SII INVESTMENTS INC/WI
Follow13F filer, CIK 1351903, APPLETON, WI
SII INVESTMENTS INC/WI reported $0 across 1 holding for the quarter ended 2018-03-31, in a 13F-HR filed 2018-04-16.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-18-001089
- Period
- 2018-03-31
- Reported value
- $0
- Holdings
- 1
- Top 10 weight
- New
- 1
- Sold out
- 400
Largest buys vs the previous quarter
None.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| VEAexited | -860,271 | -$38.6M |
| VTVexited | -342,272 | -$36.4M |
| VUGexited | -238,281 | -$33.5M |
| AGGexited | -292,734 | -$32M |
| PowerShares QQQ Trust Unit …exited | -194,505 | -$30.3M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Sold out in Q1 2018
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| VEAVANGUARD TAX-MANAGED FDS | 860,271 | $38.6M | shares |
| VTVVANGUARD INDEX FDS | 342,272 | $36.4M | shares |
| VUGVANGUARD INDEX FDS | 238,281 | $33.5M | shares |
| AGGISHARES TR | 292,734 | $32M | shares |
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser | 194,505 | $30.3M | shares |
| VOOVANGUARD INDEX FDS | 110,780 | $27.2M | shares |
| BSVVANGUARD BD INDEX FDS | 299,050 | $23.7M | shares |
| BNDXVANGUARD CHARLOTTE FDS | 411,157 | $22.4M | shares |
| IVEISHARES TR | 192,398 | $22M | shares |
| EEMISHARES TR | 459,084 | $21.6M | shares |
| IVWISHARES TR | 138,899 | $21.2M | shares |
| IEFAISHARES TR | 284,051 | $18.8M | shares |
| BIVVANGUARD BD INDEX FDS | 192,599 | $16.1M | shares |
| VBVANGUARD INDEX FDS | 93,307 | $13.8M | shares |
| ICFISHARES TR | 135,703 | $13.7M | shares |
| EFAISHARES TR | 192,348 | $13.5M | shares |
| HYGISHARES TR | 147,413 | $12.9M | shares |
| EMBISHARES TR | 110,458 | $12.8M | shares |
| BLVVANGUARD BD INDEX FDS | 131,070 | $12.5M | shares |
| IJHISHARES TR | 64,442 | $12.3M | shares |
| IVVISHARES TR | 45,435 | $12.2M | shares |
| VWOVANGUARD INTL EQUITY INDEX F | 240,914 | $11.1M | shares |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 258,814 | $11M | shares |
| AAPLAPPLE INC | 59,810 | $10.1M | shares |
| IEMGISHARES INC | 177,126 | $10.1M | shares |
| VMBSVANGUARD SCOTTSDALE FDS | 190,739 | $10M | shares |
| IJRISHARES TR | 129,861 | $9.99M | shares |
| FVDFIRST TR EXCHANGE-TRADED FD | 316,909 | $9.78M | shares |
| CATCATERPILLAR INC | 58,679 | $9.25M | shares |
| SPYSTATE STR SPDR S&P 500 ETF T | 32,645 | $8.71M | shares |
| FTGCFIRST TR EXCHANGE TRAD FD VI | 382,732 | $7.93M | shares |
| TIPISHARES TR | 67,887 | $7.74M | shares |
| MBBISHARES TR | 64,107 | $6.83M | shares |
| LMBSFIRST TR EXCHANGE-TRADED FD | 124,777 | $6.45M | shares |
| FIXDFIRST TR EXCHNG TRADED FD VI | 115,607 | $5.87M | shares |
| IGIBISHARES TR | 51,153 | $5.59M | shares |
| METAMETA PLATFORMS INC | 31,266 | $5.55M | shares |
| VNQVANGUARD INDEX FDS | 64,880 | $5.38M | shares |
| VOVANGUARD INDEX FDS | 34,516 | $5.35M | shares |
| BABOEING CO | 18,042 | $5.31M | shares |
