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SOLARIS ASSET MANAGEMENT LLC

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13F filer, CIK 1364739, New York, NY

SOLARIS ASSET MANAGEMENT LLC reported $171,033,000 across 280 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-10-10. Its ten largest share positions make up 31.26% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001144204-17-051817

Period
2017-09-30
Reported value
$171M
Holdings
280
Top 10 weight
31.26%
New
28
Sold out
50

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BROADCOM LTDadded+6,569$1.59M
POWERSHARESadded+50,817$1.18M
DRIadded+7,702$607K
DOWDUPONT INCnew+7,610$527K
MSFTadded+5,768$430K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
CVSreduced-23,320-$1.89M
HESS CORPreduced-26,283-$1.23M
ECLreduced-4,735-$609K
IJHreduced-3,050-$546K
ONEOK PARTNERS LP LTD PARTNexited-9,270-$473K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0001144204-17-051817, largest first. % of portfolio is the value over $171,033,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 43,615 shares; 2017Q1: 42,703 shares; 2017Q2: 42,847 shares; 2017Q3: 43,229 shares 43,229$6.66M3.9%+382Timeline
TFXTELEFLEX INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 26,828 shares; 2017Q1: 26,566 shares; 2017Q2: 26,844 shares; 2017Q3: 27,089 shares 27,089$6.55M3.83%+245Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 31,344 shares; 2017Q1: 31,389 shares; 2017Q2: 31,399 shares; 2017Q3: 31,307 shares 31,307$5.35M3.13%-92Timeline
AETNA INC NEWAETNA INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 31,751 shares; 2017Q1: 32,026 shares; 2017Q2: 32,281 shares; 2017Q3: 32,933 shares 32,933$5.24M3.06%+652
IAC INTERACTIVECORPIAC INTERACTIVECORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 38,775 shares; 2017Q1: 39,585 shares; 2017Q2: 41,385 shares; 2017Q3: 44,201 shares 44,201$5.2M3.04%+2,816
PNCPNC FINL SVCS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 34,336 shares; 2017Q1: 34,862 shares; 2017Q2: 36,518 shares; 2017Q3: 37,235 shares 37,235$5.02M2.93%+717Timeline
CTASCINTAS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 33,372 shares; 2017Q1: 33,535 shares; 2017Q2: 33,785 shares; 2017Q3: 34,457 shares 34,457$4.97M2.91%+672Timeline
ADBEADOBE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 31,440 shares; 2017Q1: 31,220 shares; 2017Q2: 32,295 shares; 2017Q3: 32,534 shares 32,534$4.85M2.84%+239Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 4,128 shares; 2017Q1: 4,484 shares; 2017Q2: 4,801 shares; 2017Q3: 5,019 shares 5,019$4.83M2.82%+218Timeline
NICENICE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 59,005 shares; 2017Q1: 56,770 shares; 2017Q2: 58,440 shares; 2017Q3: 59,099 shares 59,099$4.8M2.81%+659Timeline
RAYTHEON CORAYTHEON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 23,072 shares; 2017Q1: 23,261 shares; 2017Q2: 23,923 shares; 2017Q3: 24,570 shares 24,570$4.58M2.68%+647
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 4,491 shares; 2017Q1: 4,527 shares; 2017Q2: 4,623 shares; 2017Q3: 4,693 shares 4,693$4.5M2.63%+70Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 37,008 shares; 2017Q1: 37,193 shares; 2017Q2: 37,548 shares; 2017Q3: 38,223 shares 38,223$4.43M2.59%+675Timeline
DLXDELUXE CORP MEDIUM TERM NTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 56,298 shares; 2017Q1: 57,298 shares; 2017Q2: 57,855 shares; 2017Q3: 58,280 shares 58,280$4.25M2.49%+425Timeline
DISCOVER FINL SVCSDISCOVER FINL SVCSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 65,461 shares; 2017Q1: 65,244 shares; 2017Q2: 65,196 shares; 2017Q3: 65,454 shares 65,454$4.22M2.47%+258
CBCHUBB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 28,214 shares; 2017Q1: 27,944 shares; 2017Q2: 28,164 shares; 2017Q3: 28,709 shares 28,709$4.09M2.39%+545Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 83,500 shares; 2017Q1: 84,133 shares; 2017Q2: 81,574 shares; 2017Q3: 81,700 shares 81,700$4.09M2.39%+126Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 43,196 shares; 2017Q1: 44,019 shares; 2017Q2: 48,327 shares; 2017Q3: 54,095 shares 54,095$4.03M2.36%+5,768Timeline
TIME WARNER INCTIME WARNER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 38,500 shares; 2017Q1: 38,225 shares; 2017Q2: 38,425 shares; 2017Q3: 38,505 shares 38,505$3.94M2.31%+80
AIGAMERICAN INTL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 60,318 shares; 2017Q1: 60,045 shares; 2017Q2: 60,655 shares; 2017Q3: 61,685 shares 61,685$3.79M2.21%+1,030Timeline
BROADCOM LTDBROADCOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 8,348 shares; 2017Q3: 14,917 shares 14,917$3.62M2.12%+6,569
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 26,972 shares; 2017Q2: 128,263 shares; 2017Q3: 125,107 shares 125,107$3.56M2.08%-3,156
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 53,412 shares; 2017Q1: 54,912 shares; 2017Q2: 59,507 shares; 2017Q3: 64,612 shares 64,612$3.56M2.08%+5,105Timeline
NUENUCOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 50,902 shares; 2017Q1: 51,197 shares; 2017Q2: 60,271 shares; 2017Q3: 59,800 shares 59,800$3.35M1.96%-471Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 5,208 shares; 2017Q1: 10,062 shares; 2017Q2: 18,975 shares; 2017Q3: 15,925 shares 15,925$2.85M1.67%-3,050Timeline
CERNER CORPCERNER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 38,270 shares; 2017Q1: 37,830 shares; 2017Q2: 37,410 shares; 2017Q3: 38,733 shares 38,733$2.76M1.61%+1,323
ECLECOLAB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 22,801 shares; 2017Q1: 22,036 shares; 2017Q2: 21,864 shares; 2017Q3: 17,129 shares 17,129$2.2M1.29%-4,735Timeline
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 29,531 shares; 2017Q1: 30,137 shares; 2017Q2: 31,622 shares; 2017Q3: 27,732 shares 27,732$2.19M1.28%-3,890
IEVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 43,155 shares; 2017Q1: 43,155 shares; 2017Q2: 43,155 shares; 2017Q3: 43,155 shares 43,155$2.02M1.18%0Timeline
HYSPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 9,388 shares; 2017Q1: 11,165 shares; 2017Q2: 18,106 shares; 2017Q3: 19,894 shares 19,894$2.02M1.18%+1,788Timeline
Maiden Holdings 8.25%Prp Cl…Maiden Holdings 8.25%Prp Cl8/2Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 71,490 shares; 2017Q1: 64,318 shares; 2017Q2: 68,229 shares; 2017Q3: 68,093 shares 68,093$1.73M1.01%-136
PARTNERRE 6.5 SERIES G CUM …PARTNERRE 6.5 SERIES G CUM REQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 62,147 shares; 2017Q1: 61,359 shares; 2017Q2: 61,259 shares; 2017Q3: 63,828 shares 63,828$1.73M1.01%+2,569
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 4,419 shares; 2017Q3: 55,236 shares 55,236$1.28M0.75%+50,817
ING GROUP N V PERP HYB CAPING GROUP N V PERP HYB CAPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 52,573 shares; 2017Q1: 52,073 shares; 2017Q2: 52,073 shares; 2017Q3: 49,573 shares 49,573$1.27M0.74%-2,500
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 4,813 shares; 2017Q1: 4,608 shares; 2017Q2: 4,608 shares; 2017Q3: 4,608 shares 4,608$1.16M0.68%0Timeline
PARTNERRE LT 5.875 PFDPARTNERRE LT 5.875 PFDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 42,596 shares; 2017Q1: 42,596 shares; 2017Q2: 42,553 shares; 2017Q3: 41,960 shares 41,960$1.1M0.64%-593
United Parcel Service, IncUnited Parcel Service, IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 57,802 shares; 2017Q1: 57,802 shares; 2017Q2: 57,802 shares; 2017Q3: 57,802 shares 57,802$1.04M0.61%0
HESS CORPHESS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 59,836 shares; 2017Q1: 59,443 shares; 2017Q2: 48,430 shares; 2017Q3: 22,147 shares 22,147$1.04M0.61%-26,283
DRIDARDEN RESTAURANTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 4,550 shares; 2017Q3: 12,252 shares 12,252$965K0.56%+7,702Timeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 16,286 shares; 2017Q1: 16,336 shares; 2017Q2: 14,982 shares; 2017Q3: 13,448 shares 13,448$955K0.56%-1,534Timeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 13,159 shares; 2017Q1: 13,159 shares; 2017Q2: 13,159 shares; 2017Q3: 13,159 shares 13,159$901K0.53%0Timeline
DDTDILLARDS CAP TST I 7.50%CP SECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 37,138 shares; 2017Q1: 37,138 shares; 2017Q2: 34,938 shares; 2017Q3: 34,938 shares 34,938$900K0.53%0Timeline
MAIDEN HLDNG 7.125 SRS C NO…MAIDEN HLDNG 7.125 SRS C NON CUM …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 28,098 shares; 2017Q1: 26,598 shares; 2017Q2: 27,650 shares; 2017Q3: 34,536 shares 34,536$895K0.52%+6,886
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 7,275 shares; 2017Q1: 4,905 shares; 2017Q2: 7,005 shares; 2017Q3: 7,325 shares 7,325$888K0.52%+320Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 34,240 shares; 2017Q1: 32,520 shares; 2017Q2: 32,149 shares; 2017Q3: 32,049 shares 32,049$829K0.48%-100Timeline
HYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 9,650 shares; 2017Q1: 9,350 shares; 2017Q2: 9,350 shares; 2017Q3: 9,260 shares 9,260$822K0.48%-90Timeline
DXJWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 11,128 shares; 2017Q1: 11,783 shares; 2017Q2: 12,783 shares; 2017Q3: 13,798 shares 13,798$755K0.44%+1,015Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 5,150 shares; 2017Q1: 5,150 shares; 2017Q2: 5,150 shares; 2017Q3: 5,150 shares 5,150$747K0.44%0Timeline
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 12,661 shares; 2017Q1: 13,273 shares; 2017Q2: 6,513 shares; 2017Q3: 6,344 shares 6,344$721K0.42%-169
ZIONS BANCORP 5.75% SER H (…ZIONS BANCORP 5.75% SER H (ZB-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 26,410 shares; 2017Q1: 26,410 shares; 2017Q2: 26,660 shares; 2017Q3: 27,060 shares 27,060$697K0.41%+400
PARTNERRE LTD.PARTNERRE LTD.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 25,137 shares; 2017Q1: 24,637 shares; 2017Q2: 24,637 shares; 2017Q3: 24,137 shares 24,137$694K0.41%-500
DISCOVER FINANCIAL SVS 6.50…DISCOVER FINANCIAL SVS 6.50% SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 27,702 shares; 2017Q1: 27,702 shares; 2017Q2: 27,327 shares; 2017Q3: 27,077 shares 27,077$689K0.4%-250
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 10,400 shares; 2017Q1: 9,800 shares; 2017Q2: 9,300 shares; 2017Q3: 9,175 shares 9,175$652K0.38%-125
THOTHOR INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,180 shares; 2017Q1: 3,170 shares; 2017Q2: 5,005 shares; 2017Q3: 5,005 shares 5,005$630K0.37%0Timeline
SUISUN CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 7,076 shares; 2017Q1: 6,751 shares; 2017Q2: 6,851 shares; 2017Q3: 7,036 shares 7,036$603K0.35%+185Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,900 shares; 2017Q1: 3,900 shares; 2017Q2: 3,900 shares; 2017Q3: 3,900 shares 3,900$578K0.34%0Timeline
IWSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 8,812 shares; 2017Q1: 8,712 shares; 2017Q2: 8,573 shares; 2017Q3: 6,809 shares 6,809$578K0.34%-1,764Timeline
FRFIRST INDL RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 22,213 shares; 2017Q1: 18,263 shares; 2017Q2: 18,133 shares; 2017Q3: 19,058 shares 19,058$573K0.34%+925Timeline
DOWDUPONT INCDOWDUPONT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 7,610 shares 7,610$527K0.31%new
MHNCMAIDEN HLDGS NORTH AMERICA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 20,755 shares; 2017Q1: 20,505 shares; 2017Q2: 19,755 shares; 2017Q3: 19,505 shares 19,505$510K0.3%-250Timeline
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,650 shares; 2017Q1: 4,755 shares; 2017Q2: 4,936 shares; 2017Q3: 5,496 shares 5,496$510K0.3%+560
EWGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 14,932 shares; 2017Q3: 14,832 shares 14,832$481K0.28%-100Timeline
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,461 shares; 2017Q1: 3,411 shares; 2017Q2: 3,476 shares; 2017Q3: 3,471 shares 3,471$474K0.28%-5Timeline
INDAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 12,945 shares 12,945$425K0.25%newTimeline
