ROOSEVELT INVESTMENT GROUP LLC

13F filer, CIK 1020617, NEW YORK, NY

ROOSEVELT INVESTMENT GROUP LLC reported $1,409,190,000 across 222 holdings for the quarter ended 2020-12-31, in a 13F-HR filed 2021-02-12. Its ten largest share positions make up 33.19% of the portfolio.

Filed 2021-02-12 (acceptance time not in the bulk data set), ingested 2026-10-07 18:42:52 UTC13F-HR 0001020617-21-000003

Period: 2020-12-31
Reported value: $1.41B
Holdings: 222
Top 10 weight: 33.19%
New: 15
Sold out: 7

Largest buys vs the previous quarter

Security	Shares change	Approx. value
NEEadded	+305,689	$23.6M
MARnew	+67,830	$8.95M
CEadded	+50,231	$6.53M
VTVadded	+44,481	$5.29M
AAPLadded	+34,673	$4.6M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
PFEreduced	-221,340	-$8.15M
FDLOreduced	-186,568	-$7.97M
METAreduced	-23,233	-$6.35M
GOOGLreduced	-3,077	-$5.39M
TMOreduced	-10,544	-$4.91M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2020

Share positions as resolved from 13F-HR 0001020617-21-000003, largest first. % of portfolio is the value over $1,409,190,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
IEFAISHARES TR	1,458,687	$101M	7.15%	+28,586	Timeline
AAPLAPPLE INC	546,524	$72.5M	5.15%	+34,673	Timeline
MSFTMICROSOFT CORP	249,590	$55.5M	3.94%	-466	Timeline
AMZNAMAZON COM INC	14,944	$48.7M	3.45%	-1,037	Timeline
MCHPMICROCHIP TECHNOLOGY INC.	272,473	$37.6M	2.67%	-3,022	Timeline
VTVVANGUARD INDEX FDS	296,052	$35.2M	2.5%	+44,481	Timeline
NEENEXTERA ENERGY INC	407,849	$31.5M	2.23%	+305,689	Timeline
ODFLOLD DOMINION FREIGHT LINE IN	153,300	$29.9M	2.12%	-1,232	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	122,261	$28.3M	2.01%	-425	Timeline
JNJJOHNSON & JOHNSON	175,856	$27.7M	1.96%	+775	Timeline
JPMJPMORGAN CHASE & CO	214,456	$27.3M	1.93%	-471	Timeline
DISCOVER FINL SVCSDISCOVER FINL SVCS	298,239	$27M	1.92%	-5,767
XSOEWISDOMTREE TR	671,272	$26.6M	1.89%	+6,032	Timeline
APTIV IRISH HOLDINGS LTDAPTIV IRISH HOLDINGS LTD	204,070	$26.6M	1.89%	-3,170
GOOGLALPHABET INC	15,019	$26.3M	1.87%	-3,077	Timeline
HONHONEYWELL INTL INC	122,438	$26M	1.85%	-961	Timeline
METAMETA PLATFORMS INC	90,820	$24.8M	1.76%	-23,233	Timeline
UNPUNION PAC CORP	116,488	$24.3M	1.72%	+337	Timeline
KEYSKEYSIGHT TECHNOLOGIES INC	180,168	$23.8M	1.69%	+782	Timeline
ROSTROSS STORES INC	189,508	$23.3M	1.65%	-913	Timeline
UNHUNITEDHEALTH GROUP INC	63,862	$22.4M	1.59%	-308	Timeline
DIVBISHARES TR	657,112	$21.8M	1.55%	+24,072	Timeline
CCICROWN CASTLE INC	131,605	$20.9M	1.49%	+10	Timeline
STZCONSTELLATION BRANDS INC	94,543	$20.7M	1.47%	-1,177	Timeline
HDHOME DEPOT INC	77,613	$20.6M	1.46%	-297	Timeline
LWLAMB WESTON HLDGS INC	237,042	$18.7M	1.32%	-429	Timeline
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	391,928	$18.6M	1.32%	-5,117
MAMASTERCARD INCORPORATED	52,122	$18.6M	1.32%	+774	Timeline
LMTLOCKHEED MARTIN CORP	51,538	$18.3M	1.3%	+287	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	38,164	$17.8M	1.26%	-10,544	Timeline