| CSCOCISCO SYS INC | 136,441 | $5.22M | shares |
| BPBP PLC | 118,430 | $4.97M | shares |
| DVYISHARES TR | 48,736 | $4.8M | shares |
| WMTWALMART INC | 48,601 | $4.79M | shares |
| IWFISHARES TR | 35,375 | $4.76M | shares |
| FTSLFIRST TR EXCHANGE-TRADED FD | 98,514 | $4.74M | shares |
| IWDISHARES TR | 37,016 | $4.6M | shares |
| VTIVANGUARD INDEX FDS | 33,488 | $4.6M | shares |
| AFDMFIRST TR EXCH TRADED FD III | 71,149 | $4.56M | shares |
| FLOTISHARES TR | 87,420 | $4.45M | shares |
| FPXFIRST TR EXCHANGE-TRADED FD | 63,141 | $4.31M | shares |
| ISHARES TRISHARES TR | 162,338 | $4.23M | principal |
| HDHOME DEPOT INC | 22,332 | $4.23M | shares |
| INTCINTEL CORP | 88,318 | $4.08M | shares |
| IBBISHARES TR | 36,303 | $3.87M | shares |
| VYMVANGUARD WHITEHALL FDS | 44,278 | $3.8M | shares |
| FS KKR CAPITAL CORPFS KKR CAPITAL CORP | 516,602 | $3.79M | shares |
| AMZNAMAZON COM INC | 3,221 | $3.77M | shares |
| PFEPFIZER INC | 103,699 | $3.76M | shares |
| IDVISHARES TR | 109,077 | $3.68M | shares |
| XOMEXXON MOBIL CORP | 42,271 | $3.54M | shares |
| UNITED TECH CORPUNITED TECH CORP | 27,281 | $3.48M | shares |
| IBMINTERNATIONAL BUSINESS MACHS | 22,404 | $3.44M | shares |
| RDVYFIRST TR EXCHANGE TRADED FD | 111,826 | $3.35M | shares |
| IEFISHARES TR | 30,912 | $3.29M | shares |
| BRK-BBERKSHIRE HATHAWAY INC DEL | 16,503 | $3.29M | shares |
| TAT&T INC | 80,877 | $3.15M | shares |
| VIGVANGUARD SPECIALIZED FUNDS | 30,690 | $3.11M | shares |
| VHTVANGUARD WORLD FD | 19,457 | $2.98M | shares |
| FPFFIRST TR INTER DURATN PFD & | 121,547 | $2.96M | shares |
| VEUVANGUARD INTL EQUITY INDEX F | 50,134 | $2.75M | shares |
| NVDANVIDIA CORPORATION | 14,007 | $2.71M | shares |
| VLUEISHARES TR | 31,970 | $2.68M | shares |
| JNJJOHNSON & JOHNSON | 19,164 | $2.67M | shares |
| RCSPIMCO STRATEGIC INCOME FD | 289,119 | $2.66M | shares |
| DISDISNEY WALT CO | 24,671 | $2.66M | shares |
| HEFAISHARES TR | 89,073 | $2.64M | shares |
| BNDVANGUARD BD INDEX FDS | 31,450 | $2.56M | shares |
| SCHXSCHWAB STRATEGIC TR | 39,997 | $2.55M | shares |
| PGPROCTER & GAMBLE CO | 27,491 | $2.52M | shares |
| PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD | 111,410 | $2.5M | shares |
| BABAALIBABA GROUP HLDG LTD | 14,193 | $2.44M | shares |
| IEIISHARES TR | 19,678 | $2.41M | shares |
| SCHMSCHWAB STRATEGIC TR | 44,793 | $2.38M | shares |
| VCSHVANGUARD SCOTTSDALE FDS | 29,358 | $2.33M | shares |
| FPEFIRST TR EXCH TRADED FD III | 114,809 | $2.3M | shares |
| IWMISHARES TR | 14,770 | $2.25M | shares |
| VCRVANGUARD WORLD FD | 14,274 | $2.23M | shares |
| JPMJPMORGAN CHASE & CO | 20,495 | $2.18M | shares |
| MSFTMICROSOFT CORP | 24,922 | $2.14M | shares |
| FDTFIRST TR EXCH TRD ALPHDX FD | 33,878 | $2.11M | shares |
| IWRISHARES TR | 9,929 | $2.06M | shares |
| IGSBISHARES TR | 19,567 | $2.04M | shares |
| SCHVSCHWAB STRATEGIC TR | 37,025 | $2.03M | shares |
