REILLY FINANCIAL ADVISORS, LLC

13F filer, CIK 1363561, LA MESA, CA

REILLY FINANCIAL ADVISORS, LLC reported $934,243,000 across 865 holdings for the quarter ended 2020-09-30, in a 13F-HR filed 2020-11-06. Its ten largest share positions make up 26.66% of the portfolio.

Filed 2020-11-06 (acceptance time not in the bulk data set), ingested 2026-10-07 18:48:21 UTC13F-HR 0001363561-20-000008

Period: 2020-09-30
Reported value: $934M
Holdings: 865
Top 10 weight: 26.66%
New: 59
Sold out: 120

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AAPLadded	+244,923	$28.4M
SONYnew	+165,703	$12.7M
ALLEadded	+115,408	$11.4M
VODadded	+771,292	$10.4M
MINTadded	+84,208	$8.59M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IWNreduced	-127,585	-$12.7M
PYPLreduced	-42,081	-$8.29M
CARRreduced	-218,667	-$6.68M
ABTreduced	-33,490	-$3.64M
TGTreduced	-20,207	-$3.18M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2020

Share positions as resolved from 13F-HR 0001363561-20-000008, largest first. % of portfolio is the value over $934,242,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
JHSHANCOCK JOHN INCOME SECS TR	1,000	$15K	<0.01%	new		Timeline
APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INC	2,000	$15K	<0.01%	0
NOVAN INCNOVAN INC	30,500	$15K	<0.01%	+11,500
IJRISHARES TR	196	$14K	<0.01%	-75		Timeline
IJSISHARES TR	118	$14K	<0.01%	-75		Timeline
IYWISHARES TR	45	$14K	<0.01%	0		Timeline
MDTMEDTRONIC PLC	130	$14K	<0.01%	-239		Timeline
NWNNORTHWEST NAT HLDG CO	300	$14K	<0.01%	0		Timeline
EFGISHARES TR	154	$14K	<0.01%	-80		Timeline
BURLBURLINGTON STORES INC	67	$14K	<0.01%	0		Timeline
IPINTERNATIONAL PAPER CO	350	$14K	<0.01%	0		Timeline
ARKKARK ETF TR	149	$14K	<0.01%	+125		Timeline
MUCBLACKROCK MUNIHLDNGS CALI	1,000	$14K	<0.01%	0		Timeline
RQICOHEN & STEERS QUALITY INCOM	1,217	$14K	<0.01%	new		Timeline
ABIOMED INCABIOMED INC	51	$14K	<0.01%	0
SEDGSOLAREDGE TECHNOLOGIES INC	58	$14K	<0.01%	0		Timeline
SONNET BIOTHERAPEUTC HLDNG ISONNET BIOTHERAPEUTC HLDNG I	5,537	$14K	<0.01%	+3,224
REMISHARES TR	500	$13K	<0.01%	0		Timeline
SLVISHARES SILVER TR	600	$13K	<0.01%	0		Timeline
OMCLOMNICELL COM	177	$13K	<0.01%	0		Timeline
LNCLINCOLN NATL CORP IND	405	$13K	<0.01%	-235		Timeline
WCNWASTE CONNECTIONS INC	130	$13K	<0.01%	0		Timeline
MSIMOTOROLA SOLUTIONS INC	82	$13K	<0.01%	0		Timeline
WSOWATSCO INC	57	$13K	<0.01%	0		Timeline
XSWSPDR SERIES TRUST	105	$13K	<0.01%	0		Timeline
BOTZGLOBAL X FDS	466	$13K	<0.01%	0		Timeline
AMBAAMBARELLA INC	241	$13K	<0.01%	0		Timeline
FLEETCOR TECHNOLOGIES INCFLEETCOR TECHNOLOGIES INC	55	$13K	<0.01%	0
CVGWCALAVO GROWERS INC	201	$13K	<0.01%	0		Timeline
REXREX AMERICAN RES CORP	203	$13K	<0.01%	0		Timeline
IFLNINVESCO EXCH TRADED FD TR II	700	$13K	<0.01%	0		Timeline
EWNISHARES INC	375	$13K	<0.01%	0		Timeline
TARO PHARMACEUTICAL INDS LTDTARO PHARMACEUTICAL INDS LTD	244	$13K	<0.01%	0
ISCGISHARES TR	50	$12K	<0.01%	0		Timeline
VGKVANGUARD INTL EQUITY INDEX F	233	$12K	<0.01%	0		Timeline
CMGCHIPOTLE MEXICAN GRILL INC	10	$12K	<0.01%	0		Timeline
MTBM & T BK CORP	125	$12K	<0.01%	0		Timeline
JLLJONES LANG LASALLE INC	125	$12K	<0.01%	0		Timeline
IEFISHARES TR	96	$12K	<0.01%	0		Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	1,390	$12K	<0.01%	0		Timeline
LEGLEGGETT & PLATT INC	281	$12K	<0.01%	0		Timeline