HUNTINGTON BANCSHARES INCOR…HUNTINGTON BANCSHARES INCORPORTED…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 16,327 shares; 2017Q1: 16,327 shares; 2017Q2: 16,327 shares; 2017Q3: 16,457 shares 16,457$422K0.25%+130
HUBSHUBSPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,809 shares; 2017Q1: 4,035 shares; 2017Q2: 5,005 shares; 2017Q3: 5,005 shares 5,005$421K0.25%0Timeline
LAMRLAMAR ADVERTISING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 5,775 shares; 2017Q1: 5,750 shares; 2017Q2: 5,975 shares; 2017Q3: 5,875 shares 5,875$403K0.24%-100Timeline
OKEONEOK INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 7,126 shares 7,126$395K0.23%newTimeline
EPPISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 7,954 shares; 2017Q1: 7,954 shares; 2017Q2: 7,954 shares; 2017Q3: 7,959 shares 7,959$368K0.22%+5Timeline
VECTOR GROUP LTDVECTOR GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 11,942 shares; 2017Q1: 12,317 shares; 2017Q2: 13,071 shares; 2017Q3: 17,566 shares 17,566$360K0.21%+4,495
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 18,000 shares; 2017Q1: 12,000 shares; 2017Q2: 12,000 shares; 2017Q3: 12,000 shares 12,000$359K0.21%0Timeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 6,600 shares; 2017Q1: 6,600 shares; 2017Q2: 6,600 shares; 2017Q3: 6,600 shares 6,600$357K0.21%0Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 17,165 shares; 2017Q1: 17,065 shares; 2017Q2: 13,575 shares; 2017Q3: 13,325 shares 13,325$347K0.2%-250Timeline
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 23,750 shares; 2017Q1: 21,250 shares; 2017Q2: 19,775 shares; 2017Q3: 19,775 shares 19,775$344K0.2%0Timeline
CITIGROUP PREF 6.3CITIGROUP PREF 6.3Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 9,372 shares; 2017Q1: 9,372 shares; 2017Q2: 9,372 shares; 2017Q3: 12,373 shares 12,373$336K0.2%+3,001
IWDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,031 shares; 2017Q1: 2,833 shares; 2017Q2: 2,690 shares; 2017Q3: 2,760 shares 2,760$327K0.19%+70Timeline
BK OF AMERICA CORP PFD CUM …BK OF AMERICA CORP PFD CUM SER CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 15,750 shares; 2017Q1: 13,250 shares; 2017Q2: 12,900 shares; 2017Q3: 11,900 shares 11,900$318K0.19%-1,000
NFGNATIONAL FUEL GAS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 5,600 shares; 2017Q1: 5,600 shares; 2017Q2: 5,600 shares; 2017Q3: 5,600 shares 5,600$317K0.19%0Timeline
ESSESSEX PPTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,085 shares; 2017Q1: 1,060 shares; 2017Q2: 1,095 shares; 2017Q3: 1,215 shares 1,215$309K0.18%+120Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,000 shares; 2017Q1: 2,650 shares; 2017Q2: 2,650 shares; 2017Q3: 3,525 shares 3,525$302K0.18%+875Timeline
COTT CORP QUECOTT CORP QUEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 18,950 shares; 2017Q1: 20,900 shares; 2017Q2: 20,025 shares; 2017Q3: 20,025 shares 20,025$301K0.18%0
EQIXEQUINIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 450 shares; 2017Q1: 532 shares; 2017Q2: 552 shares; 2017Q3: 655 shares 655$292K0.17%+103Timeline
BANCORPSOUTH INCBANCORPSOUTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,950 shares; 2017Q1: 1,975 shares; 2017Q2: 8,930 shares; 2017Q3: 8,930 shares 8,930$286K0.17%0
EBIX INCEBIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 7,550 shares; 2017Q1: 7,680 shares; 2017Q2: 6,805 shares; 2017Q3: 4,305 shares 4,305$281K0.16%-2,500
iShares MSCI Russia ETF Spe…iShares MSCI Russia ETF SpecialQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 8,220 shares; 2017Q1: 8,220 shares; 2017Q2: 8,220 shares; 2017Q3: 8,220 shares 8,220$276K0.16%0
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 1 shares; 2017Q2: 1 shares; 2017Q3: 1 shares 1$275K0.16%0Timeline
WALWESTERN ALLIANCE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,950 shares; 2017Q1: 4,000 shares; 2017Q2: 4,850 shares; 2017Q3: 4,850 shares 4,850$257K0.15%0Timeline
PLDPROLOGIS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,775 shares; 2017Q1: 2,825 shares; 2017Q2: 3,135 shares; 2017Q3: 3,955 shares 3,955$251K0.15%+820Timeline
VCSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,000 shares; 2017Q1: 3,000 shares; 2017Q2: 3,000 shares; 2017Q3: 3,000 shares 3,000$240K0.14%0Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 300 shares; 2017Q2: 300 shares; 2017Q3: 6,610 shares 6,610$236K0.14%+6,310Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,050 shares; 2017Q1: 6,100 shares; 2017Q2: 6,100 shares; 2017Q3: 6,100 shares 6,100$235K0.14%0Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 107,440 shares; 2017Q1: 10,028 shares; 2017Q2: 9,619 shares; 2017Q3: 9,619 shares 9,619$233K0.14%0
POWERSHARES S&P SMALLCAPPOWERSHARES S&P SMALLCAPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 3,668 shares; 2017Q2: 4,303 shares; 2017Q3: 4,223 shares 4,223$226K0.13%-80
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,609 shares; 2017Q1: 1,609 shares; 2017Q2: 1,609 shares; 2017Q3: 1,609 shares 1,609$209K0.12%0Timeline
CPFCENTRAL PAC FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 6,150 shares; 2017Q1: 6,150 shares; 2017Q2: 6,225 shares; 2017Q3: 6,225 shares 6,225$200K0.12%0Timeline
KIMKIMCO REALTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 17,567 shares; 2017Q1: 16,892 shares; 2017Q2: 14,875 shares; 2017Q3: 10,125 shares 10,125$198K0.12%-4,750Timeline
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,765 shares; 2017Q1: 1,765 shares; 2017Q2: 1,855 shares; 2017Q3: 1,955 shares 1,955$195K0.11%+100Timeline
PENNYMAC MTG INVT TRPENNYMAC MTG INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 5,350 shares; 2017Q3: 7,675 shares 7,675$194K0.11%+2,325
VERINT SYS INCVERINT SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 4,050 shares; 2017Q1: 4,300 shares; 2017Q2: 4,300 shares; 2017Q3: 4,300 shares 4,300$180K0.11%0
GLPGLOBAL PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 10,000 shares; 2017Q1: 10,150 shares; 2017Q2: 10,150 shares; 2017Q3: 10,000 shares 10,000$174K0.1%-150Timeline
