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RIVERHEAD CAPITAL MANAGEMENT LLC

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13F filer, CIK 1568679, WILMINGTON, DE

RIVERHEAD CAPITAL MANAGEMENT LLC reported $2,377,640,000 across 1,542 holdings for the quarter ended 2018-03-31, in a 13F-HR filed 2018-05-08. Its ten largest share positions make up 11.53% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001568679-18-000002

Period
2018-03-31
Reported value
$2.38B
Holdings
1,542
Top 10 weight
11.53%
New
52
Sold out
51

Largest buys vs the previous quarter

SecurityShares changeApprox. value
MPCadded+189,130$13.8M
AFLadded+273,989$12M
WALGREENS BOOTS ALLIANCE INCadded+172,657$11.3M
BIIBadded+32,335$8.85M
MARadded+59,478$8.09M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
TEVA PHARMACEUTICAL FIN LLCexited-20,000,000-$17.6M
EXPRESS SCRIPTS HLDG COreduced-194,102-$13.4M
PROSPECT CAPITAL CORPORATIONexited-10,000,000-$10.1M
SWKSreduced-91,733-$9.2M
LNCreduced-124,596-$9.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2018

Share positions as resolved from 13F-HR 0001568679-18-000002, largest first. % of portfolio is the value over $2,377,640,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
WPMWHEATON PRECIOUS METALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,500 shares; 2018Q1: 1,500 shares 1,500$31K<0.01%0Timeline
AEMAGNICO EAGLE MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 700 shares; 2018Q1: 700 shares 700$30K<0.01%0Timeline
BARNES & NOBLE ED INCBARNES & NOBLE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 4,328 shares; 2018Q1: 4,328 shares 4,328$30K<0.01%0
ERA GROUP INCERA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,568 shares; 2018Q1: 3,168 shares 3,168$30K<0.01%+600
James Hardie Industries PLCJames Hardie Industries PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,600 shares; 2018Q1: 1,600 shares 1,600$29K<0.01%0
GEOSGEOSPACE TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 2,035 shares; 2018Q1: 2,735 shares 2,735$27K<0.01%+700Timeline
ACETO CORPACETO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,554 shares; 2018Q1: 3,554 shares 3,554$27K<0.01%0
MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,963 shares; 2018Q1: 3,963 shares 3,963$26K<0.01%0
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,900 shares; 2018Q1: 1,900 shares 1,900$24K<0.01%0
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 600 shares; 2018Q1: 600 shares 600$19K<0.01%0
CSTECAESARSTONE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 900 shares; 2018Q1: 900 shares 900$18K<0.01%0Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 600 shares; 2018Q1: 600 shares 600$18K<0.01%0
TURQUOISE HILL RESOURCES LTDTURQUOISE HILL RESOURCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,900 shares; 2018Q1: 5,900 shares 5,900$18K<0.01%0
ENCANA CORPENCANA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,600 shares; 2018Q1: 1,600 shares 1,600$18K<0.01%0
CCJCAMECO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,900 shares; 2018Q1: 1,900 shares 1,900$17K<0.01%0Timeline
GGP INCGGP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 9,742 shares; 2018Q1: 850 shares 850$17K<0.01%-8,892
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,000 shares; 2018Q1: 1,000 shares 1,000$16K<0.01%0
NGDNEW GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 4,100 shares; 2018Q1: 4,100 shares 4,100$11K<0.01%0Timeline
CSIQCANADIAN SOLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 700 shares; 2018Q1: 700 shares 700$11K<0.01%0Timeline
BBUBROOKFIELD BUSINESS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 300 shares; 2018Q1: 300 shares 300$11K<0.01%0Timeline
YAMANA GOLD INCYAMANA GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 3,900 shares; 2018Q1: 3,900 shares 3,900$11K<0.01%0
CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,500 shares; 2018Q1: 1,500 shares 1,500$10K<0.01%0
AVEXIS INCAVEXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 81 shares 81$10K<0.01%new
ASNDASCENDIS PHARMA A/SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 140 shares 140$9K<0.01%newTimeline
VCITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 100 shares; 2018Q1: 100 shares 100$8K<0.01%0Timeline
STNSTANTEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 300 shares; 2018Q1: 300 shares 300$7K<0.01%0Timeline
ESPRESPERION THERAPEUTICS INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 103 shares 103$7K<0.01%newTimeline
G1 THERAPEUTICS INCG1 THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 191 shares 191$7K<0.01%new
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 38 shares 38$6K<0.01%new
ACCELERON PHARMA INCACCELERON PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 166 shares 166$6K<0.01%new
AGIOAGIOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 72 shares 72$6K<0.01%newTimeline
PENGROWTH ENERGY CORPPENGROWTH ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 8,900 shares; 2018Q1: 8,900 shares 8,900$6K<0.01%0
KALA BIO INC COMKALA BIO INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 407 shares 407$6K<0.01%new
KURAKURA ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 265 shares 265$5K<0.01%newTimeline
LILALIBERTY LATIN AMERICA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 283 shares; 2018Q1: 283 shares 283$5K<0.01%0Timeline
CONCERT PHARMACEUTICALS INCCONCERT PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 196 shares 196$5K<0.01%new
SIENNA BIOPHARMACEUTICALS INSIENNA BIOPHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: not reported; 2018Q1: 287 shares 287$5K<0.01%new
BTEBAYTEX ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 1,600 shares; 2018Q1: 1,600 shares 1,600$4K<0.01%0Timeline
LILAKLIBERTY LATIN AMERICA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 201 shares; 2018Q1: 201 shares 201$4K<0.01%0Timeline
ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 5,000 shares; 2018Q1: 5,000 shares 5,000$4K<0.01%0
CVECENOVUS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: 400 shares; 2018Q1: 400 shares 400$3K<0.01%0Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1principal10,000,000$10.1Mnew