ECHOECHOSTAR CORP	500	$12K	<0.01%	0		Timeline
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS	40	$12K	<0.01%	0
RSPMINVESCO EXCHANGE TRADED FD T	105	$12K	<0.01%	0		Timeline
HOLLYFRONTIER CORPHOLLYFRONTIER CORP	600	$12K	<0.01%	+100
DUFF & PHELPSDUFF & PHELPS	1,284	$12K	<0.01%	0
AFGAMERICAN FINANCIAL GROUP INC	168	$11K	<0.01%	0		Timeline
TTTRANE TECHNOLOGIES PLC	90	$11K	<0.01%	0		Timeline
MLMMARTIN MARIETTA MATLS INC	46	$11K	<0.01%	0		Timeline
VTWGVANGUARD SCOTTSDALE FDS	71	$11K	<0.01%	0		Timeline
HAEHAEMONETICS CORP MASS	125	$11K	<0.01%	0		Timeline
DOCHEALTHPEAK PROPERTIES INC	420	$11K	<0.01%	-35,358		Timeline
DOXAMDOCS LTD	198	$11K	<0.01%	0		Timeline
CRLCHARLES RIV LABS INTL INC	47	$11K	<0.01%	0		Timeline
MCMOELIS & CO	325	$11K	<0.01%	0		Timeline
VIRGIN GALACTIC HLDGS INCVIRGIN GALACTIC HLDGS INC	550	$11K	<0.01%	0
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	300	$11K	<0.01%	-95
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	2,813	$11K	<0.01%	0
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	1,064	$11K	<0.01%	0
ELEMENTS ROGERS INTL CMDTY …ELEMENTS ROGERS INTL CMDTY AGRI T…	2,000	$11K	<0.01%	0
IUSBISHARES TR	181	$10K	<0.01%	0		Timeline
DVYISHARES TR	125	$10K	<0.01%	+1		Timeline
VRTXVERTEX PHARMACEUTICALS INC	36	$10K	<0.01%	0		Timeline
PTONPELOTON INTERACTIVE INC	100	$10K	<0.01%	new		Timeline
TSTENARIS S A	1,055	$10K	<0.01%	0		Timeline
OMCOMNICOM GROUP INC	193	$10K	<0.01%	0		Timeline
IGSBISHARES TR	187	$10K	<0.01%	new		Timeline
LTCLTC PPTYS INC	300	$10K	<0.01%	0		Timeline
UGIUGI CORP NEW	300	$10K	<0.01%	0		Timeline
LVSLAS VEGAS SANDS CORP	225	$10K	<0.01%	0		Timeline
MCKMCKESSON CORP	67	$10K	<0.01%	0		Timeline
IDVISHARES TR	400	$10K	<0.01%	0		Timeline
NBIXNEUROCRINE BIOSCIENCES INC	100	$10K	<0.01%	0		Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	300	$10K	<0.01%	-258
SEESEALED AIR CORP NEW	250	$10K	<0.01%	0		Timeline
ARISTA NETWORKS INCARISTA NETWORKS INC	46	$10K	<0.01%	new
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	100	$10K	<0.01%	-220
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	2,000	$10K	<0.01%	0
IYYISHARES TR	60	$10K	<0.01%	0		Timeline
OLPONE LIBERTY PPTYS INC	606	$10K	<0.01%	+6		Timeline
RCSPIMCO STRATEGIC INCOME FD	1,500	$10K	<0.01%	0		Timeline
XSLVINVESCO EXCH TRADED FD TR II	306	$10K	<0.01%	0		Timeline
X FINL SPONSORED ADSX FINL SPONSORED ADS	19,164	$10K	<0.01%	+7,264
KEYSKEYSIGHT TECHNOLOGIES INC	87	$9K	<0.01%	+30		Timeline
CMCCOMMERCIAL METALS CO	434	$9K	<0.01%	0		Timeline
ROPROPER TECHNOLOGIES INC	22	$9K	<0.01%	0		Timeline
MARMARRIOTT INTL INC NEW	100	$9K	<0.01%	0		Timeline
CHKPCHECK POINT SOFTWARE TECH LT	75	$9K	<0.01%	0		Timeline
NOBLPROSHARES TR	131	$9K	<0.01%	0		Timeline
TTCTORO CO	102	$9K	<0.01%	0		Timeline
ABMABM INDS INC	250	$9K	<0.01%	0		Timeline
EXIISHARES TR	100	$9K	<0.01%	0		Timeline
FSLYFASTLY INC	100	$9K	<0.01%	0		Timeline
SNVSYNOVUS FINANCIAL CORP	442	$9K	<0.01%	0		Timeline
SGMOQSANGAMO THERAPEUTICS INC	1,000	$9K	<0.01%	0		Timeline
PCEFINVESCO EXCH TRADED FD TR II	450	$9K	<0.01%	0		Timeline
AIKIDO PHARMA INCAIKIDO PHARMA INC	15,249	$9K	<0.01%	new
CHTRCHARTER COMMUNICATIONS INC	13	$8K	<0.01%	0		Timeline
MSMORGAN STANLEY	156	$8K	<0.01%	-41		Timeline
CAHCARDINAL HEALTH INC	174	$8K	<0.01%	0		Timeline
