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Disclosery

SENECA CAPITAL INVESTMENTS, L.P.

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13F filer, CIK 1360505, NEW YORK, NY

SENECA CAPITAL INVESTMENTS, L.P. reported $456,941,000 across 49 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-14. Its ten largest share positions make up 46.67% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001062993-14-006686

Period
2014-09-30
Reported value
$457M
Holdings
49
Top 10 weight
46.67%
New
18
Sold out
17

Largest buys vs the previous quarter

SecurityShares changeApprox. value
DGnew+448,900$27.4M
MONSANTO CO NEWadded+122,000$13.7M
FNFnew+400,000$11.1M
TIBCO SOFTWARE INCnew+400,000$9.45M
AUXILIUM PHARMACEUTICALSnew+260,000$7.76M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
WMBexited-325,000-$18.9M
OPENTABLE INCexited-173,500-$18M
SHIRE PLCexited-75,011-$17.7M
ACTAVIS PLCreduced-71,400-$17.2M
WALGREEN COreduced-289,000-$17.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001062993-14-006686, largest first. % of portfolio is the value over $432,241,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
DGDOLLAR GEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 448,900 shares 448,900$27.4M6.35%newTimeline
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 50,000 shares; 2014Q2: 670,000 shares; 2014Q3: 727,000 shares 727,000$24.9M5.76%+57,000Timeline
ACTAVIS PLCACTAVIS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 110,000 shares; 2014Q2: 174,000 shares; 2014Q3: 102,600 shares 102,600$24.8M5.73%-71,400
ALLERGAN INCALLERGAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 145,000 shares; 2014Q3: 128,200 shares 128,200$22.8M5.29%-16,800
ALLYALLY FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 1,227,850 shares; 2014Q3: 963,850 shares 963,850$22.3M5.16%-264,000Timeline
VCA ANTECH INCVCA ANTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 192,000 shares; 2014Q2: 582,000 shares; 2014Q3: 498,000 shares 498,000$19.6M4.53%-84,000
MONSANTO CO NEWMONSANTO CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 25,000 shares; 2014Q3: 147,000 shares 147,000$16.5M3.83%+122,000
WALGREEN COWALGREEN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 368,000 shares; 2014Q2: 538,000 shares; 2014Q3: 249,000 shares 249,000$14.8M3.41%-289,000
COCA COLA ENTERPRISES INC NECOCA COLA ENTERPRISES INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 420,227 shares; 2014Q2: 320,227 shares; 2014Q3: 331,227 shares 331,227$14.7M3.4%+11,000
HRBBLOCK H & R INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 425,000 shares; 2014Q2: 525,000 shares; 2014Q3: 448,400 shares 448,400$13.9M3.22%-76,600Timeline
APDAIR PRODUCTS AND CHEMICALS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 90,000 shares; 2014Q2: 90,000 shares; 2014Q3: 96,600 shares 96,600$12.6M2.91%+6,600Timeline
OSGOCTAVE SPECIALTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 419,400 shares; 2014Q3: 542,112 shares 542,112$12M2.77%+122,712Timeline
TIME WARNER CABLE INCTIME WARNER CABLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 120,000 shares; 2014Q2: 120,000 shares; 2014Q3: 81,200 shares 81,200$11.7M2.7%-38,800
FNFFIDELITY NATL FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 400,000 shares 400,000$11.1M2.57%newTimeline
FERRO CORPFERRO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 795,276 shares; 2014Q2: 978,276 shares; 2014Q3: 751,376 shares 751,376$10.9M2.52%-226,900
TMOTHERMO FISHER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 140,000 shares; 2014Q2: 160,000 shares; 2014Q3: 87,900 shares 87,900$10.7M2.47%-72,100Timeline
PLATFORM SPECIALTY PRODS CORPLATFORM SPECIALTY PRODS CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 195,000 shares; 2014Q2: 500,000 shares; 2014Q3: 427,500 shares 427,500$10.7M2.47%-72,500
AMERICAN RLTY CAP PPTYS INCAMERICAN RLTY CAP PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 765,029 shares; 2014Q2: 965,029 shares; 2014Q3: 825,029 shares 825,029$9.95M2.3%-140,000
TIBCO SOFTWARE INCTIBCO SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 400,000 shares 400,000$9.45M2.19%new
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 224,000 shares; 2014Q2: 250,000 shares; 2014Q3: 213,700 shares 213,700$8.77M2.03%-36,300
AUXILIUM PHARMACEUTICALSAUXILIUM PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 260,000 shares 260,000$7.76M1.8%new
BOULEVARD ACQUISITION CORPBOULEVARD ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 750,000 shares; 2014Q2: 750,000 shares; 2014Q3: 750,000 shares 750,000$7.61M1.76%0
YPFYPF SOCIEDAD ANONIMAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 200,000 shares 200,000$7.4M1.71%newTimeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 100,000 shares 100,000$7.18M1.66%new
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 80,000 shares; 2014Q3: 51,300 shares 51,300$6.73M1.56%-28,700
GLNGGOLAR LNG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 100,000 shares 100,000$6.64M1.54%newTimeline
Dow Chemical CompanyDow Chemical CompanyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 140,000 shares; 2014Q2: 140,000 shares; 2014Q3: 126,000 shares 126,000$6.61M1.53%-14,000
TIME WARNER INCTIME WARNER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 130,000 shares; 2014Q2: 100,000 shares; 2014Q3: 85,500 shares 85,500$6.43M1.49%-14,500
AMREIT INCAMREIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 235,100 shares 235,100$5.4M1.25%new
SEESEALED AIR CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 150,000 shares 150,000$5.23M1.21%newTimeline
HF2 FINL MGMT INCHF2 FINL MGMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 500,000 shares; 2014Q2: 500,000 shares; 2014Q3: 500,000 shares 500,000$5.2M1.2%0
QUARTET MERGER CORPQUARTET MERGER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 500,000 shares; 2014Q2: 500,000 shares; 2014Q3: 500,000 shares 500,000$5.1M1.18%0
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 328,300 shares; 2014Q2: 203,300 shares; 2014Q3: 174,100 shares 174,100$4.97M1.15%-29,200
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 759,000 shares; 2014Q2: 759,000 shares; 2014Q3: 734,000 shares 734,000$4.95M1.15%-25,000
SUNEDISON INCSUNEDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 300,000 shares; 2014Q3: 256,500 shares 256,500$4.84M1.12%-43,500
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 59,800 shares 59,800$4.67M1.08%new
SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 256,500 shares 256,500$4.57M1.06%new
GARNERO GROUP ACQUISITION COGARNERO GROUP ACQUISITION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 400,000 shares 400,000$4M0.93%new
Jason Industries IncJason Industries IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 356,000 shares 356,000$3.69M0.85%new
CAMBRIDGE CAP ACQUISITION COCAMBRIDGE CAP ACQUISITION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 275,000 shares; 2014Q2: 275,000 shares; 2014Q3: 275,000 shares 275,000$2.79M0.65%0
TRONOX LTDTRONOX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 200,000 shares; 2014Q3: 100,920 shares 100,920$2.63M0.61%-99,080
OCWEN FINL CORPOCWEN FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 100,000 shares 100,000$2.62M0.61%new
TMUST-MOBILE US INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 125,000 shares; 2014Q2: 100,000 shares; 2014Q3: 85,500 shares 85,500$2.47M0.57%-14,500Timeline
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 175,000 shares; 2014Q2: 175,000 shares; 2014Q3: 149,500 shares 149,500$2.02M0.47%-25,500
JASON INDS INCJASON INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 500,000 shares 500,000$820K0.19%new
CIVEO CORPCIVEO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 40,000 shares 40,000$464K0.11%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
GLNGGOLAR LNG LTD SHScall225,000$14.9Mnew
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEW COMcall1,250,000$8.44M+650,000
SUNEDISON INCSUNEDISON INC COMcall70,000$1.32Mnew

