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ROANOKE ASSET MANAGEMENT CORP/ NY

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13F filer, CIK 1089710, JERSEY CITY, NJ

ROANOKE ASSET MANAGEMENT CORP/ NY reported $269,773,000 across 104 holdings for the quarter ended 2023-12-31, in a 13F-HR filed 2024-02-08. Its ten largest share positions make up 38.81% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001089710-24-000001

Period
2023-12-31
Reported value
$270M
Holdings
104
Top 10 weight
38.81%
New
5
Sold out
2

Largest buys vs the previous quarter

SecurityShares changeApprox. value
NVDAadded+1,865$924K
IBMadded+2,250$368K
PANWnew+765$226K
RSGnew+1,300$214K
IWOnew+839$212K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ACTVISION BLIZZARD INCexited-44,290-$4.15M
CALYexited-123,010-$1.7M
SBUXreduced-2,941-$282K
MAreduced-465-$198K
LLYreduced-290-$169K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2023

Share positions as resolved from 13F-HR 0001089710-24-000001, largest first. % of portfolio is the value over $269,775,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 52,655 shares; 2023Q3: 52,376 shares; 2023Q4: 51,911 shares 51,911$22.1M8.21%-465Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 99,740 shares; 2023Q3: 98,785 shares; 2023Q4: 98,654 shares 98,654$14.5M5.39%-131Timeline
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 71,335 shares; 2023Q3: 70,845 shares; 2023Q4: 70,500 shares 70,500$11.4M4.24%-345Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 29,104 shares; 2023Q3: 30,091 shares; 2023Q4: 30,006 shares 30,006$11.3M4.18%-85Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 25,260 shares; 2023Q3: 25,109 shares; 2023Q4: 24,752 shares 24,752$8.58M3.18%-357Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 55,980 shares; 2023Q3: 55,955 shares; 2023Q4: 55,829 shares 55,829$8.07M2.99%-126Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 15,515 shares; 2023Q3: 13,495 shares; 2023Q4: 13,205 shares 13,205$7.7M2.85%-290Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 28,906 shares; 2023Q3: 29,036 shares; 2023Q4: 29,206 shares 29,206$7.61M2.82%+170Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 20,712 shares; 2023Q3: 20,672 shares; 2023Q4: 20,227 shares 20,227$7.16M2.65%-445Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 67,417 shares; 2023Q3: 67,330 shares; 2023Q4: 64,389 shares 64,389$6.18M2.29%-2,941Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 38,815 shares; 2023Q3: 38,725 shares; 2023Q4: 38,585 shares 38,585$5.86M2.17%-140Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 171,868 shares; 2023Q3: 170,348 shares; 2023Q4: 170,138 shares 170,138$5.73M2.12%-210Timeline
CRMSALESFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 21,815 shares; 2023Q3: 21,760 shares; 2023Q4: 21,620 shares 21,620$5.69M2.11%-140Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 38,126 shares; 2023Q3: 53,218 shares; 2023Q4: 53,146 shares 53,146$5.6M2.08%-72Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 81,746 shares; 2023Q3: 101,143 shares; 2023Q4: 101,220 shares 101,220$5.11M1.9%+77Timeline
HXLHEXCEL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 68,249 shares; 2023Q3: 67,917 shares; 2023Q4: 67,343 shares 67,343$4.97M1.84%-574Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 8,090 shares; 2023Q3: 8,065 shares; 2023Q4: 9,930 shares 9,930$4.92M1.82%+1,865Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 43,424 shares; 2023Q3: 43,326 shares; 2023Q4: 43,363 shares 43,363$4.77M1.77%+37Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 30,663 shares; 2023Q3: 49,151 shares; 2023Q4: 48,930 shares 48,930$4.76M1.77%-221Timeline
LAM RESEARCH CORPLAM RESEARCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 5,825 shares; 2023Q3: 5,810 shares; 2023Q4: 5,770 shares 5,770$4.52M1.68%-40
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 23,368 shares; 2023Q3: 23,133 shares; 2023Q4: 23,183 shares 23,183$4.46M1.65%+50Timeline
TXNTEXAS INSTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 25,955 shares; 2023Q3: 25,893 shares; 2023Q4: 25,702 shares 25,702$4.38M1.62%-191Timeline