PKGPACKAGING CORP AMER	71	$8K	<0.01%	0		Timeline
NFGNATIONAL FUEL GAS CO	202	$8K	<0.01%	0		Timeline
ALCALCON AG	134	$8K	<0.01%	-296		Timeline
MPCMARATHON PETE CORP	280	$8K	<0.01%	0		Timeline
IGRCBRE GBL REAL ESTATE INC FD	1,286	$8K	<0.01%	new		Timeline
AOSSMITH A O CORP	151	$8K	<0.01%	0		Timeline
PPGPPG INDS INC	68	$8K	<0.01%	-231		Timeline
ELLAUDER ESTEE COS INC	35	$8K	<0.01%	-18		Timeline
BKRBAKER HUGHES COMPANY	603	$8K	<0.01%	0		Timeline
WWWWOLVERINE WORLD WIDE INC	300	$8K	<0.01%	new		Timeline
MYIBLACKROCK MUNIYIELD QUALITY	622	$8K	<0.01%	0		Timeline
PACGRUPO AEROPORTUNARIO DEL PAC	100	$8K	<0.01%	new		Timeline
MTCHMATCH GROUP INC NEW	69	$8K	<0.01%	new		Timeline
ILTBISHARES TR	109	$8K	<0.01%	new		Timeline
CANOPY GROWTH CORPCANOPY GROWTH CORP	593	$8K	<0.01%	0
XLESELECT SECTOR SPDR TR	224	$7K	<0.01%	0		Timeline
VDEVANGUARD WORLD FD	164	$7K	<0.01%	0		Timeline
VONGVANGUARD SCOTTSDALE FDS	32	$7K	<0.01%	0		Timeline
ZSZSCALER INC	50	$7K	<0.01%	0		Timeline
CMCANADIAN IMPERIAL BANK OF CO	100	$7K	<0.01%	0		Timeline
TSCOTRACTOR SUPPLY CO	51	$7K	<0.01%	0		Timeline
ROKUROKU INC	35	$7K	<0.01%	-1,870		Timeline
NINISOURCE INC	336	$7K	<0.01%	0		Timeline
EBAYEBAY INC.	140	$7K	<0.01%	0		Timeline
MPTMEDICAL PROPERTIES TRUST INC	400	$7K	<0.01%	0		Timeline
CHWCALAMOS GBL DYN INCOME FUND	871	$7K	<0.01%	new		Timeline
GGNGAMCO GLOBAL GOLD NAT RES &	2,125	$7K	<0.01%	0		Timeline
GLPGLOBAL PARTNERS LP	500	$7K	<0.01%	0		Timeline
PHOINVESCO EXCHANGE TRADED FD T	180	$7K	<0.01%	0		Timeline
VKTXVIKING THERAPEUTICS INC	1,250	$7K	<0.01%	0		Timeline
WYNNWYNN RESORTS LTD	100	$7K	<0.01%	0		Timeline
DANDANA INC	598	$7K	<0.01%	0		Timeline
HESS CORPHESS CORP	172	$7K	<0.01%	0
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	1,000	$7K	<0.01%	0
WRAPWRAP TECHNOLOGIES INC	1,030	$7K	<0.01%	new		Timeline
SOUTHSTATE BANK CORPSOUTHSTATE BANK CORP	147	$7K	<0.01%	0
Pimco Income Oppty FundPimco Income Oppty Fund	300	$7K	<0.01%	0
DARE BIOSCIENCE INCDARE BIOSCIENCE INC	6,598	$7K	<0.01%	new
IGFISHARES TR	150	$6K	<0.01%	0		Timeline
XLUSELECT SECTOR SPDR TR	100	$6K	<0.01%	0		Timeline
OTTROTTER TAIL CORP	170	$6K	<0.01%	0		Timeline
RACEFERRARI N V	35	$6K	<0.01%	0		Timeline
RCLROYAL CARIBBEAN GROUP	100	$6K	<0.01%	0		Timeline
GMGENERAL MTRS CO	218	$6K	<0.01%	+61		Timeline
HIIHUNTINGTON INGALLS INDS INC	43	$6K	<0.01%	0		Timeline
TCOMTRIP COM GROUP LTD	200	$6K	<0.01%	new		Timeline
EATBRINKER INTL INC	150	$6K	<0.01%	0		Timeline
DXCDXC TECHNOLOGY CO	354	$6K	<0.01%	0		Timeline
WUWESTERN UN CO	270	$6K	<0.01%	0		Timeline
LYFTLYFT INC	211	$6K	<0.01%	0		Timeline
PAAPLAINS ALL AMERN PIPELINE L	1,050	$6K	<0.01%	0		Timeline
CNOCNO FINL GROUP INC	348	$6K	<0.01%	+3		Timeline
HTOH2O AMERICA	100	$6K	<0.01%	0		Timeline
HPHELMERICH & PAYNE INC	400	$6K	<0.01%	0		Timeline
SQMSOCIEDAD QUIMICA Y MINERA DE	200	$6K	<0.01%	0		Timeline
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC	60	$6K	<0.01%	0
HEALTHCARE RLTY TRHEALTHCARE RLTY TR	200	$6K	<0.01%	0
GLOBALSTAR INCGLOBALSTAR INC	20,899	$6K	<0.01%	new
CHF SOLUTIONS INCCHF SOLUTIONS INC	20,300	$6K	<0.01%	new
BIOLASE INCBIOLASE INC	20,000	$6K	<0.01%	new
MAAMID-AMER APT CMNTYS INC	43	$5K	<0.01%	0		Timeline
OKEONEOK INC NEW	180	$5K	<0.01%	new		Timeline
TOLTOLL BROTHERS INC	100	$5K	<0.01%	0		Timeline
HOGHARLEY DAVIDSON INC	215	$5K	<0.01%	0		Timeline