GSSCGOLDMAN SACHS ETF TR	323,297	$17.5M	1.24%	+69,476	Timeline
FRCBFIRST REP BK SAN FRANCISCO CAL	116,902	$17.2M	1.22%	+18,324	Timeline
CARRCARRIER GLOBAL CORPORATION	451,709	$17M	1.21%	+89,430	Timeline
PVHPVH CORPORATION	177,786	$16.7M	1.18%	+44,406	Timeline
VZVERIZON COMMUNICATIONS INC	281,040	$16.5M	1.17%	+12,690	Timeline
CECELANESE CORP DEL	125,221	$16.3M	1.15%	+50,231	Timeline
MKTXMARKETAXESS HLDGS INC	27,926	$15.9M	1.13%	-200	Timeline
SPYMSPDR SERIES TRUST	355,983	$15.6M	1.11%	+1,538	Timeline
SPGIS&P GLOBAL INC	47,051	$15.5M	1.1%	-188	Timeline
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC	127,885	$14.8M	1.05%	+32,386
VRTXVERTEX PHARMACEUTICALS INC	59,696	$14.1M	1%	+2,053	Timeline
SYKSTRYKER CORPORATION	55,709	$13.7M	0.97%	-321	Timeline
PLDPROLOGIS INC.	134,124	$13.4M	0.95%	-1,071	Timeline
FDLOFIDELITY COVINGTON TRUST	312,759	$13.4M	0.95%	-186,568	Timeline
VVISA INC	59,607	$13M	0.93%	-603	Timeline
JPMorgan BetaBuilders Canad…JPMorgan BetaBuilders Canada E	485,636	$13M	0.92%	+11,424
TOLTOLL BROTHERS INC	291,696	$12.7M	0.9%	-2,906	Timeline
NVDANVIDIA CORPORATION	17,716	$9.25M	0.66%	-1,085	Timeline
MARMARRIOTT INTL INC NEW	67,830	$8.95M	0.63%	new	Timeline
DEMWISDOMTREE TR	181,354	$7.46M	0.53%	+10,362	Timeline
LLYELI LILLY & CO	41,793	$7.06M	0.5%	+315	Timeline
OLEDUNIVERSAL DISPLAY CORP	25,436	$5.84M	0.41%	-236	Timeline
XIFRXPLR INFRASTRUCTURE LP	83,597	$5.61M	0.4%	+24	Timeline
VEAVANGUARD TAX-MANAGED FDS	110,691	$5.23M	0.37%	-643	Timeline
PGPROCTER & GAMBLE CO	33,846	$4.71M	0.33%	+90	Timeline
IWSISHARES TR	46,291	$4.49M	0.32%	-256	Timeline
ABBVABBVIE INC	34,316	$3.68M	0.26%	+36	Timeline
AJGGALLAGHER ARTHUR J & CO	29,183	$3.61M	0.26%	0	Timeline
INTCINTEL CORP	68,618	$3.42M	0.24%	-714	Timeline
WYWEYERHAEUSER CO	96,514	$3.24M	0.23%	-1,208	Timeline
AZNASTRAZENECA PLC-SPONS ADR	61,172	$3.06M	0.22%	+610	Timeline
PFEPFIZER INC	81,499	$3M	0.21%	-221,340	Timeline
VIGVANGUARD SPECIALIZED FUNDS	20,627	$2.91M	0.21%	+245	Timeline
SPIBSPDR SERIES TRUST	76,848	$2.86M	0.2%	+3,465	Timeline
VOOVANGUARD INDEX FDS	8,298	$2.85M	0.2%	-3,111	Timeline
IBMINTERNATIONAL BUSINESS MACHS	22,416	$2.82M	0.2%	+373	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	7,182	$2.69M	0.19%	-144	Timeline
ETNEATON CORP PLC	21,625	$2.6M	0.18%	0	Timeline
EPDENTERPRISE PRODS PARTNERS L	132,330	$2.59M	0.18%	+57,591	Timeline
RTXRTX CORPORATION	35,526	$2.54M	0.18%	0	Timeline
ALLEGHANY CORP DELALLEGHANY CORP DEL	4,116	$2.48M	0.18%	+2
CVSCVS HEALTH CORP	35,243	$2.41M	0.17%	+18,103	Timeline
PCHPOTLATCHDELTIC CORP	48,000	$2.4M	0.17%	0	Timeline
SOSOUTHERN CO	38,049	$2.34M	0.17%	+45	Timeline
GISGENERAL MILLS INC	39,329	$2.31M	0.16%	+44	Timeline
TGTTARGET CORP	12,928	$2.28M	0.16%	-88	Timeline
ETRENTERGY CORP NEW	22,800	$2.28M	0.16%	0	Timeline
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	112,321	$2.2M	0.16%	0
