SII INVESTMENTS INC/WI
Follow13F filer, CIK 1351903, APPLETON, WI
SII INVESTMENTS INC/WI reported $965,364,000 across 400 holdings for the quarter ended 2017-12-31, in a 13F-HR filed 2018-02-09. Its ten largest share positions make up 29.8% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-18-000439
- Period
- 2017-12-31
- Reported value
- $965M
- Holdings
- 400
- Top 10 weight
- 29.8%
- New
- 43
- Sold out
- 245
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| FTGCnew | +382,732 | $7.93M |
| FIXDnew | +115,607 | $5.87M |
| FPXadded | +44,235 | $3.02M |
| IBBadded | +22,300 | $2.38M |
| NVOnew | +34,534 | $1.85M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| VTVreduced | -398,330 | -$42.3M |
| VUGreduced | -274,708 | -$38.6M |
| IVVreduced | -123,505 | -$33.2M |
| VEAreduced | -668,509 | -$30M |
| VOOreduced | -96,342 | -$23.6M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 390 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| ISHARES TRISHARES TR IBONDS MAR20 ETF | principal | 162,338 | $4.23M | +130,250 |
| ISHARESISHARES EXCHANGE TRADED | principal | 37,822 | $940K | +5,054 |
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 | principal | 95,000 | $95K | 0 |
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 | principal | 45,000 | $45K | 0 |
| PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… Convertible | principal | 35,000 | $35K | 0 |
| BLACKROCK TCP CAPITAL CORPBLACKROCK TCP CAPITAL CORP COM | principal | 10,000 | $10K | 0 |
Sold out in Q4 2017
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| NSCNORFOLK SOUTHN CORP | 50,016 | $6.61M | shares |
| TDFTEMPLETON DRAGON FD INC | 314,755 | $6.56M | shares |
| FEMFIRST TR EXCH TRD ALPHDX FD | 183,677 | $5.03M | shares |
| ADMARCHER DANIELS MIDLAND CO | 116,527 | $4.96M | shares |
| GFNEW GERMANY FD INC | 244,073 | $4.53M | shares |
| FIRST TR STRATEGIC HIGH INCFIRST TR STRATEGIC HIGH INC | 262,849 | $3.58M | shares |
| HYIWESTERN ASSET HIGH YIELD OPP | 225,890 | $3.51M | shares |
| IVY HIGH INCOME OPPORTUNITIEIVY HIGH INCOME OPPORTUNITIE | 214,268 | $3.42M | shares |
| INGRINGREDION INC | 22,311 | $2.69M | shares |
| CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR | 102,084 | $2.59M | shares |
| BUNGE LTDBUNGE LTD | 35,715 | $2.48M | shares |
| NDSNNORDSON CORP | 20,020 | $2.38M | shares |
| EEAEUROPEAN EQUITY FD INC | 234,026 | $2.24M | shares |
| XLISELECT SECTOR SPDR TR | 29,166 | $2.08M | shares |
| HIGHARTFORD INSURANCE GROUP INC | 34,936 | $1.94M | shares |
| XAWFXALLIANCEBERNSTEIN GLOBAL HIG | 147,645 | $1.93M | shares |
| NPKNATIONAL PRESTO INDS INC | 17,785 | $1.9M | shares |
| GDXJVANECK ETF TRUST | 52,667 | $1.76M | shares |
| RYDEX ETF TRUSTRYDEX ETF TRUST | 13,464 | $1.66M | shares |
| COUNTY BANCORP INCCOUNTY BANCORP INC | 52,864 | $1.59M | shares |
| ADXADAMS DIVERSIFIED EQUITY FD | 100,890 | $1.53M | shares |
| VCITVANGUARD SCOTTSDALE FDS | 17,340 | $1.53M | shares |
| BENFRANKLIN TEMPLETON INC | 34,096 | $1.51M | shares |
| ROKROCKWELL AUTOMATION INC | 8,394 | $1.49M | shares |
| PRICELINE GRP INCPRICELINE GRP INC | 815 | $1.48M | shares |
| SMDVPROSHARES TR | 26,162 | $1.47M | shares |