CORCENCORA INC	56	$5K	<0.01%	0		Timeline
TPRTAPESTRY INC	300	$5K	<0.01%	0		Timeline
MKCMCCORMICK & CO INC	23	$5K	<0.01%	new		Timeline
CTRACOTERRA ENERGY INC	298	$5K	<0.01%	0		Timeline
IJTISHARES TR	30	$5K	<0.01%	0		Timeline
MAINMAIN STR CAP CORP	180	$5K	<0.01%	new		Timeline
DBOINVESCO DB MULTI-SECTOR COMM	685	$5K	<0.01%	0		Timeline
SPTISPDR SERIES TRUST	160	$5K	<0.01%	0		Timeline
SPLUNK INCSPLUNK INC	25	$5K	<0.01%	0
VEREIT INCVEREIT INC	700	$5K	<0.01%	0
AVNSAVANOS MED INC	155	$5K	<0.01%	0		Timeline
XSVMINVESCO EXCHANGE TRADED FD T	172	$5K	<0.01%	0		Timeline
BRIGHAM MINERALS INCBRIGHAM MINERALS INC	590	$5K	<0.01%	0
XWELL INC COM NEWXWELL INC COM NEW	2,500	$5K	<0.01%	+2,200
TOUGHBUILT INDS INC COMTOUGHBUILT INDS INC COM	6,500	$5K	<0.01%	-3,500
IIPRINNOVATIVE INDL PPTYS INC	35	$4K	<0.01%	0		Timeline
EOGEOG RES INC	105	$4K	<0.01%	0		Timeline
WELLWELLTOWER INC	64	$4K	<0.01%	0		Timeline
ITTITT INC	75	$4K	<0.01%	0		Timeline
VTWVVANGUARD SCOTTSDALE FDS	50	$4K	<0.01%	0		Timeline
FCXFREEPORT MCMORAN INC	240	$4K	<0.01%	0		Timeline
AMKRAMKOR TECHNOLOGY INC	400	$4K	<0.01%	0		Timeline
NTAPNETAPP INC	90	$4K	<0.01%	0		Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	300	$4K	<0.01%	0		Timeline
BANK OF AMER CORPBANK OF AMER CORP	3	$4K	<0.01%	0
CXWCORECIVIC INC	450	$4K	<0.01%	0		Timeline
EWAISHARES INC	200	$4K	<0.01%	0		Timeline
XMQTXBLACKROCK MUNIYIELD QLTY II	272	$4K	<0.01%	0		Timeline
NIKOLA CORPNIKOLA CORP	185	$4K	<0.01%	+15
SILGLOBAL X FDS	100	$4K	<0.01%	0		Timeline
IAC INTERACTIVECORP NEWIAC INTERACTIVECORP NEW	32	$4K	<0.01%	new
ASPNASPEN AEROGELS INC	400	$4K	<0.01%	0		Timeline
CWCOCONSOLIDATED WATER CO INC	340	$4K	<0.01%	0		Timeline
INSEEGO CORPINSEEGO CORP	400	$4K	<0.01%	0
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	211	$4K	<0.01%	0
BROOKFIELD INFRASTRUCT FCLA…BROOKFIELD INFRASTRUCT FCLASS …	66	$4K	<0.01%	-17
INSPIREMD INCINSPIREMD INC	13,000	$4K	<0.01%	new
HISTOGEN INCHISTOGEN INC	2,201	$4K	<0.01%	0
EWJISHARES INC	48	$3K	<0.01%	0		Timeline
CHWYCHEWY INC	50	$3K	<0.01%	new		Timeline
DDOGDATADOG INC	25	$3K	<0.01%	new		Timeline
PAASPAN AMERN SILVER CORP	100	$3K	<0.01%	0		Timeline
ALLALLSTATE CORP	30	$3K	<0.01%	0		Timeline
JAZZJAZZ PHARMACEUTICALS PLC	23	$3K	<0.01%	0		Timeline
IRINGERSOLL RAND INC	78	$3K	<0.01%	0		Timeline
LNGCHENIERE ENERGY INC	55	$3K	<0.01%	0		Timeline
AESAES CORP	182	$3K	<0.01%	0		Timeline
DELLDELL TECHNOLOGIES INC	41	$3K	<0.01%	0		Timeline
CTVACORTEVA INC	91	$3K	<0.01%	0		Timeline
LILI AUTO INC	188	$3K	<0.01%	new		Timeline
XYZBLOCK INC	16	$3K	<0.01%	-30		Timeline
WALWESTERN ALLIANCE BANCORP	97	$3K	<0.01%	0		Timeline
FIXCOMFORT SYS USA INC	50	$3K	<0.01%	0		Timeline
CCLCARNIVAL CORP	200	$3K	<0.01%	-100		Timeline
HOLXHOLOGIC INC	50	$3K	<0.01%	0		Timeline
EWUISHARES TR	103	$3K	<0.01%	0		Timeline
IXPISHARES TR	50	$3K	<0.01%	0		Timeline
TDCTERADATA CORP DEL	144	$3K	<0.01%	0		Timeline
WKCWORLD KINECT CORPORATION	150	$3K	<0.01%	0		Timeline
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM	200	$3K	<0.01%	0
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC	98	$3K	<0.01%	0
WESTPAC BANKING CORPWESTPAC BANKING CORP	250	$3K	<0.01%	0
L BRANDS INCL BRANDS INC	86	$3K	<0.01%	0
PERSPECTA INCPERSPECTA INC	134	$3K	<0.01%	0
EPSNEPSILON ENERGY LTD	912	$3K	<0.01%	0		Timeline