RCLROYAL CARIBBEAN GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 34,375 shares; 2023Q3: 34,255 shares; 2023Q4: 33,755 shares 33,755$4.37M1.62%-500Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 24,598 shares; 2023Q3: 24,535 shares; 2023Q4: 24,624 shares 24,624$4.19M1.55%+89Timeline
CNQCANADIAN NAT RES LTD MED TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 63,845 shares; 2023Q3: 63,375 shares; 2023Q4: 63,045 shares 63,045$4.13M1.53%-330Timeline
DHRDANAHER CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 17,577 shares; 2023Q3: 17,333 shares; 2023Q4: 17,244 shares 17,244$3.99M1.48%-89Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 66,680 shares; 2023Q3: 66,445 shares; 2023Q4: 66,740 shares 66,740$3.93M1.46%+295Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 41,313 shares; 2023Q3: 41,313 shares; 2023Q4: 41,078 shares 41,078$3.83M1.42%-235Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 7,270 shares; 2023Q3: 7,255 shares; 2023Q4: 7,205 shares 7,205$3.79M1.41%-50Timeline
QLDPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 48,000 shares; 2023Q3: 48,000 shares; 2023Q4: 48,000 shares 48,000$3.65M1.35%0Timeline
CMGCHIPOTLE MEXICAN GRILL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 1,570 shares; 2023Q3: 1,565 shares; 2023Q4: 1,543 shares 1,543$3.53M1.31%-22Timeline
OPCHOPTION CARE HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 104,095 shares; 2023Q3: 102,395 shares; 2023Q4: 100,627 shares 100,627$3.39M1.26%-1,768Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 14,601 shares; 2023Q3: 15,161 shares; 2023Q4: 14,941 shares 14,941$3.36M1.25%-220
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 35,288 shares; 2023Q3: 35,803 shares; 2023Q4: 35,838 shares 35,838$3.24M1.2%+35Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 40,357 shares; 2023Q3: 39,142 shares; 2023Q4: 38,754 shares 38,754$3.06M1.13%-388Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 59,584 shares; 2023Q3: 59,401 shares; 2023Q4: 59,384 shares 59,384$3.05M1.13%-17Timeline
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 86,647 shares; 2023Q3: 86,352 shares; 2023Q4: 86,492 shares 86,492$3.01M1.12%+140Timeline
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 34,310 shares; 2023Q3: 34,286 shares; 2023Q4: 34,298 shares 34,298$2.78M1.03%+12Timeline
NOWSERVICENOW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 3,810 shares; 2023Q3: 3,945 shares; 2023Q4: 3,920 shares 3,920$2.77M1.03%-25Timeline
MCKMCKESSON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 5,750 shares; 2023Q3: 5,650 shares; 2023Q4: 5,650 shares 5,650$2.62M0.97%0Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 51,358 shares; 2023Q3: 50,765 shares; 2023Q4: 50,567 shares 50,567$2.6M0.96%-198Timeline
SWKSSKYWORKS SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 20,570 shares; 2023Q3: 20,530 shares; 2023Q4: 20,242 shares 20,242$2.28M0.84%-288Timeline
NUENUCOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 12,320 shares; 2023Q3: 11,580 shares; 2023Q4: 11,730 shares 11,730$2.04M0.76%+150Timeline
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 16,643 shares; 2023Q3: 16,593 shares; 2023Q4: 16,468 shares 16,468$1.99M0.74%-125Timeline
DODGE & COX STOCK FUNDDODGE & COX STOCK FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 6,610 shares; 2023Q3: 6,616 shares; 2023Q4: 6,650 shares 6,650$1.62M0.6%+34
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 10,749 shares; 2023Q3: 10,739 shares; 2023Q4: 10,839 shares 10,839$1.62M0.6%+100Timeline
WMWASTE MGMT INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 8,941 shares; 2023Q3: 8,805 shares; 2023Q4: 8,785 shares 8,785$1.57M0.58%-20Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 5,208 shares; 2023Q3: 5,178 shares; 2023Q4: 5,248 shares 5,248$1.56M0.58%+70Timeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 10,010 shares; 2023Q3: 9,885 shares; 2023Q4: 9,885 shares 9,885$1.41M0.52%0Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 52,083 shares; 2023Q3: 52,037 shares; 2023Q4: 52,108 shares 52,108$1.37M0.51%+71Timeline
HUMHUMANA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 2,865 shares; 2023Q3: 2,865 shares; 2023Q4: 2,865 shares 2,865$1.31M0.49%0Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 23,330 shares; 2023Q3: 21,580 shares; 2023Q4: 21,580 shares 21,580$1.31M0.49%0Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 5,445 shares; 2023Q3: 5,325 shares; 2023Q4: 7,575 shares 7,575$1.24M0.46%+2,250Timeline