| CFOVICTORY PORTFOLIOS II | 38,345 | $1.87M | shares |
| PEPPEPSICO INC | 15,523 | $1.86M | shares |
| NVONOVO-NORDISK A S | 34,534 | $1.85M | shares |
| PFFISHARES TR | 48,122 | $1.83M | shares |
| KMBKIMBERLY-CLARK CORP | 15,223 | $1.83M | shares |
| FTCSFIRST TR EXCHANGE-TRADED FD | 35,597 | $1.82M | shares |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 59,223 | $1.81M | shares |
| AFLAFLAC INC | 20,097 | $1.79M | shares |
| CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR | 71,395 | $1.78M | shares |
| MTUMISHARES TR | 16,968 | $1.77M | shares |
| FNXFIRST TR EXCHANGE-TRADED ALP | 25,374 | $1.67M | shares |
| VEREIT INCVEREIT INC | 212,177 | $1.65M | shares |
| WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC | 22,581 | $1.65M | shares |
| FTSMFIRST TR EXCHANGE-TRADED FD | 27,295 | $1.63M | shares |
| VDCVANGUARD WORLD FD | 11,005 | $1.6M | shares |
| CVXCHEVRON CORPORATION | 12,386 | $1.56M | shares |
| GNLGLOBAL NET LEASE INC | 74,398 | $1.53M | shares |
| MOALTRIA GROUP INC | 21,132 | $1.5M | shares |
| VZVERIZON COMMUNICATIONS INC | 28,273 | $1.5M | shares |
| USMVISHARES TR | 28,237 | $1.49M | shares |
| DBLDOUBLELINE OPPORTUNISTIC CR | 66,437 | $1.48M | shares |
| GOOGLALPHABET INC | 1,409 | $1.47M | shares |
| AMGNAMGEN INC | 8,199 | $1.43M | shares |
| UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW | 40,278 | $1.42M | shares |
| AXPAMERICAN EXPRESS CO | 13,985 | $1.39M | shares |
| POWERSHARESPOWERSHARES | 35,498 | $1.38M | shares |
| LQDISHARES TR | 11,171 | $1.34M | shares |
| POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L | 27,824 | $1.33M | shares |
| MMM3M CO | 5,636 | $1.33M | shares |
| SCHASCHWAB STRATEGIC TR | 18,889 | $1.32M | shares |
| CMCSACOMCAST CORP NEW | 32,021 | $1.28M | shares |
| NEENEXTERA ENERGY INC | 8,139 | $1.27M | shares |
| FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INC | 80,632 | $1.27M | shares |
| GILDGILEAD SCIENCES INC | 17,406 | $1.24M | shares |
| GENERAL ELEC COGENERAL ELEC CO | 71,227 | $1.24M | shares |
| VGKVANGUARD INTL EQUITY INDEX F | 20,751 | $1.23M | shares |
| NICNICOLET BANKSHARES INC | 22,319 | $1.22M | shares |
| UNHUNITEDHEALTH GROUP INC | 5,493 | $1.21M | shares |
| IHEISHARES TR | 7,676 | $1.18M | shares |
| BMYBRISTOL-MYERS SQUIBB CO | 19,128 | $1.17M | shares |
| SDYSPDR SERIES TRUST | 12,298 | $1.16M | shares |
| FVFIRST TR EXCHANGE TRADED FD | 41,534 | $1.15M | shares |
| DGROISHARES TR | 32,696 | $1.14M | shares |
| CCLCARNIVAL CORP | 17,060 | $1.13M | shares |
| LMTLOCKHEED MARTIN CORP | 3,520 | $1.12M | shares |
| ABBVABBVIE INC | 11,360 | $1.11M | shares |
| SBUXSTARBUCKS CORP | 18,961 | $1.08M | shares |
| XLFSELECT SECTOR SPDR TR | 38,621 | $1.08M | shares |
| SHYISHARES TR | 12,748 | $1.07M | shares |
| VVISA INC | 9,227 | $1.05M | shares |
| ORCLORACLE CORP | 21,130 | $998K | shares |
| VGSHVANGUARD SCOTTSDALE FDS | 16,491 | $995K | shares |
