FTSM FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 522 shares; 2018Q2: 9,685 shares; 2018Q3: 346,896 shares 346,896 $20.8M 13.16% +337,211 Timeline IXUS ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 233,989 shares; 2018Q1: 177,427 shares; 2018Q2: 182,200 shares; 2018Q3: 170,614 shares 170,614 $10.3M 6.5% -11,586 Timeline ITOT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 439,499 shares; 2018Q1: 246,013 shares; 2018Q2: 244,874 shares; 2018Q3: 146,679 shares 146,679 $9.77M 6.18% -98,195 Timeline FEX FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 128,611 shares; 2018Q1: 113,413 shares; 2018Q2: 113,083 shares; 2018Q3: 112,598 shares 112,598 $7.03M 4.44% -485 Timeline ISHARES GOLD TRUST ISHARES GOLD TRUST More: the full row for ISHARES GOLD TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 562,416 shares; 2018Q2: 567,614 shares; 2018Q3: 525,922 shares 525,922 $6.01M 3.8% -41,692 FXH FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 255 shares; 2018Q1: 67,724 shares; 2018Q2: 67,445 shares; 2018Q3: 61,453 shares 61,453 $5.22M 3.3% -5,992 Timeline FXN FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 309,505 shares; 2018Q2: 308,050 shares; 2018Q3: 282,797 shares 282,797 $4.95M 3.13% -25,253 Timeline IEMG ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 83,948 shares; 2018Q1: 110,830 shares; 2018Q2: 109,013 shares; 2018Q3: 95,437 shares 95,437 $4.94M 3.12% -13,576 Timeline PDBC INVESCO ACTVELY MNGD ETC FD More: the full row for INVESCO ACTVELY MNGD ETC FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 277,388 shares; 2018Q3: 254,835 shares 254,835 $4.78M 3.02% -22,553 Timeline FXO FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 174,684 shares; 2018Q1: 153,127 shares; 2018Q2: 153,007 shares; 2018Q3: 139,532 shares 139,532 $4.46M 2.82% -13,475 Timeline MSFT MICROSOFT CORP More: the full row for MICROSOFT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 28,072 shares; 2018Q1: 26,821 shares; 2018Q2: 26,728 shares; 2018Q3: 25,897 shares 25,897 $2.96M 1.87% -831 Timeline FYC FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 64,401 shares; 2018Q1: 55,198 shares; 2018Q2: 54,948 shares; 2018Q3: 50,433 shares 50,433 $2.64M 1.67% -4,515 Timeline EWJ ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 45,091 shares; 2018Q1: 43,449 shares; 2018Q2: 44,075 shares; 2018Q3: 41,051 shares 41,051 $2.47M 1.56% -3,024 Timeline MDYG SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 17,227 shares; 2018Q1: 16,171 shares; 2018Q2: 48,304 shares; 2018Q3: 44,130 shares 44,130 $2.47M 1.56% -4,174 Timeline EWC ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 90,876 shares; 2018Q1: 88,347 shares; 2018Q2: 91,072 shares; 2018Q3: 84,839 shares 84,839 $2.44M 1.54% -6,233 Timeline MCHI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 38,231 shares 38,231 $2.29M 1.45% new Timeline HD HOME DEPOT INC More: the full row for HOME DEPOT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 11,668 shares; 2018Q1: 10,878 shares; 2018Q2: 10,794 shares; 2018Q3: 10,771 shares 10,771 $2.23M 1.41% -23 Timeline ROYAL DUTCH SHELL PLC SPN A… ROYAL DUTCH SHELL PLC SPN ADR More: the full row for ROYAL DUTCH SHELL PLC SPN ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 30,972 shares; 2018Q1: 29,287 shares; 2018Q2: 29,215 shares; 2018Q3: 29,219 shares 29,219 $2.07M 1.31% +4 EMB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 14,041 shares; 2018Q1: 16,158 shares; 2018Q2: 16,396 shares; 2018Q3: 15,979 shares 15,979 $1.72M 1.09% -417 Timeline AFDM FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 33,197 shares; 2018Q1: 37,323 shares; 2018Q2: 34,621 shares; 2018Q3: 26,876 shares 26,876 $1.66M 1.05% -7,745 Timeline CVX CHEVRON CORPORATION More: the full row for CHEVRON CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 13,534 shares; 2018Q1: 12,907 shares; 2018Q2: 12,907 shares; 2018Q3: 12,907 shares 12,907 $1.58M 1% 0 Timeline COP CONOCOPHILLIPS More: the full row for CONOCOPHILLIPS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 21,248 shares; 2018Q1: 19,728 shares; 2018Q2: 19,728 shares; 2018Q3: 19,728 shares 19,728 $1.53M 0.97% 0 Timeline HARRIS CORP INC HARRIS CORP INC More: the full row for HARRIS CORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 9,149 shares; 2018Q1: 8,684 shares; 2018Q2: 8,684 shares; 2018Q3: 8,684 shares 8,684 $1.47M 0.93% 0 ANNALY CAPITAL MANAGEMENT ANNALY CAPITAL MANAGEMENT More: the full row for ANNALY CAPITAL MANAGEMENT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 146,770 shares; 2018Q3: 137,370 shares 137,370 $1.41M 0.89% -9,400 DOWDUPONT INC DOWDUPONT INC More: the full row for DOWDUPONT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,618 shares; 2018Q1: 22,075 shares; 2018Q2: 22,075 shares; 2018Q3: 21,775 shares 21,775 $1.4M 0.88% -300 DIS DISNEY WALT CO More: the full row for DISNEY WALT CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 10,811 shares; 2018Q2: 10,811 shares; 2018Q3: 10,811 shares 10,811 $1.26M 0.8% 0 Timeline FPE FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 69,546 shares; 2018Q1: 72,175 shares; 2018Q2: 69,463 shares; 2018Q3: 63,984 shares 63,984 $1.22M 0.77% -5,479 Timeline SCZ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 21,208 shares; 2018Q1: 20,395 shares; 2018Q2: 20,917 shares; 2018Q3: 19,499 shares 19,499 $1.21M 0.77% -1,418 Timeline JPM JPMORGAN CHASE & CO More: the full row for JPMORGAN CHASE & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 11,081 shares; 2018Q1: 10,740 shares; 2018Q2: 10,669 shares; 2018Q3: 10,634 shares 10,634 $1.2M 0.76% -35 Timeline BAC BANK OF AMER CORP More: the full row for BANK OF AMER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 218 shares; 2018Q1: 35,382 shares; 2018Q2: 35,891 shares; 2018Q3: 35,891 shares 35,891 $1.06M 0.67% 0 Timeline MCD MCDONALDS CORP More: the full row for MCDONALDS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 6,046 shares; 2018Q1: 5,863 shares; 2018Q2: 5,809 shares; 2018Q3: 5,659 shares 5,659 $947K 0.6% -150 Timeline XOM EXXON MOBIL CORP More: the full row for EXXON MOBIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,347 shares; 2018Q1: 11,046 shares; 2018Q2: 11,113 shares; 2018Q3: 11,026 shares 11,026 $937K 0.59% -87 Timeline FDIS FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 14,737 shares; 2018Q1: 18,913 shares; 2018Q2: 20,557 shares; 2018Q3: 19,927 shares 19,927 $907K 0.57% -630 Timeline JNJ JOHNSON & JOHNSON More: the full row for JOHNSON & JOHNSON Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 6,492 shares; 2018Q1: 6,301 shares; 2018Q2: 6,451 shares; 2018Q3: 6,452 shares 6,452 $891K 0.56% +1 Timeline ABT ABBOTT LABORATORIES More: the full row for ABBOTT LABORATORIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 14,412 shares; 2018Q1: 13,006 shares; 2018Q2: 13,006 shares; 2018Q3: 11,939 shares 11,939 $876K 0.55% -1,067 Timeline RAYTHEON CO RAYTHEON CO More: the full row for RAYTHEON CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,079 shares; 2018Q1: 4,116 shares; 2018Q2: 4,116 shares; 2018Q3: 4,116 shares 4,116 $851K 0.54% 0 AJG GALLAGHER ARTHUR J & CO More: the full row for GALLAGHER ARTHUR J & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 11,883 shares; 2018Q1: 11,365 shares; 2018Q2: 11,365 shares; 2018Q3: 11,297 shares 11,297 $841K 0.53% -68 Timeline PAYX PAYCHEX INC More: the full row for PAYCHEX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 9,491 shares; 2018Q1: 9,109 shares; 2018Q2: 9,109 shares; 2018Q3: 11,251 shares 11,251 $829K 0.52% +2,142 Timeline ACN ACCENTURE PLC IRELAND More: the full row for ACCENTURE PLC IRELAND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,338 shares; 2018Q1: 4,739 shares; 2018Q2: 4,739 shares; 2018Q3: 4,739 shares 4,739 $807K 0.51% 0 Timeline NVS NOVARTIS AG More: the full row for NOVARTIS AG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 9,698 shares; 2018Q1: 9,323 shares; 2018Q2: 9,323 shares; 2018Q3: 9,323 shares 9,323 $803K 0.51% 0 Timeline VIG VANGUARD SPECIALIZED FUNDS More: the full row for VANGUARD SPECIALIZED FUNDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 7,279 shares; 2018Q1: 7,200 shares; 2018Q2: 7,200 shares; 2018Q3: 7,200 shares 7,200 $797K 0.5% 0 Timeline MINT PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 19,505 shares; 2018Q1: 7,641 shares; 2018Q2: 7,641 shares; 2018Q3: 7,641 shares 7,641 $776K 0.49% 0 Timeline FUTY FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 20,693 shares; 2018Q2: 22,745 shares; 2018Q3: 22,199 shares 22,199 $773K 0.49% -546 Timeline T AT&T INC More: the full row for AT&T INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,084 shares; 2018Q1: 22,440 shares; 2018Q2: 22,949 shares; 2018Q3: 22,770 shares 22,770 $765K 0.48% -179 Timeline MCHP MICROCHIP TECHNOLOGY INC. More: the full row for MICROCHIP TECHNOLOGY INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 10,581 shares; 2018Q1: 9,668 shares; 2018Q2: 9,668 shares; 2018Q3: 9,607 shares 9,607 $758K 0.48% -61 Timeline ADI ANALOG DEVICES INC More: the full row for ANALOG DEVICES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 8,532 shares; 2018Q1: 8,148 shares; 2018Q2: 8,148 shares; 2018Q3: 8,100 shares 8,100 $749K 0.47% -48 Timeline LQD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 12,339 shares; 2018Q1: 16,953 shares; 2018Q2: 6,787 shares; 2018Q3: 6,468 shares 6,468 $743K 0.47% -319 Timeline HON HONEYWELL INTL INC More: the full row for HONEYWELL INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 4,538 shares; 2018Q1: 4,365 shares; 2018Q2: 4,365 shares; 2018Q3: 4,365 shares 4,365 $726K 0.46% 0 Timeline PEP PEPSICO INC More: the full row for PEPSICO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 6,585 shares; 2018Q1: 6,388 shares; 2018Q2: 6,337 shares; 2018Q3: 6,337 shares 6,337 $709K 0.45% 0 Timeline BKLN INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 30,241 shares; 2018Q3: 29,691 shares 29,691 $688K 0.43% -550 Timeline FTSL FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 11,495 shares; 2018Q1: 14,808 shares; 2018Q2: 14,522 shares; 2018Q3: 13,786 shares 13,786 $662K 0.42% -736 Timeline AMGN AMGEN INC More: the full row for AMGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,283 shares; 2018Q1: 3,152 shares; 2018Q2: 3,152 shares; 2018Q3: 3,152 shares 3,152 $653K 0.41% 0 Timeline INVESCO EXCHNG TRADED FD TR INVESCO EXCHNG TRADED FD TR More: the full row for INVESCO EXCHNG TRADED FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 25,344 shares; 2018Q3: 25,083 shares 25,083 $652K 0.41% -261 BWX SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 24,913 shares; 2018Q2: 24,388 shares; 2018Q3: 23,271 shares 23,271 $637K 0.4% -1,117 Timeline NVDA NVIDIA CORPORATION More: the full row for NVIDIA CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 500 shares; 2018Q1: 2,390 shares; 2018Q2: 2,401 shares; 2018Q3: 2,251 shares 2,251 $633K 0.4% -150 Timeline PFF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,858 shares; 2018Q1: 15,947 shares; 2018Q2: 16,893 shares; 2018Q3: 16,644 shares 16,644 $618K 0.39% -249 Timeline DEO DIAGEO PLC More: the full row for DIAGEO PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 4,370 shares; 2018Q1: 4,178 shares; 2018Q2: 4,178 shares; 2018Q3: 4,178 shares 4,178 $592K 0.37% 0 Timeline ALB ALBEMARLE CORP More: the full row for ALBEMARLE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5,744 shares 5,744 $573K 0.36% new Timeline UPS UNITED PARCEL SVCS INC More: the full row for UNITED PARCEL SVCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,087 shares; 2018Q1: 4,881 shares; 2018Q2: 4,881 shares; 2018Q3: 4,881 shares 4,881 $570K 0.36% 0 Timeline UNP UNION PAC CORP More: the full row for UNION PAC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,679 shares; 2018Q1: 3,350 shares; 2018Q2: 3,350 shares; 2018Q3: 3,350 shares 3,350 $545K 0.34% 0 Timeline CME CME GROUP INC More: the full row for CME GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 3,173 shares; 2018Q2: 3,190 shares; 2018Q3: 3,190 shares 3,190 $543K 0.34% 0 Timeline GILD GILEAD SCIENCES INC More: the full row for GILEAD SCIENCES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 7,245 shares; 2018Q1: 6,930 shares; 2018Q2: 6,930 shares; 2018Q3: 6,930 shares 6,930 $535K 0.34% 0 Timeline WFC WELLS FARGO & CO More: the full row for WELLS FARGO & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 10,181 shares; 2018Q1: 9,791 shares; 2018Q2: 9,791 shares; 2018Q3: 9,791 shares 9,791 $515K 0.33% 0 Timeline IUSG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 8,280 shares; 2018Q1: 8,280 shares; 2018Q2: 8,280 shares; 2018Q3: 8,280 shares 8,280 $514K 0.32% 0 Timeline PG PROCTER & GAMBLE CO More: the full row for PROCTER & GAMBLE CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 6,688 shares; 2018Q1: 6,060 shares; 2018Q2: 6,060 shares; 2018Q3: 6,060 shares 