USOUNITED STS OIL FD LP	100	$3K	<0.01%	0		Timeline
ETFMGETFMG	255	$3K	<0.01%	0
BLACK KNIGHT INC COMBLACK KNIGHT INC COM	29	$3K	<0.01%	-40
TIVITY HEALTH INCTIVITY HEALTH INC	200	$3K	<0.01%	0
OTONOMY INCOTONOMY INC	700	$3K	<0.01%	0
GEOVAX LABS INCGEOVAX LABS INC	850	$3K	<0.01%	new
BIO-KEY INTL INCBIO-KEY INTL INC	6,750	$3K	<0.01%	new
IEFAISHARES TR	34	$2K	<0.01%	0		Timeline
SDYSPDR SERIES TRUST	24	$2K	<0.01%	new		Timeline
GERNGERON CORP	1,000	$2K	<0.01%	0		Timeline
NOKNOKIA CORP	500	$2K	<0.01%	0		Timeline
NNNNNN REIT INC	50	$2K	<0.01%	0		Timeline
EXELEXELIXIS INC	95	$2K	<0.01%	0		Timeline
IWCISHARES TR	20	$2K	<0.01%	0		Timeline
SFMSPROUTS FMRS MKT INC	100	$2K	<0.01%	0		Timeline
FANGDIAMONDBACK ENERGY INC	64	$2K	<0.01%	0		Timeline
UNFIUNITED NAT FOODS INC	143	$2K	<0.01%	0		Timeline
YETIYETI HLDGS INC	35	$2K	<0.01%	0		Timeline
WABWABTEC	28	$2K	<0.01%	-407		Timeline
FICOFAIR ISAAC CORP	4	$2K	<0.01%	0		Timeline
PCGPG&E CORP	250	$2K	<0.01%	0		Timeline
VFCV F CORP	28	$2K	<0.01%	-98		Timeline
VMCVULCAN MATLS CO	17	$2K	<0.01%	0		Timeline
WSMWILLIAMS SONOMA INC	25	$2K	<0.01%	0		Timeline
MASIMASIMO CORP	8	$2K	<0.01%	0		Timeline
RVLVREVOLVE GROUP INC	100	$2K	<0.01%	0		Timeline
ETENERGY TRANSFER L P	363	$2K	<0.01%	-763		Timeline
DBAINVESCO DB MULTI-SECTOR COMM	120	$2K	<0.01%	0		Timeline
FLRFLUOR CORP	200	$2K	<0.01%	0		Timeline
ALKSALKERMES PLC	100	$2K	<0.01%	0		Timeline
BEPBROOKFIELD RENEWABLE ENERGY	41	$2K	<0.01%	0		Timeline
NGNOVAGOLD RESOURCES INC	200	$2K	<0.01%	0		Timeline
BSINBIG SKY INDL INC	500	$2K	<0.01%	0		Timeline
TVGRUPO TELEVISA S A B	400	$2K	<0.01%	-534		Timeline
PBRPETROLEO BRASILEIRO S A	349	$2K	<0.01%	0		Timeline
RLRALPH LAUREN CORP	30	$2K	<0.01%	new		Timeline
FBPFIRST BANCORP CORPORATION	300	$2K	<0.01%	0		Timeline
GRAFTECH INTL LTDGRAFTECH INTL LTD	250	$2K	<0.01%	0
XMVFXBLACKROCK MUNIVEST FUND	276	$2K	<0.01%	0		Timeline
DSUBLACKROCK DEBT STRATEGIES FD	200	$2K	<0.01%	0		Timeline
ALEALLETE INC	35	$2K	<0.01%	0		Timeline
APACHE CORPAPACHE CORP	182	$2K	<0.01%	0
CONTINENTAL RES INCCONTINENTAL RES INC	150	$2K	<0.01%	-50
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN	351	$2K	<0.01%	new
UISUNISYS CORP	200	$2K	<0.01%	0		Timeline
VREXVAREX IMAGING CORP	120	$2K	<0.01%	0		Timeline
LCTXLINEAGE CELL THERAPEUTICS IN	2,000	$2K	<0.01%	0		Timeline
NEENAH PAPER INCNEENAH PAPER INC	27	$2K	<0.01%	0
SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INC	300	$2K	<0.01%	0
YAMANA GOLD INCYAMANA GOLD INC	300	$2K	<0.01%	+126
SESEN BIO INCSESEN BIO INC	1,100	$2K	<0.01%	0
AETERNA ZENTARIS INCAETERNA ZENTARIS INC	7,000	$2K	<0.01%	new
KITOV PHARMA LTD SPONSORD A…KITOV PHARMA LTD SPONSORD ADS NEW	375	$2K	<0.01%	new
CMECME GROUP INC	6	$1K	<0.01%	0		Timeline
MGKVANGUARD WORLD FD	3	$1K	<0.01%	new		Timeline
NOGNORTHERN OIL & GAS INC	150	$1K	<0.01%	new		Timeline
SANBANCO SANTANDER SA	496	$1K	<0.01%	0		Timeline
RMBSRAMBUS INC DEL	50	$1K	<0.01%	0		Timeline
SPBSPECTRUM BRANDS HOLDINGS INC	25	$1K	<0.01%	0		Timeline
EHCENCOMPASS HEALTH CORP	9	$1K	<0.01%	0		Timeline
HIMXHIMAX TECHNOLOGIES INC	150	$1K	<0.01%	0		Timeline
FTNTFORTINET INC	10	$1K	<0.01%	0		Timeline
DVNDEVON ENERGY CORP NEW	73	$1K	<0.01%	-50		Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	32	$1K	<0.01%	-83		Timeline
LYVLIVE NATION ENTERTAINMENT IN	22	$1K	<0.01%	0		Timeline