GSKGSK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 34,644 shares; 2023Q3: 32,933 shares; 2023Q4: 33,027 shares 33,027$1.22M0.45%+94Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 2,690 shares; 2023Q3: 3,365 shares; 2023Q4: 3,465 shares 3,465$998K0.37%+100Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 5,185 shares; 2023Q3: 5,185 shares; 2023Q4: 5,185 shares 5,185$991K0.37%0Timeline
ADPAUTOMATIC DATA PROCESSING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 4,180 shares; 2023Q3: 4,140 shares; 2023Q4: 4,190 shares 4,190$976K0.36%+50Timeline
DRIDARDEN RESTAURANTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 4,660 shares; 2023Q3: 4,625 shares; 2023Q4: 4,625 shares 4,625$760K0.28%0Timeline
UYGPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 13,440 shares; 2023Q3: 13,440 shares; 2023Q4: 13,440 shares 13,440$742K0.28%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 4,250 shares; 2023Q3: 4,210 shares; 2023Q4: 4,210 shares 4,210$660K0.24%0Timeline
STZCONSTELLATION BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 2,550 shares; 2023Q3: 2,550 shares; 2023Q4: 2,550 shares 2,550$616K0.23%0Timeline
LTRXLANTRONIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 105,000 shares; 2023Q3: 105,000 shares; 2023Q4: 99,816 shares 99,816$585K0.22%-5,184Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 5,609 shares; 2023Q3: 5,335 shares; 2023Q4: 5,335 shares 5,335$533K0.2%0Timeline
CAPITAL ONE FINL CORCAPITAL ONE FINL CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 28,500 shares; 2023Q3: 28,500 shares; 2023Q4: 28,500 shares 28,500$503K0.19%0
KEYCORP NEW DEP SHS REPSTG …KEYCORP NEW DEP SHS REPSTG 1/4Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 25,000 shares; 2023Q3: 25,000 shares; 2023Q4: 25,000 shares 25,000$500K0.19%0
MAAMID-AMER APT CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 3,635 shares; 2023Q3: 3,610 shares; 2023Q4: 3,610 shares 3,610$485K0.18%0Timeline
TPRCAT&T INC DEP SHS REPSTG 1/1000Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 24,500 shares; 2023Q3: 24,500 shares; 2023Q4: 24,500 shares 24,500$483K0.18%0Timeline
MSPROMORGAN STANLEY DEP SHS EACH REQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 25,000 shares; 2023Q3: 25,000 shares; 2023Q4: 25,000 shares 25,000$477K0.18%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 3,050 shares; 2023Q3: 3,050 shares; 2023Q4: 3,050 shares 3,050$473K0.18%0Timeline
BANK AMER CORP DEP SHS RPST…BANK AMER CORP DEP SHS RPSTG 1Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 19,000 shares; 2023Q3: 19,000 shares; 2023Q4: 19,000 shares 19,000$472K0.17%0
TRGPTARGA RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 5,222 shares; 2023Q3: 5,222 shares; 2023Q4: 5,222 shares 5,222$454K0.17%0Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 1,530 shares; 2023Q3: 1,530 shares; 2023Q4: 1,530 shares 1,530$398K0.15%0Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 4,720 shares; 2023Q3: 4,690 shares; 2023Q4: 4,690 shares 4,690$381K0.14%0Timeline
GISGENERAL MILLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 5,910 shares; 2023Q3: 5,845 shares; 2023Q4: 5,845 shares 5,845$381K0.14%0Timeline
GOLDMAN SACH 6.375 PFDGOLDMAN SACH 6.375 PFDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 15,000 shares; 2023Q3: 15,000 shares; 2023Q4: 15,000 shares 15,000$379K0.14%0
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 765 shares; 2023Q3: 765 shares; 2023Q4: 791 shares 791$376K0.14%+26Timeline
MCOMOODYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 866 shares; 2023Q3: 866 shares; 2023Q4: 866 shares 866$338K0.13%0Timeline
IOVAIOVANCE BIOTHERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 35,300 shares; 2023Q3: 35,300 shares; 2023Q4: 41,140 shares 41,140$334K0.12%+5,840Timeline
VSHVISHAY INTERTECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 13,610 shares; 2023Q3: 13,610 shares; 2023Q4: 13,610 shares 13,610$326K0.12%0Timeline
CORTCORCEPT THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 10,000 shares; 2023Q3: 10,000 shares; 2023Q4: 10,000 shares 10,000$325K0.12%0Timeline