6,060 $504K 0.32% 0 Timeline F FORD MTR CO More: the full row for FORD MTR CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 300 shares; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 54,439 shares 54,439 $504K 0.32% +54,139 Timeline FLOT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 219 shares; 2018Q1: 8,666 shares; 2018Q2: 9,965 shares; 2018Q3: 9,783 shares 9,783 $499K 0.32% -182 Timeline TAN INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 23,708 shares; 2018Q3: 23,708 shares 23,708 $492K 0.31% 0 Timeline SBUX STARBUCKS CORP More: the full row for STARBUCKS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 8,377 shares; 2018Q1: 8,068 shares; 2018Q2: 8,068 shares; 2018Q3: 8,068 shares 8,068 $459K 0.29% 0 Timeline NVO NOVO-NORDISK A S More: the full row for NOVO-NORDISK A S Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 10,028 shares; 2018Q1: 9,683 shares; 2018Q2: 9,683 shares; 2018Q3: 9,683 shares 9,683 $456K 0.29% 0 Timeline TSN TYSON FOODS INC More: the full row for TYSON FOODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 7,618 shares; 2018Q2: 7,618 shares; 2018Q3: 7,618 shares 7,618 $453K 0.29% 0 Timeline SLB SLB LIMITED More: the full row for SLB LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 7,922 shares; 2018Q1: 7,417 shares; 2018Q2: 7,417 shares; 2018Q3: 7,417 shares 7,417 $452K 0.29% 0 Timeline AAPL APPLE INC More: the full row for APPLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,641 shares; 2018Q1: 1,642 shares; 2018Q2: 1,642 shares; 2018Q3: 1,942 shares 1,942 $438K 0.28% +300 Timeline IJS ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,504 shares; 2018Q1: 3,524 shares; 2018Q2: 3,280 shares; 2018Q3: 2,623 shares 2,623 $438K 0.28% -657 Timeline IWR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 4,345 shares; 2018Q1: 2,809 shares; 2018Q2: 2,593 shares; 2018Q3: 1,898 shares 1,898 $419K 0.26% -695 Timeline PNC PNC FINL SVCS GROUP INC More: the full row for PNC FINL SVCS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,196 shares; 2018Q1: 3,072 shares; 2018Q2: 3,072 shares; 2018Q3: 3,072 shares 3,072 $418K 0.26% 0 Timeline EMQQ EXCHANGE TRADED CONCEPTS TRU More: the full row for EXCHANGE TRADED CONCEPTS TRU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 18,275 shares; 2018Q1: 17,289 shares; 2018Q2: 16,017 shares; 2018Q3: 12,608 shares 12,608 $404K 0.26% -3,409 Timeline SYK STRYKER CORPORATION More: the full row for STRYKER CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,354 shares; 2018Q1: 2,249 shares; 2018Q2: 2,249 shares; 2018Q3: 2,249 shares 2,249 $400K 0.25% 0 Timeline JD JD.COM INC More: the full row for JD.COM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 14,637 shares; 2018Q2: 14,839 shares; 2018Q3: 14,839 shares 14,839 $387K 0.24% 0 Timeline USB US BANCORP More: the full row for US BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 7,527 shares; 2018Q1: 7,280 shares; 2018Q2: 7,280 shares; 2018Q3: 7,280 shares 7,280 $384K 0.24% 0 Timeline CVS CVS HEALTH CORP More: the full row for CVS HEALTH CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 4,726 shares; 2018Q1: 4,539 shares; 2018Q2: 4,539 shares; 2018Q3: 4,539 shares 4,539 $357K 0.23% 0 Timeline EPD ENTERPRISE PRODS PARTNERS L More: the full row for ENTERPRISE PRODS PARTNERS L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 12,260 shares; 2018Q1: 12,260 shares; 2018Q2: 12,260 shares; 2018Q3: 12,260 shares 12,260 $352K 0.22% 0 Timeline MAGELLAN MIDSTREAM PARTNERS… MAGELLAN MIDSTREAM PARTNERS, L More: the full row for MAGELLAN MIDSTREAM PARTNERS, L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,166 shares; 2018Q1: 5,166 shares; 2018Q2: 5,166 shares; 2018Q3: 5,166 shares 5,166 $350K 0.22% 0 CBS CORP NEW CBS CORP NEW More: the full row for CBS CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 6,106 shares; 2018Q1: 5,924 shares; 2018Q2: 5,924 shares; 2018Q3: 5,924 shares 5,924 $340K 0.21% 0 HYLS FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 13,680 shares; 2018Q1: 24,217 shares; 2018Q2: 7,910 shares; 2018Q3: 7,021 shares 7,021 $336K 0.21% -889 Timeline SON SONOCO PRODS CO More: the full row for SONOCO PRODS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,926 shares; 2018Q1: 5,700 shares; 2018Q2: 5,700 shares; 2018Q3: 5,700 shares 5,700 $316K 0.2% 0 Timeline VCV INVESCO CALIF VALUE MUN INCO More: the full row for INVESCO CALIF VALUE MUN INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 26,664 shares; 2018Q1: 26,664 shares; 2018Q2: 26,664 shares; 2018Q3: 26,664 shares 26,664 $312K 0.2% 0 Timeline PROSHARES TR II ULTRA VIX S… PROSHARES TR II ULTRA VIX SHORT T… More: the full row for PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 8,462 shares 8,462 $311K 0.2% new SRE SEMPRA More: the full row for SEMPRA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,757 shares; 2018Q1: 2,663 shares; 2018Q2: 2,663 shares; 2018Q3: 2,663 shares 2,663 $303K 0.19% 0 Timeline VZ VERIZON COMMUNICATIONS INC More: the full row for VERIZON COMMUNICATIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,630 shares; 2018Q1: 5,741 shares; 2018Q2: 5,631 shares; 2018Q3: 5,636 shares 5,636 $301K 0.19% +5 Timeline LYB LYONDELLBASELL INDUSTRIES NV More: the full row for LYONDELLBASELL INDUSTRIES NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,028 shares; 2018Q1: 2,901 shares; 2018Q2: 2,901 shares; 2018Q3: 2,901 shares 2,901 $297K 0.19% 0 Timeline ITA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 1,898 shares; 2018Q2: 1,745 shares; 2018Q3: 1,340 shares 1,340 $290K 0.18% -405 Timeline SYY SYSCO CORP More: the full row for SYSCO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,802 shares; 2018Q1: 3,784 shares; 2018Q2: 3,666 shares; 2018Q3: 3,667 shares 3,667 $269K 0.17% +1 Timeline QCOM QUALCOMM INC More: the full row for QUALCOMM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,611 shares; 2018Q1: 3,614 shares; 2018Q2: 3,536 shares; 2018Q3: 3,539 shares 3,539 $255K 0.16% +3 Timeline PFE PFIZER INC More: the full row for PFIZER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,349 shares; 2018Q1: 5,352 shares; 2018Q2: 5,215 shares; 2018Q3: 5,217 shares 5,217 $230K 0.15% +2 Timeline TRV TRAVELERS COMPANIES INC More: the full row for TRAVELERS COMPANIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,698 shares; 2018Q1: 1,686 shares; 2018Q2: 1,636 shares; 2018Q3: 1,636 shares 1,636 $212K 0.13% 0 Timeline