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Seros Financial, LLC

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13F filer, CIK 2039918, TEMPE, AZ

Seros Financial, LLC reported $165,259,247 across 63 holdings for the quarter ended 2025-09-30, in a 13F-HR/A filed 2025-12-11. Its ten largest share positions make up 68.45% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0001104659-25-120288

Period
2025-09-30
Reported value
$165M
Holdings
63
Top 10 weight
68.45%
New
9
Sold out
7

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SCHFnew+454,810$10.6M
SPMOadded+77,643$9.4M
SHYLnew+93,700$4.26M
BRK-Badded+1,891$951K
AUSFadded+10,239$476K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BUFRreduced-285,954-$9.56M
IVEreduced-45,305-$9.36M
UJULexited-245,628-$9.04M
GRPMexited-8,336-$911K
SPSMexited-11,205-$477K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR/A 0001104659-25-120288, largest first. % of portfolio is the value over $165,259,247, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPMOINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 19,093 shares; 2025Q1: 134,896 shares; 2025Q2: 123,761 shares; 2025Q3: 201,404 shares 201,404$24.4M14.75%+77,643Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 28,489 shares; 2025Q1: 25,985 shares; 2025Q2: 27,486 shares; 2025Q3: 26,767 shares 26,767$16.1M9.72%-719Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 20,037 shares; 2025Q1: 18,785 shares; 2025Q2: 19,397 shares; 2025Q3: 21,288 shares 21,288$10.7M6.48%+1,891Timeline
SCHFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 454,810 shares 454,810$10.6M6.41%newTimeline
AUSFGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: 200,629 shares; 2025Q2: 210,172 shares; 2025Q3: 220,411 shares 220,411$10.3M6.2%+10,239Timeline
IWYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 46,047 shares; 2025Q1: 34,264 shares; 2025Q2: 35,537 shares; 2025Q3: 35,263 shares 35,263$9.65M5.84%-274Timeline
FPEFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 401,017 shares; 2025Q1: 428,480 shares; 2025Q2: 441,869 shares; 2025Q3: 462,973 shares 462,973$8.44M5.11%+21,104Timeline
XLGINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 166,039 shares; 2025Q1: 130,353 shares; 2025Q2: 135,862 shares; 2025Q3: 136,129 shares 136,129$7.83M4.74%+267Timeline
BUFBINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: 202,607 shares; 2025Q2: 207,593 shares; 2025Q3: 214,270 shares 214,270$7.66M4.63%+6,677Timeline
BUFQFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: 208,956 shares; 2025Q2: 214,062 shares; 2025Q3: 216,340 shares 216,340$7.54M4.56%+2,278Timeline
BUFRFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 172,849 shares; 2025Q1: 177,322 shares; 2025Q2: 484,927 shares; 2025Q3: 198,973 shares 198,973$6.65M4.02%-285,954Timeline
XSMOINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 70,009 shares; 2025Q3: 75,508 shares 75,508$5.56M3.36%+5,499Timeline
SHYLDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 6,772 shares; 2025Q1: 18,119 shares; 2025Q2: not reported; 2025Q3: 93,700 shares 93,700$4.26M2.58%newTimeline
BUFFINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 67,424 shares; 2025Q1: 73,890 shares; 2025Q2: 74,894 shares; 2025Q3: 75,929 shares 75,929$3.71M2.24%+1,035Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 42,334 shares; 2025Q1: 46,830 shares; 2025Q2: 47,294 shares; 2025Q3: 49,567 shares 49,567$3.69M2.23%+2,273Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 14,820 shares; 2025Q1: 12,913 shares; 2025Q2: 12,891 shares; 2025Q3: 13,164 shares 13,164$2.46M1.49%+273Timeline
SCHXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 37,006 shares; 2025Q1: 75,893 shares; 2025Q2: 84,656 shares; 2025Q3: 88,865 shares 88,865$2.34M1.42%+4,209Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 3,457 shares; 2025Q1: 2,679 shares; 2025Q2: 2,690 shares; 2025Q3: 2,227 shares 2,227$1.48M0.9%-463Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 2,789 shares; 2025Q1: 2,766 shares; 2025Q2: 2,760 shares; 2025Q3: 2,631 shares 2,631$1.36M0.82%-129Timeline
IFLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 55,073 shares; 2025Q1: 51,666 shares; 2025Q2: 52,532 shares; 2025Q3: 69,436 shares 69,436$1.29M0.78%+16,904Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 7,301 shares; 2025Q1: 5,933 shares; 2025Q2: 6,107 shares; 2025Q3: 5,795 shares 5,795$1.27M0.77%-312Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 5,927 shares; 2025Q1: 5,371 shares; 2025Q2: 5,224 shares; 2025Q3: 4,925 shares 4,925$1.25M0.76%-299Timeline
ORNORION GROUP HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 98,615 shares; 2025Q1: 106,590 shares; 2025Q2: 106,590 shares; 2025Q3: 133,448 shares 133,448$1.11M0.67%+26,858Timeline
SPHBINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 10,297 shares; 2025Q1: 9,220 shares; 2025Q2: 9,220 shares; 2025Q3: 9,220 shares 9,220$1.01M0.61%0Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 2,503 shares; 2025Q1: 1,948 shares; 2025Q2: 1,948 shares; 2025Q3: 1,944 shares 1,944$865K0.52%-4Timeline
JCIJOHNSON CONTROLS INTERNATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 7,110 shares; 2025Q1: 7,110 shares; 2025Q2: 7,110 shares; 2025Q3: 7,100 shares 7,100$781K0.47%-10Timeline
CRWDCROWDSTRIKE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 1,777 shares; 2025Q1: 1,344 shares; 2025Q2: 1,344 shares; 2025Q3: 1,555 shares 1,555$763K0.46%+211Timeline
IVEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 48,872 shares; 2025Q1: 46,769 shares; 2025Q2: 48,803 shares; 2025Q3: 3,498 shares 3,498$722K0.44%-45,305Timeline
PFFAETFIS SER TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: 30,067 shares; 2025Q2: 30,067 shares; 2025Q3: 30,067 shares 30,067$653K0.39%0Timeline
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 5,307 shares; 2025Q1: 4,951 shares; 2025Q2: 4,953 shares; 2025Q3: 4,954 shares 4,954$598K0.36%+1Timeline
VRSKVERISK ANALYTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 2,297 shares; 2025Q3: 2,297 shares 2,297$578K0.35%0Timeline
SMHVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: 1,240 shares; 2025Q2: 1,451 shares; 2025Q3: 1,727 shares 1,727$564K0.34%+276Timeline
PFEBINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 14,450 shares; 2025Q1: 14,450 shares; 2025Q2: 14,450 shares; 2025Q3: 13,520 shares 13,520$537K0.32%-930Timeline
OMFLINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 20,062 shares; 2025Q1: 13,173 shares; 2025Q2: 13,173 shares; 2025Q3: 7,904 shares 7,904$476K0.29%-5,269Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: 671 shares; 2025Q2: 819 shares; 2025Q3: 736 shares 736$451K0.27%-83Timeline
SHOPSHOPIFY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: 2,281 shares; 2025Q2: 2,781 shares; 2025Q3: 2,856 shares 2,856$424K0.26%+75Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 1,495 shares; 2025Q1: 1,495 shares; 2025Q2: 1,495 shares; 2025Q3: 1,495 shares 1,495$421K0.25%0Timeline
MTUMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,579 shares 1,579$405K0.25%newTimeline
NJULINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 6,561 shares; 2025Q1: 5,109 shares; 2025Q2: 5,109 shares; 2025Q3: 5,109 shares 5,109$363K0.22%0Timeline
PMAYINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 9,082 shares; 2025Q1: 9,082 shares; 2025Q2: 9,082 shares; 2025Q3: 9,082 shares 9,082$353K0.21%0Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 492 shares; 2025Q1: 492 shares; 2025Q2: 492 shares; 2025Q3: 492 shares 492$329K0.2%0Timeline
XUSPINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 7,008 shares 7,008$326K0.2%newTimeline
BJULINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 8,748 shares; 2025Q1: 6,763 shares; 2025Q2: 6,763 shares; 2025Q3: 6,211 shares 6,211$308K0.19%-552Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 473 shares; 2025Q1: 478 shares; 2025Q2: 455 shares; 2025Q3: 413 shares 413$303K0.18%-42Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 401 shares; 2025Q1: 292 shares; 2025Q2: 300 shares; 2025Q3: 297 shares 297$275K0.17%-3Timeline
QQQMINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,100 shares 1,100$272K0.16%newTimeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 1,520 shares; 2025Q1: not reported; 2025Q2: 1,314 shares; 2025Q3: 1,114 shares 1,114$271K0.16%-200Timeline
PSEPINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 6,296 shares; 2025Q1: 6,296 shares; 2025Q2: 6,296 shares; 2025Q3: 6,296 shares 6,296$270K0.16%0Timeline
PAPRINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 10,348 shares; 2025Q1: 8,528 shares; 2025Q2: 8,528 shares; 2025Q3: 6,930 shares 6,930$266K0.16%-1,598Timeline
POCTINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 6,132 shares; 2025Q1: 6,132 shares; 2025Q2: 6,132 shares; 2025Q3: 6,132 shares 6,132$264K0.16%0Timeline
XRPIVOLATILITY SHS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 15,130 shares 15,130$261K0.16%newTimeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 1,250 shares; 2025Q1: 1,235 shares; 2025Q2: 1,125 shares; 2025Q3: 1,125 shares 1,125$260K0.16%0Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 742 shares 742$256K0.16%newTimeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 873 shares; 2025Q1: 803 shares; 2025Q2: 785 shares; 2025Q3: 748 shares 748$255K0.15%-37Timeline
AVGOBROADCOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 789 shares; 2025Q3: 769 shares 769$254K0.15%-20Timeline
ZSZSCALER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 830 shares 830$249K0.15%newTimeline
QDECFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 7,754 shares; 2025Q1: 7,754 shares; 2025Q2: 7,754 shares; 2025Q3: 7,461 shares 7,461$232K0.14%-293Timeline
MSIMOTOROLA SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 507 shares; 2025Q3: 507 shares 507$232K0.14%0Timeline
UPSTUPSTART HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: 4,589 shares; 2025Q2: 4,589 shares; 2025Q3: 4,512 shares 4,512$229K0.14%-77Timeline
BDECINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 4,577 shares; 2025Q3: 4,577 shares 4,577$219K0.13%0Timeline
KJULINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 6,698 shares 6,698$207K0.13%newTimeline
ADPAUTOMATIC DATA PROCESSING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: 702 shares; 2025Q2: 702 shares; 2025Q3: 692 shares 692$203K0.12%-10Timeline
PRPLPURPLE INNOVATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 10,000 shares; 2025Q1: 10,000 shares; 2025Q2: 10,000 shares; 2025Q3: 10,000 shares 10,000$9.34K0.01%0Timeline

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
UJULINNOVATOR ETFS TRUST245,628$9.04Mshares
GRPMINVESCO EXCHANGE TRADED FD T8,336$911Kshares
SPSMSPDR SERIES TRUST11,205$477Kshares
NAPRINNOVATOR ETFS TRUST4,463$228Kshares
PLTRPALANTIR TECHNOLOGIES INC1,511$206Kshares
QTJLINNOVATOR ETFS TRUST5,726$205Kshares
UAPRINNOVATOR ETFS TRUST6,514$204Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-25-106786 superseded2025-11-05acceptance time not in the bulk data set
13F-HR/A 0001104659-25-120288 baserestatement2025-12-11acceptance time not in the bulk data set