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Disclosery

Southpaw Asset Management LP

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13F filer, CIK 1361978, Stamford, CT

Southpaw Asset Management LP reported $14,589,000 across 7 holdings for the quarter ended 2020-09-30, in a 13F-HR filed 2020-10-23.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-20-002027

Period
2020-09-30
Reported value
$14.6M
Holdings
7
Top 10 weight
100%
New
0
Sold out
6

Largest buys vs the previous quarter

None.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
FINJAN HLDGS INCexited-2,688,245-$4.14M
TDWexited-111,508-$623K
NORTHERN OIL & GAS INC NEVexited-382,146-$321K
ROSEHILL RES INCexited-407,102-$25K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2020

Share positions as resolved from 13F-HR 0001172661-20-002027, largest first. % of portfolio is the value over $8,128,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 105,506 shares; 2020Q1: 105,506 shares; 2020Q2: 105,506 shares; 2020Q3: 105,506 shares 105,506$56K0.69%0
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 114,059 shares; 2020Q1: 114,059 shares; 2020Q2: 114,059 shares; 2020Q3: 114,059 shares 114,059$34K0.42%0
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q4: restricted; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 22,341 shares; 2020Q1: 22,341 shares; 2020Q2: 22,341 shares; 2020Q3: 22,341 shares 22,341$6K0.07%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
TEVATEVA PHARMACEUTICAL INDS LTD ADRcall717,100$6.46M0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
GOLAR LNG LTDGOLAR LNG LTD NOTE 2.750% 2/1principal3,860,000$2.94M0
TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3principal15,196,000$2.73M0
RAMBUS INC DELRAMBUS INC DEL NOTE 1.375% 2/0principal2,256,000$2.36M-1,500,000

Sold out in Q3 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
TWITTER INCTWITTER INC10,000,000$9.8Mprincipal
FINJAN HLDGS INCFINJAN HLDGS INC2,688,245$4.14Mshares
PLNTPLANET FITNESS MASTER ISSUER60,000$3.63Mput
TDWTIDEWATER INC NEW111,508$623Kshares
NORTHERN OIL & GAS INC NEVNORTHERN OIL & GAS INC NEV382,146$321Kshares
ROSEHILL RES INCROSEHILL RES INC407,102$25Kshares

How Q3 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-20-002027 base2020-10-23acceptance time not in the bulk data set