SCHWAB CHARLES CORP DEP SHS…SCHWAB CHARLES CORP DEP SHS REQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 16,000 shares; 2023Q3: 16,000 shares; 2023Q4: 16,000 shares 16,000$315K0.12%0
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 2,676 shares; 2023Q3: 2,676 shares; 2023Q4: 2,676 shares 2,676$311K0.12%0Timeline
EDCONSOLIDATED EDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 3,055 shares; 2023Q3: 3,015 shares; 2023Q4: 3,415 shares 3,415$311K0.12%+400Timeline
DVNDEVON ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 7,500 shares; 2023Q3: 7,500 shares; 2023Q4: 6,852 shares 6,852$310K0.11%-648Timeline
KEYCORP NEW DEP SHS REPSTG …KEYCORP NEW DEP SHS REPSTG 1/4Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 15,000 shares; 2023Q3: 15,000 shares; 2023Q4: 15,000 shares 15,000$299K0.11%0
MATTHEWS INTL FDS PAC TIGER…MATTHEWS INTL FDS PAC TIGER FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 17,706 shares; 2023Q3: 17,706 shares; 2023Q4: 15,951 shares 15,951$297K0.11%-1,755
BANK AMER CORP DEP SHS REPS…BANK AMER CORP DEP SHS REPSTGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 13,000 shares; 2023Q3: 13,000 shares; 2023Q4: 13,000 shares 13,000$270K0.1%0
JPMORGAN CHASE & CO REPSTG …JPMORGAN CHASE & CO REPSTG 1/4Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 11,550 shares; 2023Q3: 11,550 shares; 2023Q4: 11,550 shares 11,550$237K0.09%0
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 4,500 shares; 2023Q3: 4,500 shares; 2023Q4: 4,500 shares 4,500$234K0.09%0Timeline
PANWPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: not reported; 2023Q3: not reported; 2023Q4: 765 shares 765$226K0.08%newTimeline
JPMORGAN CHASE& CO DEP SHS …JPMORGAN CHASE& CO DEP SHS REPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 9,000 shares; 2023Q3: 9,000 shares; 2023Q4: 9,000 shares 9,000$225K0.08%0
ASHASHLAND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 3,435 shares; 2023Q3: 2,600 shares; 2023Q4: 2,600 shares 2,600$219K0.08%0Timeline
RSGREPUBLIC SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: not reported; 2023Q3: not reported; 2023Q4: 1,300 shares 1,300$214K0.08%newTimeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 839 shares; 2023Q3: not reported; 2023Q4: 839 shares 839$212K0.08%newTimeline
OAKMARK INTL FDOAKMARK INTL FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 7,657 shares; 2023Q3: not reported; 2023Q4: 7,683 shares 7,683$206K0.08%new
STRSSTRATUS PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: not reported; 2023Q3: not reported; 2023Q4: 7,000 shares 7,000$202K0.07%newTimeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 35,594 shares; 2023Q3: 10,000 shares; 2023Q4: 10,000 shares 10,000$168K0.06%0Timeline
LUNMFLUNDIN MINING CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 15,000 shares; 2023Q3: 15,000 shares; 2023Q4: 15,000 shares 15,000$123K0.05%0Timeline
OCEANAGOLD CORPOCEANAGOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 50,000 shares; 2023Q3: 50,000 shares; 2023Q4: 50,000 shares 50,000$96K0.04%0
ATLAS SPINE INC.ATLAS SPINE INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 25,000 shares; 2023Q3: 25,000 shares; 2023Q4: 25,000 shares 25,000$50K0.02%0
Geltech Solutions IncGeltech Solutions IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 14,000 shares; 2023Q3: 14,000 shares; 2023Q4: 14,000 shares 14,000$00%0Value filed as zero, left out of ratios.
TRANSWITCH CORPTRANSWITCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 97,836 shares; 2023Q3: 97,836 shares; 2023Q4: 97,836 shares 97,836$00%0Value filed as zero, left out of ratios.
RAINMAKER SYSTEMS INCRAINMAKER SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 151,100 shares; 2023Q3: 151,100 shares; 2023Q4: 151,100 shares 151,100$00%0Value filed as zero, left out of ratios.
VACCINOGEN INCVACCINOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 52,679 shares; 2023Q3: 52,679 shares; 2023Q4: 52,679 shares 52,679$00%0Value filed as zero, left out of ratios.

Sold out in Q4 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC44,290$4.15Mshares
CALYCALLAWAY GOLF CO123,010$1.7Mshares

How Q4 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001089710-24-000001 base2024-02-08acceptance time not in the bulk data set