| NEARISHARES U S ETF TR | 19,631 | $989K | shares |
| USBUS BANCORP | 18,364 | $984K | shares |
| SHWSHERWIN WILLIAMS CO | 2,392 | $973K | shares |
| WFCWELLS FARGO & CO | 15,942 | $965K | shares |
| VFHVANGUARD WORLD FD | 13,691 | $960K | shares |
| IJJISHARES TR | 5,921 | $948K | shares |
| OPPENHEIMER ETF TROPPENHEIMER ETF TR | 13,594 | $947K | shares |
| THOTHOR INDS INC | 6,272 | $944K | shares |
| ISHARESISHARES | 37,822 | $940K | principal |
| MGCVANGUARD WORLD FD | 10,073 | $924K | shares |
| MCDMCDONALDS CORP | 5,346 | $921K | shares |
| FFORD MTR CO | 73,622 | $915K | shares |
| FEXFIRST TR EXCHANGE-TRADED ALP | 15,520 | $910K | shares |
| NKENIKE INC | 14,379 | $906K | shares |
| IFVFIRST TR EXCHANGE TRADED FD | 40,695 | $903K | shares |
| JBLUJETBLUE AIRWAYS CORP | 40,254 | $899K | shares |
| TGTTARGET CORP | 13,556 | $890K | shares |
| HDVISHARES TR | 9,793 | $882K | shares |
| VPLVANGUARD INTL EQUITY INDEX F | 12,080 | $880K | shares |
| HONHONEYWELL INTL INC | 5,745 | $878K | shares |
| CVSCVS HEALTH CORP | 12,032 | $875K | shares |
| UVEUNIVERSAL INS HLDGS INC | 31,951 | $875K | shares |
| DOWDUPONT INCDOWDUPONT INC | 12,235 | $873K | shares |
| VLOVALERO ENERGY CORP | 9,549 | $868K | shares |
| VXFVANGUARD INDEX FDS | 7,798 | $867K | shares |
| NOCNORTHROP GRUMMAN CORP | 2,780 | $858K | shares |
| RAYTHEON COMPANYRAYTHEON COMPANY | 4,536 | $853K | shares |
| IYJISHARES TR | 5,740 | $847K | shares |
| VPUVANGUARD WORLD FD | 7,091 | $829K | shares |
| KOCOCA COLA CO | 18,014 | $825K | shares |
| JPMEJ P MORGAN EXCHANGE TRADED F | 12,957 | $819K | shares |
| BACBANK OF AMER CORP | 27,498 | $815K | shares |
| TLTISHARES TR | 6,221 | $808K | shares |
| IJKISHARES TR | 3,712 | $800K | shares |
| DLRDIGITAL RLTY TR INC | 6,975 | $793K | shares |
| ARKKARK ETF TR | 21,326 | $791K | shares |
| GISGENERAL MILLS INC | 13,131 | $778K | shares |
| LOWLOWES COS INC | 8,218 | $764K | shares |
| DONWISDOMTREE TR | 21,603 | $763K | shares |
| FDXFEDEX CORP | 3,115 | $762K | shares |
| QCOMQUALCOMM INC | 11,767 | $757K | shares |
| LAM RESEARCH CORPLAM RESEARCH CORP | 4,126 | $757K | shares |
| INVESCO HIG INCM 2023 TARG TINVESCO HIG INCM 2023 TARG T | 76,592 | $754K | shares |
| FYXFIRST TR EXCHANGE-TRADED ALP | 12,270 | $752K | shares |
| ELVELEVANCE HEALTH INC FORMERLY | 3,288 | $743K | shares |
| VOEVANGUARD INDEX FDS | 6,685 | $743K | shares |
| CIGNA CORPORATIONCIGNA CORPORATION | 3,608 | $735K | shares |
| VECTREN CORPVECTREN CORP | 11,206 | $735K | shares |
| ITAISHARES TR | 3,871 | $730K | shares |
| VGTVANGUARD WORLD FD | 4,421 | $721K | shares |
| MDLZMONDELEZ INTL INC | 16,309 | $709K | shares |
| SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR | 19,036 | $703K | shares |
| ZIONZIONS BANCORPORATION NATL AS | 13,672 | $693K | shares |
| GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR | 19,496 | $692K | shares |