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
MUMICRON TECHNOLOGY INC850,000$28Mcall
WMBWILLIAMS COS INC325,000$18.9Mshares
WALGREEN COWALGREEN CO250,000$18.5Mcall
OPENTABLE INCOPENTABLE INC173,500$18Mshares
SHIRE PLCSHIRE PLC75,011$17.7Mshares
FAMILY DLR STORES INCFAMILY DLR STORES INC250,000$16.5Mshares
MICROS SYS INCMICROS SYS INC204,200$13.9Mshares
MCKMCKESSON CORP65,000$12.1Mshares
TESORO CORPTESORO CORP150,000$8.8Mcall
ICEINTERCONTINENTAL EXCHANGE IN41,000$7.75Mshares
QUINPARIO ACQUISITION CORPQUINPARIO ACQUISITION CORP500,000$5.92Mshares
OSGOCTAVE SPECIALTY GROUP INC200,000$5.46Mcall
LNGCHENIERE ENERGY INC50,000$3.58Mshares
TESORO CORPTESORO CORP50,000$2.93Mshares
MPCMARATHON PETE CORP30,000$2.34Mshares
LNWOLIGHT & WONDER INC188,300$2.09Mshares
TIME INC NEWTIME INC NEW12,500$303Kshares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001062993-14-006686 base2014-11-14acceptance time not in the bulk data set