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Disclosery

Round Table Services, LLC

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13F filer, CIK 1375664, Westfield, NJ

Round Table Services, LLC reported $468,361,000 across 144 holdings for the quarter ended 2021-09-30, in a 13F-HR filed 2021-10-29. Its ten largest share positions make up 66.21% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001606587-21-001452

Period
2021-09-30
Reported value
$468M
Holdings
144
Top 10 weight
66.21%
New
17
Sold out
4

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IVVadded+5,212$2.25M
IWMadded+9,954$2.18M
IWDadded+13,172$2.06M
PAVEadded+74,286$1.89M
IWRadded+22,891$1.79M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
POCTexited-56,486-$1.65M
STNEexited-17,000-$1.14M
ROYAL DUTCH SHELL PLC SPN A…reduced-21,515-$959K
ESGEreduced-7,886-$327K
QQQreduced-679-$243K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2021

Share positions as resolved from 13F-HR 0001606587-21-001452, largest first. % of portfolio is the value over $468,361,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 131,815 shares; 2021Q1: 127,724 shares; 2021Q2: 129,920 shares; 2021Q3: 135,132 shares 135,132$58.2M12.43%+5,212Timeline
VEUVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 678,414 shares; 2021Q1: 784,695 shares; 2021Q2: 818,126 shares; 2021Q3: 839,773 shares 839,773$51.2M10.93%+21,647Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 202,708 shares; 2021Q1: 243,829 shares; 2021Q2: 199,394 shares; 2021Q3: 209,348 shares 209,348$45.8M9.78%+9,954Timeline
NMFCNEW MTN FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 2,512,265 shares; 2021Q1: 2,598,847 shares; 2021Q2: 2,573,513 shares; 2021Q3: 2,634,108 shares 2,634,108$35.1M7.49%+60,595Timeline
IWRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 234,449 shares; 2021Q1: 467,399 shares; 2021Q2: 394,564 shares; 2021Q3: 417,455 shares 417,455$32.7M6.97%+22,891Timeline
IWDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 41,852 shares; 2021Q1: 141,232 shares; 2021Q2: 170,964 shares; 2021Q3: 184,136 shares 184,136$28.8M6.15%+13,172Timeline
PAVEGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 348,182 shares; 2021Q2: 614,271 shares; 2021Q3: 688,557 shares 688,557$17.5M3.74%+74,286Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 24,052 shares; 2021Q1: 126,591 shares; 2021Q2: 118,700 shares; 2021Q3: 120,211 shares 120,211$17M3.63%+1,511Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 30,814 shares; 2021Q1: 28,128 shares; 2021Q2: 27,882 shares; 2021Q3: 28,524 shares 28,524$12.2M2.61%+642Timeline
ESGEISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 527,248 shares; 2021Q1: 271,763 shares; 2021Q2: 287,722 shares; 2021Q3: 279,836 shares 279,836$11.6M2.48%-7,886Timeline
IWNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 58,050 shares; 2021Q3: 67,855 shares 67,855$10.9M2.32%+9,805Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 215,827 shares; 2021Q1: 199,661 shares; 2021Q2: 194,433 shares; 2021Q3: 200,683 shares 200,683$10.1M2.16%+6,250Timeline
IWBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 37,796 shares; 2021Q1: 37,436 shares; 2021Q2: 36,749 shares; 2021Q3: 37,263 shares 37,263$9.01M1.92%+514Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 30,335 shares; 2021Q1: 29,880 shares; 2021Q2: 31,292 shares; 2021Q3: 31,567 shares 31,567$8.62M1.84%+275Timeline
IYTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 15,086 shares; 2021Q2: 29,579 shares; 2021Q3: 33,828 shares 33,828$8.23M1.76%+4,249Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 13,486 shares; 2021Q1: 13,286 shares; 2021Q2: 13,027 shares; 2021Q3: 13,043 shares 13,043$6.27M1.34%+16Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 12,004 shares; 2021Q1: 13,994 shares; 2021Q2: 14,344 shares; 2021Q3: 13,665 shares 13,665$4.89M1.04%-679Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 47,966 shares; 2021Q1: 41,273 shares; 2021Q2: 41,323 shares; 2021Q3: 42,721 shares 42,721$4.67M1%+1,398Timeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 67,296 shares; 2021Q1: 67,719 shares; 2021Q2: 67,771 shares; 2021Q3: 64,333 shares 64,333$3.97M0.85%-3,438Timeline
VCSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 27,974 shares; 2021Q1: 28,130 shares; 2021Q2: 36,131 shares; 2021Q3: 47,403 shares 47,403$3.91M0.83%+11,272Timeline
SNAPSNAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 52,134 shares; 2021Q3: 50,589 shares 50,589$3.74M0.8%-1,545Timeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 13,237 shares; 2021Q1: 12,650 shares; 2021Q2: 12,566 shares; 2021Q3: 12,632 shares 12,632$3.71M0.79%+66Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 745 shares; 2021Q1: 890 shares; 2021Q2: 881 shares; 2021Q3: 923 shares 923$3.03M0.65%+42Timeline
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 17,678 shares; 2021Q1: 21,623 shares; 2021Q2: 21,623 shares; 2021Q3: 22,083 shares 22,083$2.82M0.6%+460Timeline
IWVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 11,001 shares; 2021Q1: 11,472 shares; 2021Q2: 10,837 shares; 2021Q3: 10,750 shares 10,750$2.74M0.59%-87Timeline
VXFVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 16,192 shares; 2021Q1: 16,118 shares; 2021Q2: 15,707 shares; 2021Q3: 14,602 shares 14,602$2.66M0.57%-1,105Timeline
MGNIMAGNITE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 70,000 shares; 2021Q1: 90,000 shares; 2021Q2: 90,000 shares; 2021Q3: 90,000 shares 90,000$2.52M0.54%0Timeline
BCIABRDN ETFSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 57,442 shares; 2021Q2: 79,570 shares; 2021Q3: 84,042 shares 84,042$2.36M0.5%+4,472Timeline
Cyber Security ETFCyber Security ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 38,477 shares; 2021Q1: 37,691 shares; 2021Q2: 35,116 shares; 2021Q3: 34,882 shares 34,882$2.12M0.45%-234
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 5,341 shares; 2021Q1: 6,755 shares; 2021Q2: 6,700 shares; 2021Q3: 7,470 shares 7,470$2.11M0.45%+770Timeline
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 112,822 shares; 2021Q1: 72,497 shares; 2021Q2: 79,897 shares; 2021Q3: 91,771 shares 91,771$2.03M0.43%+11,874Timeline
SCHWCHARLES SCHWAB CORP (THE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 17,029 shares; 2021Q1: 17,271 shares; 2021Q2: 17,309 shares; 2021Q3: 24,453 shares 24,453$1.78M0.38%+7,144Timeline
DJPBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 44,921 shares; 2021Q1: 60,257 shares; 2021Q2: 60,257 shares; 2021Q3: 60,257 shares 60,257$1.76M0.38%0Timeline
IXUSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 27,665 shares; 2021Q1: 22,703 shares; 2021Q2: 21,932 shares; 2021Q3: 24,325 shares 24,325$1.73M0.37%+2,393Timeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 7,033 shares; 2021Q1: 6,900 shares; 2021Q2: 5,755 shares; 2021Q3: 6,787 shares 6,787$1.61M0.34%+1,032Timeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 11,675 shares; 2021Q1: 14,500 shares; 2021Q2: 14,781 shares; 2021Q3: 15,462 shares 15,462$1.57M0.34%+681Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 2,557 shares; 2021Q1: 2,566 shares; 2021Q2: 3,225 shares; 2021Q3: 3,987 shares 3,987$1.57M0.34%+762Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 20,553 shares; 2021Q1: 11,078 shares; 2021Q2: 13,334 shares; 2021Q3: 17,954 shares 17,954$1.53M0.33%+4,620Timeline
AAXJISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 18,361 shares; 2021Q1: 20,262 shares; 2021Q2: 19,565 shares; 2021Q3: 17,755 shares 17,755$1.51M0.32%-1,810Timeline
MBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 5,271 shares; 2021Q1: 6,522 shares; 2021Q2: 9,236 shares; 2021Q3: 13,764 shares 13,764$1.49M0.32%+4,528Timeline
OBDCBLUE OWL CAPITAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 76,045 shares; 2021Q1: 76,045 shares; 2021Q2: 76,045 shares; 2021Q3: 97,545 shares 97,545$1.38M0.29%+21,500Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 32,124 shares; 2021Q1: 23,704 shares; 2021Q2: 24,802 shares; 2021Q3: 25,902 shares 25,902$1.29M0.28%+1,100Timeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 4,840 shares; 2021Q1: 15,122 shares; 2021Q2: 15,522 shares; 2021Q3: 16,372 shares 16,372$1.28M0.27%+850Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 4,122 shares; 2021Q1: 5,127 shares; 2021Q2: 6,633 shares; 2021Q3: 7,522 shares 7,522$1.22M0.26%+889Timeline
VGTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 3,400 shares; 2021Q1: 3,200 shares; 2021Q2: 3,000 shares; 2021Q3: 3,000 shares 3,000$1.2M0.26%0Timeline
ASOACADEMY SPORTS & OUTDOORS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 25,000 shares 25,000$1M0.21%newTimeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 2,888 shares; 2021Q1: 2,828 shares; 2021Q2: 2,828 shares; 2021Q3: 3,557 shares 3,557$975K0.21%+729Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 4,585 shares; 2021Q1: 6,454 shares; 2021Q2: 5,979 shares; 2021Q3: 5,921 shares 5,921$969K0.21%-58Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 139 shares; 2021Q1: 294 shares; 2021Q2: 300 shares; 2021Q3: 354 shares 354$944K0.2%+54Timeline
VTWOVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 3,000 shares; 2021Q1: 4,450 shares; 2021Q2: 5,628 shares; 2021Q3: 9,626 shares 9,626$851K0.18%+3,998Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 13,784 shares; 2021Q1: 15,205 shares; 2021Q2: 15,205 shares; 2021Q3: 14,883 shares 14,883$793K0.17%-322Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 1,100 shares; 2021Q1: 1,424 shares; 2021Q2: 2,471 shares; 2021Q3: 2,383 shares 2,383$782K0.17%-88Timeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 2,756 shares; 2021Q1: 2,788 shares; 2021Q2: 3,155 shares; 2021Q3: 3,221 shares 3,221$704K0.15%+66Timeline
ACNACCENTURE PLC IRELANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 2,134 shares; 2021Q1: 2,032 shares; 2021Q2: 2,032 shares; 2021Q3: 2,062 shares 2,062$660K0.14%+30Timeline
IUSVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 5,878 shares; 2021Q1: 8,883 shares; 2021Q2: 8,883 shares; 2021Q3: 9,093 shares 9,093$645K0.14%+210Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 15,104 shares; 2021Q1: 13,972 shares; 2021Q2: 11,147 shares; 2021Q3: 11,577 shares 11,577$625K0.13%+430Timeline
SPSMSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 8,231 shares; 2021Q1: 14,514 shares; 2021Q2: 14,514 shares; 2021Q3: 14,514 shares 14,514$618K0.13%0Timeline
GHCGRAHAM HLDGS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 1,046 shares; 2021Q2: 1,046 shares; 2021Q3: 1,046 shares 1,046$616K0.13%0Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 1,741 shares; 2021Q1: 2,963 shares; 2021Q2: 3,346 shares; 2021Q3: 3,604 shares 3,604$610K0.13%+258Timeline
GUNRFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 15,448 shares; 2021Q1: 15,698 shares; 2021Q2: 15,698 shares; 2021Q3: 16,382 shares 16,382$600K0.13%+684Timeline
PDBCINVESCO ACTVELY MNGD ETC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 17,857 shares; 2021Q2: 17,857 shares; 2021Q3: 27,987 shares 27,987$589K0.13%+10,130Timeline
CZRCAESARS ENTERTAINMENT INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 6,000 shares; 2021Q2: 5,000 shares; 2021Q3: 5,000 shares 5,000$561K0.12%0Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 1,568 shares; 2021Q2: 3,155 shares; 2021Q3: 3,909 shares 3,909$546K0.12%+754Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 3,090 shares; 2021Q2: 3,663 shares; 2021Q3: 3,972 shares 3,972$538K0.11%+309Timeline
PJANINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 16,377 shares; 2021Q2: 16,377 shares; 2021Q3: 16,377 shares 16,377$535K0.11%0Timeline
PSEPINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 20,443 shares; 2021Q1: 16,724 shares; 2021Q2: 14,844 shares; 2021Q3: 18,348 shares 18,348$533K0.11%+3,504Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 9,962 shares; 2021Q1: 8,787 shares; 2021Q2: 4,354 shares; 2021Q3: 4,405 shares 4,405$506K0.11%+51Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 3,013 shares; 2021Q1: 3,013 shares; 2021Q2: 3,013 shares; 2021Q3: 3,128 shares 3,128$481K0.1%+115Timeline
BSVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 5,626 shares; 2021Q1: 5,538 shares; 2021Q2: 5,292 shares; 2021Q3: 5,293 shares 5,293$434K0.09%+1Timeline
DHRDANAHER CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 1,320 shares; 2021Q2: 1,320 shares; 2021Q3: 1,419 shares 1,419$432K0.09%+99Timeline
IDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 20,651 shares; 2021Q1: 20,574 shares; 2021Q2: 17,037 shares; 2021Q3: 13,805 shares 13,805$420K0.09%-3,232Timeline
DNUTKRISPY KREME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 30,000 shares 30,000$420K0.09%newTimeline
VTEBVANGUARD MUN BD FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 7,508 shares 7,508$411K0.09%newTimeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 30,718 shares; 2021Q1: 30,718 shares; 2021Q2: 30,718 shares; 2021Q3: 9,203 shares 9,203$410K0.09%-21,515
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 120 shares; 2021Q1: 123 shares; 2021Q2: 123 shares; 2021Q3: 151 shares 151$404K0.09%+28Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 1,417 shares; 2021Q1: 1,509 shares; 2021Q2: 1,659 shares; 2021Q3: 1,829 shares 1,829$402K0.09%+170Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 2,533 shares; 2021Q1: 2,601 shares; 2021Q2: 2,601 shares; 2021Q3: 2,741 shares 2,741$398K0.08%+140Timeline
SEDGSOLAREDGE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 1,500 shares; 2021Q1: 1,500 shares; 2021Q2: 1,500 shares; 2021Q3: 1,500 shares 1,500$398K0.08%0Timeline
ACWXISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 7,159 shares; 2021Q1: 7,159 shares; 2021Q2: 7,009 shares; 2021Q3: 7,109 shares 7,109$394K0.08%+100Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 7,710 shares; 2021Q2: 7,691 shares; 2021Q3: 9,099 shares 9,099$386K0.08%+1,408Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 1,548 shares; 2021Q2: 2,148 shares; 2021Q3: 2,148 shares 2,148$377K0.08%0Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,808 shares 1,808$375K0.08%newTimeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 6,506 shares; 2021Q2: 6,510 shares; 2021Q3: 8,490 shares 8,490$365K0.08%+1,980Timeline
ROBOEXCHANGE TRADED CONCEPTS TRUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 10,019 shares; 2021Q1: 8,465 shares; 2021Q2: 5,730 shares; 2021Q3: 5,635 shares 5,635$363K0.08%-95Timeline
DBBINVESCO DB MULTI-SECTOR COMMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 16,303 shares; 2021Q2: 16,303 shares; 2021Q3: 17,551 shares 17,551$363K0.08%+1,248Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 1,900 shares; 2021Q3: 1,900 shares 1,900$346K0.07%0Timeline
DUKE REALTY CORPDUKE REALTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 7,200 shares; 2021Q1: 7,200 shares; 2021Q2: 7,200 shares; 2021Q3: 7,200 shares 7,200$345K0.07%0
PAYXPAYCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 3,056 shares; 2021Q3: 3,056 shares 3,056$344K0.07%0Timeline
