Smallwood Wealth Investment Management, LLC
Follow13F filer, CIK 1921304, RED BANK, NJ
Smallwood Wealth Investment Management, LLC reported $196,345,293 across 530 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-10-17. Its ten largest share positions make up 59.52% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001921304-25-000006
- Period
- 2025-09-30
- Reported value
- $196M
- Holdings
- 530
- Top 10 weight
- 59.52%
- New
- 32
- Sold out
- 70
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ITOTadded | +12,739 | $1.86M |
| HELOadded | +21,305 | $1.38M |
| JCPBadded | +14,663 | $697K |
| PGNYnew | +27,077 | $583K |
| MMITadded | +23,021 | $559K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| MUBreduced | -2,951 | -$314K |
| IVTreduced | -2,002 | -$57.3K |
| XLVexited | -186 | -$25.1K |
| MSFTreduced | -40 | -$20.7K |
| JNJreduced | -92 | -$17.1K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q3 2025
Share positions as resolved from 13F-HR 0001921304-25-000006, largest first. % of portfolio is the value over $194,636,346, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| SHAGWISDOMTREE TR | 1 | $70 | <0.01% | 0 | Timeline | ||
| LRGFISHARES TR | 1 | $69 | <0.01% | new | Timeline | ||
| PDBCINVESCO ACTVELY MNGD ETC FD | 5 | $67 | <0.01% | new | Timeline | ||
| ZIMVIE INCZIMVIE INC | 3 | $56 | <0.01% | 0 | |||
| BBBLACKBERRY LTD | 11 | $53 | <0.01% | 0 | Timeline | ||
| USFRWISDOMTREE TR | 1 | $50 | <0.01% | 0 | Timeline | ||
| PTONPELOTON INTERACTIVE INC | 5 | $45 | <0.01% | 0 | Timeline | ||
| SPYMSPDR SERIES TRUST | 0 | $40 | <0.01% | -7 | Amount filed as zero, left out of ratios. | Timeline | |
| LAVA THERAPEUTICS NVLAVA THERAPEUTICS NV | 26 | $40 | <0.01% | new | |||
| SITCSITE CTRS CORP | 4 | $36 | <0.01% | 0 | Timeline | ||
| STEMSTEM INC | 2 | $35 | <0.01% | 0 | Timeline | ||
| MASMASCO CORP | 0 | $33 | <0.01% | 0 | Amount filed as zero, left out of ratios. | Timeline | |
| GMGENERAL MTRS CO | 0 | $32 | <0.01% | 0 | Amount filed as zero, left out of ratios. | Timeline | |
| MVISMICROVISION INC DEL | 25 | $31 | <0.01% | 0 | Timeline | ||
| LUMNLUMEN TECHNOLOGIES INC | 5 | $30 | <0.01% | 0 | Timeline | ||
| BWABORGWARNER INC | 0 | $28 | <0.01% | 0 | Amount filed as zero, left out of ratios. | Timeline | |
| BITOPROSHARES TR | 1 | $19 | <0.01% | 0 | Timeline | ||
| IOVAIOVANCE BIOTHERAPEUTICS INC | 9 | $19 | <0.01% | 0 | Timeline | ||
| WOOFPETCO HEALTH & WELLNESS CO I | 5 | $19 | <0.01% | 0 | Timeline | ||
| BUDANHEUSER BUSCH INBEV SA NV | 0 | $17 | <0.01% | 0 | Amount filed as zero, left out of ratios. | Timeline | |
| MFICMIDCAP FINANCIAL INVSTMNT CO | 1 | $17 | <0.01% | 0 | Timeline | ||
| CHGAAVALON GLOBOCARE CORP | 5 | $11 | <0.01% | 0 | Timeline | ||
| ACAARCOSA INC | 0 | $10 | <0.01% | 0 | Amount filed as zero, left out of ratios. | Timeline | |
| STZCONSTELLATION BRANDS INC | 0 | $7 | <0.01% | 0 | Amount filed as zero, left out of ratios. | Timeline | |
| GNLNGREENLANE HLDGS INC | 2 | $7 | <0.01% | 0 | Timeline | ||
| PLBYPLAYBOY INC | 4 | $5 | <0.01% | 0 | Timeline | ||
| TXMDTHERAPEUTICSMD INC | 2 | $2 | <0.01% | 0 | Timeline | ||
| TRNTRINITY INDS INC | 0 | $0 | 0% | 0 | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. | Timeline |
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T CALL | call | 1,600 | $1.07M | new |
| BROADRIDGE FINL SOLUTIONS INBROADRIDGE FINL SOLUTIONS IN COM | put | 2,700 | $643K | new |
Sold out in Q3 2025
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| XLVSELECT SECTOR SPDR TR | 186 | $25.1K | shares |