MBB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 83 shares; 2018Q1: 2,030 shares; 2018Q2: 2,046 shares; 2018Q3: 2,046 shares 2,046 $211K 0.13% 0 Timeline ABBV ABBVIE INC More: the full row for ABBVIE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,878 shares; 2018Q1: 2,748 shares; 2018Q2: 2,656 shares; 2018Q3: 2,220 shares 2,220 $210K 0.13% -436 Timeline DUK DUKE ENERGY CORP NEW More: the full row for DUKE ENERGY CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,368 shares; 2018Q1: 2,664 shares; 2018Q2: 2,601 shares; 2018Q3: 2,604 shares 2,604 $208K 0.13% +3 Timeline LMT LOCKHEED MARTIN CORP More: the full row for LOCKHEED MARTIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 900 shares; 2018Q1: 892 shares; 2018Q2: 864 shares; 2018Q3: 601 shares 601 $208K 0.13% -263 Timeline WALGREENS BOOTS ALLIANCE INC WALGREENS BOOTS ALLIANCE INC More: the full row for WALGREENS BOOTS ALLIANCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 346 shares; 2018Q1: 346 shares; 2018Q2: 346 shares; 2018Q3: 2,786 shares 2,786 $203K 0.13% +2,440 BSV VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,595 shares; 2018Q1: 2,595 shares; 2018Q2: 2,475 shares; 2018Q3: 2,475 shares 2,475 $193K 0.12% 0 Timeline HYS PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,263 shares; 2018Q1: 607 shares; 2018Q2: 1,826 shares; 2018Q3: 1,826 shares 1,826 $184K 0.12% 0 Timeline CSCO CISCO SYS INC More: the full row for CISCO SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 100 shares; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 3,723 shares 3,723 $181K 0.11% +3,623 Timeline KMB KIMBERLY-CLARK CORP More: the full row for KIMBERLY-CLARK CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,109 shares; 2018Q1: 1,598 shares; 2018Q2: 1,560 shares; 2018Q3: 1,562 shares 1,562 $177K 0.11% +2 Timeline SO SOUTHERN CO More: the full row for SOUTHERN CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,850 shares; 2018Q1: 3,853 shares; 2018Q2: 3,750 shares; 2018Q3: 3,753 shares 3,753 $164K 0.1% +3 Timeline AMZN AMAZON COM INC More: the full row for AMAZON COM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 189 shares; 2018Q1: 127 shares; 2018Q2: 128 shares; 2018Q3: 78 shares 78 $156K 0.1% -50 Timeline XBKNX BLACKROCK INVEST QLTY MUNI More: the full row for BLACKROCK INVEST QLTY MUNI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 11,730 shares; 2018Q1: 11,730 shares; 2018Q2: 11,730 shares; 2018Q3: 11,730 shares 11,730 $156K 0.1% 0 Timeline BIP BROOKFIELD INFRASTRUCTURE PA More: the full row for BROOKFIELD INFRASTRUCTURE PA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 17,299 shares; 2018Q1: 3,836 shares; 2018Q2: 3,836 shares; 2018Q3: 3,836 shares 3,836 $153K 0.1% 0 Timeline REALITY SHS ETF TR DIVS ETF REALITY SHS ETF TR DIVS ETF More: the full row for REALITY SHS ETF TR DIVS ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 26,145 shares; 2018Q1: 5,544 shares; 2018Q2: 5,544 shares; 2018Q3: 5,544 shares 5,544 $151K 0.1% 0 BB & T CORP BB & T CORP More: the full row for BB & T CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,472 shares; 2018Q1: 2,692 shares; 2018Q2: 2,572 shares; 2018Q3: 2,734 shares 2,734 $133K 0.08% +162 HYG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 4,062 shares; 2018Q1: 762 shares; 2018Q2: 1,471 shares; 2018Q3: 1,471 shares 1,471 $127K 0.08% 0 Timeline TOTL SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 53,498 shares; 2018Q1: 2,617 shares; 2018Q2: 2,537 shares; 2018Q3: 2,492 shares 2,492 $118K 0.07% -45 Timeline Mkt Vctrs J P Mrgn Em Mkt Vctrs J P Mrgn Em More: the full row for Mkt Vctrs J P Mrgn Em Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 4,651 shares; 2018Q2: 7,145 shares; 2018Q3: 7,145 shares 7,145 $118K 0.07% 0 UNILEVER N V UNILEVER N V More: the full row for UNILEVER N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,075 shares; 2018Q1: 2,075 shares; 2018Q2: 2,075 shares; 2018Q3: 2,075 shares 2,075 $115K 0.07% 0 KHC KRAFT HEINZ CO More: the full row for KRAFT HEINZ CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,453 shares; 2018Q1: 2,453 shares; 2018Q2: 2,553 shares; 2018Q3: 2,053 shares 2,053 $113K 0.07% -500 Timeline SHV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 907 shares; 2018Q1: 907 shares; 2018Q2: 907 shares; 2018Q3: 907 shares 907 $100K 0.06% 0 Timeline SPY STATE STR SPDR S&P 500 ETF T More: the full row for STATE STR SPDR S&P 500 ETF T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 325 shares; 2018Q1: 325 shares; 2018Q2: 325 shares; 2018Q3: 325 shares 325 $94K 0.06% 0 Timeline FXZ FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 131,746 shares; 2018Q1: 3,123 shares; 2018Q2: 3,123 shares; 2018Q3: 2,190 shares 2,190 $91K 0.06% -933 Timeline FXL FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 112,357 shares; 2018Q1: 90,156 shares; 2018Q2: 89,657 shares; 2018Q3: 1,418 shares 1,418 $90K 0.06% -88,239 Timeline MUB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,229 shares; 2018Q1: 795 shares; 2018Q2: 795 shares; 2018Q3: 795 shares 795 $86K 0.05% 0 Timeline MAIN MAIN STR CAP CORP More: the full row for MAIN STR CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,220 shares; 2018Q1: 2,220 shares; 2018Q2: 2,220 shares; 2018Q3: 2,220 shares 2,220 $85K 0.05% 0 Timeline GENERAL ELEC CO GENERAL ELEC CO More: the full row for GENERAL ELEC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 6,841 shares; 2018Q1: 6,841 shares; 2018Q2: 6,841 shares; 2018Q3: 6,841 shares 6,841 $77K 0.05% 0 JPEM J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,261 shares; 2018Q1: 1,427 shares; 2018Q2: 1,430 shares; 2018Q3: 1,434 shares 1,434 $77K 0.05% +4 Timeline FSTA FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 21,370 shares; 2018Q2: 2,247 shares; 2018Q3: 2,247 shares 2,247 $73K 0.05% 0 Timeline NTAP NETAPP INC More: the full row for NETAPP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 814 shares; 2018Q1: 814 shares; 2018Q2: 814 shares; 2018Q3: 814 shares 814 $70K 0.04% 0 Timeline NEE NEXTERA ENERGY INC More: the full row for NEXTERA ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 400 shares 400 $67K 0.04% 0 Timeline DNP DNP SELECT INCOME FD INC More: the full row for DNP SELECT INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,960 shares; 2018Q1: 5,960 shares; 2018Q2: 5,960 shares; 2018Q3: 5,960 shares 5,960 $66K 0.04% 0 Timeline XLE SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 76,456 shares; 2018Q1: 