Skip to content
Disclosery

RIVERHEAD CAPITAL MANAGEMENT LLC

Follow

13F filer, CIK 1568679, WILMINGTON, DE

RIVERHEAD CAPITAL MANAGEMENT LLC reported $2,531,768,000 across 1,542 holdings for the quarter ended 2018-06-30, in a 13F-HR filed 2018-08-10. Its ten largest share positions make up 10.97% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001568679-18-000003

Period
2018-06-30
Reported value
$2.53B
Holdings
1,542
Top 10 weight
10.97%
New
71
Sold out
71

Largest buys vs the previous quarter

SecurityShares changeApprox. value
PROSPECT CAPITAL CORPORATIONnew+10,000,000$9.99M
PROSPECT CAP CORPnew+10,000,000$9.71M
SL GREEN REALTY CORPadded+62,545$6.29M
IVVnew+22,879$6.25M
CTSHadded+67,948$5.37M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ELVreduced-34,292-$8.16M
LNCreduced-110,028-$6.85M
ISRGreduced-14,169-$6.78M
HPQreduced-259,398-$5.89M
WMTreduced-64,345-$5.51M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2018

Share positions as resolved from 13F-HR 0001568679-18-000003, largest first. % of portfolio is the value over $2,531,768,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
FORTRESS TRANSPORTATION-CL AFORTRESS TRANSPORTATION-CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 1,617 shares 1,617$29K<0.01%new
HOUSANYWHERE REAL ESTATE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 24,830 shares; 2018Q1: 24,480 shares; 2018Q2: 1,200 shares 1,200$27K<0.01%-23,280Timeline
James Hardie Industries PLCJames Hardie Industries PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,600 shares; 2018Q1: 1,600 shares; 2018Q2: 1,600 shares 1,600$27K<0.01%0
ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 12,878 shares; 2018Q1: 11,878 shares; 2018Q2: 589 shares 589$26K<0.01%-11,289
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,900 shares; 2018Q1: 1,900 shares; 2018Q2: 1,900 shares 1,900$25K<0.01%0
KURAKURA ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 265 shares; 2018Q2: 1,318 shares 1,318$24K<0.01%+1,053Timeline
ZOGENIX INC.ZOGENIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 520 shares 520$23K<0.01%new
FRANKLIN FINL NETWORK INCFRANKLIN FINL NETWORK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 600 shares 600$23K<0.01%new
CYTKCYTOKINETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 2,600 shares 2,600$22K<0.01%newTimeline
GKOSGLAUKOS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 547 shares 547$22K<0.01%newTimeline
SCANA CORP NEWSCANA CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 51,374 shares; 2018Q1: not reported; 2018Q2: 564 shares 564$22K<0.01%new
CCJCAMECO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,900 shares; 2018Q1: 1,900 shares; 2018Q2: 1,900 shares 1,900$21K<0.01%0Timeline
ENCANA CORPENCANA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,600 shares; 2018Q1: 1,600 shares; 2018Q2: 1,600 shares 1,600$21K<0.01%0
CARBO CERAMICS INCCARBO CERAMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 2,200 shares 2,200$20K<0.01%new
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 600 shares; 2018Q1: 600 shares; 2018Q2: 600 shares 600$17K<0.01%0
TURQUOISE HILL RESOURCES LTDTURQUOISE HILL RESOURCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,900 shares; 2018Q1: 5,900 shares; 2018Q2: 5,900 shares 5,900$17K<0.01%0
