Skip to content
Disclosery

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

Follow

13F filer, CIK 1079935, LOS ANGELES, CA

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC reported $4,686,343,123 across 597 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-05. Its ten largest share positions make up 48.51% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001079935-25-000004

Period
2025-09-30
Reported value
$4.69B
Holdings
597
Top 10 weight
48.51%
New
43
Sold out
23

Part of the filer group SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

How groups are built

Largest buys vs the previous quarter

SecurityShares changeApprox. value
MUnew+416,736$69.7M
COINadded+161,925$54.6M
RGLDnew+110,772$22.2M
PWRnew+48,923$20.3M
LLYadded+17,417$13.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ADBEreduced-165,748-$58.5M
METreduced-697,455-$57.4M
AAPLreduced-78,438-$20M
GOOGLreduced-64,250-$15.6M
UBERreduced-113,391-$11.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001079935-25-000004, largest first. % of portfolio is the value over $4,686,343,123, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VFMOVANGUARD WELLINGTON FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,674 shares; 2025Q1: 1,677 shares; 2025Q2: 1,523 shares; 2025Q3: 1,526 shares 1,526$292K0.01%+3Timeline
SPYVSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 4,804 shares; 2025Q1: 4,983 shares; 2025Q2: 5,086 shares; 2025Q3: 5,283 shares 5,283$292K0.01%+197Timeline
BNYBANK OF NY MELLON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 2,648 shares; 2025Q2: 2,646 shares; 2025Q3: 2,671 shares 2,671$291K0.01%+25Timeline
HIGHARTFORD INSURANCE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,134 shares; 2025Q1: 2,134 shares; 2025Q2: 2,137 shares; 2025Q3: 2,180 shares 2,180$291K0.01%+43Timeline
DIVOAMPLIFY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 6,472 shares 6,472$288K0.01%newTimeline
ALBALBEMARLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 3,215 shares; 2025Q2: 3,520 shares; 2025Q3: 3,525 shares 3,525$286K0.01%+5Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 10,894 shares; 2025Q1: 10,864 shares; 2025Q2: 10,069 shares; 2025Q3: 10,027 shares 10,027$284K0.01%-42Timeline
BUCKSIMPLIFY EXCHANGE TRADED FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 81,405 shares; 2025Q3: 11,879 shares 11,879$283K0.01%-69,526Timeline
CFAVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 3,076 shares; 2025Q1: 3,082 shares; 2025Q2: 3,091 shares; 2025Q3: 3,100 shares 3,100$282K0.01%+9Timeline
IVTINVENTRUST PPTYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 13,396 shares; 2025Q1: 13,812 shares; 2025Q2: 9,856 shares; 2025Q3: 9,836 shares 9,836$282K0.01%-20Timeline
FNDASCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 25,457 shares; 2025Q1: 26,494 shares; 2025Q2: 8,904 shares; 2025Q3: 8,990 shares 8,990$280K0.01%+86Timeline
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 3,671 shares; 2025Q1: 4,081 shares; 2025Q2: 3,565 shares; 2025Q3: 2,880 shares 2,880$274K0.01%-685Timeline
MGMMGM RESORTS INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 7,937 shares; 2025Q1: 7,900 shares; 2025Q2: 7,900 shares; 2025Q3: 7,900 shares 7,900$274K0.01%0Timeline
CMECME GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,690 shares; 2025Q1: 1,529 shares; 2025Q2: 1,618 shares; 2025Q3: 1,009 shares 1,009$273K0.01%-609Timeline
FCXFREEPORT MCMORAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 463,394 shares; 2025Q1: 209,562 shares; 2025Q2: 210,120 shares; 2025Q3: 6,908 shares 6,908$271K0.01%-203,212Timeline
MRSHMARSH & MCLENNAN COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,340 shares; 2025Q1: 1,361 shares; 2025Q2: 1,357 shares; 2025Q3: 1,326 shares 1,326$267K0.01%-31Timeline
KLACKLA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 554 shares; 2025Q1: 489 shares; 2025Q2: 244 shares; 2025Q3: 247 shares 247$267K0.01%+3Timeline
PJULINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 9,817 shares; 2025Q1: 8,003 shares; 2025Q2: 8,003 shares; 2025Q3: 5,834 shares 5,834$266K0.01%-2,169Timeline
ACNACCENTURE PLC IRELANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 936 shares; 2025Q1: 963 shares; 2025Q2: 993 shares; 2025Q3: 1,077 shares 1,077$266K0.01%+84Timeline
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,643 shares; 2025Q1: 2,602 shares; 2025Q2: 1,539 shares; 2025Q3: 1,555 shares 1,555$265K0.01%+16Timeline
IXGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,699 shares; 2025Q1: 2,242 shares; 2025Q2: 2,264 shares; 2025Q3: 2,264 shares 2,264$264K0.01%0Timeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,796 shares; 2025Q1: 2,769 shares; 2025Q2: 3,585 shares; 2025Q3: 2,813 shares 2,813$263K0.01%-772Timeline
EBAYEBAY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 3,096 shares; 2025Q2: 2,881 shares; 2025Q3: 2,886 shares 2,886$262K0.01%+5Timeline
FJANFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 5,224 shares; 2025Q2: 5,189 shares; 2025Q3: 5,189 shares 5,189$260K0.01%0Timeline
BSCQINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 13,224 shares; 2025Q1: 13,224 shares; 2025Q2: 13,224 shares; 2025Q3: 13,224 shares 13,224$259K0.01%0Timeline
LGLVSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,658 shares; 2025Q1: 1,535 shares; 2025Q2: 1,438 shares; 2025Q3: 1,445 shares 1,445$257K0.01%+7Timeline
GSEWGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,988 shares; 2025Q1: 2,997 shares; 2025Q2: 3,009 shares; 2025Q3: 3,022 shares 3,022$257K0.01%+13Timeline
WSMWILLIAMS SONOMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,312 shares; 2025Q1: 1,312 shares; 2025Q2: 1,313 shares; 2025Q3: 1,314 shares 1,314$257K0.01%+1Timeline
HSCZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 7,002 shares; 2025Q1: 7,170 shares; 2025Q2: 7,170 shares; 2025Q3: 6,813 shares 6,813$256K0.01%-357Timeline
PAYXPAYCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,129 shares; 2025Q1: 1,939 shares; 2025Q2: 1,980 shares; 2025Q3: 2,018 shares 2,018$256K0.01%+38Timeline
VFLOVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 6,717 shares; 2025Q2: 6,717 shares; 2025Q3: 6,735 shares 6,735$253K0.01%+18Timeline
EAELECTRONIC ARTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,302 shares; 2025Q3: 1,248 shares 1,248$252K0.01%-54Timeline
URTHISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,309 shares; 2025Q1: 1,309 shares; 2025Q2: 1,420 shares; 2025Q3: 1,385 shares 1,385$251K0.01%-35Timeline
WCNWASTE CONNECTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 11,161 shares; 2025Q1: 35,630 shares; 2025Q2: 35,079 shares; 2025Q3: 1,429 shares 1,429$251K0.01%-33,650Timeline
LINLINDE PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 480 shares; 2025Q1: 572 shares; 2025Q2: 620 shares; 2025Q3: 527 shares 527$250K0.01%-93Timeline
INVESCO BULLETSHARES 2025 CBINVESCO BULLETSHARES 2025 CBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 12,036 shares; 2025Q1: 12,036 shares; 2025Q2: 12,036 shares; 2025Q3: 12,036 shares 12,036$249K0.01%0
ICOWPACER FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 6,685 shares; 2025Q2: 6,912 shares; 2025Q3: 6,834 shares 6,834$249K0.01%-78Timeline
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,008 shares; 2025Q1: 1,768 shares; 2025Q2: 1,867 shares; 2025Q3: 1,829 shares 1,829$249K0.01%-38Timeline
BSCRINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 12,607 shares; 2025Q1: 12,607 shares; 2025Q2: 12,607 shares; 2025Q3: 12,607 shares 12,607$248K0.01%0Timeline
ROKROCKWELL AUTOMATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 701 shares; 2025Q3: 702 shares 702$246K0.01%+1Timeline
FFEBFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 4,451 shares; 2025Q1: 4,438 shares; 2025Q2: 4,438 shares; 2025Q3: 4,426 shares 4,426$244K0.01%-12Timeline
ATOATMOS ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,469 shares; 2025Q3: 1,411 shares 1,411$241K0.01%-58Timeline
GRPMINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,438 shares; 2025Q1: 2,555 shares; 2025Q2: 2,493 shares; 2025Q3: 1,994 shares 1,994$240K0.01%-499Timeline
IPINTERNATIONAL PAPER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 5,130 shares 5,130$238K0.01%newTimeline
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 13,670 shares; 2025Q1: 13,808 shares; 2025Q2: 11,459 shares; 2025Q3: 11,615 shares 11,615$237K0.01%+156Timeline
XBISPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 2,354 shares 2,354$236K0.01%newTimeline
PYLDPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 8,774 shares 8,774$235K0.01%newTimeline
MBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,875 shares; 2025Q1: 3,263 shares; 2025Q2: 2,655 shares; 2025Q3: 2,451 shares 2,451$233K<0.01%-204Timeline
TOWNTOWNEBANK PORTSMOUTH VAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 6,727 shares; 2025Q1: 6,727 shares; 2025Q2: 6,727 shares; 2025Q3: 6,727 shares 6,727$233K<0.01%0Timeline
APUETRUST FOR PROFESSIONAL MANAGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 5,687 shares 5,687$232K<0.01%newTimeline
PSAPUBLIC STORAGEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 677 shares; 2025Q2: 812 shares; 2025Q3: 802 shares 802$232K<0.01%-10Timeline
RWJINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 4,894 shares; 2025Q1: not reported; 2025Q2: 4,704 shares; 2025Q3: 4,718 shares 4,718$228K<0.01%+14Timeline
ISCFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 5,504 shares; 2025Q3: 5,504 shares 5,504$226K<0.01%0Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 8,724 shares; 2025Q1: 9,134 shares; 2025Q2: 5,846 shares; 2025Q3: 4,985 shares 4,985$225K<0.01%-861Timeline
AXSMAXSOME THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,632 shares; 2025Q1: 1,832 shares; 2025Q2: not reported; 2025Q3: 1,832 shares 1,832$222K<0.01%newTimeline
DDECFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 5,071 shares; 2025Q3: 5,071 shares 5,071$222K<0.01%0Timeline
FYXFIRST TR EXCHANGE-TRADED ALPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,346 shares; 2025Q1: 2,346 shares; 2025Q2: 2,347 shares; 2025Q3: 2,031 shares 2,031$221K<0.01%-316Timeline
RFVINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,714 shares; 2025Q3: 1,722 shares 1,722$221K<0.01%+8Timeline
SRESEMPRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 2,438 shares 2,438$219K<0.01%newTimeline
AFLAFLAC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 17,659 shares; 2025Q1: 2,385 shares; 2025Q2: 1,968 shares; 2025Q3: 1,962 shares 1,962$219K<0.01%-6Timeline
PIDINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 10,074 shares; 2025Q2: 10,204 shares; 2025Q3: 10,287 shares 10,287$219K<0.01%+83Timeline
AONAON PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 664 shares; 2025Q1: 629 shares; 2025Q2: 612 shares; 2025Q3: 610 shares 610$218K<0.01%-2Timeline