| AREALEXANDRIA REAL ESTATE EQ IN | 190 | $13.8K | shares |
| XLPSELECT SECTOR SPDR TR | 166 | $13.4K | shares |
| MBBISHARES TR | 117 | $11K | shares |
| IGVISHARES TR | 97 | $10.6K | shares |
| VCSHVANGUARD SCOTTSDALE FDS | 94 | $7.47K | shares |
| IEFISHARES TR | 75 | $7.18K | shares |
| VFHVANGUARD WORLD FD | 48 | $6.11K | shares |
| VEEVVEEVA SYS INC | 20 | $5.76K | shares |
| SHYISHARES TR | 64 | $5.3K | shares |
| IGSBISHARES TR | 99 | $5.22K | shares |
| VGITVANGUARD SCOTTSDALE FDS | 85 | $5.08K | shares |
| TLTISHARES TR | 53 | $4.68K | shares |
| IGIBISHARES TR | 67 | $3.57K | shares |
| SMCISUPER MICRO COMPUTER INC | 72 | $3.53K | shares |
| SPHYSPDR SERIES TRUST | 101 | $2.4K | shares |
| SCHOSCHWAB STRATEGIC TR | 97 | $2.36K | shares |
| ALCALCON AG | 26 | $2.29K | shares |
| FLEXFLEX LTD | 44 | $2.2K | shares |
| XLISELECT SECTOR SPDR TR | 14 | $2.06K | shares |
| ROKROCKWELL AUTOMATION INC | 6 | $1.99K | shares |
| EEMVISHARES INC | 31 | $1.95K | shares |
| VLTOVERALTO CORP | 18 | $1.82K | shares |
| ACMAECOM | 16 | $1.8K | shares |
| SHVISHARES TR | 16 | $1.77K | shares |
| FERGFERGUSON ENTERPRISES INC | 8 | $1.74K | shares |
| TELTE CONNECTIVITY PLC | 10 | $1.69K | shares |
| KBWBINVESCO EXCH TRADED FD TR II | 23 | $1.65K | shares |
| APTVAPTIV PLC | 22 | $1.5K | shares |
| CCJCAMECO CORP | 20 | $1.48K | shares |
| MCKMCKESSON CORP | 2 | $1.47K | shares |
| MPWRMONOLITHIC PWR SYS INC | 2 | $1.46K | shares |
| WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC | 125 | $1.44K | shares |
| CRHCRH PLC | 15 | $1.38K | shares |
| ONONON HLDG AG | 25 | $1.3K | shares |
| TTEKTETRA TECH INC NEW | 34 | $1.22K | shares |
| ACNACCENTURE PLC IRELAND | 4 | $1.2K | shares |
| RGAREINSURANCE GROUP AMER INC | 6 | $1.19K | shares |
| HASHASBRO INC | 16 | $1.18K | shares |
| PPAINVESCO EXCHANGE TRADED FD T | 8 | $1.13K | shares |
| CTVACORTEVA INC | 15 | $1.12K | shares |
| NXPINXP SEMICONDUCTORS N V | 5 | $1.09K | shares |
| PAVEGLOBAL X FDS | 25 | $1.09K | shares |
| JEFJEFFERIES FINANCIAL GROUP IN | 19 | $1.04K | shares |
| FISVFISERV INC | 6 | $1.03K | shares |
| CNHCNH INDL N V | 77 | $997 | shares |
| LAMRLAMAR ADVERTISING CO | 8 | $970 | shares |
| WRBBERKLEY W R CORP | 13 | $955 | shares |
| ADIANALOG DEVICES INC | 4 | $952 | shares |
| ZBRAZEBRA TECHNOLOGIES CORPORATI | 3 | $925 | shares |
| IDAIDACORP INC | 8 | $923 | shares |
| MAAMID-AMER APT CMNTYS INC | 6 | $888 | shares |
| AMTAMERICAN TOWER CORP | 4 | $884 | shares |
| OREALTY INCOME CORP | 15 | $864 | shares |
| SKYYFIRST TR EXCHANGE-TRADED FD | 7 | $851 | shares |
| APDAIR PRODUCTS AND CHEMICALS I | 3 | $846 | shares |
| IFRAISHARES TR | 17 | $836 | shares |
| XLRESELECT SECTOR SPDR TR | 20 | $828 | shares |
| DEODIAGEO PLC | 8 | $806 | shares |
| FUTYFIDELITY COVINGTON TRUST | 15 | $789 | shares |
| HOLXHOLOGIC INC | 12 | $781 | shares |
| PGXINVESCO EXCH TRADED FD TR II | 62 | $690 | shares |
| PCYINVESCO EXCH TRADED FD TR II | 29 | $592 | shares |
| CMECME GROUP INC | 2 | $551 | shares |
| REGNREGENERON PHARMACEUTICALS | 1 | $525 | shares |
| OTISOTIS WORLDWIDE CORP | 5 | $495 | shares |
| CBOECBOE GLOBAL MKTS INC | 2 | $466 | shares |
| XLBSELECT SECTOR SPDR TR | 5 | $439 | shares |
| RIORIO TINTO PLC | 7 | $408 | shares |
| SRVRPACER FDS TR | 5 | $161 | shares |
How Q3 2025 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001921304-25-000006 | base | 2025-10-17 | acceptance time not in the bulk data set |