AGNCAGNC INVT CORP	38	$1K	<0.01%	new		Timeline
EXASEXACT SCIENCES CORP	6	$1K	<0.01%	-163		Timeline
GSLCGOLDMAN SACHS ETF TR	18	$1K	<0.01%	new		Timeline
TFISPDR SERIES TRUST	20	$1K	<0.01%	0		Timeline
KWEBKRANESHARES TRUST	10	$1K	<0.01%	0		Timeline
NSPINSPERITY INC	20	$1K	<0.01%	0		Timeline
VYXNCR VOYIX CORPORATION	50	$1K	<0.01%	0		Timeline
OVVOVINTIV INC	91	$1K	<0.01%	0		Timeline
SHMSPDR SERIES TRUST	29	$1K	<0.01%	0		Timeline
CVECENOVUS ENERGY INC	146	$1K	<0.01%	0		Timeline
CRONCRONOS GROUP INC	275	$1K	<0.01%	0		Timeline
MVISMICROVISION INC DEL	650	$1K	<0.01%	0		Timeline
BROOKFIELD RENEWABLE COR-ABROOKFIELD RENEWABLE COR-A	10	$1K	<0.01%	new
CHAMPIONX CORPORATIONCHAMPIONX CORPORATION	115	$1K	<0.01%	0
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	28	$1K	<0.01%	0
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	101	$1K	<0.01%	0
CENTURYLINK INCCENTURYLINK INC	137	$1K	<0.01%	+3
E TRADE FINANCIAL CORPE TRADE FINANCIAL CORP	25	$1K	<0.01%	0
CDK GLOBAL INCCDK GLOBAL INC	25	$1K	<0.01%	0
MFINMEDALLION FINANCIAL CORP	300	$1K	<0.01%	0		Timeline
RESRPC INC	305	$1K	<0.01%	0		Timeline
SEEDORIGIN AGRITECH LIMITED	100	$1K	<0.01%	0		Timeline
IMMUNOGEN INCIMMUNOGEN INC	300	$1K	<0.01%	0
EBEVENTBRITE INC-CLASS A	100	$1K	<0.01%	0		Timeline
SPIRIT AIRLS INCSPIRIT AIRLS INC	60	$1K	<0.01%	new
AKTSQAkoustis Technologies Inc	180	$1K	<0.01%	0		Timeline
APHRIA INCAPHRIA INC	140	$1K	<0.01%	0
PROSHARES TR II ULTRA VIX S…PROSHARES TR II ULTRA VIX SHORT T…	33	$1K	<0.01%	0
GALMED PHARMACEUTICALS LTDGALMED PHARMACEUTICALS LTD	250	$1K	<0.01%	0
Checkpoint Therapeutics Inc…Checkpoint Therapeutics Inc Com	500	$1K	<0.01%	new
INTEC PHARMA LTD JERUSALEMINTEC PHARMA LTD JERUSALEM	5,000	$1K	<0.01%	0
ALKALASKA AIR GROUP INC	12	$0	0%	-100	Value filed as zero, left out of ratios.	Timeline
REZIRESIDEO TECHNOLOGIES INC	6	$0	0%	-25	Value filed as zero, left out of ratios.	Timeline
FOXAFOX CORP	7	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
VIOOVANGUARD ADMIRAL FDS INC	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
NWSANEWS CORP NEW	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
NHCNATIONAL HEALTHCARE CORP	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
RIGTRANSOCEAN LTD	84	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
HRIHERC HLDGS INC	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WBWEIBO CORP	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ANFABERCROMBIE & FITCH CO	9	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
MRNAMODERNA INC	5	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
PPLTABRDN PLATINUM ETF TRUST	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
OLLIOLLIES BARGAIN OUTLET HLDGS	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
KRESPDR SERIES TRUST	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ASIXADVANSIX INC	3	$0	0%	+1	Value filed as zero, left out of ratios.	Timeline
COHUCOHU INC	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
KOSKOSMOS ENERGY LTD	460	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
STAGSTAG INDUSTRIAL INC	1	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
FNCLFIDELITY COVINGTON TRUST	8	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INC	23	$0	0%	new	Value filed as zero, left out of ratios.