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 600 shares; 2018Q1: 600 shares; 2018Q2: 600 shares 600$16K<0.01%0
SNDXSYNDAX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 2,199 shares 2,199$15K<0.01%newTimeline
ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 965 shares 965$15K<0.01%new
CSTECAESARSTONE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 900 shares; 2018Q1: 900 shares; 2018Q2: 900 shares 900$14K<0.01%0Timeline
HEI-AHEICO CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 213 shares 213$13K<0.01%newTimeline
AGIOAGIOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 72 shares; 2018Q2: 149 shares 149$13K<0.01%+77Timeline
TBHCTHE BRAND HOUSE COLLECTIVE IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 1,100 shares 1,100$13K<0.01%newTimeline
CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,500 shares; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares 1,500$11K<0.01%0
BBUBROOKFIELD BUSINESS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 300 shares; 2018Q1: 300 shares; 2018Q2: 300 shares 300$11K<0.01%0Timeline
KALA BIO INC COMKALA BIO INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 407 shares; 2018Q2: 812 shares 812$11K<0.01%+405
G1 THERAPEUTICS INCG1 THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 191 shares; 2018Q2: 249 shares 249$11K<0.01%+58
YAMANA GOLD INCYAMANA GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,900 shares; 2018Q1: 3,900 shares; 2018Q2: 3,900 shares 3,900$11K<0.01%0
DIANTHUS THERAPEUTICS INC C…DIANTHUS THERAPEUTICS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 728 shares 728$10K<0.01%new
NGDNEW GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 4,100 shares; 2018Q1: 4,100 shares; 2018Q2: 4,100 shares 4,100$9K<0.01%0Timeline
CPFCENTRAL PAC FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 300 shares 300$9K<0.01%newTimeline
CSIQCANADIAN SOLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 700 shares; 2018Q1: 700 shares; 2018Q2: 700 shares 700$9K<0.01%0Timeline
VCITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 100 shares; 2018Q1: 100 shares; 2018Q2: 100 shares 100$8K<0.01%0Timeline
STNSTANTEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 300 shares; 2018Q1: 300 shares; 2018Q2: 300 shares 300$8K<0.01%0Timeline
BTEBAYTEX ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,600 shares; 2018Q1: 1,600 shares; 2018Q2: 1,600 shares 1,600$5K<0.01%0Timeline
LILALIBERTY LATIN AMERICA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 283 shares; 2018Q1: 283 shares; 2018Q2: 283 shares 283$5K<0.01%0Timeline
ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,000 shares; 2018Q1: 5,000 shares; 2018Q2: 5,000 shares 5,000$5K<0.01%0
LILAKLIBERTY LATIN AMERICA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 201 shares; 2018Q1: 201 shares; 2018Q2: 201 shares 201$4K<0.01%0Timeline
CVECENOVUS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 400 shares; 2018Q1: 400 shares; 2018Q2: 400 shares 400$4K<0.01%0Timeline
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 100 shares 100$2K<0.01%new
OBALON THERAPEUTICS INCOBALON THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 500 shares 500$1K<0.01%new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
REXREX AMERICAN RES CORP COMMON STOCKprincipal1,051$85Knew