GOOGALPHABET INC	1,249	$2.19M	0.16%	-3	Timeline
CAGCONAGRA BRANDS INC	60,145	$2.18M	0.15%	+53	Timeline
DUKDUKE ENERGY CORP NEW	23,250	$2.13M	0.15%	0	Timeline
AGGYWISDOMTREE TR	38,188	$2.05M	0.15%	-10,037	Timeline
CMCSACOMCAST CORP NEW	38,718	$2.03M	0.14%	-204	Timeline
VYMVANGUARD WHITEHALL FDS	21,979	$2.01M	0.14%	+342	Timeline
KKRKKR & CO INC	48,100	$1.95M	0.14%	0	Timeline
PMPHILIP MORRIS INTL INC	23,184	$1.92M	0.14%	+37	Timeline
TSCOTRACTOR SUPPLY CO	13,000	$1.83M	0.13%	-6,582	Timeline
TSLATESLA INC	2,532	$1.79M	0.13%	+7	Timeline
MOALTRIA GROUP INC	43,426	$1.78M	0.13%	+17,395	Timeline
MMM3M CO	9,802	$1.71M	0.12%	+115	Timeline
SPEMSPDR INDEX SHS FDS	38,938	$1.64M	0.12%	+385	Timeline
DHRDANAHER CORP DEL	7,315	$1.62M	0.12%	0	Timeline
UNILEVER PLCUNILEVER PLC	26,600	$1.61M	0.11%	new
CMECME GROUP INC	8,674	$1.58M	0.11%	-317	Timeline
TAT&T INC	54,747	$1.57M	0.11%	+8,217	Timeline
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC	32,000	$1.55M	0.11%	0
LVSLAS VEGAS SANDS CORP	25,025	$1.49M	0.11%	0	Timeline
DISCOVERY INCDISCOVERY INC	49,465	$1.49M	0.11%	+4,155
RYNRAYONIER INC	49,425	$1.45M	0.1%	0	Timeline
HRBBLOCK H & R INC	85,000	$1.35M	0.1%	+13,000	Timeline
DOWDOW HLDGS INC	23,928	$1.33M	0.09%	+44	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	22,668	$1.32M	0.09%	+914	Timeline
CWENCLEARWAY ENERGY INC	12,400	$1.28M	0.09%	0	Timeline
SHOPSHOPIFY INC	1,125	$1.27M	0.09%	0	Timeline
DDDUPONT DE NEMOURS INC	17,513	$1.25M	0.09%	+99	Timeline
VRTVERTIV HOLDINGS CO	62,585	$1.17M	0.08%	0	Timeline
GTYGETTY RLTY CORP NEW	41,774	$1.15M	0.08%	0	Timeline
DISDISNEY WALT CO	6,195	$1.12M	0.08%	-190	Timeline
WMBWILLIAMS COS INC	55,945	$1.12M	0.08%	+17,728	Timeline
PEPPEPSICO INC	7,502	$1.11M	0.08%	+6,000	Timeline
KOCOCA COLA CO	20,080	$1.1M	0.08%	+194	Timeline
KHCKRAFT HEINZ CO	31,089	$1.08M	0.08%	-13	Timeline
MRSHMARSH & MCLENNAN COS INC	9,200	$1.08M	0.08%	0	Timeline
XELXCEL ENERGY INC	16,137	$1.08M	0.08%	+8	Timeline
VEREIT INCVEREIT INC	28,110	$1.06M	0.08%	new
LAZARD LTD-CLASS ALAZARD LTD-CLASS A	24,147	$1.02M	0.07%	+663
SLBSLB LIMITED	46,366	$1.01M	0.07%	0	Timeline
BACBANK OF AMER CORP	33,158	$1M	0.07%	0	Timeline
GENERAL ELEC COGENERAL ELEC CO	92,098	$995K	0.07%	0
ERICTELEFONAKTIEBOLAGET LM ERICS	83,267	$995K	0.07%	+137	Timeline
MRKMERCK & CO INC	12,028	$984K	0.07%	+382	Timeline
CNPCENTERPOINT ENERGY INC	45,100	$976K	0.07%	0	Timeline
ETENERGY TRANSFER L P	157,973	$976K	0.07%	+117,958	Timeline
SYFSYNCHRONY FINANCIAL	27,808	$965K	0.07%	-16	Timeline
KMIKINDER MORGAN INC DEL	70,220	$960K	0.07%	0	Timeline
LKQLKQ CORP	27,159	$957K	0.07%	+12,349	Timeline
FLRNSPDR SERIES TRUST	30,750	$941K	0.07%	+367	Timeline
COSTCOSTCO WHOLESALE CORPORATION	2,425	$914K	0.06%	0	Timeline
PFLTPENNANTPARK FLOATING RATE CA	85,832	$904K	0.06%	-6,953	Timeline
LBRDALIBERTY BROADBAND CORP	5,571	$878K	0.06%	0	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	2	$870K	0.06%	0	Timeline