MICRO FOCUS INTL PLCMICRO FOCUS INTL PLC	113	$0	0%	0	Value filed as zero, left out of ratios.
FCGFIRST TR EXCHANGE-TRADED FD	80	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BBBLACKBERRY LTD	100	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
MTRMESA RTY TR	100	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
Vital Energy IncVital Energy Inc	10	$0	0%	0	Value filed as zero, left out of ratios.
SVVCFIRSTHAND TECHNOLOGY VALUE FD	86	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CHICOS FAS INCCHICOS FAS INC	100	$0	0%	0	Value filed as zero, left out of ratios.
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INC	700	$0	0%	0	Value filed as zero, left out of ratios.
AURORA CANNABIS INC-NEWAURORA CANNABIS INC-NEW	12	$0	0%	0	Value filed as zero, left out of ratios.
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	20	$0	0%	0	Value filed as zero, left out of ratios.
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC	16	$0	0%	0	Value filed as zero, left out of ratios.
HEXO CORPHEXO CORP	200	$0	0%	0	Value filed as zero, left out of ratios.
WORKHORSE GROUP INCWORKHORSE GROUP INC	13	$0	0%	new	Value filed as zero, left out of ratios.
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR	50	$0	0%	0	Value filed as zero, left out of ratios.
ENERGOUS CORPENERGOUS CORP	55	$0	0%	0	Value filed as zero, left out of ratios.
BARCLAYS BK PLCBARCLAYS BK PLC	17	$0	0%	0	Value filed as zero, left out of ratios.
BARCLAYS BK PLCBARCLAYS BK PLC	28	$0	0%	0	Value filed as zero, left out of ratios.
AGEX THERAPEUTICS INCAGEX THERAPEUTICS INC	200	$0	0%	0	Value filed as zero, left out of ratios.
LEAP THERAPEUTICS INCLEAP THERAPEUTICS INC	181	$0	0%	0	Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
YAMANA GOLD INCYAMANA GOLD INC COM	put	100	$1K	new

Sold out in Q3 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 120. All 120

Security	Shares before	Value before	Type
CYMABAY THERAPEUTICS INCCYMABAY THERAPEUTICS INC	49,300	$172K	shares
ADSKAUTODESK INC	332	$79K	shares
PIIPOLARIS INC	770	$71K	shares
EMBISHARES TR	615	$67K	shares
NZFNUVEEN MUN CR INCOME FD	3,119	$46K	shares
SANMSANMINA CORP	1,770	$44K	shares
MDYSTATE STR SPDR S&P MIDCAP 40	134	$43K	shares
IBNICICI BK LTD	3,853	$36K	shares
VEEVVEEVA SYS INC	140	$33K	shares
INFYINFOSYS LTD	3,207	$31K	shares
HDBHDFC BANK LTD	664	$30K	shares
GLOBGLOBANT S A	200	$30K	shares
CHECHEMED CORP NEW	58	$26K	shares
FISFIDELITY NATL INFORMATION SV	189	$25K	shares
SAPSAP SE	169	$24K	shares
GRMNGARMIN LTD	232	$23K	shares
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED	681	$23K	shares
LOPEGRAND CANYON ED INC	240	$22K	shares
TLKTELEKOMUNIKASI IND	1,001	$22K	shares
FIVEFIVE BELOW INC	201	$21K	shares
LEAF GROUP LTDLEAF GROUP LTD	5,429	$20K	shares
WITWIPRO LTD	5,652	$19K	shares
NTRSNORTHERN TR CORP	245	$19K	shares
TMTOYOTA MOTOR CORP	154	$19K	shares
BF-BBROWN FORMAN CORP	302	$19K	shares
EEMVISHARES INC	370	$19K	shares
NICENICE LTD	90	$17K	shares
BHPBHP BILLITON LIMITED	280	$14K	shares
RNRRENAISSANCERE HLDGS LTD	82	$14K	shares
AONAON PLC	65	$13K	shares
FMXFOMENTO ECONOMICO MEXICANO S	200	$12K	shares
Misonix IncMisonix Inc	902	$12K	shares