859 shares; 2018Q2: 859 shares; 2018Q3: 860 shares 860 $65K 0.04% +1 Timeline ETV EATON VANCE TAX-MANAGED BUY- More: the full row for EATON VANCE TAX-MANAGED BUY- Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 4,000 shares; 2018Q1: 4,000 shares; 2018Q2: 4,000 shares; 2018Q3: 4,000 shares 4,000 $64K 0.04% 0 Timeline GOOGL ALPHABET INC More: the full row for ALPHABET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 76 shares; 2018Q1: 51 shares; 2018Q2: 51 shares; 2018Q3: 51 shares 51 $62K 0.04% 0 Timeline FTEC FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,504 shares; 2018Q1: 980 shares; 2018Q2: 980 shares; 2018Q3: 980 shares 980 $59K 0.04% 0 Timeline BIV VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 725 shares; 2018Q1: 725 shares; 2018Q2: 725 shares; 2018Q3: 725 shares 725 $58K 0.04% 0 Timeline NFLX NETFLIX INC. More: the full row for NETFLIX INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 50 shares; 2018Q2: 100 shares; 2018Q3: 150 shares 150 $56K 0.04% +50 Timeline IDV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,956 shares; 2018Q1: 1,730 shares; 2018Q2: 1,730 shares; 2018Q3: 1,730 shares 1,730 $56K 0.04% 0 Timeline LLY ELI LILLY & CO More: the full row for ELI LILLY & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 492 shares; 2018Q3: 492 shares 492 $53K 0.03% 0 Timeline FFIV F5 INC More: the full row for F5 INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 264 shares; 2018Q2: 264 shares; 2018Q3: 264 shares 264 $53K 0.03% 0 Timeline BIIB BIOGEN INC More: the full row for BIOGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 151 shares; 2018Q1: 151 shares; 2018Q2: 151 shares; 2018Q3: 151 shares 151 $53K 0.03% 0 Timeline BLACKSTONE GROUP LP/THE BLACKSTONE GROUP LP/THE More: the full row for BLACKSTONE GROUP LP/THE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,360 shares; 2018Q1: 1,360 shares; 2018Q2: 1,360 shares; 2018Q3: 1,360 shares 1,360 $52K 0.03% 0 MO ALTRIA GROUP INC More: the full row for ALTRIA GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 841 shares; 2018Q1: 841 shares; 2018Q2: 841 shares; 2018Q3: 841 shares 841 $51K 0.03% 0 Timeline RQI COHEN & STEERS QUALITY INCOM More: the full row for COHEN & STEERS QUALITY INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 4,035 shares; 2018Q1: 4,035 shares; 2018Q2: 4,035 shares; 2018Q3: 4,035 shares 4,035 $49K 0.03% 0 Timeline CRM SALESFORCE INC More: the full row for SALESFORCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 100 shares; 2018Q3: 280 shares 280 $45K 0.03% +180 Timeline EMR EMERSON ELEC CO More: the full row for EMERSON ELEC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 583 shares; 2018Q1: 583 shares; 2018Q2: 583 shares; 2018Q3: 583 shares 583 $45K 0.03% 0 Timeline LSTR LANDSTAR SYS INC More: the full row for LANDSTAR SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 366 shares; 2018Q2: 366 shares; 2018Q3: 366 shares 366 $45K 0.03% 0 Timeline PVH PVH CORPORATION More: the full row for PVH CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 303 shares; 2018Q1: 303 shares; 2018Q2: 303 shares; 2018Q3: 303 shares 303 $44K 0.03% 0 Timeline CE CELANESE CORP DEL More: the full row for CELANESE CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 382 shares; 2018Q1: 382 shares; 2018Q2: 382 shares; 2018Q3: 382 shares 382 $44K 0.03% 0 Timeline FIDU FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 15,569 shares; 2018Q1: 1,803 shares; 2018Q2: 1,803 shares; 2018Q3: 1,095 shares 1,095 $44K 0.03% -708 Timeline BRK-B BERKSHIRE HATHAWAY INC DEL More: the full row for BERKSHIRE HATHAWAY INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 200 shares; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200 $43K 0.03% 0 Timeline FTNT FORTINET INC More: the full row for FORTINET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 467 shares 467 $43K 0.03% new Timeline KKR KKR & CO INC More: the full row for KKR & CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 1,530 shares; 2018Q3: 1,530 shares 1,530 $42K 0.03% 0 Timeline BUI BLACKROCK UTILS INFRASTRUCTU More: the full row for BLACKROCK UTILS INFRASTRUCTU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,000 shares; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares 2,000 $42K 0.03% 0 Timeline FNCL FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,237 shares; 2018Q1: 1,216 shares; 2018Q2: 1,216 shares; 2018Q3: 1,048 shares 1,048 $42K 0.03% -168 Timeline VCSH VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 254 shares; 2018Q1: 516 shares; 2018Q2: 517 shares; 2018Q3: 519 shares 519 $41K 0.03% +2 Timeline HII HUNTINGTON INGALLS INDS INC More: the full row for HUNTINGTON INGALLS INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 162 shares; 2018Q1: 162 shares; 2018Q2: 162 shares; 2018Q3: 162 shares 162 $41K 0.03% 0 Timeline ET ENERGY TRANSFER L P More: the full row for ENERGY TRANSFER L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,500 shares; 2018Q1: 3,500 shares; 2018Q2: 2,350 shares; 2018Q3: 2,350 shares 2,350 $41K 0.03% 0 Timeline ADBE ADOBE INC More: the full row for ADOBE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 148 shares; 2018Q1: 148 shares; 2018Q2: 148 shares; 2018Q3: 148 shares 148 $40K 0.03% 0 Timeline PGR PROGRESSIVE CORP More: the full row for PROGRESSIVE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 563 shares 563 $40K 0.03% new Timeline CNC CENTENE CORP DEL More: the full row for CENTENE CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 261 shares; 2018Q1: 261 shares; 2018Q2: 261 shares; 2018Q3: 261 shares 261 $38K 0.02% 0 Timeline TGT TARGET CORP More: the full row for TARGET CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 435 shares 435 $38K 0.02% new Timeline VARIAN MED SYS INC VARIAN MED SYS INC More: the full row for VARIAN MED SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 336 shares; 2018Q1: 336 shares; 2018Q2: 336 shares; 2018Q3: 336 shares 336 $38K 0.02% 0 ALLERGAN PLC ALLERGAN PLC More: the full row for ALLERGAN PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 197 shares 197 $38K 0.02% new NSC NORFOLK SOUTHN CORP More: the full row for NORFOLK SOUTHN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 203 shares 203 $37K 0.02% new Timeline TRIP TRIPADVISOR INC More: the full row for TRIPADVISOR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 720 shares; 2018Q3: 720 shares 720 $37K 0.02% 0 Timeline ADP AUTOMATIC