IRINGERSOLL RAND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,795 shares; 2025Q1: 2,942 shares; 2025Q2: 3,054 shares; 2025Q3: 2,593 shares 2,593$214K<0.01%-461Timeline
IDUISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,912 shares 1,912$212K<0.01%newTimeline
YUMYUM BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,392 shares 1,392$212K<0.01%newTimeline
XJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 5,147 shares; 2025Q3: 4,815 shares 4,815$211K<0.01%-332Timeline
ACWIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,677 shares; 2025Q3: 1,524 shares 1,524$211K<0.01%-153Timeline
NIXTEA SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 7,869 shares; 2025Q1: 8,901 shares; 2025Q2: 8,949 shares; 2025Q3: 8,037 shares 8,037$210K<0.01%-912Timeline
OKEONEOK INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 2,637 shares; 2025Q1: 2,838 shares; 2025Q2: 2,746 shares; 2025Q3: 2,848 shares 2,848$208K<0.01%+102Timeline
BUDANHEUSER BUSCH INBEV SA NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 5,871 shares; 2025Q1: 4,963 shares; 2025Q2: 3,636 shares; 2025Q3: 3,479 shares 3,479$207K<0.01%-157Timeline
PRUPRUDENTIAL FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,945 shares; 2025Q1: 1,960 shares; 2025Q2: 2,029 shares; 2025Q3: 1,998 shares 1,998$207K<0.01%-31Timeline
MUNIPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 4,003 shares; 2025Q1: 3,982 shares; 2025Q2: not reported; 2025Q3: 3,929 shares 3,929$205K<0.01%newTimeline
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,850 shares 1,850$205K<0.01%newTimeline
FNCLFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 3,362 shares; 2025Q1: 3,077 shares; 2025Q2: 2,716 shares; 2025Q3: 2,667 shares 2,667$204K<0.01%-49Timeline
TLTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 4,661 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 2,272 shares 2,272$203K<0.01%newTimeline
REETISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 8,548 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 7,939 shares 7,939$203K<0.01%newTimeline
AJGGALLAGHER ARTHUR J & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 655 shares 655$203K<0.01%newTimeline
SMLVSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,580 shares; 2025Q1: not reported; 2025Q2: 1,602 shares; 2025Q3: 1,555 shares 1,555$202K<0.01%-47Timeline
FISVFISERV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 1,562 shares; 2025Q1: 1,776 shares; 2025Q2: 1,732 shares; 2025Q3: 1,562 shares 1,562$201K<0.01%-170Timeline
LTPZPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: 3,771 shares; 2025Q2: not reported; 2025Q3: 3,771 shares 3,771$201K<0.01%newTimeline
PMLPIMCO MUN INCOME FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 24,531 shares; 2025Q1: 24,625 shares; 2025Q2: 24,729 shares; 2025Q3: 24,842 shares 24,842$196K<0.01%+113Timeline
ABCLABCELLERA BIOLOGICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 39,668 shares; 2025Q1: 39,668 shares; 2025Q2: 39,668 shares; 2025Q3: 38,668 shares 38,668$194K<0.01%-1,000Timeline
FSKFS KKR CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 14,787 shares; 2025Q1: 12,287 shares; 2025Q2: 12,479 shares; 2025Q3: 12,678 shares 12,678$189K<0.01%+199Timeline
SANBANCO SANTANDER SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 17,871 shares 17,871$187K<0.01%newTimeline
ODVOSISKO DEVELOPMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 50,174 shares 50,174$170K<0.01%newTimeline
AGNCAGNC INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 13,002 shares; 2025Q3: 14,929 shares 14,929$146K<0.01%+1,927Timeline
FSCOFS CREDIT OPPORTUNITIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 20,964 shares; 2025Q3: 20,964 shares 20,964$145K<0.01%0Timeline
APLEAPPLE HOSPITALITY REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 16,169 shares; 2025Q1: 14,129 shares; 2025Q2: 14,129 shares; 2025Q3: 11,757 shares 11,757$141K<0.01%-2,372Timeline
CLFCLEVELAND-CLIFFS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 10,826 shares; 2025Q1: 10,826 shares; 2025Q2: 10,769 shares; 2025Q3: 10,769 shares 10,769$131K<0.01%0Timeline
VALEVALE S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 11,924 shares; 2025Q1: not reported; 2025Q2: 10,238 shares; 2025Q3: 10,496 shares 10,496$114K<0.01%+258Timeline
MSOSADVISORSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 23,790 shares; 2025Q1: 23,647 shares; 2025Q2: 22,672 shares; 2025Q3: 22,672 shares 22,672$109K<0.01%0Timeline
ENTXENTERA BIO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 47,328 shares; 2025Q1: 47,328 shares; 2025Q2: 47,328 shares; 2025Q3: 47,328 shares 47,328$90.9K<0.01%0Timeline
DSMBNY MELLON STRATEGIC MUN BDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 14,040 shares; 2025Q1: 12,300 shares; 2025Q2: 10,507 shares; 2025Q3: 12,057 shares 12,057$71.4K<0.01%+1,550Timeline
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 19,000 shares; 2025Q1: 19,000 shares; 2025Q2: 19,092 shares; 2025Q3: 18,592 shares 18,592$58K<0.01%-500Timeline
PLUGPLUG PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 13,799 shares; 2025Q3: 18,414 shares 18,414$42.9K<0.01%+4,615Timeline
TILRAY INCTILRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 17,392 shares; 2025Q1: 17,392 shares; 2025Q2: 17,392 shares; 2025Q3: 17,392 shares 17,392$30.1K<0.01%0
INOINOVIO PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: restricted; 2024Q4: 11,028 shares; 2025Q1: 11,028 shares; 2025Q2: 11,028 shares; 2025Q3: 11,028 shares 11,028$25.8K<0.01%0Timeline