Sold out in Q1 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
TEVA PHARMACEUTICAL FIN LLCTEVA PHARMACEUTICAL FIN LLC20,000,000$17.6Mshares
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION10,000,000$10.1Mshares
PRICELINE GRP INCPRICELINE GRP INC1,761$3.06Mshares
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP109,600$2.68Mshares
SPIRIT AIRLS INCSPIRIT AIRLS INC57,150$2.56Mshares
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP41,650$2.26Mshares
SCANA CORP NEWSCANA CORP NEW51,374$2.04Mshares
ARANTERO RESOURCES CORP86,950$1.65Mshares
MICRO FOCUS INTL PLC NPV ADRMICRO FOCUS INTL PLC NPV ADR41,660$1.4Mshares
IVVISHARES TR4,740$1.27Mshares
BROADCOM LTDBROADCOM LTD4,893$1.26Mshares
USFDUS FOODS HLDG CORP27,300$872Kshares
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75…800,000$804Kshares
DST SYS INC DELDST SYS INC DEL12,402$770Kshares
MICROSEMI CORPMICROSEMI CORP14,074$727Kshares
BIOVERATIV INCBIOVERATIV INC12,120$654Kshares
TMUST-MOBILE US INC10,270$652Kshares
SYNGENTA AG ADRSYNGENTA AG ADR6,800$631Kshares
QTWOQ2 HLDGS INC16,500$608Kshares
SNYDERS LANCE INCSNYDERS LANCE INC10,692$535Kshares
CSRA INCCSRA INC16,017$479Kshares
ASGN INCASGN INC6,442$414Kshares
XLESELECT SECTOR SPDR TR5,400$390Kshares
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP82,063$325Kshares
GLDSPDR GOLD TR2,500$309Kshares
KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING C12,701$288Kshares
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO40,361$225Kshares
VOYAVOYA FINANCIAL INC2,420$120Kshares
VISNVISTANCE NETWORKS INC2,900$110Kshares
OCLARO INCOCLARO INC16,000$108Kshares
STCSTEWART INFORMATION SVCS COR2,451$104Kshares
SCHULMAN (A.) INCSCHULMAN (A.) INC2,700$101Kshares
KINDRED HEALTHCARE INCKINDRED HEALTHCARE INC10,163$98Kshares
MONSANTO CO NEWMONSANTO CO NEW820$96Kshares
CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES IN15,315$87Kshares
FINISH LINE/THE CL AFINISH LINE/THE CL A5,392$78Kshares
DLBDOLBY LABORATORIES INC1,200$74Kshares
AGRIUM INCAGRIUM INC500$58Kshares
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN2,700$56Kshares
SPECTRUM BRANDS HLDGS INCSPECTRUM BRANDS HLDGS INC493$55Kshares
ROCKWELL COLLINS INCROCKWELL COLLINS INC385$52Kshares
PAGPENSKE AUTOMOTIVE GRP INC800$38Kshares
BARNES &amp; NOBLE INCBARNES &amp; NOBLE INC5,625$38Kshares
WCCWESCO INTL INC549$37Kshares
MFA FINL INCMFA FINL INC3,000$24Kshares
FRANCESCAS HLDGS CORPFRANCESCAS HLDGS CORP2,998$22Kshares
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN235$20Kshares
HOSTESS BRANDS INCHOSTESS BRANDS INC1,200$18Kshares
LPGDORIAN LPG LTD491$4Kshares
SEADRILL ORDSEADRILL ORD10,900$3Kshares
CGGCGG231$1Kshares

How Q1 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001568679-18-000002 base2018-05-08acceptance time not in the bulk data set