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Disclosery

Shapiro Robert N

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13F filer, CIK 1008930, Boston, MA

Shapiro Robert N reported $566,777,000 across 1,008 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-19. Its ten largest share positions make up 19.48% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000950123-13-009980

Period
2013-09-30
Reported value
$567M
Holdings
1,008
Top 10 weight
19.48%
New
148
Sold out
49

Largest buys vs the previous quarter

SecurityShares changeApprox. value
XOMadded+41,309$3.55M
JPMadded+55,588$2.87M
BMYadded+46,047$2.13M
IVVadded+12,517$2.11M
POTASH CORP OF SASKATCHEWANadded+63,142$1.98M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
OMCreduced-51,847-$3.27M
GLDreduced-17,165-$2.2M
VARIAN MED SYS INCreduced-16,273-$1.22M
MCDreduced-11,896-$1.14M
TEVAreduced-13,140-$497K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0000950123-13-009980, largest first. % of portfolio is the value over $566,779,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IMATION CORPIMATION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 100 shares; 2013Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
ALCATEL-LUCENTALCATEL-LUCENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: 100 shares; 2013Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
NOVACOPPER INCNOVACOPPER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 83 shares 83$00%newValue filed as zero, left out of ratios.
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 30 shares 30$00%newValue filed as zero, left out of ratios.
GENCO SHIPPING + TRADING LTDGENCO SHIPPING + TRADING LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 50 shares 50$00%newValue filed as zero, left out of ratios.
CVENT INCCVENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 10 shares 10$00%newValue filed as zero, left out of ratios.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
HologicHologic CONVprincipal90,000$90K0
NUVASIVE INCNUVASIVE INC CORPORATE OBLIGprincipal25,000$25K0

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
YAHOO INCYAHOO INC5,290$133Kshares
QIAGEN NVQIAGEN NV5,950$118Kshares
RYNRAYONIER INC2,061$114Kshares
SHIRE PLCSHIRE PLC1,170$111Kshares
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN1,500$103Kshares
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED1,875$97Kshares
JP MORGAN CHASE & COJP MORGAN CHASE & CO2,000$94Kshares
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO2,520$92Kshares
INVENSENSE INCINVENSENSE INC5,770$89Kshares
BWZSPDR SERIES TRUST2,500$87Kshares
STATOIL ASASTATOIL ASA3,580$74Kshares
GRMNGARMIN LTD1,950$70Kshares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP4,950$69Kshares
L-3 COMMUNICATIONS CORPL-3 COMMUNICATIONS CORP60,000$61Kprincipal
FRANCE TELECOMFRANCE TELECOM6,200$59Kshares
TRNTRINITY INDS INC1,520$58Kshares
HOGHARLEY DAVIDSON INC1,050$58Kshares
PORTUGAL TELECOM SGPSPORTUGAL TELECOM SGPS14,400$57Kshares
ORITANI FINANCIAL CORPORITANI FINANCIAL CORP3,535$55Kshares
TRINITY INDS INCTRINITY INDS INC45,000$53Kprincipal
FIRST NIAGARA FINANCIAL GRO…FIRST NIAGARA FINANCIAL GROUP5,125$52Kshares
BDJBLACKROCK ENHANCED EQUITY DI6,396$49Kshares
NJRNEW JERSEY RES CORP1,100$46Kshares
INTERNATIONAL RECTIFIER CORPINTERNATIONAL RECTIFIER CORP2,181$46Kshares
SPIRIT RLTY CAP INCSPIRIT RLTY CAP INC2,600$46Kshares
ROOKLINE BANCORP INC DELROOKLINE BANCORP INC DEL5,186$45Kshares
PCGPG&E CORP900$41Kshares
DRESSER-RAND GROUP INCDRESSER-RAND GROUP INC660$40Kshares
CMPCOMPASS MINERALS INTL INC410$35Kshares
WINDSTREAM CORPWINDSTREAM CORP3,550$27Kshares
MSIMOTOROLA SOLUTIONS INC450$26Kshares
PROCERA NETWORKS INCPROCERA NETWORKS INC1,655$23Kshares
BENEFICIAL MUTUAL BANCORP INBENEFICIAL MUTUAL BANCORP IN2,670$22Kshares
UNIVERSAL FST PRODS INCUNIVERSAL FST PRODS INC470$19Kshares
WESTFIELD FINANCIAL INCWESTFIELD FINANCIAL INC2,393$17Kshares
NEWS CORPNEWS CORP420$14Kshares
PEGPUBLIC SVC ENTERPRISE GROUP400$13Kshares
MARKET VECTORS - COAL ETFMARKET VECTORS - COAL ETF630$11Kshares
TELEFONICA BRASIL SA FSPONS…TELEFONICA BRASIL SA FSPONSORED A…387$9Kshares
LUFKIN INDS INCLUFKIN INDS INC88$8Kshares
ASPEN INSURANCE HOLDINGS LTDASPEN INSURANCE HOLDINGS LTD125$5Kshares
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE200$4Kshares
WEATHERFORD INTL LTDWEATHERFORD INTL LTD300$4Kshares
TSLATESLA INC29$3Kshares
TERTERADYNE INC100$2Kshares
NEWS CORP INCNEWS CORP INC54$2Kshares
POSTPOST HLDGS INC27$1Kshares
AMEDISYS INCAMEDISYS INC76$1Kshares
PPTFRANKLIN PREMIER INCOME TR3$0shares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000950123-13-009980 base2013-11-19acceptance time not in the bulk data set