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 294 shares; 2017Q3: 1,286 shares 1,286$171K0.1%+992Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 5,380 shares; 2017Q1: 5,080 shares; 2017Q2: 5,145 shares; 2017Q3: 4,945 shares 4,945$168K0.1%-200Timeline
CYRUSONE INCCYRUSONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,550 shares; 2017Q1: 1,550 shares; 2017Q2: 1,705 shares; 2017Q3: 2,795 shares 2,795$165K0.1%+1,090
FITBFIFTH THIRD BANCORP DEPO SHS RQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 4,400 shares; 2017Q3: 5,400 shares 5,400$162K0.09%+1,000Timeline
GOLDMAN SACHS GROUP IN DEP …GOLDMAN SACHS GROUP IN DEP 1/1000…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 8,320 shares; 2017Q1: 5,820 shares; 2017Q2: 5,820 shares; 2017Q3: 5,820 shares 5,820$160K0.09%0
Citigroup Inc 6.875 PFDCitigroup Inc 6.875 PFDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 2,750 shares; 2017Q3: 5,350 shares 5,350$155K0.09%+2,600
ABCBAMERIS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 4,260 shares; 2017Q1: 4,402 shares; 2017Q2: 5,112 shares; 2017Q3: 3,112 shares 3,112$149K0.09%-2,000Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,200 shares; 2017Q1: 2,200 shares; 2017Q2: not reported; 2017Q3: 2,200 shares 2,200$140K0.08%newTimeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 2,375 shares 2,375$140K0.08%newTimeline
AREALEXANDRIA REAL ESTATE EQ INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,260 shares; 2017Q1: not reported; 2017Q2: 1,260 shares; 2017Q3: 1,175 shares 1,175$140K0.08%-85Timeline
SINA CORPSINA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,225 shares; 2017Q1: 1,225 shares; 2017Q2: 1,225 shares; 2017Q3: 1,225 shares 1,225$140K0.08%0
CPRNCITIGROUP CAP XIII 7.875% TR PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 4,850 shares; 2017Q3: 4,850 shares 4,850$135K0.08%0Timeline
ANNALY CAP MGMT INC PFD SER…ANNALY CAP MGMT INC PFD SER FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 5,000 shares 5,000$129K0.08%new
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,825 shares; 2017Q1: 1,825 shares; 2017Q2: 1,940 shares; 2017Q3: 1,940 shares 1,940$124K0.07%0Timeline
ENLINK MIDSTREAM PARTNERS LPENLINK MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 7,025 shares; 2017Q1: 6,625 shares; 2017Q2: 8,140 shares; 2017Q3: 7,415 shares 7,415$124K0.07%-725
Wells Fargo Co Pfd Non-Cuml…Wells Fargo Co Pfd Non-Cumlative …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 8,250 shares; 2017Q1: 5,750 shares; 2017Q2: 5,750 shares; 2017Q3: 4,750 shares 4,750$124K0.07%-1,000
TCBITEXAS CAP BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,429 shares; 2017Q1: 1,429 shares; 2017Q2: 1,429 shares; 2017Q3: 1,429 shares 1,429$123K0.07%0Timeline
CWCURTISS WRIGHT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,080 shares; 2017Q1: 1,080 shares; 2017Q2: 1,080 shares; 2017Q3: 1,155 shares 1,155$121K0.07%+75Timeline
IWRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 602 shares; 2017Q1: 602 shares; 2017Q2: 602 shares; 2017Q3: 602 shares 602$119K0.07%0Timeline
KRCKILROY REALTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,675 shares; 2017Q1: 1,675 shares; 2017Q2: 1,675 shares; 2017Q3: 1,600 shares 1,600$114K0.07%-75Timeline
IRMIRON MTN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,852 shares; 2017Q1: 2,300 shares; 2017Q2: 2,852 shares; 2017Q3: 2,913 shares 2,913$113K0.07%+61Timeline
VGITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 5,551 shares; 2017Q1: 2,813 shares; 2017Q2: 1,718 shares; 2017Q3: 1,718 shares 1,718$111K0.06%0Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 910 shares; 2017Q1: 910 shares; 2017Q2: 910 shares; 2017Q3: 910 shares 910$107K0.06%0Timeline
IBERIABANK C 6.625 PFD SEIBERIABANK C 6.625 PFD SEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 1,621 shares; 2017Q3: 3,843 shares 3,843$107K0.06%+2,222
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 34,349 shares; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 1,422 shares 1,422$106K0.06%newTimeline
NUSNU SKIN ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,855 shares; 2017Q1: 1,855 shares; 2017Q2: 1,725 shares; 2017Q3: 1,725 shares 1,725$106K0.06%0Timeline
IGSBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,000 shares; 2017Q1: not reported; 2017Q2: 1,000 shares; 2017Q3: 1,000 shares 1,000$105K0.06%0Timeline
EQM MIDSTREAM PARTNERS LPEQM MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,590 shares; 2017Q1: 1,320 shares; 2017Q2: 1,320 shares; 2017Q3: 1,320 shares 1,320$99K0.06%0
IBERIABANK CORPIBERIABANK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,287 shares; 2017Q1: 1,287 shares; 2017Q2: 1,287 shares; 2017Q3: 1,200 shares 1,200$99K0.06%-87
Digital Rlty Tr Inc 6.625 P…Digital Rlty Tr Inc 6.625 Pfd Ser…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 3,500 shares 3,500$99K0.06%new
WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,350 shares; 2017Q1: 2,050 shares; 2017Q2: 1,850 shares; 2017Q3: 1,850 shares 1,850$95K0.06%0
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,650 shares; 2017Q1: 1,200 shares; 2017Q2: 1,200 shares; 2017Q3: 1,200 shares 1,200$94K0.05%0Timeline
CEDAR FAIR L PCEDAR FAIR L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,642 shares; 2017Q1: 1,425 shares; 2017Q2: 1,545 shares; 2017Q3: 1,445 shares 1,445$93K0.05%-100
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 500 shares; 2017Q2: 500 shares; 2017Q3: 500 shares 500$92K0.05%0Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 735 shares; 2017Q1: 792 shares; 2017Q2: 925 shares; 2017Q3: 925 shares 925$88K0.05%0Timeline
MBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,334 shares; 2017Q1: 1,264 shares; 2017Q2: 794 shares; 2017Q3: 794 shares 794$85K0.05%0Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 400 shares; 2017Q1: 400 shares; 2017Q2: 400 shares; 2017Q3: 400 shares 400$84K0.05%0Timeline
