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Disclosery

SIMMONS FIRST TRUST CO NA

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13F filer, CIK 1085338, Pine Bluff, AR

SIMMONS FIRST TRUST CO NA reported $308,078,000 across 122 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-10-29. Its ten largest share positions make up 45.52% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001171843-14-005039

Period
2014-09-30
Reported value
$308M
Holdings
122
Top 10 weight
45.52%
New
7
Sold out
13

Largest buys vs the previous quarter

SecurityShares changeApprox. value
TGTnew+24,752$1.55M
PGnew+13,264$1.11M
LMTnew+4,476$818K
EPDadded+19,209$774K
TEMPLETON GLOBAL BOND ADVadded+47,990$634K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
CLAYMORE EXCHANGE TRD FD TRreduced-121,492-$2.56M
CSCOreduced-68,868-$1.73M
HYGreduced-16,063-$1.48M
SHYreduced-17,146-$1.45M
BONDreduced-12,281-$1.33M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001171843-14-005039, largest first. % of portfolio is the value over $308,078,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SFNCSIMMONS FIRST NATL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 1,268,335 shares; 2014Q2: 1,288,301 shares; 2014Q3: 1,294,213 shares 1,294,213$49.9M16.18%+5,912Timeline
VVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 142,937 shares; 2014Q2: 151,551 shares; 2014Q3: 152,885 shares 152,885$13.8M4.49%+1,334Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 72,032 shares; 2014Q2: 71,025 shares; 2014Q3: 67,908 shares 67,908$13.4M4.34%-3,117Timeline
VANGUARD VALUE INDEX-INSTVANGUARD VALUE INDEX-INSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 406,890 shares; 2014Q2: 418,053 shares; 2014Q3: 387,797 shares 387,797$12.3M3.98%-30,256
VANGUARD GROWTH INDEX-INSTVANGUARD GROWTH INDEX-INSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 254,293 shares; 2014Q2: 258,595 shares; 2014Q3: 238,901 shares 238,901$12.3M3.98%-19,694
HYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 132,123 shares; 2014Q2: 112,015 shares; 2014Q3: 95,952 shares 95,952$8.82M2.86%-16,063Timeline
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 76,396 shares; 2014Q2: 75,601 shares; 2014Q3: 71,017 shares 71,017$7.08M2.3%-4,584Timeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 41,056 shares; 2014Q2: 54,827 shares; 2014Q3: 55,068 shares 55,068$6.46M2.1%+241Timeline
TEMPLETON GLOBAL BOND ADVTEMPLETON GLOBAL BOND ADVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 281,390 shares; 2014Q2: 371,593 shares; 2014Q3: 419,583 shares 419,583$5.55M1.8%+47,990
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 133,042 shares; 2014Q2: 132,866 shares; 2014Q3: 137,326 shares 137,326$5.46M1.77%+4,460Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 65,803 shares; 2014Q2: 66,154 shares; 2014Q3: 62,904 shares 62,904$5.11M1.66%-3,250Timeline
DHSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 4,706 shares; 2014Q2: 74,271 shares; 2014Q3: 75,207 shares 75,207$4.46M1.45%+936Timeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 67,801 shares; 2014Q2: 67,171 shares; 2014Q3: 69,079 shares 69,079$4.43M1.44%+1,908Timeline
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 388,440 shares; 2014Q2: 330,996 shares; 2014Q3: 209,504 shares 209,504$4.42M1.43%-121,492
OEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 47,787 shares; 2014Q2: 48,073 shares; 2014Q3: 47,249 shares 47,249$4.17M1.35%-824Timeline
Vanguard Mid-Cap Growth Ind…Vanguard Mid-Cap Growth Index Adm…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 102,853 shares; 2014Q2: 106,264 shares; 2014Q3: 98,078 shares 98,078$4.07M1.32%-8,186
MINTPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 34,268 shares; 2014Q2: 39,387 shares; 2014Q3: 39,162 shares 39,162$3.97M1.29%-225Timeline
VANGUARD BD INDEX FDSVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 91,366 shares; 2014Q2: 93,650 shares; 2014Q3: 88,609 shares 88,609$3.9M1.27%-5,041
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 33,194 shares; 2014Q2: 34,830 shares; 2014Q3: 34,486 shares 34,486$3.68M1.19%-344Timeline
VOEVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 43,749 shares; 2014Q2: 43,658 shares; 2014Q3: 42,205 shares 42,205$3.58M1.16%-1,453Timeline
VOTVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 38,752 shares; 2014Q2: 38,869 shares; 2014Q3: 36,049 shares 36,049$3.47M1.13%-2,820Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 97,003 shares; 2014Q2: 100,106 shares; 2014Q3: 98,468 shares 98,468$3.47M1.13%-1,638Timeline
SPSBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 85,319 shares; 2014Q2: 104,608 shares; 2014Q3: 107,807 shares 107,807$3.31M1.07%+3,199Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 210,446 shares; 2014Q2: 139,749 shares; 2014Q3: 138,832 shares 138,832$3.22M1.04%-917Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 77,338 shares; 2014Q2: 81,684 shares; 2014Q3: 80,720 shares 80,720$2.81M0.91%-964Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 31,854 shares; 2014Q2: 51,120 shares; 2014Q3: 54,850 shares 54,850$2.74M0.89%+3,730Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 80,596 shares; 2014Q2: 65,062 shares; 2014Q3: 64,470 shares 64,470$2.69M0.87%-592Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 33,705 shares; 2014Q2: 35,507 shares; 2014Q3: 35,053 shares 35,053$2.68M0.87%-454Timeline
WMWASTE MGMT INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 48,375 shares; 2014Q2: 49,531 shares; 2014Q3: 55,159 shares 55,159$2.62M0.85%+5,628Timeline
VBRVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 26,840 shares; 2014Q2: 26,734 shares; 2014Q3: 26,192 shares 26,192$2.61M0.85%-542Timeline
VBKVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 21,477 shares; 2014Q2: 21,703 shares; 2014Q3: 21,637 shares 21,637$2.6M0.85%-66Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 99,440 shares; 2014Q2: 86,734 shares; 2014Q3: 86,064 shares 86,064$2.54M0.83%-670Timeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 113,543 shares; 2014Q2: 59,155 shares; 2014Q3: 59,512 shares 59,512$2.38M0.77%+357Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 25,599 shares; 2014Q2: 39,062 shares; 2014Q3: 38,540 shares 38,540$2.29M0.74%-522Timeline
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 118,093 shares; 2014Q2: 120,410 shares; 2014Q3: 153,511 shares 153,511$2.27M0.74%+33,101Timeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 18,948 shares; 2014Q2: 19,905 shares; 2014Q3: 20,134 shares 20,134$2.23M0.72%+229Timeline
Vanguard Small Cap Value In…Vanguard Small Cap Value Index Ad…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 50,016 shares; 2014Q2: 52,785 shares; 2014Q3: 51,770 shares 51,770$2.22M0.72%-1,015
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 31,069 shares; 2014Q2: 33,870 shares; 2014Q3: 33,500 shares 33,500$2.17M0.71%-370Timeline
SOSOUTHERN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 39,569 shares; 2014Q2: 48,861 shares; 2014Q3: 49,386 shares 49,386$2.16M0.7%+525Timeline
VANGUARD SMALL CAP GROWTH I…VANGUARD SMALL CAP GROWTH INDEX A…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 49,898 shares; 2014Q2: 52,203 shares; 2014Q3: 50,763 shares 50,763$2.15M0.7%-1,440
CMECME GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 22,095 shares; 2014Q2: 30,889 shares; 2014Q3: 25,542 shares 25,542$2.04M0.66%-5,347Timeline