EDCONSOLIDATED EDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 6,427 shares; 2021Q1: 6,441 shares; 2021Q2: 4,610 shares; 2021Q3: 4,681 shares 4,681$340K0.07%+71Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 3,100 shares; 2021Q2: 3,100 shares; 2021Q3: 3,470 shares 3,470$338K0.07%+370Timeline
DEODIAGEO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 1,710 shares; 2021Q3: 1,710 shares 1,710$330K0.07%0Timeline
SVB FINANCIAL GROUPSVB FINANCIAL GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 500 shares; 2021Q2: 500 shares; 2021Q3: 500 shares 500$323K0.07%0
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 3,357 shares; 2021Q1: 4,557 shares; 2021Q2: 2,807 shares; 2021Q3: 2,907 shares 2,907$321K0.07%+100Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 1,380 shares; 2021Q3: 1,380 shares 1,380$307K0.07%0Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 895 shares 895$304K0.06%newTimeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 1,289 shares; 2021Q2: 1,289 shares; 2021Q3: 1,315 shares 1,315$301K0.06%+26Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 11,637 shares; 2021Q2: 9,310 shares; 2021Q3: 11,088 shares 11,088$299K0.06%+1,778Timeline
180 DEGREE CAP CORP180 DEGREE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 40,934 shares; 2021Q2: 40,934 shares; 2021Q3: 40,934 shares 40,934$297K0.06%0
PGXINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 19,625 shares; 2021Q1: 19,625 shares; 2021Q2: 19,625 shares; 2021Q3: 19,625 shares 19,625$295K0.06%0Timeline
ADPAUTOMATIC DATA PROCESSING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 1,453 shares; 2021Q3: 1,453 shares 1,453$290K0.06%0Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 4,964 shares; 2021Q2: 4,890 shares; 2021Q3: 5,220 shares 5,220$284K0.06%+330Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 5,245 shares 5,245$275K0.06%newTimeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 1,782 shares; 2021Q3: 1,806 shares 1,806$272K0.06%+24Timeline
ACWIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 2,686 shares; 2021Q1: 2,686 shares; 2021Q2: 2,689 shares; 2021Q3: 2,689 shares 2,689$269K0.06%0Timeline
SCHXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 2,547 shares; 2021Q3: 2,547 shares 2,547$265K0.06%0Timeline
MKCMCCORMICK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 3,200 shares; 2021Q3: 3,200 shares 3,200$259K0.06%0Timeline
VONVVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 3,730 shares 3,730$256K0.05%newTimeline
USHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 8,000 shares; 2021Q1: 6,000 shares; 2021Q2: 6,000 shares; 2021Q3: 6,000 shares 6,000$249K0.05%0Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 5,228 shares; 2021Q1: 5,256 shares; 2021Q2: 5,215 shares; 2021Q3: 5,440 shares 5,440$248K0.05%+225Timeline
NIONIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 5,092 shares; 2021Q1: 6,796 shares; 2021Q2: 6,817 shares; 2021Q3: 6,868 shares 6,868$245K0.05%+51Timeline
VOYAVOYA FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 7,717 shares; 2021Q1: 3,954 shares; 2021Q2: 3,954 shares; 2021Q3: 3,954 shares 3,954$243K0.05%0Timeline
VSSVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,793 shares 1,793$240K0.05%newTimeline
WMWASTE MGMT INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 1,600 shares; 2021Q3: 1,600 shares 1,600$239K0.05%0Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 2,035 shares; 2021Q1: 1,956 shares; 2021Q2: 1,793 shares; 2021Q3: 1,835 shares 1,835$234K0.05%+42Timeline
COMTISHARES U S ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 6,506 shares; 2021Q3: 6,506 shares 6,506$233K0.05%0Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,662 shares 1,662$232K0.05%newTimeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 1,836 shares; 2021Q2: not reported; 2021Q3: 1,999 shares 1,999$232K0.05%newTimeline
MLPXGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 6,444 shares 6,444$231K0.05%newTimeline
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,726 shares 1,726$230K0.05%newTimeline
SUSAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 2,386 shares; 2021Q3: 2,387 shares 2,387$229K0.05%+1Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 508 shares; 2021Q3: 508 shares 508$228K0.05%0Timeline
STZCONSTELLATION BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 978 shares; 2021Q2: 978 shares; 2021Q3: 1,078 shares 1,078$227K0.05%+100Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 597 shares; 2021Q2: 546 shares; 2021Q3: 579 shares 579$226K0.05%+33Timeline
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 769 shares 769$223K0.05%newTimeline
HDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 2,371 shares; 2021Q2: 2,371 shares; 2021Q3: 2,371 shares 2,371$223K0.05%0Timeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 5,700 shares; 2021Q2: 4,195 shares; 2021Q3: 4,195 shares 4,195$219K0.05%0Timeline
TMOTHERMO FISHER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 379 shares 379$217K0.05%newTimeline
MARMARRIOTT INTL INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,465 shares 1,465$217K0.05%newTimeline
BJANINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 9,727 shares; 2021Q1: 5,970 shares; 2021Q2: 5,970 shares; 2021Q3: 5,970 shares 5,970$215K0.05%0Timeline
VPLVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 2,655 shares; 2021Q2: 2,492 shares; 2021Q3: 2,647 shares 2,647$214K0.05%+155Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 3,083 shares; 2021Q3: 3,583 shares 3,583$212K0.05%+500Timeline
XLUSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 3,538 shares; 2021Q1: 3,450 shares; 2021Q2: 3,298 shares; 2021Q3: 3,298 shares 3,298$211K0.05%0Timeline
PNCPNC FINL SVCS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 1,079 shares; 2021Q3: 1,080 shares 1,080$211K0.05%+1Timeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 3,466 shares; 2021Q1: 3,535 shares; 2021Q2: 3,132 shares; 2021Q3: 3,184 shares 3,184$209K0.04%+52Timeline
XPEVXPENG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 5,791 shares; 2021Q2: 5,791 shares; 2021Q3: 5,791 shares 5,791$206K0.04%0Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 3,793 shares; 2021Q1: 2,943 shares; 2021Q2: 2,943 shares; 2021Q3: 2,943 shares 2,943$203K0.04%0Timeline
HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,850 shares 1,850$203K0.04%new
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 944 shares 944$201K0.04%newTimeline
VDCVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 1,124 shares; 2021Q2: 1,124 shares; 2021Q3: 1,124 shares 1,124$201K0.04%0Timeline
OEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 1,018 shares; 2021Q3: 1,018 shares 1,018$201K0.04%0Timeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 840 shares; 2021Q3: 840 shares 840$201K0.04%0Timeline
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: 16,064 shares; 2021Q1: 16,064 shares; 2021Q2: 16,064 shares; 2021Q3: 17,379 shares 17,379$200K0.04%+1,315
ALKALINE WTR CO INCALKALINE WTR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 30,000 shares; 2021Q3: 50,000 shares 50,000$80K0.02%+20,000
INFIQINFINITY PHARMACEUTICALS INC CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: not reported; 2021Q1: 10,000 shares; 2021Q2: 10,000 shares; 2021Q3: 10,000 shares 10,000$34K0.01%0Timeline

Sold out in Q3 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
POCTINNOVATOR ETFS TRUST56,486$1.65Mshares
STNESTONECO LTD17,000$1.14Mshares
MDTMEDTRONIC PLC1,800$223Kshares
GENERAL ELEC COGENERAL ELEC CO11,740$158Kshares

How Q3 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001606587-21-001452 base2021-10-29acceptance time not in the bulk data set