Sold out in Q2 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION10,000,000$10.1Mprincipal
TTWOTAKE-TWO INTERACTIVE SOFTWAR31,882$3.12Mshares
LEUCADIA NATL CORPLEUCADIA NATL CORP132,802$3.02Mshares
CXWCORECIVIC INC126,204$2.46Mshares
LIFEPOINT HEALTH INCLIFEPOINT HEALTH INC52,007$2.44Mshares
MUSAMURPHY USA INC32,593$2.37Mshares
Gulfport EnergyGulfport Energy223,747$2.16Mshares
VEUVANGUARD INTL EQUITY INDEX F30,300$1.65Mshares
NFLXNETFLIX INC.4,550$1.34Mshares
VECTREN CORPVECTREN CORP18,885$1.21Mshares
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II41,918$1.17Mshares
CASYCASEYS GEN STORES INC9,903$1.09Mshares
URBNURBAN OUTFITTERS INC26,412$976Kshares
AMCXAMC GLOBAL MEDIA INC18,333$948Kshares
PDMPIEDMONT REALTY TRUST INC43,550$766Kshares
FHIFEDERATED HERMES INC22,113$739Kshares
AXSAXIS CAP HLDGS LTD12,600$725Kshares
SBHSALLY BEAUTY HLDGS INC43,422$714Kshares
BANK OF THE OZARKSBANK OF THE OZARKS13,093$632Kshares
DCT INDUSTRIAL TRUST INCDCT INDUSTRIAL TRUST INC10,816$609Kshares
KLX INCKLX INC7,441$529Kshares
NTT DOCOMO INCNTT DOCOMO INC20,100$514Kshares
WESTAR ENERGY INCWESTAR ENERGY INC9,050$476Kshares
CIT GROUP INC COM NEWCIT GROUP INC COM NEW9,190$473Kshares
FIRSTCASH HOLDINGS INC.FIRSTCASH HOLDINGS INC.5,221$424Kshares
RITEAID CORPRITEAID CORP242,800$408Kshares
VITAL ENERGY INCVITAL ENERGY INC44,900$391Kshares
VIACOM INCVIACOM INC12,205$379Kshares
EDUCATION RLTY TR INCEDUCATION RLTY TR INC10,703$351Kshares
UHALU HAUL HOLDING COMPANY1,000$345Kshares
LASALLE HOTEL PROPERTIESLASALLE HOTEL PROPERTIES11,690$339Kshares
ILG INCILG INC10,289$320Kshares
L BRANDS INCL BRANDS INC8,350$319Kshares
MCDERMOTT INTL INCMCDERMOTT INTL INC41,750$254Kshares
ENDO INTL PLCENDO INTL PLC41,218$245Kshares
FINANCIAL ENGINES INCFINANCIAL ENGINES INC6,424$225Kshares
NVCRNOVOCURE LTD9,053$197Kshares
GEOGEO GROUP INC9,339$191Kshares
HALYARD HEALTH INCHALYARD HEALTH INC4,154$191Kshares
MB FINANCIAL INCMB FINANCIAL INC4,400$178Kshares
PBIPITNEY BOWES INC15,250$166Kshares
WPCWP CAREY INC2,650$164Kshares
ANALOGIC CORPANALOGIC CORP1,701$163Kshares
ADNTADIENT PLC2,700$161Kshares
ABAXIS INCABAXIS INC2,253$159Kshares
VEEVVEEVA SYS INC2,130$156Kshares
QUALITY CARE PPTYS INCQUALITY CARE PPTYS INC8,022$156Kshares
MTNVAIL RESORTS INC662$147Kshares
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP5,700$147Kshares
VERIFONE SYS INCVERIFONE SYS INC9,426$145Kshares
STATOIL ASASTATOIL ASA5,987$142Kshares
ANFABERCROMBIE & FITCH CO5,600$136Kshares
GUESS? INCGUESS? INC5,156$107Kshares
VEAVANGUARD TAX-MANAGED FDS2,300$102Kshares
IMPAX LABORATORIES INCIMPAX LABORATORIES INC4,384$85Kshares
KYOCYKYOCERA CORP ADR(RP 1 SHS)1,400$79Kshares
Mallinckrodt PlcMallinckrodt Plc5,266$76Kshares
VERSO CORPVERSO CORP4,287$72Kshares
REXREX AMERICAN RES CORP951$69Kshares
CRSPCRISPR THERAPEUTICS AG1,000$46Kshares
INPHI CORPINPHI CORP1,500$45Kshares
VASCO DATA SEC INTL INCVASCO DATA SEC INTL INC3,219$42Kshares
UPBDUPBOUND GROUP INC4,262$37Kshares
PRGOPERRIGO CO PLC396$33Kshares
ACETO CORPACETO CORP3,554$27Kshares
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL1,000$16Kshares
AVEXIS INCAVEXIS INC81$10Kshares
ESPRESPERION THERAPEUTICS INC NE103$7Kshares
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC38$6Kshares
PENGROWTH ENERGY CORPPENGROWTH ENERGY CORP8,900$6Kshares
CONCERT PHARMACEUTICALS INCCONCERT PHARMACEUTICALS INC196$5Kshares

How Q2 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001568679-18-000003 base2018-08-10acceptance time not in the bulk data set