EXASEXACT SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 1,785 shares 1,785$84K0.05%newTimeline
PTCPTC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,475 shares; 2017Q1: 1,475 shares; 2017Q2: 1,475 shares; 2017Q3: 1,475 shares 1,475$83K0.05%0Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 4,550 shares; 2017Q1: 4,150 shares; 2017Q2: 4,150 shares; 2017Q3: 2,400 shares 2,400$83K0.05%-1,750
SHUTTERFLY INCSHUTTERFLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,325 shares; 2017Q1: 1,325 shares; 2017Q2: 1,325 shares; 2017Q3: 1,620 shares 1,620$79K0.05%+295
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 1,700 shares 1,700$78K0.05%new
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 34,067 shares; 2017Q1: 33,632 shares; 2017Q2: 24,270 shares; 2017Q3: 950 shares 950$77K0.05%-23,320Timeline
HXLHEXCEL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,325 shares; 2017Q1: 1,325 shares; 2017Q2: 1,325 shares; 2017Q3: 1,325 shares 1,325$76K0.04%0Timeline
BANRBANNER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,225 shares; 2017Q1: 1,225 shares; 2017Q2: 1,225 shares; 2017Q3: 1,225 shares 1,225$75K0.04%0Timeline
STONEMOR PARTNERS LPSTONEMOR PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 12,800 shares; 2017Q1: 12,700 shares; 2017Q2: 10,800 shares; 2017Q3: 11,457 shares 11,457$75K0.04%+657
URSTADT BIDDLE PROPERTIESURSTADT BIDDLE PROPERTIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,324 shares; 2017Q1: 3,324 shares; 2017Q2: 3,324 shares; 2017Q3: 3,324 shares 3,324$72K0.04%0
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 4,955 shares; 2017Q1: 4,455 shares; 2017Q2: 4,655 shares; 2017Q3: 4,455 shares 4,455$71K0.04%-200
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 25,022 shares; 2017Q1: 25,867 shares; 2017Q2: 850 shares; 2017Q3: 850 shares 850$69K0.04%0Timeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 189 shares; 2017Q1: 400 shares; 2017Q2: 400 shares; 2017Q3: 400 shares 400$69K0.04%0Timeline
AMERICAN HOMES 4 RENTAMERICAN HOMES 4 RENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 2,510 shares 2,510$69K0.04%new
RGENREPLIGEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 600 shares; 2017Q1: 1,737 shares; 2017Q2: 1,737 shares; 2017Q3: 1,737 shares 1,737$67K0.04%0Timeline
TALLGRASS ENERGY PARTNERS LPTALLGRASS ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,376 shares; 2017Q1: 1,476 shares; 2017Q2: 1,476 shares; 2017Q3: 1,376 shares 1,376$66K0.04%-100
EXREXTRA SPACE STORAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 775 shares; 2017Q1: 775 shares; 2017Q2: 885 shares; 2017Q3: 810 shares 810$65K0.04%-75Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,034 shares; 2017Q1: 1,034 shares; 2017Q2: 1,034 shares; 2017Q3: 1,034 shares 1,034$65K0.04%0
SUMMIT MIDSTREAM PARTNERS LPSUMMIT MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 4,075 shares; 2017Q1: 3,975 shares; 2017Q2: 5,275 shares; 2017Q3: 3,225 shares 3,225$65K0.04%-2,050
TSCOTRACTOR SUPPLY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 40,535 shares; 2017Q1: 32,695 shares; 2017Q2: 990 shares; 2017Q3: 990 shares 990$63K0.04%0Timeline
MDXGMIMEDX GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3,600 shares; 2017Q3: 5,315 shares 5,315$63K0.04%+1,715Timeline
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,625 shares; 2017Q1: 1,625 shares; 2017Q2: 1,625 shares; 2017Q3: 1,625 shares 1,625$63K0.04%0
AATAMERICAN ASSETS TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,325 shares; 2017Q1: 1,325 shares; 2017Q2: 1,525 shares; 2017Q3: 1,525 shares 1,525$61K0.04%0Timeline
CBRLCRACKER BARREL OLD CTRY STORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 400 shares; 2017Q1: 400 shares; 2017Q2: 400 shares; 2017Q3: 400 shares 400$61K0.04%0Timeline
CRESTWOOD EQUITY PARTNERS L…CRESTWOOD EQUITY PARTNERS LP UQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,350 shares; 2017Q1: 2,250 shares; 2017Q2: 2,450 shares; 2017Q3: 2,450 shares 2,450$60K0.04%0
CUBECUBESMARTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,750 shares; 2017Q1: 1,950 shares; 2017Q2: 2,275 shares; 2017Q3: 2,275 shares 2,275$59K0.03%0Timeline
GBXGREENBRIER COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,225 shares; 2017Q1: 1,225 shares; 2017Q2: 1,225 shares; 2017Q3: 1,225 shares 1,225$59K0.03%0Timeline
TC PIPELINES LPTC PIPELINES LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,500 shares; 2017Q1: 1,300 shares; 2017Q2: 1,300 shares; 2017Q3: 1,100 shares 1,100$58K0.03%-200
XO GROUP INCXO GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,373 shares; 2017Q1: 3,373 shares; 2017Q2: 3,373 shares; 2017Q3: 2,973 shares 2,973$58K0.03%-400
SNYDERS LANCE INCSNYDERS LANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,525 shares; 2017Q1: 1,525 shares; 2017Q2: 1,525 shares; 2017Q3: 1,525 shares 1,525$58K0.03%0
AMERICAN CAMPUS COMMUNITIESAMERICAN CAMPUS COMMUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,200 shares; 2017Q1: 2,200 shares; 2017Q2: 2,200 shares; 2017Q3: 1,275 shares 1,275$56K0.03%-925
IJKISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,005 shares; 2017Q1: 270 shares; 2017Q2: 270 shares; 2017Q3: 270 shares 270$55K0.03%0Timeline
HOPEHOPE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,100 shares; 2017Q1: 3,100 shares; 2017Q2: 3,100 shares; 2017Q3: 3,100 shares 3,100$55K0.03%0Timeline
BIDUBAIDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 250 shares; 2017Q1: 250 shares; 2017Q2: 250 shares; 2017Q3: 220 shares 220$54K0.03%-30Timeline
VOTVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 430 shares; 2017Q3: 430 shares 430$52K0.03%0Timeline
AMERICAN HAMERICAN HQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 2,009 shares 2,009$52K0.03%new
SCHWCHARLES SCHWAB CORP (THE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,160 shares; 2017Q1: 1,160 shares; 2017Q2: 1,160 shares; 2017Q3: 1,160 shares 1,160$51K0.03%0Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,190 shares; 2017Q1: 2,190 shares; 2017Q2: 2,190 shares; 2017Q3: 460 shares 460$51K0.03%-1,730Timeline