| FXOFIRST TR EXCHANGE-TRADED FD | 46,243 | $1.37M | shares |
| RWOSPDR INDEX SHS FDS | 27,547 | $1.31M | shares |
| ABERDEEN LATIN AMER EQTY FDABERDEEN LATIN AMER EQTY FD | 47,830 | $1.31M | shares |
| FCOMFIDELITY COVINGTON TRUST | 39,475 | $1.27M | shares |
| POWERSHARES S&P SMALLCA…POWERSHARES S&P SMALLCAP LOW | 27,517 | $1.26M | shares |
| RHIROBERT HALF INC. | 24,558 | $1.24M | shares |
| LKFNLAKELAND FINL CORP | 25,302 | $1.24M | shares |
| PFXFVANECK ETF TRUST | 58,651 | $1.18M | shares |
| NHSNEUBERGER HIGH YIELD ST FD I | 93,333 | $1.13M | shares |
| CEETHE CENTRAL AND EASTERN EU I | 44,429 | $1.1M | shares |
| ASAASA GOLD AND PRECIOUS MTLS L | 90,878 | $1.09M | shares |
| BARRICK GOLD CORPBARRICK GOLD CORP | 61,919 | $995K | shares |
| JCIJOHNSON CONTROLS INTERNATION | 23,993 | $960K | shares |
| VCLTVANGUARD SCOTTSDALE FDS | 9,635 | $907K | shares |
| PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG Y | 58,400 | $889K | shares |
| DFPFLAHERTY & CRUMRINE DYNAMIC | 33,571 | $886K | shares |
| SWZTOTAL RETURN SECURITIES FUND | 68,186 | $869K | shares |
| XLKSELECT SECTOR SPDR TR | 14,460 | $856K | shares |
| EFAVISHARES TR | 11,494 | $818K | shares |
| AHRTAH RLTY TR INC | 58,558 | $815K | shares |
| SMPLSIMPLY GOOD FOODS CO | 68,138 | $798K | shares |
| TOTAL SYS SVCS INCTOTAL SYS SVCS INC | 11,966 | $784K | shares |
| KMIKINDER MORGAN INC DEL | 39,124 | $747K | shares |
| PBIPITNEY BOWES INC | 53,495 | $746K | shares |
| INSIGHT SELECT INCOME FDINSIGHT SELECT INCOME FD | 36,680 | $738K | shares |
| WLYWILEY JOHN & SONS INC | 13,695 | $733K | shares |
| BTIBRITISH AMERN TOB PLC | 11,645 | $725K | shares |
| DEUTSCHE STRATEGIC INCOME TRDEUTSCHE STRATEGIC INCOME TR | 57,878 | $721K | shares |
| CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV | 42,611 | $717K | shares |
| HANESBRANDS INCHANESBRANDS INC | 28,589 | $707K | shares |
| BHFBRIGHTHOUSE FINL INC | 11,590 | $702K | shares |
| DBEFDBX ETF TR | 22,435 | $698K | shares |
| HRLHORMEL FOODS CORP | 21,646 | $694K | shares |
| LYBLYONDELLBASELL INDUSTRIES NV | 6,847 | $678K | shares |
| POWERSHARES ETF TRUST DWA T…POWERSHARES ETF TRUST DWA TECH | 13,856 | $676K | shares |
| SCHWCHARLES SCHWAB CORP (THE) | 15,422 | $673K | shares |
| SWKSTANLEY BLACK & DECKER INC | 4,472 | $673K | shares |
| POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST | 10,990 | $671K | shares |
| EMEEMCOR GROUP INC | 9,638 | $669K | shares |
| AIVLWISDOMTREE TR | 7,764 | $657K | shares |
| QUALISHARES TR | 8,453 | $652K | shares |
| FEFIRSTENERGY CORP | 21,051 | $648K | shares |
| PEBOPEOPLES BANCORP INC | 19,230 | $648K | shares |
| MLIMUELLER INDS INC | 18,365 | $642K | shares |
| CAHCARDINAL HEALTH INC | 9,509 | $641K | shares |
| DTEDTE ENERGY CO | 5,713 | $614K | shares |
| ALGTALLEGIANT TRAVEL CO | 4,530 | $597K | shares |
| VXUSVANGUARD STAR FDS | 10,840 | $593K | shares |
| CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR | 14,070 | $590K | shares |
| DISCOVER FINANCIAL SERVICESDISCOVER FINANCIAL SERVICES | 9,033 | $583K | shares |
| DGDOLLAR GEN CORP | 7,115 | $577K | shares |
| SPYGSPDR SERIES TRUST | 4,531 | $562K | shares |
| CETCENTRAL SECS CORP | 21,611 | $558K | shares |