Dow Chemical CompanyDow Chemical CompanyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 36,185 shares; 2014Q2: 38,819 shares; 2014Q3: 38,066 shares 38,066$2M0.65%-753
SYYSYSCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 49,613 shares; 2014Q2: 52,330 shares; 2014Q3: 52,172 shares 52,172$1.98M0.64%-158Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 27,130 shares; 2014Q2: 26,471 shares; 2014Q3: 25,375 shares 25,375$1.94M0.63%-1,096Timeline
SPECTRA ENERGY CORPSPECTRA ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 50,726 shares; 2014Q2: 44,234 shares; 2014Q3: 43,978 shares 43,978$1.73M0.56%-256
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 13,569 shares; 2014Q2: 14,538 shares; 2014Q3: 14,153 shares 14,153$1.69M0.55%-385Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 53,035 shares; 2014Q2: 64,058 shares; 2014Q3: 63,036 shares 63,036$1.61M0.52%-1,022
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 24,752 shares 24,752$1.55M0.5%newTimeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 19,209 shares; 2014Q2: 19,209 shares; 2014Q3: 38,418 shares 38,418$1.55M0.5%+19,209Timeline
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,317 shares; 2014Q2: 14,516 shares; 2014Q3: 14,363 shares 14,363$1.54M0.5%-153Timeline
BONDPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 23,400 shares; 2014Q2: 25,820 shares; 2014Q3: 13,539 shares 13,539$1.47M0.48%-12,281Timeline
VANGUARDVANGUARDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 116,125 shares; 2014Q2: 121,308 shares; 2014Q3: 117,291 shares 117,291$1.44M0.47%-4,017
VANGUARD EMERGING MARKETS S…VANGUARD EMERGING MARKETS STOCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 40,979 shares; 2014Q3: 39,173 shares 39,173$1.36M0.44%-1,806
HDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 23,344 shares; 2014Q2: 23,829 shares; 2014Q3: 17,331 shares 17,331$1.3M0.42%-6,498Timeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 23,208 shares; 2014Q2: 23,147 shares; 2014Q3: 23,382 shares 23,382$1.29M0.42%+235Timeline
MURMURPHY OIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 21,959 shares; 2014Q2: 22,856 shares; 2014Q3: 22,417 shares 22,417$1.28M0.41%-439Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 13,928 shares; 2014Q2: 13,928 shares; 2014Q3: 13,219 shares 13,219$1.24M0.4%-709Timeline
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 76,679 shares; 2014Q2: 56,835 shares; 2014Q3: 56,477 shares 56,477$1.21M0.39%-358
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 22,321 shares; 2014Q3: 21,151 shares 21,151$1.12M0.36%-1,170Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 13,264 shares 13,264$1.11M0.36%newTimeline
KRESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 21,245 shares; 2014Q3: 28,898 shares 28,898$1.09M0.36%+7,653Timeline
XMESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 28,143 shares; 2014Q2: 28,264 shares; 2014Q3: 28,466 shares 28,466$1.05M0.34%+202Timeline
GOLDMAN SACHSGOLDMAN SACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 15,992 shares; 2014Q2: 25,204 shares; 2014Q3: 25,219 shares 25,219$1.02M0.33%+15
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 6,456 shares; 2014Q2: 8,132 shares; 2014Q3: 7,960 shares 7,960$1.01M0.33%-172Timeline
APACHE CORPAPACHE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,600 shares; 2014Q2: 10,600 shares; 2014Q3: 10,600 shares 10,600$995K0.32%0