Wells Fargo & Co 8.0% PFD …Wells Fargo & Co 8.0% PFD Non C…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 1,973 shares; 2017Q2: 1,973 shares; 2017Q3: 1,973 shares 1,973$50K0.03%0
BofA PreferredBofA PreferredQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 1,937 shares; 2017Q2: 1,937 shares; 2017Q3: 1,937 shares 1,937$50K0.03%0
CQPCHENIERE ENERGY PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,800 shares; 2017Q1: 1,700 shares; 2017Q2: 1,700 shares; 2017Q3: 1,700 shares 1,700$49K0.03%0Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 883 shares; 2017Q1: 848 shares; 2017Q2: 1,405 shares; 2017Q3: 750 shares 750$48K0.03%-655Timeline
MPLXMPLX LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,515 shares; 2017Q1: 1,375 shares; 2017Q2: 1,375 shares; 2017Q3: 1,375 shares 1,375$48K0.03%0Timeline
MCHPMICROCHIP TECHNOLOGY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 132 shares; 2017Q1: 525 shares; 2017Q2: 525 shares; 2017Q3: 525 shares 525$47K0.03%0Timeline
CPRTCOPART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 114 shares; 2017Q1: 675 shares; 2017Q2: 1,350 shares; 2017Q3: 1,350 shares 1,350$46K0.03%0Timeline
NXPINXP SEMICONDUCTORS N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 260 shares; 2017Q1: 260 shares; 2017Q2: 385 shares; 2017Q3: 385 shares 385$44K0.03%0Timeline
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 68 shares; 2017Q1: 318 shares; 2017Q2: 818 shares; 2017Q3: 818 shares 818$43K0.03%0
LBRDKLIBERTY BROADBAND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 118 shares; 2017Q1: 118 shares; 2017Q2: 443 shares; 2017Q3: 443 shares 443$42K0.02%0Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 191 shares; 2017Q1: 191 shares; 2017Q2: 1,000 shares; 2017Q3: 1,000 shares 1,000$42K0.02%0
WPCWP CAREY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 500 shares; 2017Q1: 500 shares; 2017Q2: 615 shares; 2017Q3: 615 shares 615$41K0.02%0Timeline
DUKE REALTY CORPDUKE REALTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,125 shares; 2017Q1: 1,125 shares; 2017Q2: 1,425 shares; 2017Q3: 1,425 shares 1,425$41K0.02%0
KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 224 shares; 2017Q1: 224 shares; 2017Q2: 1,924 shares; 2017Q3: 1,924 shares 1,924$41K0.02%0
ECHOECHOSTAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 28 shares; 2017Q1: 28 shares; 2017Q2: 700 shares; 2017Q3: 700 shares 700$40K0.02%0Timeline
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 825 shares; 2017Q2: 825 shares; 2017Q3: 655 shares 655$40K0.02%-170
Spectra Energy PartnersSpectra Energy PartnersQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,075 shares; 2017Q1: 800 shares; 2017Q2: 800 shares; 2017Q3: 800 shares 800$36K0.02%0
JP MORGAN CHASE & COJP MORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,815 shares; 2017Q1: 3,805 shares; 2017Q2: 3,845 shares; 2017Q3: 1,256 shares 1,256$35K0.02%-2,589
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 837 shares; 2017Q1: 837 shares; 2017Q2: 837 shares; 2017Q3: 837 shares 837$34K0.02%0Timeline
IONSIONIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 675 shares; 2017Q1: 675 shares; 2017Q2: 675 shares; 2017Q3: 675 shares 675$34K0.02%0Timeline
SUNSUNOCO LP/SUNOCO FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 400 shares; 2017Q1: 400 shares; 2017Q2: 1,100 shares; 2017Q3: 1,100 shares 1,100$34K0.02%0Timeline
ALLEALLEGION PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 350 shares; 2017Q3: 350 shares 350$30K0.02%0Timeline
BHBBAR HBR BANKSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 940 shares; 2017Q2: 946 shares; 2017Q3: 952 shares 952$30K0.02%+6Timeline
CORE LABORATORIES N VCORE LABORATORIES N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 305 shares; 2017Q1: 305 shares; 2017Q2: 305 shares; 2017Q3: 305 shares 305$30K0.02%0
ZENDESK INCZENDESK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 1,000 shares; 2017Q3: 1,000 shares 1,000$29K0.02%0
ALERE INCALERE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 542 shares; 2017Q1: 542 shares; 2017Q2: 542 shares; 2017Q3: 542 shares 542$28K0.02%0
ONON SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 1,400 shares; 2017Q2: 1,400 shares; 2017Q3: 1,400 shares 1,400$26K0.02%0Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 300 shares; 2017Q1: 300 shares; 2017Q2: 300 shares; 2017Q3: 300 shares 300$25K0.01%0Timeline
KRNTKORNIT DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 1,640 shares; 2017Q3: 1,640 shares 1,640$25K0.01%0Timeline
LITELUMENTUM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 465 shares; 2017Q3: 465 shares 465$25K0.01%0Timeline
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 250 shares; 2017Q3: 250 shares 250$25K0.01%0
SGUSTAR GROUP LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,613 shares; 2017Q1: 2,113 shares; 2017Q2: 2,113 shares; 2017Q3: 2,113 shares 2,113$24K0.01%0Timeline
Customers Bancorp 7 Pfd CCustomers Bancorp 7 Pfd CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 900 shares 900$24K0.01%new
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 238 shares; 2017Q1: 238 shares; 2017Q2: 238 shares; 2017Q3: 238 shares 238$23K0.01%0Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 23 shares; 2017Q2: 23 shares; 2017Q3: 23 shares 23$22K0.01%0Timeline
NOBLE MIDSTREAM PARTNERS LPNOBLE MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 425 shares; 2017Q1: 425 shares; 2017Q2: 425 shares; 2017Q3: 425 shares 425$22K0.01%0
WABCO HLDGS INCWABCO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 145 shares 145$21K0.01%new
CEDAR REALTY TRUST INCCEDAR REALTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3,700 shares; 2017Q3: 3,700 shares 3,700$21K0.01%0
NQ MOBILE INCNQ MOBILE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 6,000 shares; 2017Q1: 6,000 shares; 2017Q2: 6,000 shares; 2017Q3: 6,000 shares 6,000$21K0.01%0