VRPINVESCO EXCH TRADED FD TR II	33,264	$863K	0.06%	+1,283	Timeline
MCDMCDONALDS CORP	3,887	$834K	0.06%	0	Timeline
HCAHCA HEALTHCARE INC	5,050	$831K	0.06%	0	Timeline
NFLXNETFLIX INC.	1,510	$817K	0.06%	0	Timeline
PFFDGLOBAL X FDS	31,275	$807K	0.06%	+3,024	Timeline
TTDTHE TRADE DESK INC	1,000	$801K	0.06%	0	Timeline
ENBENBRIDGE INC	24,083	$770K	0.05%	0	Timeline
OREALTY INCOME CORP	12,333	$767K	0.05%	new	Timeline
CTVACORTEVA INC	19,719	$764K	0.05%	+1,354	Timeline
NSITINSIGHT ENTERPRISES INC	9,753	$742K	0.05%	+2,188	Timeline
PFFISHARES TR	18,956	$730K	0.05%	new	Timeline
BKNGBOOKING HOLDINGS INC	328	$729K	0.05%	-2	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	20,550	$722K	0.05%	0
DXDYNEX CAP INC	39,810	$709K	0.05%	-139	Timeline
VRIGINVESCO ACTIVELY MANAGED EXC	28,281	$707K	0.05%	+281	Timeline
ITOTISHARES TR	8,039	$693K	0.05%	-3,802	Timeline
CSCOCISCO SYS INC	14,965	$670K	0.05%	+641	Timeline
DDOMINION ENERGY INC	8,662	$651K	0.05%	0	Timeline
TFXTELEFLEX INCORPORATED	1,554	$640K	0.05%	0	Timeline
CNNECANNAE HLDGS INC	14,127	$625K	0.04%	+4,030	Timeline
EFAVISHARES TR	8,030	$589K	0.04%	new	Timeline
IPINTERNATIONAL PAPER CO	11,677	$581K	0.04%	new	Timeline
XLVSELECT SECTOR SPDR TR	5,101	$579K	0.04%	-175	Timeline
GLPIGAMING & LEISURE P	13,575	$576K	0.04%	+145	Timeline
TCPCBLACKROCK TCP CAPITAL CORP	50,499	$568K	0.04%	-753	Timeline
QURATE RETAIL INCQURATE RETAIL INC	51,040	$560K	0.04%	-1,879
ARCCARES CAPITAL CORP	32,899	$556K	0.04%	-57	Timeline
JEFJEFFERIES FINANCIAL GROUP IN	22,570	$555K	0.04%	-14,977	Timeline
SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP	16,000	$546K	0.04%	0
TSLXSIXTH STREET SPECIALTY LENDI	25,653	$532K	0.04%	0	Timeline
CEDAR FAIR L PCEDAR FAIR L P	13,500	$531K	0.04%	0
EQNREQUINOR ASA	30,693	$504K	0.04%	0	Timeline
CVXCHEVRON CORPORATION	5,795	$489K	0.03%	+1,244	Timeline
MTHMERITAGE HOMES CORP	5,862	$485K	0.03%	0	Timeline
MEREDITH CORPMEREDITH CORP	25,039	$481K	0.03%	0
BMYBRISTOL-MYERS SQUIBB CO	7,735	$480K	0.03%	-9,283	Timeline
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	44,714	$480K	0.03%	+320
CSWCCAPITAL SOUTHWEST CORP	26,326	$467K	0.03%	+291	Timeline
GSBDGOLDMAN SACHS BDC INC	24,033	$460K	0.03%	0	Timeline
EFAISHARES TR	6,213	$453K	0.03%	-1,581	Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	10,747	$444K	0.03%	new
XOMEXXON MOBIL CORP	10,751	$443K	0.03%	-200	Timeline
LNGCHENIERE ENERGY INC	7,200	$432K	0.03%	0	Timeline
CCITIGROUP INC	6,832	$421K	0.03%	+1,029	Timeline
PYPLPAYPAL HLDGS INC	1,785	$418K	0.03%	+435	Timeline
RFREGIONS FINANCIAL CORP NEW	25,000	$403K	0.03%	0	Timeline
FTITECHNIPFMC PLC	42,348	$398K	0.03%	new	Timeline
ABCBAMERIS BANCORP	10,422	$397K	0.03%	0	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	25,539	$386K	0.03%	0	Timeline
FALNISHARES TR	12,511	$368K	0.03%	+350	Timeline
MDLZMONDELEZ INTL INC	6,255	$366K	0.03%	+298	Timeline