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 4,312 shares; 2014Q2: 8,484 shares; 2014Q3: 8,484 shares 8,484$920K0.3%0Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 20,765 shares; 2014Q2: 20,765 shares; 2014Q3: 20,765 shares 20,765$869K0.28%0Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 140,023 shares; 2014Q2: 102,369 shares; 2014Q3: 33,501 shares 33,501$843K0.27%-68,868Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 8,418 shares; 2014Q2: 8,442 shares; 2014Q3: 8,119 shares 8,119$824K0.27%-323
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 4,476 shares 4,476$818K0.27%newTimeline
RRCRANGE RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,600 shares; 2014Q2: 11,600 shares; 2014Q3: 11,600 shares 11,600$787K0.26%0Timeline
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 28,283 shares; 2014Q2: 28,283 shares; 2014Q3: 25,692 shares 25,692$782K0.25%-2,591
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,408 shares; 2014Q2: 13,026 shares; 2014Q3: 13,157 shares 13,157$687K0.22%+131Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,309 shares; 2014Q2: 11,748 shares; 2014Q3: 11,732 shares 11,732$678K0.22%-16Timeline
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,290 shares; 2014Q2: 11,290 shares; 2014Q3: 11,290 shares 11,290$665K0.22%0Timeline
FCXFREEPORT MCMORAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 19,604 shares; 2014Q2: 20,762 shares; 2014Q3: 20,109 shares 20,109$657K0.21%-653Timeline
BANK OF THE OZARKSBANK OF THE OZARKSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 5,400 shares; 2014Q2: 18,854 shares; 2014Q3: 18,854 shares 18,854$594K0.19%0
IAIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 15,615 shares; 2014Q3: 15,043 shares 15,043$591K0.19%-572Timeline
NTRSNORTHERN TR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 13,091 shares; 2014Q2: 17,696 shares; 2014Q3: 8,603 shares 8,603$585K0.19%-9,093Timeline
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 18,400 shares; 2014Q2: 16,250 shares; 2014Q3: 16,250 shares 16,250$568K0.18%0
SDYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,438 shares; 2014Q2: 7,338 shares; 2014Q3: 7,239 shares 7,239$542K0.18%-99Timeline
ALCOA INCALCOA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 20,502 shares; 2014Q3: 33,470 shares 33,470$539K0.17%+12,968
ENERGEN CORPENERGEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,000 shares; 2014Q2: 7,000 shares; 2014Q3: 7,000 shares 7,000$506K0.16%0
AEEAMEREN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,096 shares; 2014Q2: 12,386 shares; 2014Q3: 12,370 shares 12,370$474K0.15%-16Timeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 6,448 shares; 2014Q3: 6,521 shares 6,521$469K0.15%+73Timeline
SMSM ENERGY COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 5,571 shares; 2014Q2: 5,571 shares; 2014Q3: 5,571 shares 5,571$435K0.14%0Timeline
DXJWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,322 shares; 2014Q2: 7,319 shares; 2014Q3: 7,403 shares 7,403$387K0.13%+84Timeline
NTWKNETSOL TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 98,610 shares; 2014Q2: 98,610 shares; 2014Q3: 98,610 shares 98,610$365K0.12%0Timeline
COLUMBIACOLUMBIAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,487 shares; 2014Q2: 12,212 shares; 2014Q3: 14,080 shares 14,080$356K0.12%+1,868
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 6,070 shares; 2014Q3: 6,576 shares 6,576$341K0.11%+506Timeline
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 4,114 shares; 2014Q2: 4,114 shares; 2014Q3: 4,114 shares 4,114$335K0.11%0Timeline
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 13,522 shares; 2014Q2: 14,932 shares; 2014Q3: 4,294 shares 4,294$317K0.1%-10,638Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 2,455 shares 2,455$308K0.1%newTimeline
SPGSIMON PPTY GROUP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 1,807 shares; 2014Q3: 1,813 shares 1,813$298K0.1%+6Timeline