| VBRVANGUARD INDEX FDS | 5,154 | $687K | shares |
| XEXGXEATON VANCE TAX-MANAGED GLOB | 72,762 | $681K | shares |
| Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted… | 6,641 | $674K | shares |
| NINISOURCE INC | 26,180 | $671K | shares |
| SYFSYNCHRONY FINANCIAL | 16,850 | $662K | shares |
| OCOWENS CORNING NEW | 7,212 | $662K | shares |
| VBKVANGUARD INDEX FDS | 4,076 | $653K | shares |
| BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE | 20,147 | $643K | shares |
| DHID R HORTON INC | 12,570 | $642K | shares |
| GOOGALPHABET INC | 613 | $641K | shares |
| KRKROGER CO | 23,409 | $641K | shares |
| ABTABBOTT LABORATORIES | 11,029 | $630K | shares |
| BUDANHEUSER BUSCH INBEV SA NV | 5,674 | $630K | shares |
| GSGOLDMAN SACHS GROUP INC | 2,475 | $628K | shares |
| XLESELECT SECTOR SPDR TR | 8,614 | $619K | shares |
| DCT INDUSTRIAL TRUST INCDCT INDUSTRIAL TRUST INC | 10,540 | $619K | shares |
| OEFISHARES TR | 5,225 | $618K | shares |
| SLBSLB LIMITED | 9,209 | $617K | shares |
| ALLALLSTATE CORP | 5,857 | $612K | shares |
| FIRST TRUST ENERGY INFRASTR…FIRST TRUST ENERGY INFRASTRUCT | 34,250 | $611K | shares |
| SLFSUN LIFE FINANCIAL INC. | 14,777 | $610K | shares |
| EESWISDOMTREE TR | 16,797 | $609K | shares |
| AJGGALLAGHER ARTHUR J & CO | 9,543 | $602K | shares |
| IATISHARES TR | 12,274 | $602K | shares |
| EWBCEAST WEST BANCORP INC | 9,767 | $600K | shares |
| EMREMERSON ELEC CO | 8,445 | $594K | shares |
| WECWEC ENERGY GROUP INC | 8,835 | $587K | shares |
| CMICUMMINS INC | 3,269 | $577K | shares |
| DNPDNP SELECT INCOME FD INC | 53,299 | $577K | shares |
| Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No… | 33,175 | $577K | shares |
| EVREVERCORE INC | 6,436 | $576K | shares |
| ITWILLINOIS TOOL WKS INC | 3,397 | $568K | shares |
| GLDSPDR GOLD TR | 4,596 | $564K | shares |
| LRGFISHARES TR | 17,648 | $561K | shares |
| PYPLPAYPAL HLDGS INC | 7,605 | $560K | shares |
| IJSISHARES TR | 3,633 | $557K | shares |
| TE CONNECTIVITY LTDTE CONNECTIVITY LTD | 5,739 | $549K | shares |
| IWPISHARES TR | 4,506 | $546K | shares |
| PAYXPAYCHEX INC | 7,963 | $543K | shares |
| CNICANADIAN NATL RY CO | 6,610 | $540K | shares |
| CDCVICTORY PORTFOLIOS II | 11,577 | $538K | shares |
| FXLFIRST TR EXCHANGE-TRADED FD | 10,387 | $534K | shares |
| PMPHILIP MORRIS INTL INC | 5,004 | $530K | shares |
| COFCAPITAL ONE FINL CORP | 5,340 | $528K | shares |
| MPCMARATHON PETE CORP | 7,936 | $523K | shares |
| CFGCITIZENS FINL GROUP INC | 12,412 | $518K | shares |
| DHSWISDOMTREE TR | 7,098 | $518K | shares |
| NXSTNEXSTAR MEDIA GROUP INC | 6,578 | $515K | shares |
| CHDCHURCH & DWIGHT CO INC | 10,188 | $512K | shares |
| MOTIVANECK ETF TRUST | 14,875 | $510K | shares |
| TIME WARNER INCTIME WARNER INC | 5,502 | $505K | shares |
| XELXCEL ENERGY INC | 10,283 | $493K | shares |
| TJXTJX COS INC NEW | 6,362 | $491K | shares |