SPSBSPDR SERIES TRUST	11,502	$361K	0.03%	+502	Timeline
DSUBLACKROCK DEBT STRATEGIES FD	33,992	$355K	0.03%	0	Timeline
JRINUVEEN REAL ASSET INCOME & G	25,534	$344K	0.02%	0	Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	6,842	$339K	0.02%	-734	Timeline
HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L P	23,703	$337K	0.02%	0
SLQDISHARES TR	6,427	$336K	0.02%	+116	Timeline
BABOEING CO	1,556	$333K	0.02%	+79	Timeline
UYGPROSHARES TR	7,731	$327K	0.02%	0	Timeline
NMFCNEW MTN FIN CORP	28,776	$327K	0.02%	-412	Timeline
ARIAPOLLO COML REAL ESTATE FIN	29,036	$324K	0.02%	-7,883	Timeline
MGYMAGNOLIA OIL & GAS CORP	45,836	$324K	0.02%	-16,587	Timeline
AXPAMERICAN EXPRESS CO	2,633	$318K	0.02%	+148	Timeline
VTRSVIATRIS INC	15,626	$293K	0.02%	new	Timeline
PNCPNC FINL SVCS GROUP INC	1,941	$289K	0.02%	+24	Timeline
NVONOVO-NORDISK A S	4,128	$288K	0.02%	-125	Timeline
GLPGLOBAL PARTNERS LP	17,200	$286K	0.02%	0	Timeline
ABTABBOTT LABORATORIES	2,553	$280K	0.02%	+103	Timeline
VCITVANGUARD SCOTTSDALE FDS	2,854	$277K	0.02%	+71	Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	15,277	$277K	0.02%	0
GMGENERAL MTRS CO	6,461	$269K	0.02%	new	Timeline
SKTTANGER INC	26,432	$263K	0.02%	-13,449	Timeline
CRTOCRITEO S A	12,585	$258K	0.02%	-6,631	Timeline
FTVFORTIVE CORP	3,618	$256K	0.02%	0	Timeline
OLPONE LIBERTY PPTYS INC	12,690	$255K	0.02%	+59	Timeline
MAINMAIN STR CAP CORP	7,656	$247K	0.02%	new	Timeline
MGMMGM RESORTS INTERNATIONAL	7,379	$233K	0.02%	new	Timeline
VERITEX HLDGS INCVERITEX HLDGS INC	8,990	$231K	0.02%	new
CGBDCARLYLE SECURED LENDING INC	21,738	$223K	0.02%	-214	Timeline
WMTWALMART INC	1,504	$217K	0.02%	-98	Timeline
TKRTIMKEN CO	2,700	$209K	0.01%	new	Timeline
BHKBLACKROCK CORE BD TR	12,312	$201K	0.01%	0	Timeline
ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CP	70,664	$191K	0.01%	-2,435
MACMACERICH CO	14,818	$158K	0.01%	-8,368	Timeline
HCKTHACKETT GROUP INC	10,425	$150K	0.01%	-96	Timeline
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	13,356	$141K	0.01%	0
INVESCO HIGH INCOME 2024 TARINVESCO HIGH INCOME 2024 TAR	15,706	$137K	0.01%	0
MFA FINL INCMFA FINL INC	34,085	$133K	0.01%	-33,861
GPMTGRANITE PT MTG TR INC	10,385	$104K	0.01%	-1,311	Timeline
PAAPLAINS ALL AMERN PIPELINE L	12,200	$101K	0.01%	0	Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	11,133	$70K	<0.01%	0	Timeline

Sold out in Q4 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
UNILEVER N VUNILEVER N V	26,600	$1.61M	shares
VEREIT INCVEREIT INC	111,171	$723K	shares
EIGEMPLOYERS HLDGS INC	10,399	$315K	shares
WISDOMTREE TOTAL EARNINGSWISDOMTREE TOTAL EARNINGS	6,694	$244K	shares
DWMWISDOMTREE TR	5,132	$233K	shares
DTDWISDOMTREE TR	2,407	$226K	shares
ECHOECHOSTAR CORP	9,049	$225K	shares

How Q4 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001020617-21-000003	base		2021-02-12	acceptance time not in the bulk data set	2026-10-07 18:42:52 UTC