HESS CORPHESS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,153 shares; 2014Q2: 3,153 shares; 2014Q3: 3,153 shares 3,153$297K0.1%0
PSAPUBLIC STORAGEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 1,758 shares; 2014Q3: 1,762 shares 1,762$292K0.09%+4Timeline
EBAYEBAY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 5,161 shares 5,161$292K0.09%newTimeline
VTSAXVNGD MRNGST TS MK IDX FD-ADMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 5,937 shares; 2014Q3: 5,919 shares 5,919$292K0.09%-18Timeline
WILLIAMS CLAYTON ENERGY INCWILLIAMS CLAYTON ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,000 shares; 2014Q2: 3,000 shares; 2014Q3: 3,000 shares 3,000$289K0.09%0
ETRENTERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,926 shares; 2014Q2: 3,926 shares; 2014Q3: 3,426 shares 3,426$265K0.09%-500Timeline
TIME WARNER INCTIME WARNER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 4,428 shares; 2014Q2: 4,385 shares; 2014Q3: 3,518 shares 3,518$265K0.09%-867
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 22,026 shares; 2014Q2: 20,166 shares; 2014Q3: 3,020 shares 3,020$255K0.08%-17,146Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 2,104 shares; 2014Q2: 2,104 shares; 2014Q3: 2,104 shares 2,104$222K0.07%0
HOMBHOME BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,128 shares; 2014Q2: 7,128 shares; 2014Q3: 7,128 shares 7,128$210K0.07%0Timeline
GISGENERAL MILLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 4,006 shares; 2014Q2: 4,006 shares; 2014Q3: 4,006 shares 4,006$202K0.07%0Timeline
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,000 shares; 2014Q2: 10,000 shares; 2014Q3: 12,500 shares 12,500$193K0.06%+2,500
ONCOVISTA INNOVATIVE THERAP…ONCOVISTA INNOVATIVE THERAPIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 10,000 shares; 2014Q3: 10,000 shares 10,000$2K<0.01%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
FIDELITYFIDELITY MONEY MARKETprincipal10,735,040$10.7M+1,267,910
FEDERAL NATIONAL MORTGAGE A…FEDERAL NATIONAL MORTGAGE ASSN FEDERAL AGENCYprincipal2,000,000$2M+1,000,000
ALLY BANKALLY BANK CERTIFICATES OFprincipal1,275,000$1.28M0
CONNECTICUT STCONNECTICUT ST MUNCIPALprincipal1,000,000$1.1M0
FSIXXFIDELITY INSTITUTIONAL MONEY MARK… SHSprincipal1,046,286$1.05M+523,392
PORT AUTH NY & NJ TAXABLEPORT AUTH NY & NJ TAXABLE MUNCIPALprincipal1,000,000$1.04M0
UNIVERSITY OF ARKANSASUNIVERSITY OF ARKANSAS MUNICIPAL OBLIGprincipal985,000$1.04M0
COCA-COLA COCOCA-COLA CO CORPORATE BONDSprincipal1,000,000$1.04M0
FEDERAL HOME LOAN BANKFEDERAL HOME LOAN BANK FEDERAL AGENCYprincipal1,000,000$999K0
FLUSHING BANKFLUSHING BANK CERTIFICATES OFprincipal975,000$976K0
SALLIE MAE BANKSALLIE MAE BANK CERTIFICATES OFprincipal975,000$976K0
GOLDMAN SACHS BANKGOLDMAN SACHS BANK CERTIFICATES OFprincipal600,000$597K0
LITTLE ROCK ARLITTLE ROCK AR MUNICIPAL OBLIGprincipal310,000$312Knew
LITTLE ROCK ARLITTLE ROCK AR MUNICIPAL OBLIGprincipal205,000$206Knew
SMACKOVER STATE BANKSMACKOVER STATE BANK MONEY MARKET FUprincipal156,223$156K-79,764

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
AAPLAPPLE INC12,468$1.16Mshares
NUENUCOR CORP22,798$1.12Mshares
MSFTMICROSOFT CORP24,598$1.03Mshares
FDXFEDEX CORP6,053$916Kshares
CAGCONAGRA BRANDS INC23,411$695Kshares
XHBSPDR SERIES TRUST20,718$679Kshares
FLRFLUOR CORP5,287$407Kshares
MCDMCDONALDS CORP3,001$302Kshares
BPBP PLC5,047$266Kshares
ULTRA PETROLEUM CORPULTRA PETROLEUM CORP8,000$238Kshares
ARKANSAS ST DEV FIN AUTHARKANSAS ST DEV FIN AUTH200,000$222Kprincipal
SCZISHARES TR4,127$218Kshares
VMCVULCAN MATLS CO3,220$205Kshares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001171843-14-005039 base2014-10-29acceptance time not in the bulk data set