| H&E EQUIPMENT SERVICES INCH&E EQUIPMENT SERVICES INC | 18,312 | $547K | shares |
| HEARTLAND FINL USA INCHEARTLAND FINL USA INC | 10,537 | $528K | shares |
| GAMGENERAL AMERN INVS CO INC | 14,678 | $527K | shares |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 18,974 | $524K | shares |
| DOVDOVER CORP | 5,708 | $523K | shares |
| PDMPIEDMONT REALTY TRUST INC | 25,849 | $520K | shares |
| EXREXTRA SPACE STORAGE INC | 6,450 | $519K | shares |
| AIZASSURANT INC | 5,400 | $517K | shares |
| ERCALLSPRING MULTI SECTOR INCOM | 38,605 | $515K | shares |
| Invesco Intl Developed Low …Invesco Intl Developed Low Vol | 15,204 | $504K | shares |
| TORTOISE PWR & ENERGY INFRA…TORTOISE PWR & ENERGY INFRASTR | 23,594 | $502K | shares |
| ALKALASKA AIR GROUP INC | 6,548 | $501K | shares |
| MGEEMGE ENERGY INC | 7,682 | $498K | shares |
| IYFISHARES TR | 4,432 | $497K | shares |
| VISVANGUARD WORLD FD | 3,646 | $496K | shares |
| JBHTHUNT J B TRANS SVCS INC | 4,451 | $493K | shares |
| XLPSELECT SECTOR SPDR TR | 8,937 | $481K | shares |
| CIBRFIRST TR EXCHANGE-TRADED FD | 22,181 | $481K | shares |
| UMPQUA HOLDINGSUMPQUA HOLDINGS | 24,545 | $481K | shares |
| EEMVISHARES INC | 8,051 | $473K | shares |
| TFXTELEFLEX INCORPORATED | 1,935 | $468K | shares |
| HPEHEWLETT PACKARD ENTERPRISE C | 31,503 | $462K | shares |
| SPDR SER TRSPDR SER TR | 17,930 | $459K | shares |
| SNASNAP ON INC | 3,124 | $458K | shares |
| IJTISHARES TR | 2,774 | $458K | shares |
| MGKVANGUARD WORLD FD | 4,321 | $457K | shares |
| MAMASTERCARD INCORPORATED | 3,193 | $450K | shares |
| TYTRI CONTL CORP | 17,560 | $449K | shares |
| DEDEERE & CO | 3,547 | $447K | shares |
| XEADXALLSPRING INCOME OPPORTUNIT | 50,455 | $443K | shares |
| XLUSELECT SECTOR SPDR TR | 8,333 | $439K | shares |
| TSLATESLA INC | 1,280 | $437K | shares |
| AON PLCAON PLC | 2,962 | $436K | shares |
| OPPEWISDOMTREE TR | 14,200 | $435K | shares |
| CMGCHIPOTLE MEXICAN GRILL INC | 1,416 | $429K | shares |
| AOMISHARES TR | 11,257 | $428K | shares |
| POWERSHARESPOWERSHARES | 14,168 | $425K | shares |
| HEALTHCAREHEALTHCARE | 14,180 | $423K | shares |
| RYDEX ETF TRUST HEALTH CARERYDEX ETF TRUST HEALTH CARE | 2,365 | $414K | shares |
| AADRADVISORSHARES TR | 7,364 | $411K | shares |
| DHRDANAHER CORP DEL | 4,749 | $409K | shares |
| RABROOKFIELD REAL ASSETS INCOM | 17,183 | $408K | shares |
| ONEQFIDELITY COMWLTH TR | 1,572 | $404K | shares |
| CORCENCORA INC | 4,800 | $397K | shares |
| FDNFIRST TR EXCHANGE-TRADED FD | 3,815 | $397K | shares |
| BROOKFIELD GLOBL LISTED INFRBROOKFIELD GLOBL LISTED INFR | 29,370 | $397K | shares |
| EFGISHARES TR | 5,006 | $387K | shares |
| GUGGENHEIM S&P HIGH INCOME …GUGGENHEIM S&P HIGH INCOME INFRAS… | 13,331 | $384K | shares |
| HYTBLACKROCK CORPOR HI YLD FD I | 33,347 | $379K | shares |
| IUSBISHARES TR | 7,175 | $368K | shares |
| HUMHUMANA INC | 1,496 | $368K | shares |
| KHCKRAFT HEINZ CO | 4,653 | $363K | shares |
| MTNVAIL RESORTS INC | 1,590 | $363K | shares |
| VLTINVESCO HIGH INCOME TR II | 24,061 | $363K | shares |
| KMTKENNAMETAL INC | 9,005 | $361K | shares |
| MDYSTATE STR SPDR S&P MIDCAP 40 | 1,101 | $358K | shares |
| PLXSPLEXUS CORP | 6,120 | $355K | shares |