| NFLXNETFLIX INC. | 2,546 | $487K | shares |
| FAFFIRST AMERN FINL CORP | 8,525 | $483K | shares |
| SUREADVISORSHARES TR | 6,655 | $475K | shares |
| ACMAECOM | 12,952 | $471K | shares |
| CBS CORP NEWCBS CORP NEW | 8,019 | $469K | shares |
| MRKMERCK & CO INC | 8,224 | $463K | shares |
| DUKDUKE ENERGY CORP NEW | 5,371 | $452K | shares |
| OSKOSHKOSH CORP | 4,980 | $452K | shares |
| UGIUGI CORP NEW | 9,468 | $443K | shares |
| PSECPROSPECT CAP CORP | 65,716 | $442K | shares |
| FIRST TR NASDAQ SMART PHONEFIRST TR NASDAQ SMART PHONE | 8,248 | $436K | shares |
| VTVANGUARD INTL EQUITY INDEX F | 5,902 | $434K | shares |
| INTFISHARES TR | 14,825 | $429K | shares |
| HALHALLIBURTON CO | 8,735 | $429K | shares |
| MKCMCCORMICK & CO INC | 4,264 | $426K | shares |
| HARRIS CORP INCHARRIS CORP INC | 3,019 | $426K | shares |
| IYYISHARES TR | 3,139 | $419K | shares |
| GDGENERAL DYNAMICS CORP | 2,035 | $417K | shares |
| FEMBFIRST TR EXCH TRADED FD III | 9,722 | $411K | shares |
| SOSOUTHERN CO | 8,499 | $409K | shares |
| HISFFIRST TR EXCHANGE-TRADED FD | 7,937 | $403K | shares |
| SHYGISHARES TR | 8,363 | $394K | shares |
| NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUND | 59,716 | $394K | shares |
| IHIISHARES TR | 2,230 | $393K | shares |
| IYHISHARES TR | 2,257 | $393K | shares |
| MUBISHARES TR | 3,515 | $390K | shares |
| EDCONSOLIDATED EDISON INC | 4,558 | $380K | shares |
| NUENUCOR CORP | 5,919 | $376K | shares |
| EMHYISHARES INC | 7,456 | $375K | shares |
| XHRXENIA HOTELS & RESORTS INC | 17,198 | $372K | shares |
| SCHBSCHWAB STRATEGIC TR | 5,719 | $371K | shares |
| DIASTATE STR SPDR DOW JONES IND | 1,512 | $369K | shares |
| TIER REIT COMTIER REIT COM | 18,117 | $369K | shares |
| FIRST TRUST NEW OPPORTUNITI…FIRST TRUST NEW OPPORTUNITIES | 30,268 | $362K | shares |
| UNPUNION PAC CORP | 2,659 | $356K | shares |
| PNCPNC FINL SVCS GROUP INC | 2,480 | $356K | shares |
| DDOMINION ENERGY INC | 4,372 | $352K | shares |
| IDUISHARES TR | 2,646 | $350K | shares |
| RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC | 25,753 | $347K | shares |
| FITBFIFTH THIRD BANCORP | 11,411 | $346K | shares |
| MCKMCKESSON CORP | 2,181 | $344K | shares |
| HYLSFIRST TR EXCHANGE-TRADED FD | 6,945 | $338K | shares |
| ZROZPIMCO ETF TR | 2,778 | $338K | shares |
| LNCLINCOLN NATL CORP IND | 4,312 | $332K | shares |
| POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II | 9,259 | $329K | shares |
| VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II | 9,369 | $328K | shares |
| POWERSHARESPOWERSHARES | 22,047 | $327K | shares |
| COPCONOCOPHILLIPS | 5,961 | $325K | shares |
| IPACISHARES TR | 5,436 | $325K | shares |
| GEMGOLDMAN SACHS ETF TR | 8,974 | $322K | shares |
| XBISPDR SERIES TRUST | 3,758 | $318K | shares |
| BLACKROCK INCBLACKROCK INC | 613 | $316K | shares |
| IWSISHARES TR | 3,554 | $315K | shares |
| AGNCAGNC INVT CORP | 15,515 | $312K | shares |