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 715 shares; 2017Q1: 915 shares; 2017Q2: 715 shares; 2017Q3: 715 shares 715$20K0.01%0Timeline
SMOGVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 298 shares 298$18K0.01%newTimeline
GREEN PLAINS PARTNERS LPGREEN PLAINS PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,125 shares; 2017Q1: 900 shares; 2017Q2: 900 shares; 2017Q3: 900 shares 900$18K0.01%0
Pernod Ricard SA ADRPernod Ricard SA ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 565 shares; 2017Q1: 565 shares; 2017Q2: 565 shares; 2017Q3: 565 shares 565$16K0.01%0
EXCELSIOR VENTURE PTNRS IIIEXCELSIOR VENTURE PTNRS IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 200 shares; 2017Q1: 200 shares; 2017Q2: 200 shares; 2017Q3: 200 shares 200$16K0.01%0
ARKAYARKEMA SPONSORED ADR (FRANCE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 122 shares; 2017Q1: 122 shares; 2017Q2: 122 shares; 2017Q3: 122 shares 122$15K0.01%0Timeline
CUSTOMERS B 9.7009percent …CUSTOMERS B 9.7009percent PFDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 500 shares 500$14K0.01%new
ABTECH HLDGS INCABTECH HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 950,711 shares; 2017Q1: 960,711 shares; 2017Q2: 960,711 shares; 2017Q3: 960,711 shares 960,711$13K0.01%0
MAAMID-AMER APT CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 110 shares; 2017Q3: 110 shares 110$12K0.01%0Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 40 shares; 2017Q3: 40 shares 40$12K0.01%0Timeline
VNQIVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 204 shares 204$12K0.01%newTimeline
WBWEIBO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 122 shares 122$12K0.01%newTimeline
GRAMERCY PPTY TRGRAMERCY PPTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 401 shares; 2017Q3: 401 shares 401$12K0.01%0
WLKPWESTLAKE CHEM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 500 shares; 2017Q1: 500 shares; 2017Q2: 500 shares; 2017Q3: 500 shares 500$11K0.01%0Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 80 shares 80$10K0.01%newTimeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 150 shares; 2017Q1: 150 shares; 2017Q2: 150 shares; 2017Q3: 150 shares 150$10K0.01%0Timeline
BIPBROOKFIELD INFRASTRUCTURE PAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 225 shares; 2017Q3: 225 shares 225$10K0.01%0Timeline
ENBENBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 204 shares; 2017Q1: 204 shares; 2017Q2: 204 shares; 2017Q3: 204 shares 204$9K0.01%0Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 240 shares; 2017Q1: 240 shares; 2017Q2: 61 shares; 2017Q3: 61 shares 61$9K0.01%0
GENERAL MTRS COGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 399 shares; 2017Q1: 399 shares; 2017Q2: 399 shares; 2017Q3: 399 shares 399$9K0.01%0
XELXCEL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 170 shares; 2017Q3: 170 shares 170$8K<0.01%0Timeline
ESEVERSOURCE ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 127 shares; 2017Q3: 127 shares 127$8K<0.01%0Timeline
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 12,135 shares; 2017Q1: 11,785 shares; 2017Q2: 5,825 shares; 2017Q3: 400 shares 400$8K<0.01%-5,425Timeline
POWERSHARES ETF TRUST DYN B…POWERSHARES ETF TRUST DYN BLDGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 250 shares; 2017Q2: 250 shares; 2017Q3: 250 shares 250$8K<0.01%0
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 44 shares; 2017Q1: 44 shares; 2017Q2: 44 shares; 2017Q3: 44 shares 44$7K<0.01%0Timeline
ITWILLINOIS TOOL WKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 50 shares; 2017Q1: 50 shares; 2017Q2: 50 shares; 2017Q3: 50 shares 50$7K<0.01%0Timeline
EPREPR PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 95 shares; 2017Q3: 95 shares 95$7K<0.01%0Timeline
WELLWELLTOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 105 shares; 2017Q3: 105 shares 105$7K<0.01%0Timeline
PPLPPL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 195 shares; 2017Q3: 195 shares 195$7K<0.01%0Timeline
HEALTHCAREHEALTHCAREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 240 shares; 2017Q3: 240 shares 240$7K<0.01%0
Phillips 66 Partners LPPhillips 66 Partners LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 232 shares; 2017Q1: 132 shares; 2017Q2: 132 shares; 2017Q3: 132 shares 132$7K<0.01%0
LIBERTY PROPERTY TRUSTLIBERTY PROPERTY TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 180 shares; 2017Q3: 180 shares 180$7K<0.01%0
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 150 shares; 2017Q3: 150 shares 150$7K<0.01%0
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 32 shares; 2017Q1: 32 shares; 2017Q2: 32 shares; 2017Q3: 32 shares 32$6K<0.01%0Timeline
FXIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 135 shares 135$6K<0.01%newTimeline
NYTNEW YORK TIMES CO MTN BEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 500 shares; 2017Q1: 500 shares; 2017Q2: 300 shares; 2017Q3: 300 shares 300$6K<0.01%0Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3,337 shares; 2017Q1: 2,337 shares; 2017Q2: 2,337 shares; 2017Q3: 97 shares 97$6K<0.01%-2,240
BEAVER COAL CO, LTD PRTNSHBEAVER COAL CO, LTD PRTNSHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 8 shares; 2017Q1: 8 shares; 2017Q2: 8 shares; 2017Q3: 8 shares 8$6K<0.01%0
OUTFRONT MEDIA INCOUTFRONT MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 975 shares; 2017Q1: 1,100 shares; 2017Q2: 1,100 shares; 2017Q3: 150 shares 150$4K<0.01%-950
VNMVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 280 shares; 2017Q3: 280 shares 280$4K<0.01%0Timeline
EWJISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 55 shares; 2017Q3: 60 shares 60$3K<0.01%+5Timeline
RELXRELX PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 143 shares; 2017Q1: 143 shares; 2017Q2: 143 shares; 2017Q3: 143 shares 143$3K<0.01%0Timeline
ALKSALKERMES PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 50 shares; 2017Q1: 50 shares; 2017Q2: 50 shares; 2017Q3: 50 shares 50$3K<0.01%0Timeline