| SPGIS&P GLOBAL INC | 2,256 | $354K | shares |
| IBKRINTERACTIVE BROKERS GROUP IN | 7,775 | $352K | shares |
| CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 4,824 | $351K | shares |
| TXNTEXAS INSTRS INC | 3,753 | $337K | shares |
| AORISHARES TR | 7,515 | $336K | shares |
| IYLDISHARES TR | 12,935 | $333K | shares |
| BDXBECTON DICKINSON & CO | 1,634 | $321K | shares |
| UAAUNDER ARMOUR INC | 19,157 | $319K | shares |
| POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST | 18,584 | $319K | shares |
| HEDJWISDOMTREE TR | 5,094 | $318K | shares |
| MIYBLACKROCK MUNIYIELD MICH QU | 22,266 | $311K | shares |
| SLYVSPDR SERIES TRUST | 2,431 | $308K | shares |
| BB & T CORPBB & T CORP | 6,536 | $308K | shares |
| TMTOYOTA MOTOR CORP | 2,535 | $304K | shares |
| AOKISHARES TR | 8,760 | $303K | shares |
| ETNEATON CORP PLC | 3,934 | $302K | shares |
| FXHFIRST TR EXCHANGE-TRADED FD | 4,499 | $302K | shares |
| METMETLIFE INC | 5,776 | $299K | shares |
| ACWVISHARES INC | 3,703 | $299K | shares |
| VBFINVESCO BD FD | 14,885 | $299K | shares |
| PCNPIMCO CORPORATE & INCM STRG | 17,391 | $298K | shares |
| SCHDSCHWAB STRATEGIC TR | 6,244 | $293K | shares |
| PEOADAM NAT RES FD INC | 15,038 | $293K | shares |
| KEYKEYCORP | 15,183 | $287K | shares |
| RWRSPDR SERIES TRUST | 3,073 | $285K | shares |
| ISCVISHARES TR | 1,935 | $285K | shares |
| GDXVANECK ETF TRUST | 12,355 | $283K | shares |
| SCZISHARES TR | 4,534 | $281K | shares |
| BTZBLACKROCK CR ALLOCATION | 20,743 | $281K | shares |
| CENTURYLINK INCCENTURYLINK INC | 14,945 | $281K | shares |
| FASTFASTENAL CO | 6,133 | $280K | shares |
| POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUST | 10,819 | $275K | shares |
| ADPAUTOMATIC DATA PROCESSING IN | 2,498 | $272K | shares |
| PNRPENTAIR PLC | 3,960 | $272K | shares |
| XLBSELECT SECTOR SPDR TR | 4,869 | $272K | shares |
| MKLMARKEL GROUP INC | 254 | $270K | shares |
| CA INC COMCA INC COM | 8,039 | $269K | shares |
| GNTXGENTEX CORP | 13,565 | $268K | shares |
| ARKWARK ETF TR | 6,577 | $268K | shares |
| ASBASSOCIATED BANC-CORP | 11,171 | $268K | shares |
| GBXGREENBRIER COS INC | 5,508 | $266K | shares |
| ALPS ETF TRALPS ETF TR | 12,800 | $264K | shares |
| ALLEGHANY CORP DELALLEGHANY CORP DEL | 475 | $263K | shares |
| iShares S&P AMT-Free Munici…iShares S&P AMT-Free Municipal | 10,270 | $260K | shares |
| FBINFORTUNE BRANDS INNOVATIONS I | 3,828 | $257K | shares |
| SPEMSPDR INDEX SHS FDS | 3,512 | $256K | shares |
| LECOLINCOLN ELEC HLDGS INC | 2,810 | $256K | shares |
| CAGCONAGRA BRANDS INC | 7,538 | $254K | shares |
| XLYSELECT SECTOR SPDR TR | 2,748 | $249K | shares |
| MAINMAIN STR CAP CORP | 6,456 | $246K | shares |
| OHIOMEGA HEALTHCARE INVS INC | 7,816 | $244K | shares |
| UPSUNITED PARCEL SVCS INC | 2,023 | $242K | shares |
| ALLERGAN PLCALLERGAN PLC | 1,196 | $242K | shares |
| DVNDEVON ENERGY CORP NEW | 6,427 | $239K | shares |
| IWVISHARES TR | 1,589 | $238K | shares |
| ALBALBEMARLE CORP | 1,662 | $230K | shares |
| WELBILT INCWELBILT INC | 9,970 | $230K | shares |
| Invesco S&P 500 Pure GrowthInvesco S&P 500 Pure Growth | 2,290 | $229K | shares |
| REZISHARES TR | 3,600 | $228K | shares |