PANWPALO ALTO NETWORKS INC	50	$11K	shares
DLTRDOLLAR TREE INC	120	$11K	shares
CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-A	257	$11K	shares
HOTH THERAPEUTICS INC COM N…HOTH THERAPEUTICS INC COM NEW	4,424	$11K	shares
ROKROCKWELL AUTOMATION INC	45	$10K	shares
VFHVANGUARD WORLD FD	167	$10K	shares
IAC INTERACTIVECORPIAC INTERACTIVECORP	32	$10K	shares
ECFELLSWORTH GROWTH & INCOME FD	745	$9K	shares
MBTMOBILE TELESYSTEMS PJSC	935	$9K	shares
BANCOLOMBIA S ABANCOLOMBIA S A	331	$9K	shares
UNILEVER N VUNILEVER N V	164	$9K	shares
SG BLOCKS INCSG BLOCKS INC	3,400	$9K	shares
HMCHONDA MOTOR CO LTD	303	$8K	shares
EGEVEREST GROUP LTD	40	$8K	shares
AJGGALLAGHER ARTHUR J & CO	80	$8K	shares
AMCOR PLCAMCOR PLC	757	$8K	shares
STSENSATA TECHNOLOGIES HLDG PL	225	$8K	shares
CRANE COCRANE CO	127	$8K	shares
LINDE PLC/OLDLINDE PLC/OLD	37	$8K	shares
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS	160	$8K	shares
GEVOGEVO INC	8,196	$7K	shares
SMLVSPDR SERIES TRUST	95	$7K	shares
XLRESELECT SECTOR SPDR TR	159	$6K	shares
KIMKIMCO REALTY CORP	468	$6K	shares
WHRWHIRLPOOL CORP	49	$6K	shares
AMPAMERIPRISE FINL INC	40	$6K	shares
LPXLOUISIANA PAC CORP	222	$6K	shares
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR	175	$6K	shares
EATON VANCE CORPEATON VANCE CORP	155	$6K	shares
SK TELECOM LTDSK TELECOM LTD	300	$6K	shares
OCGNOCUGEN INC	26,000	$6K	shares
EVOFEM BIOSCIENCES INCEVOFEM BIOSCIENCES INC	2,216	$6K	shares
IXUSISHARES TR	100	$5K	shares
PKXPOSCO HOLDINGS INC	136	$5K	shares
ENRENERGIZER HLDGS INC	100	$5K	shares
BENFRANKLIN TEMPLETON INC	217	$5K	shares
ITUBITAU UNIBANCO HLDG S A	1,048	$5K	shares
DWMWISDOMTREE TR	111	$5K	shares
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP	149	$5K	shares
ICEINTERCONTINENTAL EXCHANGE IN	47	$4K	shares
LYBLYONDELLBASELL INDUSTRIES NV	58	$4K	shares
HBANHUNTINGTON BANCSHARES INC	416	$4K	shares
KOFCOCA-COLA FEMSA SAB DE CV	93	$4K	shares
FNFFIDELITY NATL FINL INC	133	$4K	shares
EPPISHARES INC	97	$4K	shares
WHWYNDHAM HOTELS & RESORTS INC	100	$4K	shares
BLACKROCK INCBLACKROCK INC	7	$4K	shares
CRH PLC ADSCRH PLC ADS	121	$4K	shares
EMLCVANECK ETF TRUST	140	$4K	shares
SL GREEN REALTY CORPSL GREEN REALTY CORP	72	$4K	shares
HUANENG PWR INTL INCHUANENG PWR INTL INC	232	$4K	shares
RSGREPUBLIC SVCS INC	42	$3K	shares
IXORIX CORP	42	$3K	shares
DISCOVER FINANCIAL SERVICESDISCOVER FINANCIAL SERVICES	52	$3K	shares
UHALU HAUL HOLDING COMPANY	10	$3K	shares
SSLSASOL LTD	421	$3K	shares
BSACBANCO SANTANDER CHILE NEW	165	$3K	shares
EPCEDGEWELL PERSONAL CARE CO	100	$3K	shares
MSDMORGAN STANLEY EMKT DBT FD I	340	$3K	shares
SIDCOMPANHIA SIDERURGICA NACION	1,609	$3K	shares
EMAGIN CORPEMAGIN CORP	3,500	$3K	shares
BRIGGS & STRATTON CORPBRIGGS & STRATTON CORP	2,500	$3K	shares
CNNECANNAE HLDGS INC	44	$2K	shares
MFCMANULIFE FINL CORP	145	$2K	shares
AVAAVISTA CORP	57	$2K	shares
EENI SPA	115	$2K	shares
PUKPRUDENTIAL PLC	67	$2K	shares
CHINA TELECOM CORP LTDCHINA TELECOM CORP LTD	71	$2K	shares

How Q3 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001363561-20-000008	base		2020-11-06	acceptance time not in the bulk data set	2026-10-07 18:48:21 UTC