DATA PROCESSING IN More: the full row for AUTOMATIC DATA PROCESSING IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 240 shares 240 $36K 0.02% new Timeline PCEF INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 1,521 shares; 2018Q3: 1,521 shares 1,521 $35K 0.02% 0 Timeline AETHLON MED INC AETHLON MED INC More: the full row for AETHLON MED INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 30,000 shares; 2018Q2: 30,000 shares; 2018Q3: 30,000 shares 30,000 $35K 0.02% 0 BAX BAXTER INTL INC More: the full row for BAXTER INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 438 shares; 2018Q1: 438 shares; 2018Q2: 438 shares; 2018Q3: 438 shares 438 $34K 0.02% 0 Timeline CMCSA COMCAST CORP NEW More: the full row for COMCAST CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 896 shares; 2018Q1: 896 shares; 2018Q2: 896 shares; 2018Q3: 896 shares 896 $32K 0.02% 0 Timeline MDLZ MONDELEZ INTL INC More: the full row for MONDELEZ INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 751 shares; 2018Q1: 751 shares; 2018Q2: 751 shares; 2018Q3: 751 shares 751 $32K 0.02% 0 Timeline IWV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 190 shares; 2018Q1: 190 shares; 2018Q2: 190 shares; 2018Q3: 187 shares 187 $32K 0.02% -3 Timeline LULU LULULEMON ATHLETICA INC More: the full row for LULULEMON ATHLETICA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 100 shares; 2018Q3: 200 shares 200 $32K 0.02% +100 Timeline TIP ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 273 shares; 2018Q3: 273 shares 273 $30K 0.02% 0 Timeline PM PHILIP MORRIS INTL INC More: the full row for PHILIP MORRIS INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 371 shares; 2018Q1: 371 shares; 2018Q2: 371 shares; 2018Q3: 371 shares 371 $30K 0.02% 0 Timeline VNQ VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 367 shares; 2018Q1: 367 shares; 2018Q2: 367 shares; 2018Q3: 367 shares 367 $30K 0.02% 0 Timeline BNDX VANGUARD CHARLOTTE FDS More: the full row for VANGUARD CHARLOTTE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 558 shares; 2018Q3: 558 shares 558 $30K 0.02% 0 Timeline CDNS CADENCE DESIGN SYSTEM INC More: the full row for CADENCE DESIGN SYSTEM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 638 shares; 2018Q1: 638 shares; 2018Q2: 638 shares; 2018Q3: 638 shares 638 $29K 0.02% 0 Timeline BMY BRISTOL-MYERS SQUIBB CO More: the full row for BRISTOL-MYERS SQUIBB CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 433 shares 433 $27K 0.02% new Timeline KO COCA COLA CO More: the full row for COCA COLA CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 594 shares; 2018Q1: 594 shares; 2018Q2: 594 shares; 2018Q3: 594 shares 594 $27K 0.02% 0 Timeline MTN VAIL RESORTS INC More: the full row for VAIL RESORTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 100 shares; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100 $27K 0.02% 0 Timeline XAWFX ALLIANCEBERNSTEIN GLOBAL HIG More: the full row for ALLIANCEBERNSTEIN GLOBAL HIG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,182 shares; 2018Q1: 2,246 shares; 2018Q2: 2,259 shares; 2018Q3: 2,300 shares 2,300 $27K 0.02% +41 Timeline ARISTA NETWORKS INC ARISTA NETWORKS INC More: the full row for ARISTA NETWORKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 102 shares; 2018Q1: 102 shares; 2018Q2: 102 shares; 2018Q3: 102 shares 102 $27K 0.02% 0 JPIN J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 289 shares; 2018Q1: 456 shares; 2018Q2: 460 shares; 2018Q3: 462 shares 462 $27K 0.02% +2 Timeline SHY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 313 shares; 2018Q3: 313 shares 313 $26K 0.02% 0 Timeline AZO AUTOZONE INC More: the full row for AUTOZONE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 34 shares 34 $26K 0.02% new Timeline ABRDN GLOBAL PREMIER PPTYS F ABRDN GLOBAL PREMIER PPTYS F More: the full row for ABRDN GLOBAL PREMIER PPTYS F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 4,172 shares; 2018Q2: 4,172 shares; 2018Q3: 4,172 shares 4,172 $25K 0.02% 0 AMERIGAS PARTNERS MLP AMERIGAS PARTNERS MLP More: the full row for AMERIGAS PARTNERS MLP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 640 shares; 2018Q1: 640 shares; 2018Q2: 640 shares; 2018Q3: 640 shares 640 $25K 0.02% 0 IBM INTERNATIONAL BUSINESS MACHS More: the full row for INTERNATIONAL BUSINESS MACHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 160 shares; 2018Q1: 160 shares; 2018Q2: 160 shares; 2018Q3: 160 shares 160 $24K 0.02% 0 Timeline IEF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,789 shares; 2018Q1: 932 shares; 2018Q2: 332 shares; 2018Q3: 234 shares 234 $24K 0.02% -98 Timeline FIRST TR EXCHANGE TRADED FD FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 68,969 shares; 2018Q1: 904 shares; 2018Q2: 694 shares; 2018Q3: 694 shares 694 $24K 0.02% 0 UNH UNITEDHEALTH GROUP INC More: the full row for UNITEDHEALTH GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 85 shares; 2018Q1: 85 shares; 2018Q2: 85 shares; 2018Q3: 85 shares 85 $23K 0.01% 0 Timeline ED CONSOLIDATED EDISON INC More: the full row for CONSOLIDATED EDISON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 300 shares; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 300 shares 300 $23K 0.01% 0 Timeline FHLC FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 502 shares; 2018Q1: 502 shares; 2018Q2: 502 shares; 2018Q3: 502 shares 502 $23K 0.01% 0 Timeline DISCOVER FINL SVCS DISCOVER FINL SVCS More: the full row for DISCOVER FINL SVCS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 283 shares; 2018Q1: 283 shares; 2018Q2: 283 shares; 2018Q3: 283 shares 283 $22K 0.01% 0 FLEETCOR TECHNOLOGIES INC FLEETCOR TECHNOLOGIES INC More: the full row for FLEETCOR TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 96 shares; 2018Q1: 96 shares; 2018Q2: 96 shares; 2018Q3: 96 shares 96 $22K 0.01% 0 MELLANOX TECHNOLOGIES LTD MELLANOX TECHNOLOGIES LTD More: the full row for MELLANOX TECHNOLOGIES LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares 300 $22K 0.01% new ETN EATON CORP PLC More: the full row for EATON CORP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 244 shares; 2018Q1: 244 shares; 2018Q2: 244 shares; 2018Q3: 244 shares 244 $21K 0.01% 0 Timeline IVV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 68 shares; 2018Q1: 68 shares; 2018Q2: 68 shares; 2018Q3: 68 shares 68 $20K 0.01% 0 Timeline WMT WALMART INC More: the full row for WALMART INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,663 shares; 2018Q1: 2,740 shares; 2018Q2: 2,670 shares; 2018Q3: 212 shares 212 $20K 0.01% -2,458 Timeline SUNTRUST BANKS INC SUNTRUST BANKS INC More: the full row for SUNTRUST BANKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 304 shares; 2018Q1: 304 shares; 2018Q2: 304 shares; 2018Q3: 304 shares 304 $20K 0.01% 0 INTC INTEL CORP More: the full row for INTEL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 396 shares; 2018Q1: 396 shares; 2018Q2: 396 shares; 2018Q3: 396 shares 396 $19K 0.01% 0 Timeline BABA ALIBABA GROUP HLDG LTD More: the full row for ALIBABA GROUP HLDG LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 35 shares; 2018Q1: 104 shares; 2018Q2: 116 shares; 2018Q3: 116 shares 116 $19K 0.01% 0 Timeline DVN DEVON ENERGY CORP NEW More: the full row for DEVON ENERGY CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 466 shares; 2018Q1: 466 shares; 2018Q2: 466 shares; 2018Q3: 466 shares 466 $19K 0.01% 0 Timeline MA MASTERCARD INCORPORATED More: the full row for MASTERCARD INCORPORATED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 73 shares; 2018Q1: 83 shares; 2018Q2: 83 shares; 2018Q3: 83 shares 83 $18K 0.01% 0 Timeline CNI CANADIAN NATL RY CO More: the full row for CANADIAN NATL RY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 200 shares; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200 $18K 0.01% 0 Timeline NKE NIKE INC More: the full row for NIKE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 200 shares; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200 $17K 0.01% 0 Timeline BA BOEING CO More: the full row for BOEING CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 46 shares; 2018Q1: 15 shares; 2018Q2: 32 shares; 2018Q3: 42 shares 42 $16K 0.01% +10 Timeline FMAT FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 16,054 shares; 2018Q1: 482 shares; 2018Q2: 482 shares; 2018Q3: 482 shares 482 $16K 0.01% 0 Timeline IJR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 810 shares; 2018Q1: 170 shares; 2018Q2: 170 shares; 2018Q3: 171 shares 171 $15K 0.01% +1 Timeline PH PARKER-HANNIFIN CORP More: the full row for PARKER-HANNIFIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 206 shares; 2018Q1: 206 shares; 2018Q2: 206 shares; 2018Q3: 79 shares 79 $15K 0.01% -127 Timeline DPZ DOMINOS PIZZA INC More: the full row for DOMINOS PIZZA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 100 shares; 2018Q3: 50 shares 50 $15K 0.01% -50 Timeline CXW CORECIVIC INC More: the full row for CORECIVIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 598 shares; 2018Q1: 623 shares; 2018Q2: 623 shares; 2018Q3: 633 shares 633 $15K 0.01% +10 Timeline AMD ADVANCED MICRO DEVICES INC More: the full row for ADVANCED MICRO DEVICES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 445 shares 445 $14K 0.01% new Timeline TLT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 700 shares; 2018Q1: 1,252 shares; 2018Q2: 250 shares; 2018Q3: 120 shares 120 $14K 0.01% -130 Timeline SDOG ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 300 shares; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 300 shares 300 $14K 0.01% 0 Timeline TILRAY INC TILRAY INC More: the full row for TILRAY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares 100 $14K 0.01% new GLAXOSMITHKLINE PLC-ADR GLAXOSMITHKLINE PLC-ADR More: the full row for GLAXOSMITHKLINE PLC-ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 333 shares; 2018Q1: 333 shares; 2018Q2: 333 shares; 2018Q3: 333 shares 333 $13K 0.01% 0 XYZ BLOCK INC More: the full row for BLOCK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 11,082 shares; 2018Q2: not reported; 2018Q3: 121 shares 121 $12K 0.01% new Timeline IP INTERNATIONAL PAPER CO More: the full row for INTERNATIONAL PAPER CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 247 shares; 2018Q1: 247 shares; 2018Q2: 247 shares; 2018Q3: 247 shares 247 $12K 0.01% 0 Timeline ISRG INTUITIVE SURGICAL INC More: the full row for INTUITIVE SURGICAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 15 shares; 2018Q2: not reported; 2018Q3: 20 shares 20 $11K 0.01% new Timeline APD AIR PRODUCTS AND CHEMICALS I More: the full row for AIR PRODUCTS AND CHEMICALS I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 66 shares; 2018Q1: 66 shares; 2018Q2: 66 shares; 2018Q3: 66 shares 66 $11K 0.01% 0 Timeline ALPS ETF TR ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 990 shares; 2018Q1: 990 shares; 2018Q2: 990 shares; 2018Q3: 990 shares 990 $11K 0.01% 0 CANOPY GROWTH CORP CANOPY GROWTH CORP More: the full row for CANOPY GROWTH CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares 200 $10K 0.01% new QQQ INVESCO QQQ TR More: the full row for INVESCO QQQ TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 100 shares; 2018Q3: 50 shares 50 $9K 0.01% -50 Timeline TXN TEXAS INSTRS INC More: the full row for TEXAS INSTRS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 81 shares; 2018Q1: 81 shares; 2018Q2: 81 shares; 2018Q3: 81 shares 81 $9K 0.01% 0 Timeline KBWY INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 271 shares; 2018Q3: 275 shares 275 $9K 0.01% +4 Timeline FIS FIDELITY NATL INFORMATION SV More: the full row for FIDELITY NATL INFORMATION SV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 75 shares; 2018Q1: 75 shares; 2018Q2: 75 shares; 2018Q3: 75 shares 75 $8K 0.01% 0 Timeline NOC NORTHROP GRUMMAN CORP More: the full row for NORTHROP GRUMMAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 24 shares; 2018Q1: 24 shares; 2018Q2: 24 shares; 2018Q3: 24 shares 24 $8K 0.01% 0 Timeline GLW CORNING INC More: the full row for CORNING INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 197 shares; 2018Q1: 197 shares; 2018Q2: 197 shares; 2018Q3: 197 shares 197 $7K <0.01% 0 Timeline FIRST TR VALUE LINE 100 ETF FIRST TR VALUE LINE 100 ETF More: the full row for FIRST TR VALUE LINE 100 ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 243 shares; 2018Q1: 243 shares; 2018Q2: 243 shares; 2018Q3: 243 shares 243 $6K <0.01% 0 INVESCO EXCHANGETRADED FD T… INVESCO EXCHANGETRADED FD T DWA T… More: the full row for INVESCO EXCHANGETRADED FD T DWA TACTCL SCT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 200 shares; 2018Q3: 200 shares 200 $6K <0.01% 0 INGERSOLL-RAND PLC INGERSOLL-RAND PLC More: the full row for INGERSOLL-RAND PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 50 shares; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares 50 $5K <0.01% 0 PEX PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 9,219 shares; 2018Q1: 11,003 shares; 2018Q2: 144 shares; 2018Q3: 144 shares 144 $5K <0.01% 0 Timeline LEA LEAR CORP More: the full row for LEAR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 264 shares; 2018Q1: 264 shares; 2018Q2: 264 shares; 2018Q3: 25 shares 25 $4K <0.01% -239 Timeline AEP AMERICAN ELEC PWR CO INC More: the full row for AMERICAN ELEC PWR CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 62 shares; 2018Q1: 62 shares; 2018Q2: 62 shares; 2018Q3: 62 shares 62 $4K <0.01% 0 Timeline WOR WORTHINGTON ENTERPRISES INC More: the full row for WORTHINGTON ENTERPRISES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 100 shares; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100 $4K <0.01% 0 Timeline BARCLAYS BK PLC BARCLAYS BK PLC More: the full row for BARCLAYS BK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 150 shares; 2018Q1: 150 shares; 2018Q2: 150 shares; 2018Q3: 150 shares 150 $4K <0.01% 0 EVINE LIVE INC EVINE LIVE INC More: the full row for EVINE LIVE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,000 shares 3,000 $3K <0.01% new IT GARTNER INC More: the full row for GARTNER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 14 shares; 2018Q2: 14 shares; 2018Q3: 14 shares 14 $2K <0.01% 0 Timeline PKG PACKAGING CORP AMER More: the full row for PACKAGING CORP AMER Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 16 shares; 2018Q1: 16 shares; 2018Q2: 16 shares; 2018Q3: 16 shares 16 $2K <0.01% 0 Timeline INTERPUBLIC GROUP COS INTERPUBLIC GROUP COS More: the full row for INTERPUBLIC GROUP COS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 87 shares; 2018Q1: 87 shares; 2018Q2: 87 shares; 2018Q3: 87 shares 87 $2K <0.01% 0 SIRIUS XM HOLDINGS INC SIRIUS XM HOLDINGS INC More: the full row for SIRIUS XM HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 305 shares; 2018Q2: 305 shares; 2018Q3: 305 shares 305 $2K <0.01% 0 MDT MEDTRONIC PLC More: the full row for MEDTRONIC PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 14 shares; 2018Q1: 14 shares; 2018Q2: 14 shares; 2018Q3: 14 shares 14 $1K <0.01% 0 Timeline EQT EQT CORP More: the full row for EQT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 30 shares; 2018Q2: 30 shares; 2018Q3: 30 shares 30 $1K <0.01% 0 Timeline CCI CROWN CASTLE INC More: the full row for CROWN CASTLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 10 shares; 2018Q1: 10 shares; 2018Q2: 10 shares; 2018Q3: 10 shares 10 $1K <0.01% 0 Timeline ALLE ALLEGION PLC More: the full row for ALLEGION PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 16 shares; 2018Q1: 16 shares; 2018Q2: 16 shares; 2018Q3: 16 shares 16 $1K <0.01% 0 Timeline GSG ISHARES S&P GSCI COMMODITY- More: the full row for ISHARES S&P GSCI COMMODITY- Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 32 shares; 2018Q1: 32 shares; 2018Q2: 32 shares; 2018Q3: 32 shares 32 $1K <0.01% 0 Timeline TE CONNECTIVITY LTD TE CONNECTIVITY LTD More: the full row for TE CONNECTIVITY LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 15 shares; 2018Q1: 15 shares; 2018Q2: 15 shares; 2018Q3: 15 shares 15 $1K <0.01% 0 TNA DIREXION SHARES ETF TRUST More: the full row for DIREXION SHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 10 shares; 2018Q1: 10 shares; 2018Q2: 10 shares; 2018Q3: 10 shares 10 $1K <0.01% 0 Timeline META META PLATFORMS INC More: the full row for META PLATFORMS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 166 shares; 2018Q1: 127 shares; 2018Q2: 127 shares; 2018Q3: 0 shares 0 $0 0% -127 Value filed as zero, left out of ratios. Amount filed as zero, left out of ratios. Timeline VWO VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1 shares; 2018Q1: 1 shares; 2018Q2: 1 shares; 2018Q3: 1 shares 1 $0 0% 0 Value filed as zero, left out of ratios. Timeline PNR PENTAIR PLC More: the full row for PENTAIR PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3 shares; 2018Q1: 3 shares; 2018Q2: 3 shares; 2018Q3: 3 shares 3 $0 0% 0 Value filed as zero, left out of ratios. Timeline JCI JOHNSON CONTROLS INTERNATION More: the full row for JOHNSON CONTROLS INTERNATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 14 shares; 2018Q1: 14 shares; 2018Q2: 14 shares; 2018Q3: 14 shares 14 $0 0% 0 Value filed as zero, left out of ratios. Timeline NVT NVENT ELEC PLC More: the full row for NVENT ELEC PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 3 shares; 2018Q3: 3 shares 3 $0 0% 0 Value filed as zero, left out of ratios. Timeline ADNT ADIENT PLC More: the full row for ADIENT PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1 shares; 2018Q1: 1 shares; 2018Q2: 1 shares; 2018Q3: 1 shares 1 $0 0% 0 Value filed as zero, left out of ratios. Timeline PJT PJT PARTNERS INC More: the full row for PJT PARTNERS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1 shares; 2018Q1: 1 shares; 2018Q2: 1 shares; 2018Q3: 1 shares 1 $0 0% 0 Value filed as zero, left out of ratios. Timeline Mallinckrodt Plc Mallinckrodt Plc More: the full row for Mallinckrodt Plc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1 shares; 2018Q1: 1 shares; 2018Q2: 1 shares; 2018Q3: 1 shares 1 $0 0% 0 Value filed as zero, left out of ratios. CENTURYLINK INC CENTURYLINK INC More: the full row for CENTURYLINK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2 shares; 2018Q1: 2 shares; 2018Q2: 2 shares; 2018Q3: 2 shares 2 $0 0% 0 Value filed as zero, left out of ratios. FRONTIER COMMUNICATIONS CORP FRONTIER COMMUNICATIONS CORP More: the full row for FRONTIER COMMUNICATIONS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1 shares; 2018Q1: 1 shares; 2018Q2: 1 shares; 2018Q3: 1 shares 1 $0 0% 0 Value filed as zero, left out of ratios. FPA FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1 shares; 2018Q1: 1 shares; 2018Q2: 1 shares; 2018Q3: 1 shares 1 $0 0% 0 Value filed as zero, left out of ratios. Timeline VERITIV CORP VERITIV CORP More: the full row for VERITIV CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 4 shares; 2018Q1: 4 shares; 2018Q2: 4 shares; 2018Q3: 4 shares 4 $0 0% 0 Value filed as zero, left out of ratios. GENOCEA BIOSCIENCES INC GENOCEA BIOSCIENCES INC More: the full row for GENOCEA BIOSCIENCES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 500 shares; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares 500 $0 0% 0 Value filed as zero, left out of ratios.