| OREALTY INCOME CORP | 3,964 | $227K | shares |
| IWNISHARES TR | 1,826 | $227K | shares |
| GMGENERAL MTRS CO | 5,378 | $224K | shares |
| TFISPDR SERIES TRUST | 4,561 | $223K | shares |
| ADNTADIENT PLC | 2,604 | $222K | shares |
| Rydex S&P 500 Pure Value EtfRydex S&P 500 Pure Value Etf | 3,598 | $220K | shares |
| ACNACCENTURE PLC IRELAND | 1,622 | $219K | shares |
| LUVSOUTHWEST AIRLS CO | 3,816 | $217K | shares |
| JELDJELD-WEN HLDG INC | 6,098 | $217K | shares |
| POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN | 11,244 | $216K | shares |
| ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC | 1,531 | $214K | shares |
| HPSHANCOCK JOHN PFD INCOME FD I | 11,073 | $209K | shares |
| ISHARES TRISHARES TR | 11,281 | $209K | shares |
| JKHYHENRY JACK & ASSOC INC | 2,003 | $208K | shares |
| WMWASTE MGMT INC DEL | 2,643 | $207K | shares |
| OKEONEOK INC NEW | 3,729 | $207K | shares |
| GRAMERCY PPTY TRGRAMERCY PPTY TR | 6,806 | $206K | shares |
| KKELLANOVA | 3,328 | $205K | shares |
| XEMDXWESTERN ASSET EMERGING MKTS | 13,085 | $205K | shares |
| DVADAVITA INC | 3,427 | $203K | shares |
| BMOBANK OF MONTREAL | 2,646 | $201K | shares |
| CONTINENTAL RES INCCONTINENTAL RES INC | 5,180 | $200K | shares |
| ANDEAVORANDEAVOR | 1,939 | $200K | shares |
| PRUDENTIAL GLB SHT DUR HG YLPRUDENTIAL GLB SHT DUR HG YL | 12,313 | $184K | shares |
| NVGNUVEEN AMT FREE MUN CR INC F | 11,388 | $175K | shares |
| ALERIAN MLP ETFALERIAN MLP ETF | 15,274 | $172K | shares |
| NUVEEN MICH QUALITY INCOME …NUVEEN MICH QUALITY INCOME MUN FD… | 11,670 | $160K | shares |
| NEW IRELAND FD INCORPORATEDNEW IRELAND FD INCORPORATED | 11,599 | $159K | shares |
| USALIBERTY ALL STAR EQUITY FD | 25,721 | $155K | shares |
| FCXFREEPORT MCMORAN INC | 10,761 | $152K | shares |
| IGRCBRE GBL REAL ESTATE INC FD | 16,452 | $130K | shares |
| MMTABERDEEN MULTI-MARKET INCOME | 20,616 | $129K | shares |
| AEFABRDN EMERGING MARKETS EX CH | 15,438 | $129K | shares |
| MANITOWOC COMPANY INCMANITOWOC COMPANY INC | 13,399 | $122K | shares |
| GDLGDL FD | 11,937 | $120K | shares |
| ECFELLSWORTH GROWTH & INCOME FD | 13,076 | $120K | shares |
| HIOWESTERN ASSET HIGH INCOME OP | 23,798 | $120K | shares |
| ALPINE GLOBAL PREMIER PPTYSALPINE GLOBAL PREMIER PPTYS | 18,224 | $120K | shares |
| JUST ENERGY GROUP INCJUST ENERGY GROUP INC | 19,467 | $113K | shares |
| Fusion Telecomm Intl IncFusion Telecomm Intl Inc | 41,483 | $112K | shares |
| XCERRA CORPXCERRA CORP | 10,917 | $109K | shares |
| IPATH S&P GSCI CRUDE OI…IPATH S&P GSCI CRUDE OIL TOTAL | 17,900 | $97K | shares |
| SPPPSPROTT ASSET MANAGEMENT LP | 10,200 | $86K | shares |
| TACTRANSALTA CORP | 13,635 | $80K | shares |
| NEW YORK REIT INCNEW YORK REIT INC | 10,000 | $78K | shares |
| VCELVERICEL CORP | 11,500 | $69K | shares |
| WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INC | 10,482 | $34K | shares |
| NAVIDEA BIOPHARMACEUTICALS INAVIDEA BIOPHARMACEUTICALS I | 71,015 | $30K | shares |
| ALKALASKA AIR GROUP INC | 200 | $1K | put |
| GENERAL ELEC COGENERAL ELEC CO | 200 | $0 | call |
How Q4 2017 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-18-000439 | base | 2018-02-09 | acceptance time not in the bulk data set |