GELGENESIS ENERGY L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,375 shares; 2017Q1: 1,975 shares; 2017Q2: 2,405 shares; 2017Q3: 100 shares 100$3K<0.01%-2,305Timeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 13 shares 13$2K<0.01%newTimeline
IWNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 16 shares 16$2K<0.01%newTimeline
CABELAS INCCABELAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 700 shares; 2017Q1: 700 shares; 2017Q2: 700 shares; 2017Q3: 25 shares 25$2K<0.01%-675
QUALITY CARE PPTYS INCQUALITY CARE PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 150 shares; 2017Q1: 150 shares; 2017Q2: 150 shares; 2017Q3: 150 shares 150$2K<0.01%0
ALPHA-EN CORPALPHA-EN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1,000 shares; 2017Q1: 1,000 shares; 2017Q2: 1,000 shares; 2017Q3: 1,000 shares 1,000$2K<0.01%0
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 3 shares; 2017Q1: 3 shares; 2017Q2: 3 shares; 2017Q3: 3 shares 3$1K<0.01%0Timeline
CMGCHIPOTLE MEXICAN GRILL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3 shares; 2017Q3: 3 shares 3$1K<0.01%0Timeline
POWIPOWER INTEGRATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 20 shares; 2017Q1: 20 shares; 2017Q2: 20 shares; 2017Q3: 20 shares 20$1K<0.01%0Timeline
ALBKYALPHA SERVICES AND HOLDINGS SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 2,000 shares; 2017Q1: 2,000 shares; 2017Q2: 2,000 shares; 2017Q3: 2,000 shares 2,000$1K<0.01%0Timeline
MOTORS LIQ CO GUC TRUSTMOTORS LIQ CO GUC TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 102 shares; 2017Q1: 102 shares; 2017Q2: 102 shares; 2017Q3: 102 shares 102$1K<0.01%0
EFVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 4 shares 4$00%newValue filed as zero, left out of ratios.Timeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 4 shares 4$00%newValue filed as zero, left out of ratios.Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 10 shares 10$00%newValue filed as zero, left out of ratios.Timeline
SCZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 5 shares 5$00%newValue filed as zero, left out of ratios.Timeline
EFGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 4 shares 4$00%newValue filed as zero, left out of ratios.Timeline
BNYNBANYAN CORPORATION (OR)COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 4 shares; 2017Q1: 4 shares; 2017Q2: 4 shares; 2017Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
INFORM WORLDWDE HLDG NEWINFORM WORLDWDE HLDG NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 1 shares; 2017Q1: 1 shares; 2017Q2: 1 shares; 2017Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
EPIRUS Biopharmaceuticals I…EPIRUS Biopharmaceuticals IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: 91 shares; 2017Q2: 91 shares; 2017Q3: 91 shares 91$00%0Value filed as zero, left out of ratios.
ENERGY TRANSFER EQUITYENERGY TRANSFER EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 133 shares; 2017Q1: 133 shares; 2017Q2: 133 shares; 2017Q3: 133 shares 133$00%0Value filed as zero, left out of ratios.
ALPHA BANK AE (EUR)ALPHA BANK AE (EUR)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 140 shares; 2017Q1: 140 shares; 2017Q2: 140 shares; 2017Q3: 140 shares 140$00%0Value filed as zero, left out of ratios.
GIYANI METALS CORPGIYANI METALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 200 shares 200$00%newValue filed as zero, left out of ratios.
VYCOR MEDICAL INCVYCOR MEDICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: 500 shares; 2017Q1: 500 shares; 2017Q2: 500 shares; 2017Q3: 500 shares 500$00%0Value filed as zero, left out of ratios.

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN9,270$473Kshares
VCA ANTECH INCVCA ANTECH INC1,970$182Kshares
CAVIUM INCCAVIUM INC2,295$143Kshares
LIFE STORAGE INCLIFE STORAGE INC1,675$124Kshares
BRISTOL MYERS SQUIBB CO.BRISTOL MYERS SQUIBB CO.2,200$123Kshares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)1,625$104Kshares
DUPONT FABROS PFD CDUPONT FABROS PFD C3,500$95Kshares
VZVERIZON COMMUNICATIONS INC2,000$89Kshares
LNTALLIANT ENERGY CORP2,000$80Kshares
WUWESTERN UN CO4,000$76Kshares
ICONIX BRAND GROUP INCICONIX BRAND GROUP INC6,838$47Kshares
NUSTAR ENERGY LPNUSTAR ENERGY LP950$44Kshares
PDC ENERGY INCPDC ENERGY INC975$42Kshares
YUMYUM BRANDS INC552$41Kshares
THSTREEHOUSE FOODS INC492$40Kshares
LEUCADIA NATL CORPLEUCADIA NATL CORP1,400$37Kshares
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC475$31Kshares
ARCCARES CAPITAL CORP1,566$26Kshares
ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP1,200$24Kshares
YUMCYUM CHINA HLDGS INC552$22Kshares
PBF LOGISTICS LPPBF LOGISTICS LP900$18Kshares
NGLNGL ENERGY PARTNERS LP1,050$15Kshares
PMPHILIP MORRIS INTL INC110$13Kshares
SHELL MIDSTREAM PARTNERS L PSHELL MIDSTREAM PARTNERS L P430$13Kshares
CODICOMPASS DIVERSIFIED620$11Kshares
TCP CAP CORPTCP CAP CORP656$11Kshares
POWERSHARESPOWERSHARES690$10Kshares
NNNNNN REIT INC240$9Kshares
HASHASBRO INC85$9Kshares
HTGCHERCULES CAPITAL INC678$9Kshares
DUKDUKE ENERGY CORP NEW90$8Kshares
KMBKIMBERLY-CLARK CORP60$8Kshares
AEPAMERICAN ELEC PWR CO INC110$8Kshares
AVANGRID INCAVANGRID INC180$8Kshares
KOCOCA COLA CO160$7Kshares
PGPROCTER & GAMBLE CO80$7Kshares
SYYSYSCO CORP130$7Kshares
PAYXPAYCHEX INC115$7Kshares
LTCLTC PPTYS INC145$7Kshares
DDOMINION ENERGY INC95$7Kshares
CINFCINCINNATI FINL CORP92$7Kshares
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR165$7Kshares
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDI87$7Kshares
VALERO ENERGY PARTNERS LPVALERO ENERGY PARTNERS LP150$7Kshares
INTCINTEL CORP185$6Kshares
SPHSUBURBAN PROPANE PARTNERS L230$5Kshares
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P300$5Kshares
SEMGROUP CORPSEMGROUP CORP162$4Kshares
HCP INCHCP INC125$4Kshares
GIYANI GOLD CORPGIYANI GOLD CORP200$0shares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001144204-17-051817 base2017-10-10acceptance time not in the bulk data set