| SKYYFIRST TR EXCHANGE-TRADED FD | 6,769 | $312K | shares |
| NOBLPROSHARES TR | 4,856 | $311K | shares |
| URIUNITED RENTALS INC | 1,805 | $310K | shares |
| AETNA INC NEWAETNA INC NEW | 1,718 | $310K | shares |
| AMATAPPLIED MATLS INC | 6,019 | $308K | shares |
| EZMWISDOMTREE TR | 7,723 | $308K | shares |
| ACTVISION BLIZZARD INCACTVISION BLIZZARD INC | 4,843 | $307K | shares |
| RYROYAL BK CDA | 3,736 | $305K | shares |
| SLVISHARES SILVER TR | 18,936 | $304K | shares |
| ISHARES GOLD TRUSTISHARES GOLD TRUST | 23,931 | $303K | shares |
| INTREPID POTASH INCINTREPID POTASH INC | 63,000 | $300K | shares |
| WYWEYERHAEUSER CO | 8,343 | $298K | shares |
| POWERSHS DB US DOLLAR INDEX…POWERSHS DB US DOLLAR INDEX DO | 12,048 | $288K | shares |
| DLNWISDOMTREE TR | 3,085 | $284K | shares |
| ATHENEX INCATHENEX INC | 17,836 | $284K | shares |
| LNGCHENIERE ENERGY INC | 5,317 | $282K | shares |
| CCITIGROUP INC | 3,729 | $275K | shares |
| ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT | 22,763 | $273K | shares |
| EMLPFIRST TR EXCHANGE-TRADED FD | 10,989 | $270K | shares |
| REGLPROSHARES TR | 4,891 | $268K | shares |
| MDTMEDTRONIC PLC | 3,349 | $267K | shares |
| YUMYUM BRANDS INC | 3,282 | $267K | shares |
| NORTHWEST NATURAL GAS CONORTHWEST NATURAL GAS CO | 4,471 | $267K | shares |
| PSXPHILLIPS 66 | 2,611 | $265K | shares |
| CELGENE CORPCELGENE CORP | 2,557 | $264K | shares |
| COSTCOSTCO WHOLESALE CORPORATION | 1,419 | $262K | shares |
| CLXCLOROX CO DEL | 1,722 | $257K | shares |
| XLVSELECT SECTOR SPDR TR | 3,104 | $256K | shares |
| VDEVANGUARD WORLD FD | 2,569 | $256K | shares |
| FISFIDELITY NATL INFORMATION SV | 2,718 | $256K | shares |
| LNTALLIANT ENERGY CORP | 5,965 | $255K | shares |
| HPQHP INC | 12,102 | $254K | shares |
| AVBAVALONBAY CMNTYS INC | 1,390 | $249K | shares |
| AOSSMITH A O CORP | 4,088 | $248K | shares |
| TMOTHERMO FISHER SCIENTIFIC INC | 1,290 | $247K | shares |
| ITOTISHARES TR | 3,955 | $242K | shares |
| POWERSHARESPOWERSHARES | 14,492 | $238K | shares |
| AVYAVERY DENNISON CORP | 2,059 | $236K | shares |
| VTRVENTAS INC | 3,835 | $230K | shares |
| FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A | 13,700 | $226K | shares |
| COLUMBIA PROPERTY TRUST INCCOLUMBIA PROPERTY TRUST INC | 9,809 | $225K | shares |
| INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF | 11,857 | $223K | shares |
| SCHESCHWAB STRATEGIC TR | 7,738 | $218K | shares |
| PSKSPDR SERIES TRUST | 4,945 | $217K | shares |
| ZBHZIMMER BIOMET HOLDINGS INC | 1,779 | $215K | shares |
| CSXCSX CORP | 3,855 | $213K | shares |
| VOTVANGUARD INDEX FDS | 1,676 | $213K | shares |
| ISRGINTUITIVE SURGICAL INC | 584 | $212K | shares |
| STZCONSTELLATION BRANDS INC | 927 | $212K | shares |
| IGLBISHARES TR | 3,352 | $210K | shares |
| RYDEX S&P EQ WEIGHT TECHN E…RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 1,433 | $204K | shares |