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
AGGHSIMPLIFY EXCHANGE TRADED FUN97,642$2.02Mshares
NVGNUVEEN AMT FREE MUN CR INC F50,613$604Kshares
MANAGED PORTFOLIO SERIESMANAGED PORTFOLIO SERIES8,753$463Kshares
BDXBECTON DICKINSON & CO2,017$347Kshares
FDXFEDEX CORP1,506$342Kshares
MAXJISHARES TR12,385$341Kshares
VICIVICI PPTYS INC9,635$314Kshares
BPBP PLC10,266$307Kshares
ESSA BANCORP INC COMESSA BANCORP INC COM14,929$290Kshares
EFGISHARES TR2,340$262Kshares
CNCCENTENE CORP DEL4,601$250Kshares
DELLDELL TECHNOLOGIES INC1,941$238Kshares
MSTRSTRATEGY INC575$232Kshares
LMBSFIRST TR EXCHANGE-TRADED FD4,618$227Kshares
DKNGDRAFTKINGS INC NEW5,149$221Kshares
CPCANADIAN PACIFIC KANSAS CITY2,746$218Kshares
RELXRELX PLC3,921$213Kshares
KNSLKINSALE CAP GROUP INC422$204Kshares
AOMISHARES TR4,364$201Kshares
CLSKCLEANSPARK INC18,160$200Kshares
PFSPROVIDENT FINL SVCS INC11,370$199Kshares
AESAES CORP12,505$132Kshares
LUCID GROUP INCLUCID GROUP INC32,855$69.3Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001079935-25-000004 base2025-11-05acceptance time not in the bulk data set