| IXNISHARES TR | 1,319 | $203K | shares |
| LDOSLEIDOS HOLDINGS INC | 3,147 | $202K | shares |
| GNTGAMCO NAT RES GOLD & INCOME | 30,426 | $202K | shares |
| FXGFIRST TR EXCHANGE-TRADED FD | 4,198 | $202K | shares |
| LIFE STORAGE INCLIFE STORAGE INC | 2,225 | $200K | shares |
| TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORP | 6,851 | $200K | shares |
| AQUA AMERICA INCAQUA AMERICA INC | 5,051 | $200K | shares |
| HALYARD HEALTH INCHALYARD HEALTH INC | 4,355 | $200K | shares |
| BLWBLACKROCK LTD DURATION INCOM | 12,325 | $197K | shares |
| COLONY NORTHSTAR INCCOLONY NORTHSTAR INC | 17,234 | $195K | shares |
| XFRAXBLACKROCK FLOATING RATE INCO | 12,531 | $173K | shares |
| CHICALAMOS CONV OPPORTUNITIES & | 14,947 | $168K | shares |
| CORPORATE CAP TR INCCORPORATE CAP TR INC | 10,398 | $167K | shares |
| SIGMA DESIGNS INCSIGMA DESIGNS INC | 23,929 | $166K | shares |
| NXPNUVEEN SELECT TAX-FREE INCOM | 10,651 | $156K | shares |
| ACTGACACIA RESH CORP | 35,940 | $149K | shares |
| FDDFIRST TR EXCHANGE-TRADED FD | 10,511 | $145K | shares |
| CAPSTEAD MTG CORPCAPSTEAD MTG CORP | 15,385 | $131K | shares |
| DREYFUS STRATEGIC MUNS INCDREYFUS STRATEGIC MUNS INC | 14,723 | $128K | shares |
| NAVIOS MARITIME MIDSTREAM L…NAVIOS MARITIME MIDSTREAM LP COM … | 13,099 | $128K | shares |
| ABRARBOR REALTY TRUST INC | 14,742 | $127K | shares |
| JFRNUVEEN FLOATING RATE INCOME | 11,000 | $124K | shares |
| BCXBLACKROCK RES & COMMODITIES | 11,894 | $117K | shares |
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION | 95,000 | $95K | principal |
| RCMTRCM TECHNOLOGIES INC | 12,339 | $77K | shares |
| NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC | 12,385 | $76K | shares |
| PIMFRANKLIN MASTER INTER INCOME | 14,627 | $70K | shares |
| RESONANT INCRESONANT INC | 10,000 | $70K | shares |
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP | 13,335 | $53K | shares |
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION | 45,000 | $45K | principal |
| QUICKLOGIC CORPQUICKLOGIC CORP | 25,146 | $44K | shares |
| ADAMIS PHARMACEUTICALS CORPADAMIS PHARMACEUTICALS CORP | 10,000 | $44K | shares |
| DREYFUSDREYFUS | 12,500 | $42K | shares |
| PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… | 35,000 | $35K | principal |
| NOVELION THERAPEUTICS INCNOVELION THERAPEUTICS INC | 11,299 | $34K | shares |
| ANTARES PHARMA INCANTARES PHARMA INC | 15,800 | $32K | shares |
| WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC | 15,959 | $30K | shares |
| BLACKROCK TCP CAPITAL CORPBLACKROCK TCP CAPITAL CORP | 10,000 | $10K | principal |
| WMTWALMART INC | 200 | $7K | call |
| BMYBRISTOL-MYERS SQUIBB CO | 200 | $0 | call |
| VOOVANGUARD INDEX FDS | 1,200 | $0 | put |
| KRKROGER CO | 200 | $0 | call |
How Q1 2018 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-18-001089 | base | 2018-04-16 | acceptance time not in the bulk data set |